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Stevenson Tracy Austin

Disclosed activity across 2 companies

Tapewire entity
60346
SEC CIK
0001416195

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
VISTA GOLD CORPVGZ · Entity 8812DirectorMarch 13, 2026March 17, 2026
WESTWATER RESOURCES, INC.URRE · Entity 6988DirectorJune 04, 2017June 06, 2017

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

VISTA GOLD CORP

Report date March 13, 2026 · Filed March 17, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Deferred Share UnitsSEC Table II · derivative / convertible securityDirect542,000 Reported balance After 2026-03-13 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-03-13 · Grant · Acquired 32,000 · Balance 542,000

F1: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vest immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until the separation of the reporting person as a director of the Issuer. The grants will expire no later than December 1 of the year following the calendar year in which separation occurs.

Filing footnotes · ownership attribution and instrument terms

F1: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vest immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until the separation of the reporting person as a director of the Issuer. The grants will expire no later than December 1 of the year following the calendar year in which separation occurs.

WESTWATER RESOURCES, INC.

Report date June 04, 2017 · Filed June 06, 2017

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect1,668 Reported balance After 2017-06-04 transaction · row 1
1 source row

Row 1 · 2017-06-04 · Exercise / conversion · Acquired 556 · Balance 1,668

F1: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

Restriced Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2017-06-04 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2017-06-04 · Exercise / conversion · Disposed 556 · Balance 0

F1: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

F2: The restricted stock units vest in three equal annual installments on June 4, 2015, June 4, 2016 and June 4, 2017.

Filing footnotes · ownership attribution and instrument terms

F1: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

F2: The restricted stock units vest in three equal annual installments on June 4, 2015, June 4, 2016 and June 4, 2017.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
March 13, 2026 Filed Mar 17, 2026 15:00 UTC VISTA GOLD CORP VGZ · Entity 8812 GrantDeferred Share Units · Derivative 32,000 $0.00 $0.00
Disclosure

SEC source: 0000912282-26-000437 · form4.xml · derivative · entry 1

Stevenson Tracy Austin · CIK 0001416195 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 542,000

Underlying: Common Shares · 32,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vest immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until the separation of the reporting person as a director of the Issuer. The grants will expire no later than December 1 of the year following the calendar year in which separation occurs.

F1 · derivative.exercise_date: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vest immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until the separation of the reporting person as a director of the Issuer. The grants will expire no later than December 1 of the year following the calendar year in which separation occurs.

F1 · derivative.expiration_date: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vest immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until the separation of the reporting person as a director of the Issuer. The grants will expire no later than December 1 of the year following the calendar year in which separation occurs.

Read SEC document
March 04, 2025 Filed Mar 7, 2025 01:24 UTC VISTA GOLD CORP VGZ · Entity 8812 GrantDeferred Share Units · Derivative 76,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000912282-25-000245 · form4.xml · derivative · entry 1

Stevenson Tracy Austin · CIK 0001416195 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 510,000

Underlying: Common Shares · 76,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vest immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until the separation of the reporting person as a director of the Issuer. The grants will expire no later than December 1 of the year following the calendar year in which the separation occurs.

F1 · derivative.exercise_date: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vest immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until the separation of the reporting person as a director of the Issuer. The grants will expire no later than December 1 of the year following the calendar year in which the separation occurs.

F1 · derivative.expiration_date: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vest immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until the separation of the reporting person as a director of the Issuer. The grants will expire no later than December 1 of the year following the calendar year in which the separation occurs.

Read SEC document
February 26, 2024 Filed Feb 28, 2024 19:43 UTC VISTA GOLD CORP VGZ · Entity 8812 GrantDeferred Share Units · Derivative 132,000 $0.00 $0.00
Disclosure

SEC source: 0000912282-24-000195 · form4.xml · derivative · entry 1

Stevenson Tracy Austin · CIK 0001416195 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 434,000

Underlying: Common Shares · 132,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vest immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until the separation of the reporting person as a director of the Issuer. The grants will expire no later than December 1 of the year following the calendar year in which separation occurs.

F1 · derivative.exercise_date: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vest immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until the separation of the reporting person as a director of the Issuer. The grants will expire no later than December 1 of the year following the calendar year in which separation occurs.

F1 · derivative.expiration_date: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vest immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until the separation of the reporting person as a director of the Issuer. The grants will expire no later than December 1 of the year following the calendar year in which separation occurs.

