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Deane Kenneth J

Disclosed activity across 1 company

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79637
SEC CIK
0001389893

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Latest disclosed role at each company.

CompanyLast reported asReport datePublished
TERAWULF INC.WULF · Entity 3680Chief Acct Officer + TreasurerMay 16, 2025May 19, 2025

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

TERAWULF INC.

Report date May 16, 2025 · Filed May 19, 2025

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common stock, $0.001 par value per shareSEC Table I · non-derivativeDirect595,401 Ending reported balance After 2025-05-16 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2025-05-16 · Exercise / conversion · Acquired 100,000 · Balance 624,151

F1: The Reporting Person received restricted stock units which vested in accordance with their terms upon the third anniversary of May 16, 2022, as reflected in this Form 4, subject to the Reporting Person's continued employment or service with the Issuer through such date.

Row 2 · 2025-05-16 · Disposition to issuer · Disposed 28,750 · Balance 595,401

F2: The disposition is due to withholding to cover taxes, as a result of the Reporting Person's election of net settlement with regard to the vesting of restricted stock units, which vested on May 16, 2025, as reflected in this Form 4.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2025-05-16 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2025-05-16 · Exercise / conversion · Disposed 100,000 · Balance 0

F3: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock, $0.001 par value per share.

F4: The restricted stock units vested on the third anniversary of May 16, 2022, subject to the Reporting Person's continued employment or service with the Issuer through each such date.

Filing footnotes · ownership attribution and instrument terms

F1: The Reporting Person received restricted stock units which vested in accordance with their terms upon the third anniversary of May 16, 2022, as reflected in this Form 4, subject to the Reporting Person's continued employment or service with the Issuer through such date.

F2: The disposition is due to withholding to cover taxes, as a result of the Reporting Person's election of net settlement with regard to the vesting of restricted stock units, which vested on May 16, 2025, as reflected in this Form 4.

F3: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock, $0.001 par value per share.

F4: The restricted stock units vested on the third anniversary of May 16, 2022, subject to the Reporting Person's continued employment or service with the Issuer through each such date.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
May 16, 2025 Filed May 19, 2025 23:48 UTC TERAWULF INC. WULF · Entity 3680 Exercise / conversionRestricted Stock Units · Derivative 100,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001389893-25-000006 · wk-form4_1747698484.xml · derivative · entry 3

Deane Kenneth J · CIK 0001389893 · Chief Acct Officer + Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock, $0.001 par value per share · 100,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock, $0.001 par value per share.

F4 · price: The restricted stock units vested on the third anniversary of May 16, 2022, subject to the Reporting Person's continued employment or service with the Issuer through each such date.

F4 · derivative.exercise_date: The restricted stock units vested on the third anniversary of May 16, 2022, subject to the Reporting Person's continued employment or service with the Issuer through each such date.

F4 · derivative.expiration_date: The restricted stock units vested on the third anniversary of May 16, 2022, subject to the Reporting Person's continued employment or service with the Issuer through each such date.

Read SEC document
May 16, 2025 Filed May 19, 2025 23:48 UTC TERAWULF INC. WULF · Entity 3680 Disposition to issuerCommon stock, $0.001 par value per share 28,750 Not disclosed Not disclosed
Disclosure

SEC source: 0001389893-25-000006 · wk-form4_1747698484.xml · nonDerivative · entry 2

Deane Kenneth J · CIK 0001389893 · Chief Acct Officer + Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 595,401

F2 · price: The disposition is due to withholding to cover taxes, as a result of the Reporting Person's election of net settlement with regard to the vesting of restricted stock units, which vested on May 16, 2025, as reflected in this Form 4.

Read SEC document
May 16, 2025 Filed May 19, 2025 23:48 UTC TERAWULF INC. WULF · Entity 3680 Exercise / conversionCommon stock, $0.001 par value per share 100,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001389893-25-000006 · wk-form4_1747698484.xml · nonDerivative · entry 1

Deane Kenneth J · CIK 0001389893 · Chief Acct Officer + Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 624,151

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The Reporting Person received restricted stock units which vested in accordance with their terms upon the third anniversary of May 16, 2022, as reflected in this Form 4, subject to the Reporting Person's continued employment or service with the Issuer through such date.

Read SEC document
January 09, 2025 Filed Jan 11, 2025 01:28 UTC TERAWULF INC. WULF · Entity 3680 Exercise / conversionRestricted Stock Units · Derivative 54,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001389893-25-000004 · wk-form4_1736558894.xml · derivative · entry 3

Deane Kenneth J · CIK 0001389893 · Chief Acct Officer + Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock, $0.001 par value per share · 54,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock, par value $0.001 per share.

F4 · price: The restricted stock units vested upon the first anniversary of January 9, 2024, subject to the Reporting Person's continued employment or service with the Issuer through such date.

