WULF

SEC source: 0001104659-23-074375 · tm2319562-1_4seq1.xml · derivative · entry 2

Motz Catherine J. · CIK 0001877502 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,942

Underlying: Common Stock · 52,942 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock, $0.001 par value per share.

F3 · derivative.exercise_date: The restricted stock units vest upon the first anniversary of June 21, 2023, subject to the Reporting Person's continued employment or service with the Issuer through such date.

F3 · derivative.expiration_date: The restricted stock units vest upon the first anniversary of June 21, 2023, subject to the Reporting Person's continued employment or service with the Issuer through such date.

SEC source: 0001104659-23-074374 · tm2319562-4_4seq1.xml · derivative · entry 2

Bucella Michael C. · CIK 0001915351 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,942

Underlying: Common Stock · 52,942 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock, $0.001 par value per share.

F3 · derivative.exercise_date: The restricted stock units vest upon the first anniversary of June 21, 2023, subject to the Reporting Person's continued employment or service with the Issuer through such date.

F3 · derivative.expiration_date: The restricted stock units vest upon the first anniversary of June 21, 2023, subject to the Reporting Person's continued employment or service with the Issuer through such date.

SEC source: 0001104659-23-074373 · tm2319562-5_4seq1.xml · derivative · entry 3

New Jason Griffin · CIK 0001443769 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,942

Underlying: Common Stock · 52,942 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock, $0.001 par value per share.

F3 · derivative.exercise_date: The restricted stock units vest upon the first anniversary of June 21, 2023, subject to the Reporting Person's continued employment or service with the Issuer through such date.

F3 · derivative.expiration_date: The restricted stock units vest upon the first anniversary of June 21, 2023, subject to the Reporting Person's continued employment or service with the Issuer through such date.

SEC source: 0001104659-23-074372 · tm2319562-2_4seq1.xml · derivative · entry 2

Prager Lisa A. · CIK 0001877256 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,942

Underlying: Common Stock · 52,942 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock, $0.001 par value per share.

F3 · derivative.exercise_date: The restricted stock units vest upon the first anniversary of June 21, 2023, subject to the Reporting Person's continued employment or service with the Issuer through such date.

F3 · derivative.expiration_date: The restricted stock units vest upon the first anniversary of June 21, 2023, subject to the Reporting Person's continued employment or service with the Issuer through such date.

SEC source: 0001104659-23-074371 · tm2319562-3_4seq1.xml · derivative · entry 2

Pincus Steven T. · CIK 0001877629 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 67,648

Underlying: Common Stock · 67,648 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock, $0.001 par value per share.

F3 · derivative.exercise_date: The restricted stock units vest upon the first anniversary of June 21, 2023, subject to the Reporting Person's continued employment or service with the Issuer through such date.

F3 · derivative.expiration_date: The restricted stock units vest upon the first anniversary of June 21, 2023, subject to the Reporting Person's continued employment or service with the Issuer through such date.

SEC source: 0001104659-23-072064 · tm2318888-2_4seq1.xml · nonDerivative · entry 1

Khan Nazar M. · CIK 0001877476 · COO & Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,609,865

F1 · price: The shares were received in connection with a distribution from Stammtisch Investments LLC on June 14, 2023.

SEC source: 0001104659-23-072063 · tm2318888-1_4seq1.xml · nonDerivative · entry 1

Langlais Kerri M. · CIK 0001877257 · Chief Strategy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,264,701

F1 · price: The shares were received in connection with a distribution from Stammtisch Investments LLC on June 14, 2023.

SEC source: 0001104659-23-075909 · tm2319743-2_4seq1.xml · nonDerivative · entry 1

Stammtisch Investments LLC · CIK 0001877252 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,568,267

F1 · price: The shares were distributed by Stammtisch Investments LLC pro rata to certain of its members on June 14, 2023.

SEC source: 0001104659-23-075908 · tm2319743-1_4seq1.xml · nonDerivative · entry 1

Prager Paul B. · CIK 0001877255 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Stammtisch Investments LLC

Disclosed balance after: 20,568,267

F1 · price: The shares were distributed by Stammtisch Investments LLC ("Stammtisch") to certain of its members on June 14, 2023. The Reporting Person is the sole manager of Stammtisch and, as a result, may be deemed to beneficially own the shares of the Common Stock held by Stammtisch. The Reporting Person disclaims beneficial ownership of such shares of the Common Stock except to the extent of his pecuniary interest therein, and the inclusion of such shares of the Common Stock in this report shall not be deemed an admission of beneficial ownership of all of the reported shares of the Common Stock for purposes of Section 16 of the Exchange Act, or for any other purpose.

