Pincus Steven T.

SEC source: 0001083301-26-000148 · wk-form4_1782422280.xml · derivative · entry 3

Pincus Steven T. · CIK 0001877629 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,818

Underlying: Common stock, $0.001 par value per share · 7,818 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock, $0.001 par value per share.

F4 · derivative.exercise_date: The restricted stock units will vest upon the first anniversary of June 23, 2026, subject to the Reporting Person's continued employment or service with the Issuer through such date.

F4 · derivative.expiration_date: The restricted stock units will vest upon the first anniversary of June 23, 2026, subject to the Reporting Person's continued employment or service with the Issuer through such date.

SEC source: 0001083301-26-000148 · wk-form4_1782422280.xml · derivative · entry 2

Pincus Steven T. · CIK 0001877629 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock, $0.001 par value per share · 63,026 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock, $0.001 par value per share.

F3 · derivative.exercise_date: The restricted stock units vested upon the first anniversary of June 23, 2025, subject to the Reporting Person's continued employment or service with the Issuer through such date.

F3 · derivative.expiration_date: The restricted stock units vested upon the first anniversary of June 23, 2025, subject to the Reporting Person's continued employment or service with the Issuer through such date.

SEC source: 0001083301-26-000148 · wk-form4_1782422280.xml · nonDerivative · entry 1

Pincus Steven T. · CIK 0001877629 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 399,391

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The Reporting Person received restricted stock units which vested upon the first anniversary of June 23, 2025, as reported in this Form 4, subject to the Reporting Person's continued employment or service with the Issuer through such date.

SEC source: 0001083301-25-000116 · wk-form4_1765496234.xml · derivative · entry 2

Pincus Steven T. · CIK 0001877629 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock, $0.001 par value per share · 7,097 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: As of the date of the event requiring the filing of this report, the 50 shares of Series A Convertible Preferred Stock (the "Preferred Stock") were converted into 7,097 shares of common stock, par value $0.001 per share, via a mandatory conversion by the Issuer of all of the shares of its Preferred Stock pursuant to Sec. 10(c) of the Certificate of Designations of the Preferred Stock, at a conversion price of $10.00 per share of Preferred Stock, as previously disclosed on the Issuer's current report on Form 8-K filed on November 25, 2025.

F1 · derivative.exercise_date: As of the date of the event requiring the filing of this report, the 50 shares of Series A Convertible Preferred Stock (the "Preferred Stock") were converted into 7,097 shares of common stock, par value $0.001 per share, via a mandatory conversion by the Issuer of all of the shares of its Preferred Stock pursuant to Sec. 10(c) of the Certificate of Designations of the Preferred Stock, at a conversion price of $10.00 per share of Preferred Stock, as previously disclosed on the Issuer's current report on Form 8-K filed on November 25, 2025.

F1 · derivative.expiration_date: As of the date of the event requiring the filing of this report, the 50 shares of Series A Convertible Preferred Stock (the "Preferred Stock") were converted into 7,097 shares of common stock, par value $0.001 per share, via a mandatory conversion by the Issuer of all of the shares of its Preferred Stock pursuant to Sec. 10(c) of the Certificate of Designations of the Preferred Stock, at a conversion price of $10.00 per share of Preferred Stock, as previously disclosed on the Issuer's current report on Form 8-K filed on November 25, 2025.

SEC source: 0001083301-25-000116 · wk-form4_1765496234.xml · nonDerivative · entry 1

Pincus Steven T. · CIK 0001877629 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 336,365

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: As of the date of the event requiring the filing of this report, the 50 shares of Series A Convertible Preferred Stock (the "Preferred Stock") were converted into 7,097 shares of common stock, par value $0.001 per share, via a mandatory conversion by the Issuer of all of the shares of its Preferred Stock pursuant to Sec. 10(c) of the Certificate of Designations of the Preferred Stock, at a conversion price of $10.00 per share of Preferred Stock, as previously disclosed on the Issuer's current report on Form 8-K filed on November 25, 2025.

SEC source: 0001877629-25-000005 · wk-form4_1750807405.xml · derivative · entry 3

Pincus Steven T. · CIK 0001877629 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 63,026

Underlying: Common stock, $0.001 par value per share · 63,026 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock, $0.001 par value per share.

F4 · derivative.exercise_date: The restricted stock units will vest upon the first anniversary of June 23, 2025, subject to the Reporting Person's continued employment or service with the Issuer through such date.

F4 · derivative.expiration_date: The restricted stock units will vest upon the first anniversary of June 23, 2025, subject to the Reporting Person's continued employment or service with the Issuer through such date.

SEC source: 0001877629-25-000005 · wk-form4_1750807405.xml · derivative · entry 2

Pincus Steven T. · CIK 0001877629 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock, $0.001 par value per share · 27,678 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock, $0.001 par value per share.

F3 · derivative.exercise_date: The restricted stock units vested upon the first anniversary of June 21, 2024, subject to the Reporting Person's continued employment or service with the Issuer through such date.