F4 · derivative.exercise_date: The restricted stock units vested upon the first anniversary of January 9, 2024, subject to the Reporting Person's continued employment or service with the Issuer through such date.

F4 · derivative.expiration_date: The restricted stock units vested upon the first anniversary of January 9, 2024, subject to the Reporting Person's continued employment or service with the Issuer through such date.

Read SEC document
January 09, 2025 Filed Jan 11, 2025 01:28 UTC TERAWULF INC. WULF · Entity 3680 Disposition to issuerCommon stock, $0.001 par value per share 15,621 Not disclosed Not disclosed
Disclosure

SEC source: 0001389893-25-000004 · wk-form4_1736558894.xml · nonDerivative · entry 2

Deane Kenneth J · CIK 0001389893 · Chief Acct Officer + Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 524,151

F2 · price: The disposition is due to withholding to cover taxes, as a result of the Reporting Person's election of net settlement with regard to the vesting of restricted stock units, which vested on January 9, 2025, as reflected in this Form 4.

Read SEC document
January 09, 2025 Filed Jan 11, 2025 01:28 UTC TERAWULF INC. WULF · Entity 3680 GrantCommon stock, $0.001 par value per share 54,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001389893-25-000004 · wk-form4_1736558894.xml · nonDerivative · entry 1

Deane Kenneth J · CIK 0001389893 · Chief Acct Officer + Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 539,772

F1 · price: The Reporting Person received restricted stock units which vested in accordance with their terms upon the first anniversary of January 9, 2024, as reflected in this Form 4, subject to the Reporting Person's continued employment or service with the Issuer through such date.

Read SEC document
January 02, 2025 Filed Jan 3, 2025 23:14 UTC TERAWULF INC. WULF · Entity 3680 GrantRestricted Stock Units · Derivative 80,000 $0.00 $0.00
Disclosure

SEC source: 0001389893-25-000002 · wk-form4_1735946068.xml · derivative · entry 2

Deane Kenneth J · CIK 0001389893 · Chief Acct Officer + Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 80,000

Underlying: Common stock, $0.001 par value per share · 80,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's common stock, $0.001 par value per share.

F2 · derivative.exercise_date: The Restricted Stock Units vest in three equal installments upon each of the first three anniversaries of January 2, 2025, subject to the Reporting Person's continued employment or service with the Issuer through each such date.

F2 · derivative.expiration_date: The Restricted Stock Units vest in three equal installments upon each of the first three anniversaries of January 2, 2025, subject to the Reporting Person's continued employment or service with the Issuer through each such date.

Read SEC document
July 16, 2024 Filed Jul 18, 2024 22:01 UTC TERAWULF INC. WULF · Entity 3680 Exercise / conversionPerformance-Based Restricted Stock Units · Derivative 80,000 $0.00 $0.00
Disclosure

SEC source: 0001389893-24-000022 · wk-form4_1721340090.xml · derivative · entry 3

Deane Kenneth J · CIK 0001389893 · Chief Acct Officer + Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock, $0.001 par value per share · 80,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each performance stock unit represents a contingent right to receive one share of the Issuer's common stock, $0.001 par value per share.

F1 · derivative.exercise_date: The performance stock units vested in accordance with their terms upon the achievement of specified performance goals between the grant date and the third anniversary of March 4, 2023, subject to the Reporting Person's continued employment or service with the Issuer through such date.

F1 · derivative.expiration_date: The performance stock units vested in accordance with their terms upon the achievement of specified performance goals between the grant date and the third anniversary of March 4, 2023, subject to the Reporting Person's continued employment or service with the Issuer through such date.

Read SEC document
July 16, 2024 Filed Jul 18, 2024 22:01 UTC TERAWULF INC. WULF · Entity 3680 Disposition to issuerCommon stock, $0.001 par value per share 35,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001389893-24-000022 · wk-form4_1721340090.xml · nonDerivative · entry 2

Deane Kenneth J · CIK 0001389893 · Chief Acct Officer + Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 485,772

F2 · price: The disposition is due to withholding to cover taxes, as a result of the Reporting Person's election of net settlement of performance stock units, which vest in accordance with their terms upon the achievement of specified performance goals between the grant date and the third anniversary of March 4, 2023, subject to the Reporting Person's continued employment or service with the Issuer through each such date.

Read SEC document
July 16, 2024 Filed Jul 18, 2024 22:01 UTC TERAWULF INC. WULF · Entity 3680 Exercise / conversionCommon stock, $0.001 par value per share 80,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001389893-24-000022 · wk-form4_1721340090.xml · nonDerivative · entry 1

Deane Kenneth J · CIK 0001389893 · Chief Acct Officer + Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 520,772

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The performance stock units vested in accordance with their terms upon the achievement of specified performance goals between the grant date and the third anniversary of March 4, 2023, subject to the Reporting Person's continued employment or service with the Issuer through such date.