F1 · ownership.nature: The shares were distributed by Stammtisch Investments LLC ("Stammtisch") to certain of its members on June 14, 2023. The Reporting Person is the sole manager of Stammtisch and, as a result, may be deemed to beneficially own the shares of the Common Stock held by Stammtisch. The Reporting Person disclaims beneficial ownership of such shares of the Common Stock except to the extent of his pecuniary interest therein, and the inclusion of such shares of the Common Stock in this report shall not be deemed an admission of beneficial ownership of all of the reported shares of the Common Stock for purposes of Section 16 of the Exchange Act, or for any other purpose.

SEC source: 0001104659-23-069994 · tm2318365-4_4seq1.xml · derivative · entry 3

Fleury Patrick · CIK 0001652256 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 800,000

Underlying: Common Stock · 400,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each performance stock unit represents a contingent right to receive one share of Common Stock.

F1 · derivative.exercise_date: The performance stock units vest in accordance with their terms upon the achievement of specified performance goals between the grant date and the third anniversary of March 4, 2023, subject to the Reporting Person's continued employment or service with the Issuer through such date.

F1 · derivative.expiration_date: The performance stock units vest in accordance with their terms upon the achievement of specified performance goals between the grant date and the third anniversary of March 4, 2023, subject to the Reporting Person's continued employment or service with the Issuer through such date.

SEC source: 0001104659-23-069994 · tm2318365-4_4seq1.xml · nonDerivative · entry 1

Fleury Patrick · CIK 0001652256 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 650,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The performance stock units vest in accordance with their terms upon the achievement of specified performance goals between the grant date and the third anniversary of March 4, 2023, subject to the Reporting Person's continued employment or service with the Issuer through such date.

SEC source: 0001104659-23-069991 · tm2318365-2_4seq1.xml · derivative · entry 3

Langlais Kerri M. · CIK 0001877257 · Chief Strategy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 800,000

Underlying: Common Stock · 400,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each performance stock unit represents a contingent right to receive one share of the Issuer's common stock, $0.001 par value per share.

F1 · derivative.exercise_date: The performance stock units vest in accordance with their terms upon the achievement of specified performance goals between the grant date and the third anniversary of March 4, 2023, subject to the Reporting Person's continued employment or service with the Issuer through such date.

F1 · derivative.expiration_date: The performance stock units vest in accordance with their terms upon the achievement of specified performance goals between the grant date and the third anniversary of March 4, 2023, subject to the Reporting Person's continued employment or service with the Issuer through such date.

SEC source: 0001104659-23-069991 · tm2318365-2_4seq1.xml · nonDerivative · entry 1

Langlais Kerri M. · CIK 0001877257 · Chief Strategy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 832,350

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The performance stock units vest in accordance with their terms upon the achievement of specified performance goals between the grant date and the third anniversary of March 4, 2023, subject to the Reporting Person's continued employment or service with the Issuer through such date.

SEC source: 0001104659-23-069988 · tm2318365-1_4seq1.xml · derivative · entry 2

Deane Kenneth J · CIK 0001389893 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 160,000

Underlying: Common Stock · 80,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each performance stock unit represents a contingent right to receive one share of the Issuer's common stock, $0.001 par value per share.

F1 · derivative.exercise_date: The performance stock units vest in accordance with their terms upon the achievement of specified performance goals between the grant date and the third anniversary of March 4, 2023, subject to the Reporting Person's continued employment or service with the Issuer through such date

F1 · derivative.expiration_date: The performance stock units vest in accordance with their terms upon the achievement of specified performance goals between the grant date and the third anniversary of March 4, 2023, subject to the Reporting Person's continued employment or service with the Issuer through such date

SEC source: 0001104659-23-069988 · tm2318365-1_4seq1.xml · nonDerivative · entry 1

Deane Kenneth J · CIK 0001389893 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 149,996

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The performance stock units vest in accordance with their terms upon the achievement of specified performance goals between the grant date and the third anniversary of March 4, 2023, subject to the Reporting Person's continued employment or service with the Issuer through such date

SEC source: 0001104659-23-093133 · tm2324092-8_4seq1.xml · derivative · entry 4

Fleury Patrick · CIK 0001652256 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 400,000

Underlying: Common Stock · 400,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each performance stock unit represents a contingent right to receive one share of Common Stock.

F2 · derivative.exercise_date: The performance stock units vest in accordance with their terms upon the achievement of specified performance goals between the grant date and the third anniversary of March 4, 2023, subject to the Reporting Person's continued employment or service with the Issuer through such date.

F2 · derivative.expiration_date: The performance stock units vest in accordance with their terms upon the achievement of specified performance goals between the grant date and the third anniversary of March 4, 2023, subject to the Reporting Person's continued employment or service with the Issuer through such date.

SEC source: 0001104659-23-064620 · tm2316940-1_4seq1.xml · nonDerivative · entry 1

Deane Kenneth J · CIK 0001389893 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 69,996

F1 · price: The disposition is due to withholding to cover taxes, as a result of the Reporting Person's election of net settlement of restricted stock units, which vest in three equal installments upon each of the first three anniversaries of May 16, 2022, subject to the Reporting Person's continued employment or service with the Issuer through each such date. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock, $0.001 par value per share.