Read SEC document
January 11, 2024 Filed Jan 11, 2024 19:26 UTC VISTA GOLD CORP VGZ · Entity 8812 PurchaseCommon Shares 20,000 $0.37 $7,324.00
Disclosure

SEC source: 0000912282-24-000029 · form4.xml · nonDerivative · entry 1

Stevenson Tracy Austin · CIK 0001416195 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 453,199

F1 · price: The purchase price reported above is an average weighted price. These shares were purchased in multiple transactions at prices ranging from $0.363 to $0.3698, inclusive. The reporting person undertakes to provide to Vista Gold corp., any security holder of Vista Gold Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

Read SEC document
June 27, 2023 Filed Jun 28, 2023 15:58 UTC VISTA GOLD CORP VGZ · Entity 8812 PurchaseCommon Shares 10,000 $0.51 $5,080.00
Disclosure

SEC source: 0000912282-23-000156 · form4.xml · nonDerivative · entry 1

Stevenson Tracy Austin · CIK 0001416195 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 433,199

F1 · price: The purchase price reported above is an average weighted price. These shares were purchased in multiple transactions at prices ranging from $0.5072 to $0.508, inclusive. The reporting person undertakes to provide to Vista Gold Corp., any security holder of Vista Gold Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

Read SEC document
April 27, 2023 Filed May 1, 2023 19:26 UTC VISTA GOLD CORP VGZ · Entity 8812 GrantDeferred Share Units ("DSUs") · Derivative 60,000 $0.00 $0.00
Disclosure

SEC source: 0000912282-23-000002 · form4.xml · derivative · entry 1

Stevenson Tracy Austin · CIK 0001416195 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 302,000

Underlying: Common Shares · 60,000 shares

Expires not disclosed

F1 · security: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vest immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting personal shall not have any voting or dispositive rights with respect to the underlying common shares, until the separation of the reporting person as a director of the Issuer. The grants will expire no later than December 1 of the year following the calendar year in which separation occurs.

F1 · derivative.exercise_price: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vest immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting personal shall not have any voting or dispositive rights with respect to the underlying common shares, until the separation of the reporting person as a director of the Issuer. The grants will expire no later than December 1 of the year following the calendar year in which separation occurs.

F1 · derivative.exercise_date: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vest immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting personal shall not have any voting or dispositive rights with respect to the underlying common shares, until the separation of the reporting person as a director of the Issuer. The grants will expire no later than December 1 of the year following the calendar year in which separation occurs.

F1 · derivative.expiration_date: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vest immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting personal shall not have any voting or dispositive rights with respect to the underlying common shares, until the separation of the reporting person as a director of the Issuer. The grants will expire no later than December 1 of the year following the calendar year in which separation occurs.

Read SEC document
March 05, 2023 Filed Mar 8, 2023 02:20 UTC VISTA GOLD CORP VGZ · Entity 8812 GrantDeferred Share Units ("DSUs") · Derivative 33,000 $0.00 $0.00
Disclosure

SEC source: 0001567619-23-004641 · doc1.xml · derivative · entry 1

Stevenson Tracy Austin · CIK 0001416195 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 242,000

Underlying: Common Shares · 33,000 shares

Expires not disclosed

F1 · security: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vest immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until the separation of the reporting person as a director of the Issuer. The grants will expire no later than December 1 of the year following the calendar year in which separation occurs.

F1 · derivative.exercise_price: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vest immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until the separation of the reporting person as a director of the Issuer. The grants will expire no later than December 1 of the year following the calendar year in which separation occurs.

F1 · derivative.exercise_date: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vest immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until the separation of the reporting person as a director of the Issuer. The grants will expire no later than December 1 of the year following the calendar year in which separation occurs.

F1 · derivative.expiration_date: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vest immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until the separation of the reporting person as a director of the Issuer. The grants will expire no later than December 1 of the year following the calendar year in which separation occurs.

Read SEC document
March 02, 2022 Filed Mar 4, 2022 20:37 UTC VISTA GOLD CORP VGZ · Entity 8812 GrantDeferred Share Units ("DSUs") · Derivative 54,000 $0.00 $0.00
Disclosure

SEC source: 0001567619-22-006379 · doc1.xml · derivative · entry 1

Stevenson Tracy Austin · CIK 0001416195 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 209,000

Underlying: Common Shares · 54,000 shares

Expires not disclosed

F1 · security: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vest immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until the separation of the reporting person as a director of the Issuer. The grants will expire no later than December 1 of the year following the calendar year in which separation occurs.

F1 · derivative.exercise_price: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vest immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until the separation of the reporting person as a director of the Issuer. The grants will expire no later than December 1 of the year following the calendar year in which separation occurs.

F1 · derivative.exercise_date: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vest immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until the separation of the reporting person as a director of the Issuer. The grants will expire no later than December 1 of the year following the calendar year in which separation occurs.

