WULF

SEC source: 0001628280-23-034855 · wk-form4_1697847772.xml · derivative · entry 5

New Jason Griffin · CIK 0001443769 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 613,326

Underlying: Common stock, $0.001 par value per share · 613,326 shares

Expires 2025-12-31

F2 · kind: NovaWulf Digital Private Fund LLC distributed warrants and shares of common stock, par value $0.001 per share, to its members, including the Reporting Person.

SEC source: 0001628280-23-034855 · wk-form4_1697847772.xml · nonDerivative · entry 4

New Jason Griffin · CIK 0001443769 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · NovaWulf Partners Fund New LLC

Disclosed balance after: 39,617

F3 · price: This transaction involved the Reporting Person's contribution of 39,617 shares of common stock, par value $0.001 per share to NovaWulf Partners Fund New LLC ("NovaWulf Fund New"). The Reporting Person is the sole manager of NovaWulf Fund New, and, as a result, may be deemed to beneficially own the shares of common stock held by NovaWulf Fund New. The Reporting Person disclaims beneficial ownership of such shares of common stock except to the extent of his pecuniary interest therein, and the inclusion of such shares of common stock in this report shall not be deemed an admission of beneficial ownership of all of the reported shares of common stock for purposes of Section 16 of the Exchange Act, or for any other purpose.

SEC source: 0001628280-23-034855 · wk-form4_1697847772.xml · nonDerivative · entry 3

New Jason Griffin · CIK 0001443769 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F3 · price: This transaction involved the Reporting Person's contribution of 39,617 shares of common stock, par value $0.001 per share to NovaWulf Partners Fund New LLC ("NovaWulf Fund New"). The Reporting Person is the sole manager of NovaWulf Fund New, and, as a result, may be deemed to beneficially own the shares of common stock held by NovaWulf Fund New. The Reporting Person disclaims beneficial ownership of such shares of common stock except to the extent of his pecuniary interest therein, and the inclusion of such shares of common stock in this report shall not be deemed an admission of beneficial ownership of all of the reported shares of common stock for purposes of Section 16 of the Exchange Act, or for any other purpose.

SEC source: 0001628280-23-034855 · wk-form4_1697847772.xml · nonDerivative · entry 2

New Jason Griffin · CIK 0001443769 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,617

F2 · price: NovaWulf Digital Private Fund LLC distributed warrants and shares of common stock, par value $0.001 per share, to its members, including the Reporting Person.

SEC source: 0001628280-23-034855 · wk-form4_1697847772.xml · nonDerivative · entry 1

New Jason Griffin · CIK 0001443769 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · price: 599,147 shares of common stock, par value $0.001 per share, were contributed by the Reporting Person to 29TH Street Trust FBO BEN for no consideration, and 599,148 shares of common stock, par value $0.001 per share, were contributed by the Reporting Person to 29TH Street Trust FBO CKN for no consideration.

SEC source: 0001389893-23-000002 · wk-form4_1697245952.xml · nonDerivative · entry 1

Deane Kenneth J · CIK 0001389893 · Chief Acct Officer + Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 183,756

F1 · price: The disposition is due to withholding to cover taxes, as a result of the Reporting Person's election of net settlement of performance stock units, which vest in accordance with their terms upon the achievement of specified performance goals between the grant date and the third anniversary of March 4, 2023, subject to the Reporting Person's continued employment or service with the Issuer through each such date. Each performance stock unit represents a contingent right to receive one share of the Issuer's common stock, $0.001 par value per share.

SEC source: 0001652256-23-000001 · wk-form4_1697454682.xml · nonDerivative · entry 1

Fleury Patrick · CIK 0001652256 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 787,224

F1 · price: The disposition is due to withholding to cover taxes, as a result of the Reporting Person's election of net settlement of performance stock units, which vest in accordance with their terms upon the achievement of specified performance goals between the grant date and the third anniversary of March 4, 2023, subject to the Reporting Person's continued employment or service with the Issuer through each such date. Each performance stock unit represents a contingent right to receive one share of the Issuer's common stock, $0.001 par value per share.