SEC source: 0001104659-23-061937 · tm2316000-4_4seq1.xml · derivative · entry 3

Fleury Patrick · CIK 0001652256 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 750,000

Underlying: Common Stock · 250,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock.

F1 · derivative.exercise_date: The Reporting Person received restricted stock units subject to a three-year vesting schedule, 25% vesting upon each of the first two anniversaries of May 16, 2022 and the remaining 50% vesting upon the third anniversary of May 16, 2022, in each case, subject to the Reporting Person's continued employment or service with the Issuer through each such date.

F1 · derivative.expiration_date: The Reporting Person received restricted stock units subject to a three-year vesting schedule, 25% vesting upon each of the first two anniversaries of May 16, 2022 and the remaining 50% vesting upon the third anniversary of May 16, 2022, in each case, subject to the Reporting Person's continued employment or service with the Issuer through each such date.

SEC source: 0001104659-23-061937 · tm2316000-4_4seq1.xml · nonDerivative · entry 1

Fleury Patrick · CIK 0001652256 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 250,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The Reporting Person received restricted stock units subject to a three-year vesting schedule, 25% vesting upon each of the first two anniversaries of May 16, 2022 and the remaining 50% vesting upon the third anniversary of May 16, 2022, in each case, subject to the Reporting Person's continued employment or service with the Issuer through each such date.

SEC source: 0001104659-23-061933 · tm2316000-3_4seq1.xml · derivative · entry 2

Deane Kenneth J · CIK 0001389893 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 200,000

Underlying: Common Stock · 100,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock, $0.001 par value per share.

F1 · derivative.exercise_date: The restricted stock units vest in three equal installments upon each of the first three anniversaries of May 16, 2022, subject to the Reporting Person's continued employment or service with the Issuer through each such date.

F1 · derivative.expiration_date: The restricted stock units vest in three equal installments upon each of the first three anniversaries of May 16, 2022, subject to the Reporting Person's continued employment or service with the Issuer through each such date.

SEC source: 0001104659-23-061933 · tm2316000-3_4seq1.xml · nonDerivative · entry 1

Deane Kenneth J · CIK 0001389893 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The restricted stock units vest in three equal installments upon each of the first three anniversaries of May 16, 2022, subject to the Reporting Person's continued employment or service with the Issuer through each such date.

SEC source: 0000950142-23-001337 · es230355953_4-new.xml · nonDerivative · entry 1

New Jason Griffin · CIK 0001443769 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,532

F1 · price: Shares of common stock issued in lieu of cash retainers for the first fiscal quarter of 2023, issued at a price of $0.9378 per share, the closing price as of March 31, 2023.

SEC source: 0001104659-23-074376 · tm2319562-6_4seq1.xml · nonDerivative · entry 1

Carter Walter E. · CIK 0001877260 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 76,449

F1 · price: Shares of common stock issued in lieu of cash retainers for the first fiscal quarter of 2023, issued at a price of $0.9378 per share, the closing price as of March 31, 2023.

SEC source: 0000950142-23-001319 · es230355430_4-pragerl.xml · nonDerivative · entry 1

Prager Lisa A. · CIK 0001877256 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,865

F1 · price: Shares of common stock issued in lieu of cash retainers for the first fiscal quarter of 2023, issued at a price of $0.9378 per share, the closing price as of March 31, 2023.

SEC source: 0000950142-23-001318 · es230355429_4-pincus.xml · nonDerivative · entry 1

Pincus Steven T. · CIK 0001877629 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 56,309

F1 · price: Shares of common stock issued in lieu of cash retainers for the first fiscal quarter of 2023, issued at a price of $0.9378 per share, the closing price as of March 31, 2023.

SEC source: 0000950142-23-001317 · es230355428_4-motz.xml · nonDerivative · entry 1

Motz Catherine J. · CIK 0001877502 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,532

F1 · price: Shares of common stock issued in lieu of cash retainers for the first fiscal quarter of 2023, issued at a price of $0.9378 per share, the closing price as of March 31, 2023.

SEC source: 0000950142-23-001316 · es230355427_4-bucella.xml · nonDerivative · entry 1

Bucella Michael C. · CIK 0001915351 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,532

F1 · price: Shares of common stock issued in lieu of cash retainers for the first fiscal quarter of 2023, issued at a price of $0.9378 per share, the closing price as of March 31, 2023.

SEC source: 0000950142-23-001056 · es230348416_4-pragerp.xml · nonDerivative · entry 1

Prager Paul B. · CIK 0001877255 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Heorot Power Holdings LLC

Disclosed balance after: 475,000

F6 · price: This is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $1.3600 to $1.3800. The reporting person undertakes to provide to the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth above.