F1 · derivative.expiration_date: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vest immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until the separation of the reporting person as a director of the Issuer. The grants will expire no later than December 1 of the year following the calendar year in which separation occurs.

Read SEC document
November 24, 2021 Filed Nov 29, 2021 16:38 UTC VISTA GOLD CORP VGZ · Entity 8812 PurchaseCommon Shares 10,000 $0.72 $7,249.00
Disclosure

SEC source: 0001567619-21-021213 · doc1.xml · nonDerivative · entry 1

Stevenson Tracy Austin · CIK 0001416195 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 423,199

Read SEC document
November 11, 2021 Filed Nov 15, 2021 14:28 UTC VISTA GOLD CORP VGZ · Entity 8812 PurchaseCommon Shares 10,000 $0.77 $7,698.00
Disclosure

SEC source: 0001567619-21-020139 · doc1.xml · nonDerivative · entry 1

Stevenson Tracy Austin · CIK 0001416195 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 413,199

Read SEC document
July 13, 2021 Filed Jul 13, 2021 23:44 UTC VISTA GOLD CORP VGZ · Entity 8812 PurchaseCommon shares 15,000 $0.87 $13,110.00
Disclosure

SEC source: 0001567619-21-013333 · doc1.xml · nonDerivative · entry 1

Stevenson Tracy Austin · CIK 0001416195 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 403,199

F1 · price: "The price represented in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from 0.8701 to 0.8750 inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (1).

Read SEC document
July 12, 2021 Filed Jul 13, 2021 00:47 UTC VISTA GOLD CORP VGZ · Entity 8812 PurchaseWarrant (right to buy) · Derivative 25,000 $0.00 Strike: $1.25 $2.50
Disclosure

SEC source: 0001567619-21-013265 · doc1.xml · derivative · entry 2

Stevenson Tracy Austin · CIK 0001416195 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2024-07-12

F1 · shares: Purchased 50,000 units of securities of Issuer in a bought deal public offering transaction that closed 7/12/2021. Each unit consists of (i) one common share and (ii) half a warrant.

Read SEC document
July 12, 2021 Filed Jul 13, 2021 00:47 UTC VISTA GOLD CORP VGZ · Entity 8812 PurchaseCommon shares 50,000 $1.10 $54,995.00
Disclosure

SEC source: 0001567619-21-013265 · doc1.xml · nonDerivative · entry 1

Stevenson Tracy Austin · CIK 0001416195 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 388,199

F1 · shares: Purchased 50,000 units of securities of Issuer in a bought deal public offering transaction that closed 7/12/2021. Each unit consists of (i) one common share and (ii) half a warrant.

Read SEC document
February 23, 2021 Filed Feb 26, 2021 02:54 UTC VISTA GOLD CORP VGZ · Entity 8812 GrantDeferred Share Units ("DSUs") · Derivative 34,000 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-004972 · doc1.xml · derivative · entry 1

Stevenson Tracy Austin · CIK 0001416195 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155,000

Underlying: Common Shares · 34,000 shares

Expires not disclosed

F1 · security: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vest immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until the separation of the reporting person as a director of the Issuer. The grants will expire no later than December 1 of the year following the calendar year in which separation occurs.

F1 · derivative.exercise_price: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vest immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until the separation of the reporting person as a director of the Issuer. The grants will expire no later than December 1 of the year following the calendar year in which separation occurs.

F1 · derivative.exercise_date: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vest immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until the separation of the reporting person as a director of the Issuer. The grants will expire no later than December 1 of the year following the calendar year in which separation occurs.

F1 · derivative.expiration_date: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vest immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until the separation of the reporting person as a director of the Issuer. The grants will expire no later than December 1 of the year following the calendar year in which separation occurs.

Read SEC document
August 04, 2020 Filed Aug 6, 2020 19:56 UTC VISTA GOLD CORP VGZ · Entity 8812 Exercise / conversionRestricted Stock Units ("RSUs") · Derivative 5,867 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-014419 · doc1.xml · derivative · entry 2

Stevenson Tracy Austin · CIK 0001416195 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 5,867 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F3 · shares: Adjusted due to rounding error.

F2 · derivative.exercise_date: The RSUs were granted on 8/4/2017 and vested as follows: 40% over a 36-month period (1/3 at 12 months, 1/3 at 24 months and 1/3 at 36 months), subject to the reporting person's continuing employment with the Issuer; vesting of the remaining 60% of the RSUs occurred on 8/4/2019 and was contingent upon share price performance criteria for the Issuer's common shares during the 2-year vesting period.