Read SEC document
July 09, 2024 Filed Jul 12, 2024 00:22 UTC TERAWULF INC. WULF · Entity 3680 Exercise / conversionRestricted Stock Units · Derivative 54,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001389893-24-000019 · wk-form4_1720743724.xml · derivative · entry 3

Deane Kenneth J · CIK 0001389893 · Chief Acct Officer + Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 54,000

Underlying: Common stock, $0.001 par value per share · 54,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock, par value $0.001 per share.

F4 · price: The restricted stock units vested upon the first six month anniversary of January 9, 2024, subject to the Reporting Person's continued employment or service with the Issuer through such date. The remaining restricted stock units will vest upon the second six month anniversary of January 9, 2024, subject to the Reporting Person's continued employment or service with the Issuer through such date.

F4 · derivative.exercise_date: The restricted stock units vested upon the first six month anniversary of January 9, 2024, subject to the Reporting Person's continued employment or service with the Issuer through such date. The remaining restricted stock units will vest upon the second six month anniversary of January 9, 2024, subject to the Reporting Person's continued employment or service with the Issuer through such date.

F4 · derivative.expiration_date: The restricted stock units vested upon the first six month anniversary of January 9, 2024, subject to the Reporting Person's continued employment or service with the Issuer through such date. The remaining restricted stock units will vest upon the second six month anniversary of January 9, 2024, subject to the Reporting Person's continued employment or service with the Issuer through such date.

Read SEC document
July 09, 2024 Filed Jul 12, 2024 00:22 UTC TERAWULF INC. WULF · Entity 3680 Disposition to issuerCommon stock, $0.001 par value per share 23,625 Not disclosed Not disclosed
Disclosure

SEC source: 0001389893-24-000019 · wk-form4_1720743724.xml · nonDerivative · entry 2

Deane Kenneth J · CIK 0001389893 · Chief Acct Officer + Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 440,772

F2 · price: The disposition is due to withholding to cover taxes, as a result of the Reporting Person's election of net settlement with regard to the vesting of restricted stock units, which vested on July 9, 2024, as reflected in this Form 4.

Read SEC document
July 09, 2024 Filed Jul 12, 2024 00:22 UTC TERAWULF INC. WULF · Entity 3680 Exercise / conversionCommon stock, $0.001 par value per share 54,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001389893-24-000019 · wk-form4_1720743724.xml · nonDerivative · entry 1

Deane Kenneth J · CIK 0001389893 · Chief Acct Officer + Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 464,397

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The Reporting Person received restricted stock units which vested in accordance with their terms upon the first six month anniversary of January 9, 2024, as reflected in this Form 4, subject to the Reporting Person's continued employment or service with the Issuer through such date.

Read SEC document
July 01, 2024 Filed Jul 2, 2024 01:11 UTC TERAWULF INC. WULF · Entity 3680 Disposition to issuerCommon stock, $0.001 par value per share 19,323 Not disclosed Not disclosed
Disclosure

SEC source: 0001389893-24-000017 · wk-form4_1719882659.xml · nonDerivative · entry 2

Deane Kenneth J · CIK 0001389893 · Chief Acct Officer + Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 410,397

F2 · price: The disposition is due to withholding to cover taxes, as a result of the Reporting Person's election of net settlement with regard to the vesting of performance stock units, which vested on June 27, 2024, as reflected in this Form 4.

Read SEC document
June 27, 2024 Filed Jul 2, 2024 01:11 UTC TERAWULF INC. WULF · Entity 3680 Exercise / conversionPerformance-Based Restricted Stock Units · Derivative 54,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001389893-24-000017 · wk-form4_1719882659.xml · derivative · entry 3

Deane Kenneth J · CIK 0001389893 · Chief Acct Officer + Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock, $0.001 par value per share · 54,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each performance stock unit represents a contingent right to receive one share of the Issuer's common stock, $0.001 par value per share.

F4 · price: The performance stock units vested in accordance with their terms upon the achievement of specified performance goals between the grant date and the third anniversary of January 9, 2024, subject to the Reporting Person's continued employment or service with the Issuer through such date.

F4 · derivative.exercise_date: The performance stock units vested in accordance with their terms upon the achievement of specified performance goals between the grant date and the third anniversary of January 9, 2024, subject to the Reporting Person's continued employment or service with the Issuer through such date.

F4 · derivative.expiration_date: The performance stock units vested in accordance with their terms upon the achievement of specified performance goals between the grant date and the third anniversary of January 9, 2024, subject to the Reporting Person's continued employment or service with the Issuer through such date.