F1 · ownership.nature: By Heorot Power Holdings LLC ("Heorot"). The Reporting Person is the sole manager of Heorot and, as a result, may be deemed to beneficially own the shares of the Common Stock held by Heorot. The Reporting Person disclaims beneficial ownership of such shares of the Common Stock except to the extent of his pecuniary interest therein, and the inclusion of such shares of the Common Stock in this report shall not be deemed an admission of beneficial ownership of all of the reported shares of the Common Stock for purposes of Section 16 of the Exchange Act, or for any other purpose.

SEC source: 0000950142-23-000688 · es230338992_4-khan.xml · derivative · entry 2

Khan Nazar M. · CIK 0001877476 · Director · COO & Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Lake Harriet Holdings, LLC

Disclosed balance after: 0

Underlying: Common Stock · 1,190,476 shares

Expires 2023-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents shares of common stock, $0.001 par value per share, of the Issuer ("Common Stock") received upon exercise of 1,190,476 warrants to purchase 1,190,476 shares of Common Stock ("Warrants"), at a price of $0.00001 per share for an aggregate purchase price of $11.91. The Warrants were purchased on January 30, 2023 for an aggregate purchase price of $1,250,000.

F1 · price: Represents shares of common stock, $0.001 par value per share, of the Issuer ("Common Stock") received upon exercise of 1,190,476 warrants to purchase 1,190,476 shares of Common Stock ("Warrants"), at a price of $0.00001 per share for an aggregate purchase price of $11.91. The Warrants were purchased on January 30, 2023 for an aggregate purchase price of $1,250,000.

F2 · ownership.nature: By Lake Harriet Holdings, LLC. The Reporting Person is the sole manager of Lake Harriet Holdings, LLC and, as a result, may be deemed to beneficially own the shares of the Common Stock held by Lake Harriet Holdings, LLC. The Reporting Person disclaims beneficial ownership of the shares of the Common Stock except to the extent of his pecuniary interest therein, and the inclusion of the shares of the Common Stock in this report shall not be deemed an admission of beneficial ownership of all of the reported shares of the Common Stock for purposes of Section 16 of the Securities Exchange of 1934, as amended, or for any other purpose.

SEC source: 0000950142-23-000688 · es230338992_4-khan.xml · nonDerivative · entry 1

Khan Nazar M. · CIK 0001877476 · Director · COO & Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Lake Harriet Holdings, LLC

Disclosed balance after: 5,646,093

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents shares of common stock, $0.001 par value per share, of the Issuer ("Common Stock") received upon exercise of 1,190,476 warrants to purchase 1,190,476 shares of Common Stock ("Warrants"), at a price of $0.00001 per share for an aggregate purchase price of $11.91. The Warrants were purchased on January 30, 2023 for an aggregate purchase price of $1,250,000.

F2 · ownership.nature: By Lake Harriet Holdings, LLC. The Reporting Person is the sole manager of Lake Harriet Holdings, LLC and, as a result, may be deemed to beneficially own the shares of the Common Stock held by Lake Harriet Holdings, LLC. The Reporting Person disclaims beneficial ownership of the shares of the Common Stock except to the extent of his pecuniary interest therein, and the inclusion of the shares of the Common Stock in this report shall not be deemed an admission of beneficial ownership of all of the reported shares of the Common Stock for purposes of Section 16 of the Securities Exchange of 1934, as amended, or for any other purpose.

SEC source: 0000950142-23-000687 · es230338991_4-stammtisch.xml · derivative · entry 2

Stammtisch Investments LLC · CIK 0001877252 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,000,000 shares

Expires 2023-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents shares of common stock, $0.001 par value per share, of the Issuer ("Common Stock") received upon exercise of 12,000,000 warrants to purchase 12,000,000 shares of Common Stock ("Warrants"), at a price of $0.00001 per share for an aggregate purchase price of $120.00. Stammtisch Investments LLC ("Stammtisch") acquired the Stammtisch Warrants on January 30, 2023, in a transaction pursuant to which Stammtisch exchanged a total of 12,000,000 shares of Common Stock for 12,000,000 Stammtisch Warrants in order to increase the number of shares available for issuance by the Issuer in its public offering of common stock at the time.

F1 · price: Represents shares of common stock, $0.001 par value per share, of the Issuer ("Common Stock") received upon exercise of 12,000,000 warrants to purchase 12,000,000 shares of Common Stock ("Warrants"), at a price of $0.00001 per share for an aggregate purchase price of $120.00. Stammtisch Investments LLC ("Stammtisch") acquired the Stammtisch Warrants on January 30, 2023, in a transaction pursuant to which Stammtisch exchanged a total of 12,000,000 shares of Common Stock for 12,000,000 Stammtisch Warrants in order to increase the number of shares available for issuance by the Issuer in its public offering of common stock at the time.