F2 · derivative.expiration_date: The RSUs were granted on 8/4/2017 and vested as follows: 40% over a 36-month period (1/3 at 12 months, 1/3 at 24 months and 1/3 at 36 months), subject to the reporting person's continuing employment with the Issuer; vesting of the remaining 60% of the RSUs occurred on 8/4/2019 and was contingent upon share price performance criteria for the Issuer's common shares during the 2-year vesting period.

F3 · derivative.underlying_shares: Adjusted due to rounding error.

Read SEC document
August 04, 2020 Filed Aug 6, 2020 19:56 UTC VISTA GOLD CORP VGZ · Entity 8812 Exercise / conversionCommon Shares 5,867 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-20-014419 · doc1.xml · nonDerivative · entry 1

Stevenson Tracy Austin · CIK 0001416195 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 338,199

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Adjusted due to rounding error.

F1 · price: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
March 01, 2020 Filed Mar 4, 2020 22:29 UTC VISTA GOLD CORP VGZ · Entity 8812 GrantDeferred Share Units ("DSUs") · Derivative 60,000 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-005625 · doc1.xml · derivative · entry 1

Stevenson Tracy Austin · CIK 0001416195 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,000

Underlying: Common Shares · 60,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vest immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until the separation of the reporting person as a director of the Issuer. The grants will expire no later than December 1 of the year following the calendar year in which the separation occurs.

F1 · derivative.exercise_date: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vest immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until the separation of the reporting person as a director of the Issuer. The grants will expire no later than December 1 of the year following the calendar year in which the separation occurs.

F1 · derivative.expiration_date: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vest immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until the separation of the reporting person as a director of the Issuer. The grants will expire no later than December 1 of the year following the calendar year in which the separation occurs.

Read SEC document
August 18, 2019 Filed Aug 20, 2019 23:56 UTC VISTA GOLD CORP VGZ · Entity 8812 Exercise / conversionRestricted Stock Units · Derivative 3,200 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-19-017390 · doc1.xml · derivative · entry 2

Stevenson Tracy Austin · CIK 0001416195 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 3,200 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of VGZ common stock. The RSUs were originally granted on 8/18/2016 and 40% of the grant vested over a 36-month period, subject to the reporting person's continuing employment with the Issuer, as follows: 1/3 on 8/18/2017; 1/3 on 8/18/2018; and 1/3 on 8/18/2019.

F1 · derivative.exercise_date: Each restricted stock unit (RSU) represents a contingent right to receive one share of VGZ common stock. The RSUs were originally granted on 8/18/2016 and 40% of the grant vested over a 36-month period, subject to the reporting person's continuing employment with the Issuer, as follows: 1/3 on 8/18/2017; 1/3 on 8/18/2018; and 1/3 on 8/18/2019.

F1 · derivative.expiration_date: Each restricted stock unit (RSU) represents a contingent right to receive one share of VGZ common stock. The RSUs were originally granted on 8/18/2016 and 40% of the grant vested over a 36-month period, subject to the reporting person's continuing employment with the Issuer, as follows: 1/3 on 8/18/2017; 1/3 on 8/18/2018; and 1/3 on 8/18/2019.

Read SEC document
August 18, 2019 Filed Aug 20, 2019 23:56 UTC VISTA GOLD CORP VGZ · Entity 8812 Exercise / conversionCommon Shares 3,200 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-017390 · doc1.xml · nonDerivative · entry 1

Stevenson Tracy Austin · CIK 0001416195 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 332,332

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit (RSU) represents a contingent right to receive one share of VGZ common stock. The RSUs were originally granted on 8/18/2016 and 40% of the grant vested over a 36-month period, subject to the reporting person's continuing employment with the Issuer, as follows: 1/3 on 8/18/2017; 1/3 on 8/18/2018; and 1/3 on 8/18/2019.

Read SEC document
August 04, 2019 Filed Aug 6, 2019 22:07 UTC VISTA GOLD CORP VGZ · Entity 8812 Disposition to issuerRestricted Stock Units · Derivative 26,400 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-19-015896 · doc1.xml · derivative · entry 3

Stevenson Tracy Austin · CIK 0001416195 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,866

Underlying: Common Stock · 26,400 shares

Expires 2020-08-04

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of VGZ common stock.

F2 · derivative.exercise_date: The RSUs granted on 8/4/2017 vest as follows: 40% over a 36-month period (1/3 at 12 months, 1/3 at 24 months and 1/3 at 36 months), subject to the reporting person's continuing employment with the Issuer. Vesting of the remaining 60% of the RSUs will occur on 8/4/2019 and is contingent upon share price performance criteria for the Issuer's common shares during the 2-year vesting period.