SEC source: 0001877257-23-000002 · wk-form4_1697454561.xml · nonDerivative · entry 1

Langlais Kerri M. · CIK 0001877257 · Director · Chief Strategy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,298,178

F1 · price: The disposition is due to withholding to cover taxes, as a result of the Reporting Person's election of net settlement of performance stock units, which vest in accordance with their terms upon the achievement of specified performance goals between the grant date and the third anniversary of March 4, 2023, subject to the Reporting Person's continued employment or service with the Issuer through each such date. Each performance stock unit represents a contingent right to receive one share of the Issuer's common stock, $0.001 par value per share.

SEC source: 0001877255-23-000008 · wk-form4_1696019482.xml · nonDerivative · entry 1

Prager Paul B. · CIK 0001877255 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Somerset Operating Company, LLC

Disclosed balance after: 10,638

F1 · price: The shares were contributed by Somerset Operating Company, LLC ("Somerset") to Somerset Goods and Services Trust for no consideration.

F2 · ownership.nature: By Somerset. The Reporting Person is the sole manager of Somerset and, as a result, may be deemed to beneficially own the shares of Common Stock held by Somerset. The Reporting Person disclaims beneficial ownership of such shares of Common Stock except to the extent of his pecuniary interest therein, and the inclusion of such shares of Common Stock in this report shall not be deemed an admission of beneficial ownership of all of the reported shares of Common Stock for purposes of Section 16 of the Exchange Act, or for any other purpose.

SEC source: 0001877256-23-000002 · wk-form4_1696370390.xml · nonDerivative · entry 1

Prager Lisa A. · CIK 0001877256 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 152,590

F1 · price: Shares of common stock issued in lieu of cash retainers accrued since the beginning of the third fiscal quarter of 2023, at a price of $1.2600 per share, the closing price as of September 29, 2023.

SEC source: 0001877629-23-000002 · wk-form4_1696370340.xml · nonDerivative · entry 1

Pincus Steven T. · CIK 0001877629 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 195,110

F1 · price: Shares of common stock issued in lieu of cash retainers accrued since the beginning of the third fiscal quarter of 2023, at a price of $1.2600 per share, the closing price as of September 29, 2023.

SEC source: 0001877502-23-000002 · wk-form4_1696370278.xml · nonDerivative · entry 1

Motz Catherine J. · CIK 0001877502 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 138,257

F1 · price: Shares of common stock issued in lieu of cash retainers accrued since the beginning of the third fiscal quarter of 2023, at a price of $1.2600 per share, the closing price as of September 29, 2023.

SEC source: 0001877260-23-000002 · wk-form4_1696370122.xml · nonDerivative · entry 1

Carter Walter E. · CIK 0001877260 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 190,194

F1 · price: Shares of common stock issued in lieu of cash retainers accrued since the beginning of the third fiscal quarter of 2023, at a price of $1.2600 per share, the closing price as of September 29, 2023.

SEC source: 0001915351-23-000002 · wk-form4_1696370220.xml · nonDerivative · entry 1

Bucella Michael C. · CIK 0001915351 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 126,712

F1 · price: Shares of common stock issued in lieu of cash retainers accrued since the beginning of the third fiscal quarter of 2023, at a price of $1.2600 per share, the closing price as of September 29, 2023.

SEC source: 0001877255-23-000006 · wk-form4_1695415068.xml · nonDerivative · entry 1

Prager Paul B. · CIK 0001877255 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Beowulf Electricity & Data Inc.