Read SEC document
June 27, 2024 Filed Jul 2, 2024 01:11 UTC TERAWULF INC. WULF · Entity 3680 Exercise / conversionCommon stock, $0.001 par value per share 54,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001389893-24-000017 · wk-form4_1719882659.xml · nonDerivative · entry 1

Deane Kenneth J · CIK 0001389893 · Chief Acct Officer + Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 429,720

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The Reporting Person received performance stock units which vested in accordance with their terms upon the achievement of specified performance goals between the grant date and the third anniversary of January 9, 2024, as reflected in this Form 4, subject to the Reporting Person's continued employment or service with the Issuer through such date.

Read SEC document
June 20, 2024 Filed Jun 25, 2024 00:02 UTC TERAWULF INC. WULF · Entity 3680 Exercise / conversionPerformance-Based Restricted Stock Units · Derivative 54,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001389893-24-000015 · wk-form4_1719273736.xml · derivative · entry 3

Deane Kenneth J · CIK 0001389893 · Chief Acct Officer + Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 54,000

Underlying: Common stock, $0.001 par value per share · 54,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each performance stock unit represents a contingent right to receive one share of the Issuer's common stock, $0.001 par value per share.

F1 · price: The Reporting Person received performance stock units which will vest in accordance with their terms upon the achievement of specified performance goals between the grant date and the third anniversary of January 9, 2024, subject to the Reporting Person's continued employment or service with the Issuer through such date.

F4 · derivative.exercise_date: The performance stock units will vest in accordance with their terms upon the achievement of specified performance goals between the grant date and the third anniversary of January 9, 2024, subject to the Reporting Person's continued employment or service with the Issuer through such date.

F4 · derivative.expiration_date: The performance stock units will vest in accordance with their terms upon the achievement of specified performance goals between the grant date and the third anniversary of January 9, 2024, subject to the Reporting Person's continued employment or service with the Issuer through such date.

Read SEC document
June 20, 2024 Filed Jun 25, 2024 00:02 UTC TERAWULF INC. WULF · Entity 3680 Disposition to issuerCommon stock, $0.001 par value per share 15,525 Not disclosed Not disclosed
Disclosure

SEC source: 0001389893-24-000015 · wk-form4_1719273736.xml · nonDerivative · entry 2

Deane Kenneth J · CIK 0001389893 · Chief Acct Officer + Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 375,720

F2 · price: The disposition is due to withholding to cover taxes, as a result of the Reporting Person's election of net settlement with regard to the vesting of performance stock units, which vested on June 20, 2024, as reflected in this Form 4.

Read SEC document
June 20, 2024 Filed Jun 25, 2024 00:02 UTC TERAWULF INC. WULF · Entity 3680 Exercise / conversionCommon stock, $0.001 par value per share 54,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001389893-24-000015 · wk-form4_1719273736.xml · nonDerivative · entry 1

Deane Kenneth J · CIK 0001389893 · Chief Acct Officer + Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 391,245

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The Reporting Person received performance stock units which will vest in accordance with their terms upon the achievement of specified performance goals between the grant date and the third anniversary of January 9, 2024, subject to the Reporting Person's continued employment or service with the Issuer through such date.

Read SEC document
June 07, 2024 Filed Jun 10, 2024 21:03 UTC TERAWULF INC. WULF · Entity 3680 SaleCommon stock, $0.001 par value per share 69,996 $3.25 $227,137.02
Disclosure

SEC source: 0001389893-24-000013 · wk-form4_1718053378.xml · nonDerivative · entry 1

Deane Kenneth J · CIK 0001389893 · Chief Acct Officer + Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 337,245

Read SEC document
May 22, 2024 Filed May 24, 2024 21:09 UTC TERAWULF INC. WULF · Entity 3680 Disposition to issuerCommon stock, $0.001 par value per share 15,525 Not disclosed Not disclosed
Disclosure

SEC source: 0001389893-24-000010 · wk-form4_1716584964.xml · nonDerivative · entry 1

Deane Kenneth J · CIK 0001389893 · Chief Acct Officer + Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 407,241

F1 · price: The disposition is due to withholding to cover taxes, as a result of the Reporting Person's election of net settlement with regard to the vesting of performance stock units, which vested on May 20, 2024, as reflected in a Form 4 filed on such date.

Read SEC document
May 20, 2024 Filed May 20, 2024 21:16 UTC TERAWULF INC. WULF · Entity 3680 Exercise / conversionPerformance-Based Restricted Stock Units · Derivative 54,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001389893-24-000008 · wk-form4_1716239799.xml · derivative · entry 5

Deane Kenneth J · CIK 0001389893 · Chief Acct Officer + Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 108,000

Underlying: Common stock, $0.001 par value per share · 54,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each performance stock unit represents a contingent right to receive one share of the Issuer's common stock, $0.001 par value per share.

F3 · price: The Reporting Person received performance stock units which will vest in accordance with their terms upon the achievement of specified performance goals between the grant date and the third anniversary of January 9, 2024, subject to the Reporting Person's continued employment or service with the Issuer through such date.