Read SEC document
August 04, 2019 Filed Aug 6, 2019 22:07 UTC VISTA GOLD CORP VGZ · Entity 8812 Exercise / conversionRestricted Stock Units · Derivative 5,867 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-19-015896 · doc1.xml · derivative · entry 2

Stevenson Tracy Austin · CIK 0001416195 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,266

Underlying: Common Stock · 5,867 shares

Expires 2020-08-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each RSU represents a contingent right to receive one share of VGZ common stock.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of VGZ common stock.

F2 · derivative.exercise_date: The RSUs granted on 8/4/2017 vest as follows: 40% over a 36-month period (1/3 at 12 months, 1/3 at 24 months and 1/3 at 36 months), subject to the reporting person's continuing employment with the Issuer. Vesting of the remaining 60% of the RSUs will occur on 8/4/2019 and is contingent upon share price performance criteria for the Issuer's common shares during the 2-year vesting period.

Read SEC document
August 04, 2019 Filed Aug 6, 2019 22:07 UTC VISTA GOLD CORP VGZ · Entity 8812 Exercise / conversionCommon Shares 5,867 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-19-015896 · doc1.xml · nonDerivative · entry 1

Stevenson Tracy Austin · CIK 0001416195 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 329,132

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each RSU represents a contingent right to receive one share of VGZ common stock.

Read SEC document
June 17, 2019 Filed Jun 19, 2019 21:22 UTC VISTA GOLD CORP VGZ · Entity 8812 GrantDeferred Share Units ("DSUs") · Derivative 61,000 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-013714 · doc1.xml · derivative · entry 1

Stevenson Tracy Austin · CIK 0001416195 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,000

Underlying: Common Shares · 61,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vest immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until the separation of the reporting person as a director of the Issuer. The grants will expire no later than December 1 of the year following the calendar year in which the separation occurs.

F1 · derivative.exercise_date: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vest immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until the separation of the reporting person as a director of the Issuer. The grants will expire no later than December 1 of the year following the calendar year in which the separation occurs.

F1 · derivative.expiration_date: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vest immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until the separation of the reporting person as a director of the Issuer. The grants will expire no later than December 1 of the year following the calendar year in which the separation occurs.

Read SEC document
March 20, 2019 Filed Mar 21, 2019 22:09 UTC VISTA GOLD CORP VGZ · Entity 8812 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 8,000 $0.00 Strike: $0.52 $0.00
Disclosure

SEC source: 0001567619-19-007417 · doc1.xml · derivative · entry 2

Stevenson Tracy Austin · CIK 0001416195 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 8,000 shares

Expires 2019-03-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 20, 2019 Filed Mar 21, 2019 22:09 UTC VISTA GOLD CORP VGZ · Entity 8812 Exercise / conversionCommon Shares 8,000 $0.52 $4,160.00
Disclosure

SEC source: 0001567619-19-007417 · doc1.xml · nonDerivative · entry 1

Stevenson Tracy Austin · CIK 0001416195 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 323,265

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 10, 2018 Filed Dec 11, 2018 00:21 UTC VISTA GOLD CORP VGZ · Entity 8812 Exercise / conversionStock Options (Right to Buy) · Derivative 30,000 $0.00 Strike: $0.36 $0.00
Disclosure

SEC source: 0001567619-18-007657 · doc1.xml · derivative · entry 3

Stevenson Tracy Austin · CIK 0001416195 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 30,000 shares

Expires 2018-12-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The options were granted on 12/30/2013, subject to performance criteria. The performance criteria was met as to 75% of the options, which vested and were reported as follows: 10,000 on 12/30/2013; 10,000 on 2/14/2014; and 10,000 on 9/8/2014.

Read SEC document
December 10, 2018 Filed Dec 11, 2018 00:21 UTC VISTA GOLD CORP VGZ · Entity 8812 Disposition to issuerCommon Stock 30,000 $0.46 $13,800.00
Disclosure

SEC source: 0001567619-18-007657 · doc1.xml · nonDerivative · entry 2

Stevenson Tracy Austin · CIK 0001416195 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 315,265

Read SEC document
December 10, 2018 Filed Dec 11, 2018 00:21 UTC VISTA GOLD CORP VGZ · Entity 8812 Exercise / conversionCommon Stock 30,000 $0.36 $10,800.00
Disclosure

SEC source: 0001567619-18-007657 · doc1.xml · nonDerivative · entry 1

Stevenson Tracy Austin · CIK 0001416195 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 345,265

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 18, 2018 Filed Aug 21, 2018 18:01 UTC VISTA GOLD CORP VGZ · Entity 8812 Exercise / conversionRestricted Stock Units ("RSUs") · Derivative 17,600 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-18-001554 · doc1.xml · derivative · entry 2

Stevenson Tracy Austin · CIK 0001416195 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,200

Underlying: Common Shares · 17,600 shares

Expires 2019-08-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs were originally granted on August 18, 2016, with 60% of the original grant, and an additional 1/3 of 40% of the original grant, vesting on August 18, 2018.