SEC source: 0000950142-23-000687 · es230338991_4-stammtisch.xml · nonDerivative · entry 1

Stammtisch Investments LLC · CIK 0001877252 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,124,121

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents shares of common stock, $0.001 par value per share, of the Issuer ("Common Stock") received upon exercise of 12,000,000 warrants to purchase 12,000,000 shares of Common Stock ("Warrants"), at a price of $0.00001 per share for an aggregate purchase price of $120.00. Stammtisch Investments LLC ("Stammtisch") acquired the Stammtisch Warrants on January 30, 2023, in a transaction pursuant to which Stammtisch exchanged a total of 12,000,000 shares of Common Stock for 12,000,000 Stammtisch Warrants in order to increase the number of shares available for issuance by the Issuer in its public offering of common stock at the time.

SEC source: 0000950142-23-000686 · es230338990_4-pragerp.xml · derivative · entry 7

Prager Paul B. · CIK 0001877255 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Stammtisch Investments LLC

Disclosed balance after: 0

Underlying: Common Stock · 12,000,000 shares

Expires 2023-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Represents shares of Common Stock of the Issuer received upon exercise of 12,000,000 Warrants to purchase 12,000,000 shares of Common Stock (?Stammtisch Warrants?), at a price of $0.00001 per share for an aggregate purchase price of $120.00. Stammtisch Investments LLC (?Stammtisch?) acquired the Stammtisch Warrants on January 30, 2023, in a transaction pursuant to which Stammtisch exchanged a total of 12,000,000 shares of Common Stock for 12,000,000 Stammtisch Warrants in order to increase the number of shares available for issuance by the Issuer in its public offering of common stock at the time.

F4 · ownership.nature: By Stammtisch Investments LLC. The Reporting Person is the sole manager of Stammtisch and, as a result, may be deemed to beneficially own the shares of the Common Stock held by Stammtisch. The Reporting Person disclaims beneficial ownership of such shares of the Common Stock except to the extent of his pecuniary interest therein, and the inclusion of such shares of the Common Stock in this report shall not be deemed an admission of beneficial ownership of all of the reported shares of the Common Stock for purposes of Section 16 of the Exchange Act, or for any other purpose.

SEC source: 0000950142-23-000686 · es230338990_4-pragerp.xml · derivative · entry 6

Prager Paul B. · CIK 0001877255 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Allin Wulf LLC

Disclosed balance after: 0

Underlying: Common Stock · 1,190,476 shares

Expires 2023-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents shares of common stock, $0.001 par value per share, of the Issuer ("Common Stock") received upon exercise of 1,190,476 warrants to purchase 1,190,476 shares of Common Stock (?Allin Wulf Warrants?), at a price of $0.00001 per share for an aggregate purchase price of $11.91. The Allin Wulf Warrants were purchased on January 30, 2023 for an aggregate purchase price of $1,250,000.

F2 · ownership.nature: By Allin WULF LLC ("Allin"). The Reporting Person is the sole manager of Allin and, as a result, may be deemed to beneficially own the shares of the Common Stock held by Allin. The Reporting Person disclaims beneficial ownership of such shares of the Common Stock except to the extent of his pecuniary interest therein, and the inclusion of such shares of the Common Stock in this report shall not be deemed an admission of beneficial ownership of all of the reported shares of the Common Stock for purposes of Section 16 of the Exchange Act, or for any other purpose.

SEC source: 0000950142-23-000686 · es230338990_4-pragerp.xml · nonDerivative · entry 2

Prager Paul B. · CIK 0001877255 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Stammtisch Investments LLC

Disclosed balance after: 26,124,121

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Represents shares of Common Stock of the Issuer received upon exercise of 12,000,000 Warrants to purchase 12,000,000 shares of Common Stock (?Stammtisch Warrants?), at a price of $0.00001 per share for an aggregate purchase price of $120.00. Stammtisch Investments LLC (?Stammtisch?) acquired the Stammtisch Warrants on January 30, 2023, in a transaction pursuant to which Stammtisch exchanged a total of 12,000,000 shares of Common Stock for 12,000,000 Stammtisch Warrants in order to increase the number of shares available for issuance by the Issuer in its public offering of common stock at the time.

F3 · price: Represents shares of Common Stock of the Issuer received upon exercise of 12,000,000 Warrants to purchase 12,000,000 shares of Common Stock (?Stammtisch Warrants?), at a price of $0.00001 per share for an aggregate purchase price of $120.00. Stammtisch Investments LLC (?Stammtisch?) acquired the Stammtisch Warrants on January 30, 2023, in a transaction pursuant to which Stammtisch exchanged a total of 12,000,000 shares of Common Stock for 12,000,000 Stammtisch Warrants in order to increase the number of shares available for issuance by the Issuer in its public offering of common stock at the time.