F7 · derivative.exercise_date: The performance stock units will vest in accordance with their terms upon the achievement of specified performance goals between the grant date and the third anniversary of January 9, 2024, subject to the Reporting Person's continued employment or service with the Issuer through such date.

F7 · derivative.expiration_date: The performance stock units will vest in accordance with their terms upon the achievement of specified performance goals between the grant date and the third anniversary of January 9, 2024, subject to the Reporting Person's continued employment or service with the Issuer through such date.

Read SEC document
May 20, 2024 Filed May 20, 2024 21:16 UTC TERAWULF INC. WULF · Entity 3680 Exercise / conversionCommon stock, $0.001 par value per share 54,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001389893-24-000008 · wk-form4_1716239799.xml · nonDerivative · entry 3

Deane Kenneth J · CIK 0001389893 · Chief Acct Officer + Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 422,766

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: The Reporting Person received performance stock units which will vest in accordance with their terms upon the achievement of specified performance goals between the grant date and the third anniversary of January 9, 2024, subject to the Reporting Person's continued employment or service with the Issuer through such date.

Read SEC document
May 16, 2024 Filed May 20, 2024 21:16 UTC TERAWULF INC. WULF · Entity 3680 Exercise / conversionRestricted Stock Units · Derivative 100,000 $0.00 $0.00
Disclosure

SEC source: 0001389893-24-000008 · wk-form4_1716239799.xml · derivative · entry 4

Deane Kenneth J · CIK 0001389893 · Chief Acct Officer + Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common stock, $0.001 par value per share · 100,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock, $0.001 par value per share.

F5 · derivative.exercise_date: The restricted stock units vest in three equal installments upon each of the first three anniversaries of May 16, 2022, subject to the Reporting Person's continued employment or service with the Issuer through each such date.

F5 · derivative.expiration_date: The restricted stock units vest in three equal installments upon each of the first three anniversaries of May 16, 2022, subject to the Reporting Person's continued employment or service with the Issuer through each such date.

Read SEC document
May 16, 2024 Filed May 20, 2024 21:16 UTC TERAWULF INC. WULF · Entity 3680 Disposition to issuerCommon stock, $0.001 par value per share 28,750 Not disclosed Not disclosed
Disclosure

SEC source: 0001389893-24-000008 · wk-form4_1716239799.xml · nonDerivative · entry 2

Deane Kenneth J · CIK 0001389893 · Chief Acct Officer + Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 368,766

F2 · price: The disposition is due to withholding to cover taxes, as a result of the Reporting Person's election of net settlement with regard to the vesting of restricted stock units, which vested on May 16, 2024, as reflected in this Form 4.

Read SEC document
May 16, 2024 Filed May 20, 2024 21:16 UTC TERAWULF INC. WULF · Entity 3680 Exercise / conversionCommon stock, $0.001 par value per share 100,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001389893-24-000008 · wk-form4_1716239799.xml · nonDerivative · entry 1

Deane Kenneth J · CIK 0001389893 · Chief Acct Officer + Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 397,516

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The Reporting Person received restricted stock units subject to a three-year vesting schedule, vesting in three equal installments upon each of the first three anniversaries of May 16, 2022, in each case subject to the Reporting Person's continued employment or service with the Issuer through each such date.

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March 07, 2024 Filed Mar 11, 2024 22:18 UTC TERAWULF INC. WULF · Entity 3680 Disposition to issuerCommon stock, $0.001 par value per share 23,120 Not disclosed Not disclosed
Disclosure

SEC source: 0001389893-24-000005 · wk-form4_1710195522.xml · nonDerivative · entry 1

Deane Kenneth J · CIK 0001389893 · Chief Acct Officer + Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 297,516

F1 · price: The disposition is due to withholding to cover taxes, as a result of the Reporting Person's election of net settlement with regard to the vesting of restricted stock units, which vested on March 4, 2024, as reflected in a Form 4 filed on March 6, 2024.

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March 04, 2024 Filed Mar 7, 2024 01:33 UTC TERAWULF INC. WULF · Entity 3680 Exercise / conversionRestricted Stock Units · Derivative 80,000 $0.00 $0.00
Disclosure

SEC source: 0001389893-24-000002 · wk-form4_1709775201.xml · derivative · entry 2

Deane Kenneth J · CIK 0001389893 · Chief Acct Officer + Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock, $0.001 par value per share · 80,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock, $0.001 par value per share.

F1 · derivative.exercise_date: The restricted stock units vest in two equal installments upon each of the first two six-month anniversaries of March 4, 2023, subject to the Reporting Person's continued employment or service with the Issuer through each such date.

F1 · derivative.expiration_date: The restricted stock units vest in two equal installments upon each of the first two six-month anniversaries of March 4, 2023, subject to the Reporting Person's continued employment or service with the Issuer through each such date.