F1 · price: Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs were originally granted on August 18, 2016, with 60% of the original grant, and an additional 1/3 of 40% of the original grant, vesting on August 18, 2018.

F1 · derivative.exercise_date: Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs were originally granted on August 18, 2016, with 60% of the original grant, and an additional 1/3 of 40% of the original grant, vesting on August 18, 2018.

Read SEC document
August 18, 2018 Filed Aug 21, 2018 18:01 UTC VISTA GOLD CORP VGZ · Entity 8812 Disposition to issuerCommon Shares 17,600 $0.00 $0.00
Disclosure

SEC source: 0001567619-18-001554 · doc1.xml · nonDerivative · entry 1

Stevenson Tracy Austin · CIK 0001416195 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 315,265

F1 · price: Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs were originally granted on August 18, 2016, with 60% of the original grant, and an additional 1/3 of 40% of the original grant, vesting on August 18, 2018.

Read SEC document
August 04, 2018 Filed Aug 7, 2018 19:44 UTC VISTA GOLD CORP VGZ · Entity 8812 Exercise / conversionRestricted Stock Units ("RSUs") · Derivative 5,867 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001140361-18-035768 · doc1.xml · derivative · entry 2

Stevenson Tracy Austin · CIK 0001416195 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,133

Underlying: Common Shares · 5,867 shares

Expires 2020-08-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs were originally granted on August 4, 2017, with 1/3 of 40% of the original grant vesting on August 4, 2018.

F1 · price: Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs were originally granted on August 4, 2017, with 1/3 of 40% of the original grant vesting on August 4, 2018.

F1 · derivative.exercise_date: Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs were originally granted on August 4, 2017, with 1/3 of 40% of the original grant vesting on August 4, 2018.

Read SEC document
August 04, 2018 Filed Aug 7, 2018 19:44 UTC VISTA GOLD CORP VGZ · Entity 8812 Exercise / conversionCommon Shares 5,867 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-035768 · doc1.xml · nonDerivative · entry 1

Stevenson Tracy Austin · CIK 0001416195 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 297,665

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs were originally granted on August 4, 2017, with 1/3 of 40% of the original grant vesting on August 4, 2018.

Read SEC document
July 28, 2018 Filed Jul 31, 2018 18:45 UTC VISTA GOLD CORP VGZ · Entity 8812 Exercise / conversionRestricted Stock Units ("RSU") · Derivative 6,400 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001140361-18-034522 · doc1.xml · derivative · entry 2

Stevenson Tracy Austin · CIK 0001416195 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 6,400 shares

Expires 2018-07-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs were originally granted on July 28, 2015, with 10% vesting on July 28, 2018.

Read SEC document
July 28, 2018 Filed Jul 31, 2018 18:45 UTC VISTA GOLD CORP VGZ · Entity 8812 Exercise / conversionCommon Shares 6,400 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-034522 · doc1.xml · nonDerivative · entry 1

Stevenson Tracy Austin · CIK 0001416195 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 291,798

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs were originally granted on July 28, 2015, with 10% vesting on July 28, 2018.

Read SEC document
March 09, 2018 Filed Mar 12, 2018 21:03 UTC VISTA GOLD CORP VGZ · Entity 8812 GrantStock Option (Right to Buy) · Derivative 100,000 $0.00 Strike: $0.75 $0.00
Disclosure

SEC source: 0001140361-18-013075 · doc1.xml · derivative · entry 1

Stevenson Tracy Austin · CIK 0001416195 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Shares · 100,000 shares

Expires 2023-03-09

F1 · derivative.exercise_date: The options vest as follows: 33,333 on 3/9/2018; 33,333 on 3/9/2019; and 33,334 on 3/9/2020.

Read SEC document
December 01, 2017 Filed Dec 4, 2017 19:05 UTC VISTA GOLD CORP VGZ · Entity 8812 PurchaseCommon Shares 50,000 $0.61 $30,500.00
Disclosure

SEC source: 0001140361-17-044773 · doc1.xml · nonDerivative · entry 1

Stevenson Tracy Austin · CIK 0001416195 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 285,398

Read SEC document
November 27, 2017 Filed Nov 27, 2017 21:57 UTC VISTA GOLD CORP VGZ · Entity 8812 PurchaseCommon Shares 50,000 $0.72 $36,000.00
Disclosure

SEC source: 0001140361-17-043873 · doc1.xml · nonDerivative · entry 1

Stevenson Tracy Austin · CIK 0001416195 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 235,398

Read SEC document
August 18, 2017 Filed Aug 22, 2017 18:38 UTC VISTA GOLD CORP VGZ · Entity 8812 Exercise / conversionRestricted Stock Units · Derivative 3,200 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001140361-17-032961 · doc1.xml · derivative · entry 2

Stevenson Tracy Austin · CIK 0001416195 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,800

Underlying: Common Shares · 3,200 shares

Expires 2019-08-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Partial vesting of grant of 24,000 RSUs on 8/18/2016 previously reported on Form 4 filed with the SEC on 8/22/2016. Each RSU represents represents a contingent right to receive one share of VGZ common stock.

