Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| WESTWATER RESOURCES, INC.WWR · Entity 6988 | Director | September 18, 2017 | September 21, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
WESTWATER RESOURCES, INC.
Report date September 18, 2017 · Filed September 21, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Stock option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $1.40 · Expires 2027-09-17 | Direct | 47,291 |
Reported balance
After 2017-09-18 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2017-09-18 · Grant · Acquired 47,291 · Balance 47,291 F1: The option vests upon the earlier of July 31, 2018 or the issuer's 2018 annual meeting of stockholders. |
Filing footnotes · ownership attribution and instrument terms
F1: The option vests upon the earlier of July 31, 2018 or the issuer's 2018 annual meeting of stockholders.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 18, 2017 Filed Sep 21, 2017 00:22 UTC | WESTWATER RESOURCES, INC. WWR · Entity 6988 | GrantStock option (right to buy) · Derivative | 47,291 | $0.00 Strike: $1.40 | $0.00 |
DisclosureSEC source: 0001052918-17-000465 · primary_doc.xml · derivative · entry 1 Kaiser Marvin K · CIK 0001364143 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,291 Underlying: Common stock · 47,291 shares Expires 2027-09-17 F1 · derivative.exercise_date: The option vests upon the earlier of July 31, 2018 or the issuer's 2018 annual meeting of stockholders. Read SEC document |
| August 24, 2017 Filed Aug 28, 2017 22:31 UTC | WESTWATER RESOURCES, INC. WWR · Entity 6988 | SaleCommon Stock | 3,006 | $1.37 | $4,118.22 |
DisclosureSEC source: 0001123292-17-001391 · edgar.xml · nonDerivative · entry 1 Kaiser Marvin K · CIK 0001364143 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,882 Read SEC document |
| June 04, 2017 Filed Jun 6, 2017 23:35 UTC | WESTWATER RESOURCES, INC. URRE · Entity 6988 | Exercise / conversionRestriced Stock Units · Derivative | 556 | $0.00 | $0.56 |
DisclosureSEC source: 0001123292-17-001094 · edgar.xml · derivative · entry 2 Kaiser Marvin K · CIK 0001364143 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 556 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date. F2 · derivative.exercise_date: The restricted stock units vest in three equal annual installments on June 4, 2015, June 4, 2016 and June 4, 2017. F2 · derivative.expiration_date: The restricted stock units vest in three equal annual installments on June 4, 2015, June 4, 2016 and June 4, 2017. Read SEC document |
| June 04, 2017 Filed Jun 6, 2017 23:35 UTC | WESTWATER RESOURCES, INC. URRE · Entity 6988 | Exercise / conversionCommon Stock | 556 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001123292-17-001094 · edgar.xml · nonDerivative · entry 1 Kaiser Marvin K · CIK 0001364143 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,888 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date. Read SEC document |
| June 04, 2016 Filed Nov 17, 2016 22:36 UTC | WESTWATER RESOURCES, INC. URRE · Entity 6988 | Exercise / conversionRestricted Stock Units · Derivative | 556 | $0.00 | $0.56 |
DisclosureSEC source: 0001123292-16-002984 · edgar.xml · derivative · entry 4 Kaiser Marvin K · CIK 0001364143 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 556 Underlying: Common Stock · 556 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date. F2 · shares: Shares reported as being beneficially owned have been adjusted to reflect a 1-for-12 reverse stock split of the Company's common stock, with fractional shares being purchased by the Company. F4 · derivative.exercise_date: The restricted stock units vest in three equal annual installments on June 4, 2015, June 4, 2016 and June 4, 2017. F4 · derivative.expiration_date: The restricted stock units vest in three equal annual installments on June 4, 2015, June 4, 2016 and June 4, 2017. F5 · balance_after: Shares reported as being beneficially owned have been adjusted as a result of the reverse stock split. Read SEC document |
| June 04, 2016 Filed Nov 17, 2016 22:36 UTC | WESTWATER RESOURCES, INC. URRE · Entity 6988 | Exercise / conversionRestricted Stock Units · Derivative | 556 | $0.00 | $0.56 |
DisclosureSEC source: 0001123292-16-002984 · edgar.xml · derivative · entry 3 Kaiser Marvin K · CIK 0001364143 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 556 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date. F2 · shares: Shares reported as being beneficially owned have been adjusted to reflect a 1-for-12 reverse stock split of the Company's common stock, with fractional shares being purchased by the Company. F3 · derivative.exercise_date: The restricted stock units vest in three equal annual installments on June 4, 2014, June 4, 2015 and June 4, 2016. F3 · derivative.expiration_date: The restricted stock units vest in three equal annual installments on June 4, 2014, June 4, 2015 and June 4, 2016. F5 · balance_after: Shares reported as being beneficially owned have been adjusted as a result of the reverse stock split. Read SEC document |
| June 04, 2016 Filed Nov 17, 2016 22:36 UTC | WESTWATER RESOURCES, INC. URRE · Entity 6988 | Exercise / conversionCommon Stock | 556 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001123292-16-002984 · edgar.xml · nonDerivative · entry 2 Kaiser Marvin K · CIK 0001364143 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,332 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date. Read SEC document |
| June 04, 2016 Filed Nov 17, 2016 22:36 UTC | WESTWATER RESOURCES, INC. URRE · Entity 6988 | Exercise / conversionCommon Stock | 556 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001123292-16-002984 · edgar.xml · nonDerivative · entry 1 Kaiser Marvin K · CIK 0001364143 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,776 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date. F2 · balance_after: Shares reported as being beneficially owned have been adjusted to reflect a 1-for-12 reverse stock split of the Company's common stock, with fractional shares being purchased by the Company. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.