F3 · derivative.expiration_date: The restricted stock units vested upon the first anniversary of June 21, 2024, subject to the Reporting Person's continued employment or service with the Issuer through such date.

SEC source: 0001877629-25-000005 · wk-form4_1750807405.xml · nonDerivative · entry 1

Pincus Steven T. · CIK 0001877629 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 329,268

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The Reporting Person received restricted stock units which vested upon the first anniversary of June 21, 2024, subject to the Reporting Person's continued employment or service with the Issuer through such date.

SEC source: 0001877629-25-000002 · wk-form4_1735946017.xml · nonDerivative · entry 1

Pincus Steven T. · CIK 0001877629 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 301,590

F1 · price: Shares of common stock issued in lieu of cash retainers accrued since the beginning of the fourth fiscal quarter of 2024, at a price of $5.66 per share, the closing price as of December 31, 2024.

SEC source: 0001877629-24-000008 · wk-form4_1727909106.xml · nonDerivative · entry 1

Pincus Steven T. · CIK 0001877629 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 296,731

F1 · price: Shares of common stock issued in lieu of cash retainers accrued since the beginning of the third fiscal quarter of 2024, at a price of $4.68 per share, the closing price as of September 30, 2024.

SEC source: 0001877629-24-000006 · wk-form4_1721171002.xml · nonDerivative · entry 1

Pincus Steven T. · CIK 0001877629 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 290,854

F1 · price: Shares of common stock issued in lieu of cash retainers accrued since the beginning of the second fiscal quarter of 2024, at a price of $4.45 per share, the closing price as of June 28, 2024.

SEC source: 0001877629-24-000004 · wk-form4_1719364813.xml · derivative · entry 3

Pincus Steven T. · CIK 0001877629 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,678

Underlying: Common stock, $0.001 par value per share · 27,678 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock, $0.001 par value per share.

F4 · derivative.exercise_date: The restricted stock units will vest upon the first anniversary of June 21, 2024, subject to the Reporting Person's continued employment or service with the Issuer through such date.

F4 · derivative.expiration_date: The restricted stock units will vest upon the first anniversary of June 21, 2024, subject to the Reporting Person's continued employment or service with the Issuer through such date.

SEC source: 0001877629-24-000004 · wk-form4_1719364813.xml · derivative · entry 2

Pincus Steven T. · CIK 0001877629 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock, $0.001 par value per share · 67,648 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock, $0.001 par value per share.

F3 · derivative.exercise_date: The restricted stock units vested upon the first anniversary of June 21, 2023, subject to the Reporting Person's continued employment or service with the Issuer through such date.

F3 · derivative.expiration_date: The restricted stock units vested upon the first anniversary of June 21, 2023, subject to the Reporting Person's continued employment or service with the Issuer through such date.

SEC source: 0001877629-24-000004 · wk-form4_1719364813.xml · nonDerivative · entry 1

Pincus Steven T. · CIK 0001877629 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 284,674

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The Reporting Person received restricted stock units which vested upon the first anniversary of June 21, 2023, subject to the Reporting Person's continued employment or service with the Issuer through such date.

SEC source: 0001877629-24-000002 · wk-form4_1712103222.xml · nonDerivative · entry 1

Pincus Steven T. · CIK 0001877629 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 217,026

F1 · price: Shares of common stock issued in lieu of cash retainers accrued since the beginning of the first fiscal quarter of 2024, at a price of $2.63 per share, the closing price as of March 28, 2024.

SEC source: 0001083301-24-000037 · wk-form4_1705541602.xml · nonDerivative · entry 1

Pincus Steven T. · CIK 0001877629 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 206,569

F1 · price: Shares of common stock issued in lieu of cash retainers accrued since the beginning of the forth fiscal quarter of 2023, at a price of $2.40 per share, the closing price as of December 29, 2023.

SEC source: 0001877629-23-000002 · wk-form4_1696370340.xml · nonDerivative · entry 1

Pincus Steven T. · CIK 0001877629 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 195,110

F1 · price: Shares of common stock issued in lieu of cash retainers accrued since the beginning of the third fiscal quarter of 2023, at a price of $1.2600 per share, the closing price as of September 29, 2023.

SEC source: 0001104659-23-093132 · tm2324092-1_4seq1.xml · nonDerivative · entry 1

Pincus Steven T. · CIK 0001877629 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 173,284

F1 · price: Shares of common stock issued in lieu of cash retainers accrued since the beginning of the second fiscal quarter of 2023, at a price of $1.7500 per share, the closing price as of June 30, 2023.

SEC source: 0001104659-23-074371 · tm2319562-3_4seq1.xml · nonDerivative · entry 1

Pincus Steven T. · CIK 0001877629 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 157,569

F1 · price: The Reporting Person received restricted stock units which vested upon the first anniversary of June 22, 2022, subject to the Reporting Person's continued employment or service with the Issuer through such date.