F1 · derivative.exercise_date: Partial vesting of grant of 24,000 RSUs on 8/18/2016 previously reported on Form 4 filed with the SEC on 8/22/2016. Each RSU represents represents a contingent right to receive one share of VGZ common stock.

Read SEC document
August 18, 2017 Filed Aug 22, 2017 18:38 UTC VISTA GOLD CORP VGZ · Entity 8812 Exercise / conversionCommon Shares 3,200 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-17-032961 · doc1.xml · nonDerivative · entry 1

Stevenson Tracy Austin · CIK 0001416195 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 185,398

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Partial vesting of grant of 24,000 RSUs on 8/18/2016 previously reported on Form 4 filed with the SEC on 8/22/2016. Each RSU represents represents a contingent right to receive one share of VGZ common stock.

Read SEC document
August 08, 2017 Filed Aug 11, 2017 00:23 UTC VISTA GOLD CORP VGZ · Entity 8812 Exercise / conversionRestricted Stock Units · Derivative 30,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001140361-17-031213 · doc1.xml · derivative · entry 4

Stevenson Tracy Austin · CIK 0001416195 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 30,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Partial vesting of grant of 75,000 RSUs on 7/29/14, previously reported on a Form 4 filed with the SEC on 7/31/14. Each RSU represents a contingent right to receive one share of VGZ common stock.

F2 · derivative.exercise_date: Partial vesting of grant of 75,000 RSUs on 7/29/14, previously reported on a Form 4 filed with the SEC on 7/31/14. Each RSU represents a contingent right to receive one share of VGZ common stock.

F2 · derivative.expiration_date: Partial vesting of grant of 75,000 RSUs on 7/29/14, previously reported on a Form 4 filed with the SEC on 7/31/14. Each RSU represents a contingent right to receive one share of VGZ common stock.

Read SEC document
August 08, 2017 Filed Aug 11, 2017 00:23 UTC VISTA GOLD CORP VGZ · Entity 8812 Exercise / conversionRestricted Stock Units · Derivative 32,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001140361-17-031213 · doc1.xml · derivative · entry 3

Stevenson Tracy Austin · CIK 0001416195 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,400

Underlying: Common Shares · 32,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Partial vesting of grant of 64,000 RSUs on 7/28/15, previously reported on Form 4 filed with the SEC on 7/30/15. Each RSU represents a contingent right to receive one share of VGZ common stock.

F1 · derivative.exercise_date: Partial vesting of grant of 64,000 RSUs on 7/28/15, previously reported on Form 4 filed with the SEC on 7/30/15. Each RSU represents a contingent right to receive one share of VGZ common stock.

F1 · derivative.expiration_date: Partial vesting of grant of 64,000 RSUs on 7/28/15, previously reported on Form 4 filed with the SEC on 7/30/15. Each RSU represents a contingent right to receive one share of VGZ common stock.

Read SEC document
August 08, 2017 Filed Aug 11, 2017 00:23 UTC VISTA GOLD CORP VGZ · Entity 8812 Exercise / conversionCommon Shares 30,000 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-031213 · doc1.xml · nonDerivative · entry 2

Stevenson Tracy Austin · CIK 0001416195 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 182,198

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Partial vesting of grant of 75,000 RSUs on 7/29/14, previously reported on a Form 4 filed with the SEC on 7/31/14. Each RSU represents a contingent right to receive one share of VGZ common stock.

Read SEC document
August 08, 2017 Filed Aug 11, 2017 00:23 UTC VISTA GOLD CORP VGZ · Entity 8812 Exercise / conversionCommon Shares 32,000 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-031213 · doc1.xml · nonDerivative · entry 1

Stevenson Tracy Austin · CIK 0001416195 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,198

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Partial vesting of grant of 64,000 RSUs on 7/28/15, previously reported on Form 4 filed with the SEC on 7/30/15. Each RSU represents a contingent right to receive one share of VGZ common stock.