F4 · ownership.nature: By Stammtisch Investments LLC. The Reporting Person is the sole manager of Stammtisch and, as a result, may be deemed to beneficially own the shares of the Common Stock held by Stammtisch. The Reporting Person disclaims beneficial ownership of such shares of the Common Stock except to the extent of his pecuniary interest therein, and the inclusion of such shares of the Common Stock in this report shall not be deemed an admission of beneficial ownership of all of the reported shares of the Common Stock for purposes of Section 16 of the Exchange Act, or for any other purpose.

SEC source: 0000950142-23-000686 · es230338990_4-pragerp.xml · nonDerivative · entry 1

Prager Paul B. · CIK 0001877255 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Allin Wulf LLC

Disclosed balance after: 4,736,371

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents shares of common stock, $0.001 par value per share, of the Issuer ("Common Stock") received upon exercise of 1,190,476 warrants to purchase 1,190,476 shares of Common Stock (?Allin Wulf Warrants?), at a price of $0.00001 per share for an aggregate purchase price of $11.91. The Allin Wulf Warrants were purchased on January 30, 2023 for an aggregate purchase price of $1,250,000.

F2 · ownership.nature: By Allin WULF LLC ("Allin"). The Reporting Person is the sole manager of Allin and, as a result, may be deemed to beneficially own the shares of the Common Stock held by Allin. The Reporting Person disclaims beneficial ownership of such shares of the Common Stock except to the extent of his pecuniary interest therein, and the inclusion of such shares of the Common Stock in this report shall not be deemed an admission of beneficial ownership of all of the reported shares of the Common Stock for purposes of Section 16 of the Exchange Act, or for any other purpose.

SEC source: 0000950142-23-000644 · es230336754_4-langlais.xml · derivative · entry 2

Langlais Kerri M. · CIK 0001877257 · Director · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 800,000

Underlying: Common Stock · 800,000 shares

Expires not disclosed

F3 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's common stock, $0.001 par value per share.

F4 · derivative.exercise_date: Fifty percent (50%) of the restricted stock units shall vest upon each of the first two six month anniversaries of March 4, 2023, subject to the Reporting Person's continued employment or service with the Issuer through such date.

F4 · derivative.expiration_date: Fifty percent (50%) of the restricted stock units shall vest upon each of the first two six month anniversaries of March 4, 2023, subject to the Reporting Person's continued employment or service with the Issuer through such date.

SEC source: 0000950142-23-000644 · es230336754_4-langlais.xml · derivative · entry 1

Langlais Kerri M. · CIK 0001877257 · Director · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,200,000

Underlying: Common Stock · 1,200,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each performance stock unit represents a contingent right to receive one share of the Issuer's common stock, $0.001 par value per share.

F2 · derivative.exercise_date: The performance stock units will vest in accordance with their terms upon the achievement of specified performance goals between the grant date and the third anniversary of March 4, 2023, subject to the Reporting Person's continued employment or service with the Issuer through such date.

F2 · derivative.expiration_date: The performance stock units will vest in accordance with their terms upon the achievement of specified performance goals between the grant date and the third anniversary of March 4, 2023, subject to the Reporting Person's continued employment or service with the Issuer through such date.

SEC source: 0000950142-23-000643 · es230336753_4-fleury.xml · derivative · entry 2

Fleury Patrick · CIK 0001652256 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 800,000

Underlying: Common Stock · 800,000 shares

Expires not disclosed

F3 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's common stock, $0.001 par value per share.

F4 · derivative.exercise_date: Fifty percent (50%) of the restricted stock units shall vest upon each of the first two six month anniversaries of March 4, 2023, subject to the Reporting Person's continued employment or service with the Issuer through such date.

F4 · derivative.expiration_date: Fifty percent (50%) of the restricted stock units shall vest upon each of the first two six month anniversaries of March 4, 2023, subject to the Reporting Person's continued employment or service with the Issuer through such date.

SEC source: 0000950142-23-000643 · es230336753_4-fleury.xml · derivative · entry 1

Fleury Patrick · CIK 0001652256 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,200,000

Underlying: Common Stock · 1,200,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each performance stock unit represents a contingent right to receive one share of the Issuer's common stock, $0.001 par value per share.

F2 · derivative.exercise_date: The performance stock units will vest in accordance with their terms upon the achievement of specified performance goals between the grant date and the third anniversary of March 4, 2023, subject to the Reporting Person's continued employment or service with the Issuer through such date.

F2 · derivative.expiration_date: The performance stock units will vest in accordance with their terms upon the achievement of specified performance goals between the grant date and the third anniversary of March 4, 2023, subject to the Reporting Person's continued employment or service with the Issuer through such date.

SEC source: 0000950142-23-000641 · es230336742_4-pragerl.xml · nonDerivative · entry 1

Prager Lisa A. · CIK 0001877256 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,927

F1 · price: Shares of common stock issued in lieu of cash retainers accrued since the beginning of the fourth fiscal quarter of 2022, issued at a price of $0.6656 per share, the closing price as of December 30, 2022.