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March 04, 2024 Filed Mar 7, 2024 01:33 UTC TERAWULF INC. WULF · Entity 3680 Exercise / conversionCommon stock, $0.001 par value per share 80,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001389893-24-000002 · wk-form4_1709775201.xml · nonDerivative · entry 1

Deane Kenneth J · CIK 0001389893 · Chief Acct Officer + Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 320,636

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The restricted stock units vest in two equal installments upon each of the first two six-month anniversaries of March 4, 2023, subject to the Reporting Person's continued employment or service with the Issuer through each such date.

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January 09, 2024 Filed Jan 12, 2024 00:49 UTC TERAWULF INC. WULF · Entity 3680 GrantRestricted Stock Units · Derivative 108,000 $0.00 $0.00
Disclosure

SEC source: 0001083301-24-000015 · wk-form4_1705020534.xml · derivative · entry 2

Deane Kenneth J · CIK 0001389893 · Chief Acct Officer + Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 108,000

Underlying: Common stock, $0.001 par value per share · 108,000 shares

Expires not disclosed

F3 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's common stock, $0.001 par value per share.

F4 · derivative.exercise_date: Fifty percent (50%) of the restricted stock units shall vest upon each of the first two six month anniversaries of January 9, 2024, subject to the Reporting Person's continued employment or service with the Issuer through such date.

F4 · derivative.expiration_date: Fifty percent (50%) of the restricted stock units shall vest upon each of the first two six month anniversaries of January 9, 2024, subject to the Reporting Person's continued employment or service with the Issuer through such date.

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January 09, 2024 Filed Jan 12, 2024 00:49 UTC TERAWULF INC. WULF · Entity 3680 GrantPerformance-Based Restricted Stock Units · Derivative 162,000 $0.00 $0.00
Disclosure

SEC source: 0001083301-24-000015 · wk-form4_1705020534.xml · derivative · entry 1

Deane Kenneth J · CIK 0001389893 · Chief Acct Officer + Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 162,000

Underlying: Common stock, $0.001 par value per share · 162,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each performance stock unit represents a contingent right to receive one share of the Issuer's common stock, $0.001 par value per share.

F2 · derivative.exercise_date: The performance stock units will vest in accordance with their terms upon the achievement of specified performance goals between the grant date and the third anniversary of January 9, 2024, subject to the Reporting Person's continued employment or service with the Issuer through such date.

F2 · derivative.expiration_date: The performance stock units will vest in accordance with their terms upon the achievement of specified performance goals between the grant date and the third anniversary of January 9, 2024, subject to the Reporting Person's continued employment or service with the Issuer through such date.

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November 02, 2023 Filed Nov 4, 2023 01:31 UTC TERAWULF INC. WULF · Entity 3680 Disposition to issuerCommon stock, $0.001 par value per share 23,120 Not disclosed Not disclosed
Disclosure

SEC source: 0001389893-23-000004 · wk-form4_1699061494.xml · nonDerivative · entry 1

Deane Kenneth J · CIK 0001389893 · Chief Acct Officer + Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 240,636

F1 · price: The disposition is due to withholding to cover taxes, as a result of the Reporting Person's election of net settlement of restricted stock units, which vest in accordance with their terms in two equal installments upon each of the first two six-month anniversaries of March 4, 2023, subject to the Reporting Person's continued employment or service with the Issuer through each such date. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock, $0.001 par value per share (the "Common Stock").

F2 · balance_after: On October 13, 2023, the Reporting Person filed a Form 4 which inadvertently reported the total amount of shares of Common Stock owned as 183,756. In fact, the total amount owned as of such date following the reported disposition of 23,120 was 263,756 .

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October 12, 2023 Filed Oct 14, 2023 01:12 UTC TERAWULF INC. WULF · Entity 3680 Disposition to issuerCommon stock, $0.001 par value per share 23,120 Not disclosed Not disclosed
Disclosure

SEC source: 0001389893-23-000002 · wk-form4_1697245952.xml · nonDerivative · entry 1

Deane Kenneth J · CIK 0001389893 · Chief Acct Officer + Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 183,756

F1 · price: The disposition is due to withholding to cover taxes, as a result of the Reporting Person's election of net settlement of performance stock units, which vest in accordance with their terms upon the achievement of specified performance goals between the grant date and the third anniversary of March 4, 2023, subject to the Reporting Person's continued employment or service with the Issuer through each such date. Each performance stock unit represents a contingent right to receive one share of the Issuer's common stock, $0.001 par value per share.

Read SEC document
September 04, 2023 Filed Sep 6, 2023 20:31 UTC TERAWULF INC. WULF · Entity 3680 Exercise / conversionRestricted Stock Units · Derivative 80,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-098663 · tm2325543-3_4seq1.xml · derivative · entry 2

Deane Kenneth J · CIK 0001389893 · CAO & Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 80,000

Underlying: Common Stock · 80,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock, $0.001 par value per share.