Read SEC document
August 04, 2017 Filed Aug 9, 2017 00:49 UTC VISTA GOLD CORP VGZ · Entity 8812 GrantRestricted Stock Units · Derivative 44,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001140361-17-030685 · doc1.xml · derivative · entry 1

Stevenson Tracy Austin · CIK 0001416195 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,000

Underlying: Common Shares · 44,000 shares

Expires 2020-08-04

F2 · security: VESTING OF THE RSU GRANTS IS SUBJECT TO PERFORMANCE AND MARKET PRICE CRITERIA AND THE RSUs WILL NOT NECESSARILY VEST OR CONVERT INTO NON-DERIVATIVE SECURITIES TO BE BENEFICIALLY OWNED BY THE REPORTING PERSON.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of VGZ common stock ("RSU"). Vesting of 40% of the RSUs will vest over a 36-month period (1/3 at 12 months, 1/3 at 24 months and 1/3 at 36 months), subject to the reporting person's continuing service as a director of the Issuer. Vesting of the remaining 60% of the RSUs will occur on 8/04/2019; vesting is contingent upon share price performance criteria for the Issuer's common shares during the 2-year vesting period.

F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of VGZ common stock ("RSU"). Vesting of 40% of the RSUs will vest over a 36-month period (1/3 at 12 months, 1/3 at 24 months and 1/3 at 36 months), subject to the reporting person's continuing service as a director of the Issuer. Vesting of the remaining 60% of the RSUs will occur on 8/04/2019; vesting is contingent upon share price performance criteria for the Issuer's common shares during the 2-year vesting period.

Read SEC document
June 04, 2017 Filed Jun 6, 2017 23:38 UTC WESTWATER RESOURCES, INC. URRE · Entity 6988 Exercise / conversionRestriced Stock Units · Derivative 556 $0.00 $0.56
Disclosure

SEC source: 0001123292-17-001096 · edgar.xml · derivative · entry 2

Stevenson Tracy Austin · CIK 0001416195 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 556 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

F2 · derivative.exercise_date: The restricted stock units vest in three equal annual installments on June 4, 2015, June 4, 2016 and June 4, 2017.

F2 · derivative.expiration_date: The restricted stock units vest in three equal annual installments on June 4, 2015, June 4, 2016 and June 4, 2017.

Read SEC document
June 04, 2017 Filed Jun 6, 2017 23:38 UTC WESTWATER RESOURCES, INC. URRE · Entity 6988 Exercise / conversionCommon Stock 556 Not disclosed Not disclosed
Disclosure

SEC source: 0001123292-17-001096 · edgar.xml · nonDerivative · entry 1

Stevenson Tracy Austin · CIK 0001416195 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,668

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

Read SEC document
March 07, 2017 Filed Mar 10, 2017 00:48 UTC VISTA GOLD CORP VGZ · Entity 8812 GrantCommon Shares 17,000 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-011317 · doc1.xml · nonDerivative · entry 1

Stevenson Tracy Austin · CIK 0001416195 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,198

F1 · shares: On March 7, 2016, the reporting person was granted performance-based restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of VGZ common stock. The established performance criteria was determined to have been met for the RSUs reported above on March 7, 2017.

F1 · price: On March 7, 2016, the reporting person was granted performance-based restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of VGZ common stock. The established performance criteria was determined to have been met for the RSUs reported above on March 7, 2017.

Read SEC document
June 04, 2016 Filed Nov 17, 2016 22:39 UTC WESTWATER RESOURCES, INC. URRE · Entity 6988 Exercise / conversionRestricted Stock Units · Derivative 556 $0.00 $0.56
Disclosure

SEC source: 0001123292-16-002986 · edgar.xml · derivative · entry 2

Stevenson Tracy Austin · CIK 0001416195 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 555

Underlying: Common Stock · 556 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

F2 · shares: Shares reported as being beneficially owned have been adjusted to reflect a 1-for-12 reverse stock split of the Company's common stock.

F3 · derivative.exercise_date: The restricted stock units vest in three equal annual installments on June 4, 2015, June 4, 2016 and June 4, 2017.

F3 · derivative.expiration_date: The restricted stock units vest in three equal annual installments on June 4, 2015, June 4, 2016 and June 4, 2017.

F4 · balance_after: Shares reported as being beneficially owned have been adjusted as a result of the reverse stock split.

Read SEC document
June 04, 2016 Filed Nov 17, 2016 22:39 UTC WESTWATER RESOURCES, INC. URRE · Entity 6988 Exercise / conversionCommon Stock 556 Not disclosed Not disclosed
Disclosure

SEC source: 0001123292-16-002986 · edgar.xml · nonDerivative · entry 1

Stevenson Tracy Austin · CIK 0001416195 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,112

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

F2 · balance_after: Shares reported as being beneficially owned have been adjusted to reflect a 1-for-12 reverse stock split of the Company's common stock.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.