Disclosed balance after: 2,921,026

F1 · price: The shares were issued to Beowulf Electricity & Data Inc. ("Beowulf E&D") as incentive equity compensation pursuant to that certain Administrative and Infrastructure Services Agreement, dated as of April 27, 2021 and as amended on March 29, 2023, between Beowulf E&D and the issuer. The Reporting Person is the sole shareholder of Beowulf E&D and, as a result, may be deemed to beneficially own the shares of Common Stock held by Beowulf E&D. The Reporting Person disclaims beneficial ownership of such shares of Common Stock except to the extent of his pecuniary interest therein, and the inclusion of such shares of Common Stock in this report shall not be deemed an admission of beneficial ownership of all of the reported shares of Common Stock for purposes of Section 16 of the Exchange Act, or for any other purpose.

F1 · ownership.nature: The shares were issued to Beowulf Electricity & Data Inc. ("Beowulf E&D") as incentive equity compensation pursuant to that certain Administrative and Infrastructure Services Agreement, dated as of April 27, 2021 and as amended on March 29, 2023, between Beowulf E&D and the issuer. The Reporting Person is the sole shareholder of Beowulf E&D and, as a result, may be deemed to beneficially own the shares of Common Stock held by Beowulf E&D. The Reporting Person disclaims beneficial ownership of such shares of Common Stock except to the extent of his pecuniary interest therein, and the inclusion of such shares of Common Stock in this report shall not be deemed an admission of beneficial ownership of all of the reported shares of Common Stock for purposes of Section 16 of the Exchange Act, or for any other purpose.

SEC source: 0001104659-23-098663 · tm2325543-3_4seq1.xml · derivative · entry 2

Deane Kenneth J · CIK 0001389893 · CAO & Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 80,000

Underlying: Common Stock · 80,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock, $0.001 par value per share.

F1 · derivative.exercise_date: The restricted stock units vest in two equal installments upon each of the first two six-month anniversaries of March 4, 2023, subject to the Reporting Person's continued employment or service with the Issuer through each such date.

F1 · derivative.expiration_date: The restricted stock units vest in two equal installments upon each of the first two six-month anniversaries of March 4, 2023, subject to the Reporting Person's continued employment or service with the Issuer through each such date.

SEC source: 0001104659-23-098663 · tm2325543-3_4seq1.xml · nonDerivative · entry 1

Deane Kenneth J · CIK 0001389893 · CAO & Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 286,876

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The restricted stock units vest in two equal installments upon each of the first two six-month anniversaries of March 4, 2023, subject to the Reporting Person's continued employment or service with the Issuer through each such date.

SEC source: 0001104659-23-098662 · tm2325543-2_4seq1.xml · derivative · entry 3

Langlais Kerri M. · CIK 0001877257 · Chief Strategy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 400,000

Underlying: Common Stock · 400,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock, $0.001 par value per share.

F1 · derivative.exercise_date: The restricted stock units vest in two equal installments upon each of the first two six-month anniversaries of March 4, 2023, subject to the Reporting Person's continued employment or service with the Issuer through each such date.

F1 · derivative.expiration_date: The restricted stock units vest in two equal installments upon each of the first two six-month anniversaries of March 4, 2023, subject to the Reporting Person's continued employment or service with the Issuer through each such date.

SEC source: 0001104659-23-098662 · tm2325543-2_4seq1.xml · nonDerivative · entry 1

Langlais Kerri M. · CIK 0001877257 · Chief Strategy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,903,499

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The restricted stock units vest in two equal installments upon each of the first two six-month anniversaries of March 4, 2023, subject to the Reporting Person's continued employment or service with the Issuer through each such date.

SEC source: 0001104659-23-098661 · tm2325543-1_4seq1.xml · derivative · entry 3

Fleury Patrick · CIK 0001652256 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 400,000

Underlying: Common Stock · 400,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock.

F1 · derivative.exercise_date: The restricted stock units vest in two equal installments upon each of the first two six-month anniversaries of March 4, 2023, subject to the Reporting Person's continued employment or service with the Issuer through each such date.

F1 · derivative.expiration_date: The restricted stock units vest in two equal installments upon each of the first two six-month anniversaries of March 4, 2023, subject to the Reporting Person's continued employment or service with the Issuer through each such date.