SEC source: 0000950142-23-000642 · es230336751_4-deane.xml · derivative · entry 2

Deane Kenneth J · CIK 0001389893 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 160,000

Underlying: Common Stock · 160,000 shares

Expires not disclosed

F3 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's common stock, $0.001 par value per share.

F4 · derivative.exercise_date: Fifty percent (50%) of the restricted stock units shall vest upon each of the first two six month anniversaries of March 4, 2023, subject to the Reporting Person's continued employment or service with the Issuer through such date.

F4 · derivative.expiration_date: Fifty percent (50%) of the restricted stock units shall vest upon each of the first two six month anniversaries of March 4, 2023, subject to the Reporting Person's continued employment or service with the Issuer through such date.

SEC source: 0000950142-23-000642 · es230336751_4-deane.xml · derivative · entry 1

Deane Kenneth J · CIK 0001389893 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 240,000

Underlying: Common Stock · 240,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each performance stock unit represents a contingent right to receive one share of the Issuer's common stock, $0.001 par value per share.

F2 · derivative.exercise_date: The performance stock units will vest in accordance with their terms upon the achievement of specified performance goals between the grant date and the third anniversary of March 4, 2023, subject to the Reporting Person's continued employment or service with the Issuer through such date.

F2 · derivative.expiration_date: The performance stock units will vest in accordance with their terms upon the achievement of specified performance goals between the grant date and the third anniversary of March 4, 2023, subject to the Reporting Person's continued employment or service with the Issuer through such date.

SEC source: 0000950142-23-000640 · es230336740_4-pincus.xml · nonDerivative · entry 1

Pincus Steven T. · CIK 0001877629 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,927

F1 · price: Shares of common stock issued in lieu of cash retainers accrued since the beginning of the fourth fiscal quarter of 2022, issued at a price of $0.6656 per share, the closing price as of December 30, 2022.

SEC source: 0000950142-23-000639 · es230336739_4-new.xml · nonDerivative · entry 1

New Jason Griffin · CIK 0001443769 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,451,794

F1 · price: Shares of common stock issued in lieu of cash retainers accrued since the beginning of the fourth fiscal quarter of 2022, issued at a price of $0.6656 per share, the closing price as of December 30, 2022.

SEC source: 0000950142-23-000638 · es230336738_4-motz.xml · nonDerivative · entry 1

Motz Catherine J. · CIK 0001877502 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,537

F1 · price: Shares of common stock issued in lieu of cash retainers accrued since the beginning of the fourth fiscal quarter of 2022, issued at a price of $0.6656 per share, the closing price as of December 30, 2022.

SEC source: 0000950142-23-000637 · es230336737_4-carter.xml · nonDerivative · entry 1

Carter Walter E. · CIK 0001877260 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,789

F1 · price: Shares of common stock issued in lieu of cash retainers accrued since the beginning of the fourth fiscal quarter of 2022, issued at a price of $0.6656 per share, the closing price as of December 30, 2022.

SEC source: 0000950142-23-000636 · es230336736_4-bucella.xml · nonDerivative · entry 1

Bucella Michael C. · CIK 0001915351 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,537

F1 · price: Shares of common stock issued in lieu of cash retainers accrued since the beginning of the fourth fiscal quarter of 2022, issued at a price of $0.6656 per share, the closing price as of December 30, 2022.

SEC source: 0001104659-23-027989 · tm238317-1_4seq1.xml · derivative · entry 5

Pascual Bryan J. · CIK 0001897085 · 10% owner

Bayshore Capital LLC · CIK 0001885426 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By LLC

Disclosed balance after: 0

Underlying: Common Stock · 2,157,006 shares

Expires 2025-04-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On November 25, 2022, Bayshore (defined below) purchased from the Issuer a Convertible Promissory Note with an aggregate original principal amount of $853,912.33 (as subsequently amended, the "Convertible Note"), which initially did not have a fixed conversion price and therefore was not a derivative security within the meaning of Rule 16a-1 under the Securities Exchange Act of 1934, as amended, at the time of the purchase.

F2 · derivative.exercise_price: As amended, the Convertible Note accrued annual interest at a rate of 4% and was automatically convertible into equity securities of the Issuer on the third business day (the "Conversion Date") following the date on which stockholder approval of an increase in the Issuer's authorized Common Stock (defined below) is obtained (the "Stockholder Approval") at a conversion price equal to the lowest price per share paid by investors purchasing equity securities in any sale of equity securities by the Issuer between the issuance date of the Convertible Note and the Conversion Date with an aggregate gross sales price of not less than $5 million, subject to certain exclusions set forth in the Convertible Note (a "Qualified Financing").