F1 · derivative.exercise_date: The restricted stock units vest in two equal installments upon each of the first two six-month anniversaries of March 4, 2023, subject to the Reporting Person's continued employment or service with the Issuer through each such date.

F1 · derivative.expiration_date: The restricted stock units vest in two equal installments upon each of the first two six-month anniversaries of March 4, 2023, subject to the Reporting Person's continued employment or service with the Issuer through each such date.

Read SEC document
September 04, 2023 Filed Sep 6, 2023 20:31 UTC TERAWULF INC. WULF · Entity 3680 Exercise / conversionCommon stock, $0.001 par value per share 80,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-23-098663 · tm2325543-3_4seq1.xml · nonDerivative · entry 1

Deane Kenneth J · CIK 0001389893 · CAO & Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 286,876

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The restricted stock units vest in two equal installments upon each of the first two six-month anniversaries of March 4, 2023, subject to the Reporting Person's continued employment or service with the Issuer through each such date.

Read SEC document
August 15, 2023 Filed Aug 17, 2023 21:41 UTC TERAWULF INC. WULF · Entity 3680 Exercise / conversionPerformance Stock Units · Derivative 80,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-093134 · tm2324092-9_4seq1.xml · derivative · entry 3

Deane Kenneth J · CIK 0001389893 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 80,000

Underlying: Common Stock · 80,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each performance stock unit represents a contingent right to receive one share of the Issuer's common stock, $0.001 par value per share.

F2 · derivative.exercise_date: The performance stock units vest in accordance with their terms upon the achievement of specified performance goals between the grant date and the third anniversary of March 4, 2023, subject to the Reporting Person's continued employment or service with the Issuer through such date.

F2 · derivative.expiration_date: The performance stock units vest in accordance with their terms upon the achievement of specified performance goals between the grant date and the third anniversary of March 4, 2023, subject to the Reporting Person's continued employment or service with the Issuer through such date.

Read SEC document
August 15, 2023 Filed Aug 17, 2023 21:41 UTC TERAWULF INC. WULF · Entity 3680 Exercise / conversionCommon stock, $0.001 par value per share 80,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-23-093134 · tm2324092-9_4seq1.xml · nonDerivative · entry 2

Deane Kenneth J · CIK 0001389893 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 206,876

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: The performance stock units vest in accordance with their terms upon the achievement of specified performance goals between the grant date and the third anniversary of March 4, 2023, subject to the Reporting Person's continued employment or service with the Issuer through such date.

Read SEC document
June 29, 2023 Filed Aug 17, 2023 21:41 UTC TERAWULF INC. WULF · Entity 3680 Disposition to issuerCommon stock, $0.001 par value per share 23,120 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-23-093134 · tm2324092-9_4seq1.xml · nonDerivative · entry 1

Deane Kenneth J · CIK 0001389893 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 126,876

F1 · price: The disposition is due to withholding to cover taxes, as a result of the Reporting Person's election of net settlement of performance stock units, which vest in accordance with their terms upon the achievement of specified performance goals between the grant date and the third anniversary of March 4, 2023, subject to the Reporting Person's continued employment or service with the Issuer through each such date. Each performance stock unit represents a contingent right to receive one share of the Issuer's common stock, $0.001 par value per share.

Read SEC document
June 07, 2023 Filed Jun 9, 2023 21:09 UTC TERAWULF INC. WULF · Entity 3680 Exercise / conversionPerformance Stock Units · Derivative 80,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-069988 · tm2318365-1_4seq1.xml · derivative · entry 2

Deane Kenneth J · CIK 0001389893 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 160,000

Underlying: Common Stock · 80,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each performance stock unit represents a contingent right to receive one share of the Issuer's common stock, $0.001 par value per share.

F1 · derivative.exercise_date: The performance stock units vest in accordance with their terms upon the achievement of specified performance goals between the grant date and the third anniversary of March 4, 2023, subject to the Reporting Person's continued employment or service with the Issuer through such date

F1 · derivative.expiration_date: The performance stock units vest in accordance with their terms upon the achievement of specified performance goals between the grant date and the third anniversary of March 4, 2023, subject to the Reporting Person's continued employment or service with the Issuer through such date

Read SEC document
June 07, 2023 Filed Jun 9, 2023 21:09 UTC TERAWULF INC. WULF · Entity 3680 Exercise / conversionCommon stock, $0.001 par value per share 80,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-23-069988 · tm2318365-1_4seq1.xml · nonDerivative · entry 1

Deane Kenneth J · CIK 0001389893 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 149,996

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The performance stock units vest in accordance with their terms upon the achievement of specified performance goals between the grant date and the third anniversary of March 4, 2023, subject to the Reporting Person's continued employment or service with the Issuer through such date