SEC source: 0001104659-23-074371 · tm2319562-3_4seq1.xml · derivative · entry 2

Pincus Steven T. · CIK 0001877629 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 67,648

Underlying: Common Stock · 67,648 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock, $0.001 par value per share.

F3 · derivative.exercise_date: The restricted stock units vest upon the first anniversary of June 21, 2023, subject to the Reporting Person's continued employment or service with the Issuer through such date.

F3 · derivative.expiration_date: The restricted stock units vest upon the first anniversary of June 21, 2023, subject to the Reporting Person's continued employment or service with the Issuer through such date.

SEC source: 0000950142-23-001318 · es230355429_4-pincus.xml · nonDerivative · entry 1

Pincus Steven T. · CIK 0001877629 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 56,309

F1 · price: Shares of common stock issued in lieu of cash retainers for the first fiscal quarter of 2023, issued at a price of $0.9378 per share, the closing price as of March 31, 2023.

SEC source: 0000950142-23-000640 · es230336740_4-pincus.xml · nonDerivative · entry 1

Pincus Steven T. · CIK 0001877629 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,927

F1 · price: Shares of common stock issued in lieu of cash retainers accrued since the beginning of the fourth fiscal quarter of 2022, issued at a price of $0.6656 per share, the closing price as of December 30, 2022.

SEC source: 0001104659-22-074167 · tm2219367-6_4seq1.xml · derivative · entry 1

Pincus Steven T. · CIK 0001877629 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,260

Underlying: Common Stock · 101,260 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's common stock, $0.001 par value per share.

F2 · derivative.exercise_date: The restricted stock units vest upon the first anniversary of June 22, 2022, subject to the Reporting Person's continued employment or service with the Issuer through each such date.

F2 · derivative.expiration_date: The restricted stock units vest upon the first anniversary of June 22, 2022, subject to the Reporting Person's continued employment or service with the Issuer through each such date.

SEC source: 0001104659-22-034888 · tm229568-7_4seq1.xml · derivative · entry 1

Pincus Steven T. · CIK 0001877629 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50

Underlying: Common Stock · 5,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each holder of shares of the Issuer's Series A Convertible Preferred Stock (the "Preferred Stock") has the right, at its option and at any time, to convert all or a portion of the shares of Preferred Stock that it holds into a number of shares of Common Stock equal to the quotient obtained by dividing (i) the sum of (x) the Liquidation Preference (as defined in the Certificate of Designations governing the Preferred Stock, initially $1,000) and (y) an amount equal to accumulated and unpaid Regular Dividends (as defined in the Certificate of Designations) on such shares of Preferred Stock, by (ii) the Conversion Price (as defined in the Certificate of Designations) in effect at such time, subject to customary antidilution adjustments, including in the event of any stock split, stock dividend, recapitalization or similar events.

F2 · derivative.exercise_price: As of the date of the event requiring the filing of this report, the 50 shares of Preferred Stock reported on this report are convertible into 5,000 shares of Common Stock. The Issuer's Preferred Stock does not expire.

F1 · derivative.exercise_date: Each holder of shares of the Issuer's Series A Convertible Preferred Stock (the "Preferred Stock") has the right, at its option and at any time, to convert all or a portion of the shares of Preferred Stock that it holds into a number of shares of Common Stock equal to the quotient obtained by dividing (i) the sum of (x) the Liquidation Preference (as defined in the Certificate of Designations governing the Preferred Stock, initially $1,000) and (y) an amount equal to accumulated and unpaid Regular Dividends (as defined in the Certificate of Designations) on such shares of Preferred Stock, by (ii) the Conversion Price (as defined in the Certificate of Designations) in effect at such time, subject to customary antidilution adjustments, including in the event of any stock split, stock dividend, recapitalization or similar events.

F2 · derivative.exercise_date: As of the date of the event requiring the filing of this report, the 50 shares of Preferred Stock reported on this report are convertible into 5,000 shares of Common Stock. The Issuer's Preferred Stock does not expire.

F1 · derivative.expiration_date: Each holder of shares of the Issuer's Series A Convertible Preferred Stock (the "Preferred Stock") has the right, at its option and at any time, to convert all or a portion of the shares of Preferred Stock that it holds into a number of shares of Common Stock equal to the quotient obtained by dividing (i) the sum of (x) the Liquidation Preference (as defined in the Certificate of Designations governing the Preferred Stock, initially $1,000) and (y) an amount equal to accumulated and unpaid Regular Dividends (as defined in the Certificate of Designations) on such shares of Preferred Stock, by (ii) the Conversion Price (as defined in the Certificate of Designations) in effect at such time, subject to customary antidilution adjustments, including in the event of any stock split, stock dividend, recapitalization or similar events.

F2 · derivative.expiration_date: As of the date of the event requiring the filing of this report, the 50 shares of Preferred Stock reported on this report are convertible into 5,000 shares of Common Stock. The Issuer's Preferred Stock does not expire.