SEC source: 0001104659-23-098661 · tm2325543-1_4seq1.xml · nonDerivative · entry 1

Fleury Patrick · CIK 0001652256 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,344,624

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The restricted stock units vest in two equal installments upon each of the first two six-month anniversaries of March 4, 2023, subject to the Reporting Person's continued employment or service with the Issuer through each such date.

SEC source: 0001104659-23-096888 · tm2325161-1_4seq1.xml · nonDerivative · entry 1

Prager Paul B. · CIK 0001877255 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Somerset Operating Company, LLC

Disclosed balance after: 2,010,638

F1 · price: The shares were contributed by Somerset Operating Company, LLC ("Somerset") to Somerset Goods and Services Trust for no consideration.

F2 · ownership.nature: By Somerset. The Reporting Person is the sole manager of Somerset and, as a result, may be deemed to beneficially own the shares of Common Stock held by Somerset. The Reporting Person disclaims beneficial ownership of such shares of Common Stock except to the extent of his pecuniary interest therein, and the inclusion of such shares of Common Stock in this report shall not be deemed an admission of beneficial ownership of all of the reported shares of Common Stock for purposes of Section 16 of the Exchange Act, or for any other purpose.

SEC source: 0001104659-23-093453 · tm2324181-1_4seq1.xml · nonDerivative · entry 1

Prager Paul B. · CIK 0001877255 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Heorot Power Holdings LLC

Disclosed balance after: 525,000

F1 · price: This is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $1.8800 to $1.9300. The reporting person undertakes to provide to the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth above.

F2 · ownership.nature: By Heorot Power Holdings LLC ("Heorot"). The Reporting Person is the sole manager of Heorot and, as a result, may be deemed to beneficially own the shares of the Common Stock held by Heorot. The Reporting Person disclaims beneficial ownership of such shares of the Common Stock except to the extent of his pecuniary interest therein, and the inclusion of such shares of the Common Stock in this report shall not be deemed an admission of beneficial ownership of all of the reported shares of the Common Stock for purposes of Section 16 of the Exchange Act, or for any other purpose.

SEC source: 0001104659-23-093134 · tm2324092-9_4seq1.xml · derivative · entry 3

Deane Kenneth J · CIK 0001389893 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 80,000

Underlying: Common Stock · 80,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each performance stock unit represents a contingent right to receive one share of the Issuer's common stock, $0.001 par value per share.

F2 · derivative.exercise_date: The performance stock units vest in accordance with their terms upon the achievement of specified performance goals between the grant date and the third anniversary of March 4, 2023, subject to the Reporting Person's continued employment or service with the Issuer through such date.

F2 · derivative.expiration_date: The performance stock units vest in accordance with their terms upon the achievement of specified performance goals between the grant date and the third anniversary of March 4, 2023, subject to the Reporting Person's continued employment or service with the Issuer through such date.

SEC source: 0001104659-23-093134 · tm2324092-9_4seq1.xml · nonDerivative · entry 2

Deane Kenneth J · CIK 0001389893 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 206,876

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: The performance stock units vest in accordance with their terms upon the achievement of specified performance goals between the grant date and the third anniversary of March 4, 2023, subject to the Reporting Person's continued employment or service with the Issuer through such date.

SEC source: 0001104659-23-093133 · tm2324092-8_4seq1.xml · nonDerivative · entry 2

Fleury Patrick · CIK 0001652256 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 944,624

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: The performance stock units vest in accordance with their terms upon the achievement of specified performance goals between the grant date and the third anniversary of March 4, 2023, subject to the Reporting Person's continued employment or service with the Issuer through such date.

SEC source: 0001104659-23-093131 · tm2324092-7_4seq1.xml · derivative · entry 4

Langlais Kerri M. · CIK 0001877257 · Chief Strategy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 400,000

Underlying: Common Stock · 400,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each performance stock unit represents a contingent right to receive one share of the Issuer's common stock, $0.001 par value per share.