F3 · derivative.exercise_price: On February 23, 2023, the Issuer received the Stockholder Approval and on February 28, 2023, the Conversion Date, the entire aggregate principal amount of the Convertible Note and approximately $8,890 of accrued but unpaid interest thereon was converted into an aggregate of 2,157,006 shares of Common Stock based on a conversion price of $0.40, which represents the lowest price per share paid by investors in a Qualified Financing.

F4 · ownership.nature: The reported shares of common stock, $0.001 par value per share, of the Issuer ("Common Stock"), and warrants to purchase Common Stock are held Bayshore Capital LLC ("Bayshore"). The BJP Revocable Trust dated December 10, 2021 (the "Trust") is the sole member of Bayshore. Mr. Bryan Pascual is the sole trustee and sole lifetime beneficiary of the Trust and may be deemed to beneficially own the Issuer securities held by the Trust. Each of Bayshore, the Trust and Mr. Pascual disclaims beneficial ownership of such securities except to the extent of their respective pecuniary interest therein, and the inclusion of such securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

SEC source: 0001104659-23-027989 · tm238317-1_4seq1.xml · derivative · entry 4

Pascual Bryan J. · CIK 0001897085 · 10% owner

Bayshore Capital LLC · CIK 0001885426 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By LLC

Disclosed balance after: Not disclosed

Underlying: Common Stock · Not disclosed shares

Expires 2025-04-01

F1 · derivative.exercise_price: On November 25, 2022, Bayshore (defined below) purchased from the Issuer a Convertible Promissory Note with an aggregate original principal amount of $853,912.33 (as subsequently amended, the "Convertible Note"), which initially did not have a fixed conversion price and therefore was not a derivative security within the meaning of Rule 16a-1 under the Securities Exchange Act of 1934, as amended, at the time of the purchase.

F2 · derivative.exercise_price: As amended, the Convertible Note accrued annual interest at a rate of 4% and was automatically convertible into equity securities of the Issuer on the third business day (the "Conversion Date") following the date on which stockholder approval of an increase in the Issuer's authorized Common Stock (defined below) is obtained (the "Stockholder Approval") at a conversion price equal to the lowest price per share paid by investors purchasing equity securities in any sale of equity securities by the Issuer between the issuance date of the Convertible Note and the Conversion Date with an aggregate gross sales price of not less than $5 million, subject to certain exclusions set forth in the Convertible Note (a "Qualified Financing").

F3 · derivative.exercise_price: On February 23, 2023, the Issuer received the Stockholder Approval and on February 28, 2023, the Conversion Date, the entire aggregate principal amount of the Convertible Note and approximately $8,890 of accrued but unpaid interest thereon was converted into an aggregate of 2,157,006 shares of Common Stock based on a conversion price of $0.40, which represents the lowest price per share paid by investors in a Qualified Financing.

F1 · derivative.underlying_shares: On November 25, 2022, Bayshore (defined below) purchased from the Issuer a Convertible Promissory Note with an aggregate original principal amount of $853,912.33 (as subsequently amended, the "Convertible Note"), which initially did not have a fixed conversion price and therefore was not a derivative security within the meaning of Rule 16a-1 under the Securities Exchange Act of 1934, as amended, at the time of the purchase.

F2 · derivative.underlying_shares: As amended, the Convertible Note accrued annual interest at a rate of 4% and was automatically convertible into equity securities of the Issuer on the third business day (the "Conversion Date") following the date on which stockholder approval of an increase in the Issuer's authorized Common Stock (defined below) is obtained (the "Stockholder Approval") at a conversion price equal to the lowest price per share paid by investors purchasing equity securities in any sale of equity securities by the Issuer between the issuance date of the Convertible Note and the Conversion Date with an aggregate gross sales price of not less than $5 million, subject to certain exclusions set forth in the Convertible Note (a "Qualified Financing").

F3 · derivative.underlying_shares: On February 23, 2023, the Issuer received the Stockholder Approval and on February 28, 2023, the Conversion Date, the entire aggregate principal amount of the Convertible Note and approximately $8,890 of accrued but unpaid interest thereon was converted into an aggregate of 2,157,006 shares of Common Stock based on a conversion price of $0.40, which represents the lowest price per share paid by investors in a Qualified Financing.

F4 · ownership.nature: The reported shares of common stock, $0.001 par value per share, of the Issuer ("Common Stock"), and warrants to purchase Common Stock are held Bayshore Capital LLC ("Bayshore"). The BJP Revocable Trust dated December 10, 2021 (the "Trust") is the sole member of Bayshore. Mr. Bryan Pascual is the sole trustee and sole lifetime beneficiary of the Trust and may be deemed to beneficially own the Issuer securities held by the Trust. Each of Bayshore, the Trust and Mr. Pascual disclaims beneficial ownership of such securities except to the extent of their respective pecuniary interest therein, and the inclusion of such securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.