Read SEC document
May 23, 2023 Filed May 25, 2023 20:05 UTC TERAWULF INC. WULF · Entity 3680 Disposition to issuerCommon stock, $0.001 par value per share 30,004 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-23-064620 · tm2316940-1_4seq1.xml · nonDerivative · entry 1

Deane Kenneth J · CIK 0001389893 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 69,996

F1 · price: The disposition is due to withholding to cover taxes, as a result of the Reporting Person's election of net settlement of restricted stock units, which vest in three equal installments upon each of the first three anniversaries of May 16, 2022, subject to the Reporting Person's continued employment or service with the Issuer through each such date. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock, $0.001 par value per share.

Read SEC document
May 16, 2023 Filed May 17, 2023 21:03 UTC TERAWULF INC. WULF · Entity 3680 Exercise / conversionRestricted Stock Units · Derivative 100,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-061933 · tm2316000-3_4seq1.xml · derivative · entry 2

Deane Kenneth J · CIK 0001389893 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 200,000

Underlying: Common Stock · 100,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock, $0.001 par value per share.

F1 · derivative.exercise_date: The restricted stock units vest in three equal installments upon each of the first three anniversaries of May 16, 2022, subject to the Reporting Person's continued employment or service with the Issuer through each such date.

F1 · derivative.expiration_date: The restricted stock units vest in three equal installments upon each of the first three anniversaries of May 16, 2022, subject to the Reporting Person's continued employment or service with the Issuer through each such date.

Read SEC document
May 16, 2023 Filed May 17, 2023 21:03 UTC TERAWULF INC. WULF · Entity 3680 Exercise / conversionCommon stock, $0.001 par value per share 100,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-23-061933 · tm2316000-3_4seq1.xml · nonDerivative · entry 1

Deane Kenneth J · CIK 0001389893 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The restricted stock units vest in three equal installments upon each of the first three anniversaries of May 16, 2022, subject to the Reporting Person's continued employment or service with the Issuer through each such date.

Read SEC document
March 04, 2023 Filed Mar 7, 2023 22:04 UTC TERAWULF INC. WULF · Entity 3680 GrantRestricted Stock Units · Derivative 160,000 $0.00 $0.00
Disclosure

SEC source: 0000950142-23-000642 · es230336751_4-deane.xml · derivative · entry 2

Deane Kenneth J · CIK 0001389893 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 160,000

Underlying: Common Stock · 160,000 shares

Expires not disclosed

F3 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's common stock, $0.001 par value per share.

F4 · derivative.exercise_date: Fifty percent (50%) of the restricted stock units shall vest upon each of the first two six month anniversaries of March 4, 2023, subject to the Reporting Person's continued employment or service with the Issuer through such date.

F4 · derivative.expiration_date: Fifty percent (50%) of the restricted stock units shall vest upon each of the first two six month anniversaries of March 4, 2023, subject to the Reporting Person's continued employment or service with the Issuer through such date.

Read SEC document
March 04, 2023 Filed Mar 7, 2023 22:04 UTC TERAWULF INC. WULF · Entity 3680 GrantPerformance Stock Units · Derivative 240,000 $0.00 $0.00
Disclosure

SEC source: 0000950142-23-000642 · es230336751_4-deane.xml · derivative · entry 1

Deane Kenneth J · CIK 0001389893 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 240,000

Underlying: Common Stock · 240,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each performance stock unit represents a contingent right to receive one share of the Issuer's common stock, $0.001 par value per share.

F2 · derivative.exercise_date: The performance stock units will vest in accordance with their terms upon the achievement of specified performance goals between the grant date and the third anniversary of March 4, 2023, subject to the Reporting Person's continued employment or service with the Issuer through such date.

F2 · derivative.expiration_date: The performance stock units will vest in accordance with their terms upon the achievement of specified performance goals between the grant date and the third anniversary of March 4, 2023, subject to the Reporting Person's continued employment or service with the Issuer through such date.

Read SEC document
May 16, 2022 Filed May 18, 2022 22:53 UTC TERAWULF INC. WULF · Entity 3680 GrantRestricted Stock Units · Derivative 300,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-062601 · tm2215914-1_4seq1.xml · derivative · entry 1

Deane Kenneth J · CIK 0001389893 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300,000

Underlying: Common Stock · 300,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's common stock, $0.001 par value per share.

F2 · derivative.exercise_date: The Restricted Stock Units vest in three equal installments upon each of the first three anniversaries of May 16, 2022, subject to the Reporting Person's continued employment or service with the Issuer through each such date.

F2 · derivative.expiration_date: The Restricted Stock Units vest in three equal installments upon each of the first three anniversaries of May 16, 2022, subject to the Reporting Person's continued employment or service with the Issuer through each such date.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.