F2 · derivative.exercise_date: The performance stock units vest in accordance with their terms upon the achievement of specified performance goals between the grant date and the third anniversary of March 4, 2023, subject to the Reporting Person's continued employment or service with the Issuer through such date.

F2 · derivative.expiration_date: The performance stock units vest in accordance with their terms upon the achievement of specified performance goals between the grant date and the third anniversary of March 4, 2023, subject to the Reporting Person's continued employment or service with the Issuer through such date.

SEC source: 0001104659-23-093131 · tm2324092-7_4seq1.xml · nonDerivative · entry 2

Langlais Kerri M. · CIK 0001877257 · Chief Strategy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,503,499

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: The performance stock units vest in accordance with their terms upon the achievement of specified performance goals between the grant date and the third anniversary of March 4, 2023, subject to the Reporting Person's continued employment or service with the Issuer through such date.

SEC source: 0001104659-23-084854 · tm2321579-1_4seq1.xml · nonDerivative · entry 1

Prager Paul B. · CIK 0001877255 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Somerset Operating Company, LLC

Disclosed balance after: 4,510,638

F1 · price: The shares were contributed by Somerset Operating Company, LLC ("Somerset") to Somerset Goods and Services Trust for no consideration.

F2 · ownership.nature: By Somerset. The Reporting Person is the sole manager of Somerset and, as a result, may be deemed to beneficially own the shares of Common Stock held by Somerset. The Reporting Person disclaims beneficial ownership of such shares of Common Stock except to the extent of his pecuniary interest therein, and the inclusion of such shares of Common Stock in this report shall not be deemed an admission of beneficial ownership of all of the reported shares of Common Stock for purposes of Section 16 of the Exchange Act, or for any other purpose.

SEC source: 0001104659-23-083916 · tm2321579-2_4seq1.xml · nonDerivative · entry 1

New Jason Griffin · CIK 0001443769 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Mining Assets, LLC

Disclosed balance after: 0

F1 · price: On July 21, 2023, Mining Assets LLC distributed its shares of common stock, $0.001 par value per share, to its members, including 1,071,943 to the Reporting Person.

F1 · ownership.nature: On July 21, 2023, Mining Assets LLC distributed its shares of common stock, $0.001 par value per share, to its members, including 1,071,943 to the Reporting Person.

SEC source: 0001877476-23-000006 · wk-form4_1698192044.xml · nonDerivative · entry 2

Khan Nazar M. · CIK 0001877476 · Director · Chief Operating Officer + CTO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,387,913

F1 · price: On July 12, 2023, Yaqeen I Trust transferred 1,778,048 shares of common stock, par value $0.001 per share ("Common Stock") of the Issuer to the Reporting Person for no consideration.

SEC source: 0001877476-23-000006 · wk-form4_1698192044.xml · nonDerivative · entry 1

Khan Nazar M. · CIK 0001877476 · Director · Chief Operating Officer + CTO

10b5-1 filing: No plan indicated

Ownership: Indirect · By Yaqeen I Trust

Disclosed balance after: 901,809

F1 · price: On July 12, 2023, Yaqeen I Trust transferred 1,778,048 shares of common stock, par value $0.001 per share ("Common Stock") of the Issuer to the Reporting Person for no consideration.

F2 · ownership.nature: By Yaqeen I Trust. The Reporting Person may be deemed to beneficially own the shares of Common Stock held by Yaqeen I Trust. The Reporting Person disclaims beneficial ownership of the Shares of Common Stock except to the extent of his pecuniary interest therein, and the inclusion of the shares of Common Stock in this report shall not be deemed an admission of beneficial ownership of all of the reported shares of Common Stock for purposes of Section 16 of the Securities Exchange of 1934, as amended, or for any other purpose.

SEC source: 0000950142-24-001589 · es240491836_4a1-khan.xml · nonDerivative · entry 2

Khan Nazar M. · CIK 0001877476 · Director · Chief Operating Officer + CTO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,387,913

F1 · price: On July 12, 2023, Yaqeen I Trust transferred 1,778,048 shares of common stock, par value $0.001 per share ("Common Stock") of the Issuer to the Reporting Person for no consideration.

SEC source: 0000950142-24-001589 · es240491836_4a1-khan.xml · nonDerivative · entry 1

Khan Nazar M. · CIK 0001877476 · Director · Chief Operating Officer + CTO

10b5-1 filing: No plan indicated

Ownership: Indirect · By Yaqeen I Trust

Disclosed balance after: 901,809

F1 · price: On July 12, 2023, Yaqeen I Trust transferred 1,778,048 shares of common stock, par value $0.001 per share ("Common Stock") of the Issuer to the Reporting Person for no consideration.

F2 · ownership.nature: By Yaqeen I Trust. The Reporting Person may be deemed to beneficially own the shares of Common Stock held by Yaqeen I Trust. The Reporting Person disclaims beneficial ownership of the Shares of Common Stock except to the extent of his pecuniary interest therein, and the inclusion of the shares of Common Stock in this report shall not be deemed an admission of beneficial ownership of all of the reported shares of Common Stock for purposes of Section 16 of the Securities Exchange of 1934, as amended, or for any other purpose.

SEC source: 0001104659-23-093140 · tm2324092-6_4seq1.xml · nonDerivative · entry 1

Bucella Michael C. · CIK 0001915351 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 114,807

F1 · price: Shares of common stock issued in lieu of cash retainers accrued since the beginning of the second fiscal quarter of 2023, at a price of $1.7500 per share, the closing price as of June 30, 2023.

SEC source: 0001104659-23-093139 · tm2324092-5_4seq1.xml · nonDerivative · entry 1

Prager Lisa A. · CIK 0001877256 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 140,685

F1 · price: Shares of common stock issued in lieu of cash retainers accrued since the beginning of the second fiscal quarter of 2023, at a price of $1.7500 per share, the closing price as of June 30, 2023.

SEC source: 0001104659-23-093136 · tm2324092-3_4seq1.xml · nonDerivative · entry 1

Motz Catherine J. · CIK 0001877502 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 126,352

F1 · price: Shares of common stock issued in lieu of cash retainers accrued since the beginning of the second fiscal quarter of 2023, at a price of $1.7500 per share, the closing price as of June 30, 2023.

SEC source: 0001104659-23-093137 · tm2324092-4_4seq1.xml · nonDerivative · entry 1

New Jason Griffin · CIK 0001443769 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,198,295

F1 · price: Shares of common stock issued in lieu of cash retainers accrued since the beginning of the second fiscal quarter of 2023, at a price of $1.7500 per share, the closing price as of June 30, 2023.

SEC source: 0001104659-23-093135 · tm2324092-2_4seq1.xml · nonDerivative · entry 1

Carter Walter E. · CIK 0001877260 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 173,328

F1 · price: Shares of common stock issued in lieu of cash retainers accrued since the beginning of the second fiscal quarter of 2023, at a price of $1.7500 per share, the closing price as of June 30, 2023.

SEC source: 0001104659-23-093132 · tm2324092-1_4seq1.xml · nonDerivative · entry 1

Pincus Steven T. · CIK 0001877629 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 173,284

F1 · price: Shares of common stock issued in lieu of cash retainers accrued since the beginning of the second fiscal quarter of 2023, at a price of $1.7500 per share, the closing price as of June 30, 2023.

SEC source: 0001104659-23-093134 · tm2324092-9_4seq1.xml · nonDerivative · entry 1

Deane Kenneth J · CIK 0001389893 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 126,876

F1 · price: The disposition is due to withholding to cover taxes, as a result of the Reporting Person's election of net settlement of performance stock units, which vest in accordance with their terms upon the achievement of specified performance goals between the grant date and the third anniversary of March 4, 2023, subject to the Reporting Person's continued employment or service with the Issuer through each such date. Each performance stock unit represents a contingent right to receive one share of the Issuer's common stock, $0.001 par value per share.

SEC source: 0001104659-23-093133 · tm2324092-8_4seq1.xml · nonDerivative · entry 1

Fleury Patrick · CIK 0001652256 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 544,624

F1 · price: The disposition is due to withholding to cover taxes, as a result of the Reporting Person's election of net settlement of performance stock units, which vest in accordance with their terms upon the achievement of specified performance goals between the grant date and the third anniversary of March 4, 2023, subject to the Reporting Person's continued employment or service with the Issuer through each such date. Each performance stock unit represents a contingent right to receive one share of the Issuer's common stock, $0.001 par value per share.

SEC source: 0001104659-23-093131 · tm2324092-7_4seq1.xml · nonDerivative · entry 1

Langlais Kerri M. · CIK 0001877257 · Chief Strategy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,103,499

F1 · price: The disposition is due to withholding to cover taxes, as a result of the Reporting Person's election of net settlement of performance stock units, which vest in accordance with their terms upon the achievement of specified performance goals between the grant date and the third anniversary of March 4, 2023, subject to the Reporting Person's continued employment or service with the Issuer through each such date. Each performance stock unit represents a contingent right to receive one share of the Issuer's common stock, $0.001 par value per share.

SEC source: 0001104659-23-074376 · tm2319562-6_4seq1.xml · nonDerivative · entry 2

Carter Walter E. · CIK 0001877260 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 155,697

F2 · price: The Reporting Person received restricted stock units which vested upon the first anniversary of June 22, 2022, subject to the Reporting Person's continued employment or service with the Issuer through such date.

SEC source: 0001104659-23-074375 · tm2319562-1_4seq1.xml · nonDerivative · entry 1

Motz Catherine J. · CIK 0001877502 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 117,780

F1 · price: The Reporting Person received restricted stock units which vested upon the first anniversary of June 22, 2022, subject to the Reporting Person's continued employment or service with the Issuer through such date.

SEC source: 0001104659-23-074374 · tm2319562-4_4seq1.xml · nonDerivative · entry 1

Bucella Michael C. · CIK 0001915351 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 106,235

F1 · price: The Reporting Person received restricted stock units which vested upon the first anniversary of June 22, 2022, subject to the Reporting Person's continuedemployment or service with the Issuer through such date.

SEC source: 0001104659-23-074373 · tm2319562-5_4seq1.xml · nonDerivative · entry 1

New Jason Griffin · CIK 0001443769 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 117,780

F1 · price: The Reporting Person received restricted stock units which vested upon the first anniversary of June 22, 2022, subject to the Reporting Person's continuedemployment or service with the Issuer through such date.

SEC source: 0001104659-23-074372 · tm2319562-2_4seq1.xml · nonDerivative · entry 1

Prager Lisa A. · CIK 0001877256 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 132,113

F1 · price: The Reporting Person received restricted stock units which vested upon the first anniversary of June 22, 2022, subject to the Reporting Person's continued employment or service with the Issuer through such date.

SEC source: 0001104659-23-074371 · tm2319562-3_4seq1.xml · nonDerivative · entry 1

Pincus Steven T. · CIK 0001877629 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 157,569

F1 · price: The Reporting Person received restricted stock units which vested upon the first anniversary of June 22, 2022, subject to the Reporting Person's continued employment or service with the Issuer through such date.

SEC source: 0001104659-23-074376 · tm2319562-6_4seq1.xml · derivative · entry 3

Carter Walter E. · CIK 0001877260 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,942

Underlying: Common Stock · 52,942 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock, $0.001 par value per share.

F4 · derivative.exercise_date: The restricted stock units vest upon the first anniversary of June 21, 2023, subject to the Reporting Person's continued employment or service with the Issuer through such date.

F4 · derivative.expiration_date: The restricted stock units vest upon the first anniversary of June 21, 2023, subject to the Reporting Person's continued employment or service with the Issuer through such date.