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WOR

WORTHINGTON ENTERPRISES, INC.

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4282
SEC CIK
0000108516
Parsed reports
894

Last 12 months

Inside the activity.

0 purchase rows · 9 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202602
Jul 202601
Aug 202600
Sep 202606
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
July 01, 2019 Filed Jul 3, 2019 18:35 UTC
ROSE B ANDREWPresident
Tax withholdingCommon Shares 1,701 $40.29 $68,533.29
Disclosure

SEC source: 0001209191-19-040897 · doc4.xml · nonDerivative · entry 3

ROSE B ANDREW · CIK 0001451048 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 575,894

F1 · shares: Represents shares withheld in order to satisfy the reporting person's tax withholding obligation upon such vesting.

Read SEC document
July 01, 2019 Filed Jul 3, 2019 18:35 UTC
ROSE B ANDREWPresident
GrantCommon Shares 3,630 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-040897 · doc4.xml · nonDerivative · entry 2

ROSE B ANDREW · CIK 0001451048 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 577,595

F2 · shares: A long-term performance share award was granted on July 13, 2016 pursuant to the Worthington Industries, Inc. Amended and Restated 1997 Long-Term Incentive Plan. Common Shares were to be earned based on the level of achievement of specified performance objectives over the three-year period ended July 1, 2019. On June 25, 2019, the Compensation Committee of the Company's Board of Directors met and approved the payout of the reported common shares based on the performance of the Company for the three-year period ended May 31, 2019.

Read SEC document
July 01, 2019 Filed Jul 3, 2019 18:35 UTC
ROSE B ANDREWPresident
Tax withholdingCommon Shares 5,622 $40.29 $226,510.38
Disclosure

SEC source: 0001209191-19-040897 · doc4.xml · nonDerivative · entry 1

ROSE B ANDREW · CIK 0001451048 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 573,965

F1 · shares: Represents shares withheld in order to satisfy the reporting person's tax withholding obligation upon such vesting.

Read SEC document
July 01, 2019 Filed Jul 3, 2019 18:32 UTC
MCCONNELL JOHN P/OHDirector · Chairman/Chief Exec Officer · 10% owner
Tax withholdingCommon Shares 3,474 $40.20 $139,654.80
Disclosure

SEC source: 0001209191-19-040884 · doc4.xml · nonDerivative · entry 3

MCCONNELL JOHN P/OH · CIK 0001106145 · Director · Chairman/Chief Exec Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,749,802

F1 · shares: Represents shares withheld in order to satisfy the reporting person's tax withholding obligation upon such vesting.

Read SEC document
July 01, 2019 Filed Jul 3, 2019 18:32 UTC
MCCONNELL JOHN P/OHDirector · Chairman/Chief Exec Officer · 10% owner
GrantCommon Shares 7,260 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-040884 · doc4.xml · nonDerivative · entry 2

MCCONNELL JOHN P/OH · CIK 0001106145 · Director · Chairman/Chief Exec Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,753,276

F2 · shares: A long-term performance share award was granted on July 13, 2016 pursuant to the Worthington Industries, Inc. Amended and Restated 1997 Long-Term Incentive Plan. Common Shares were to be earned based on the level of achievement of specified performance objectives over the three-year period ended July 1, 2019. On June 25, 2019, the Compensation Committee of the Company's Board of Directors met and approved the payout of the reported common shares based on the performance of the Company for the three-year period ended May 31, 2019.

Read SEC document
July 01, 2019 Filed Jul 3, 2019 18:32 UTC
MCCONNELL JOHN P/OHDirector · Chairman/Chief Exec Officer · 10% owner
Tax withholdingCommon Shares 10,767 $40.29 $433,802.43
Disclosure

SEC source: 0001209191-19-040884 · doc4.xml · nonDerivative · entry 1

MCCONNELL JOHN P/OH · CIK 0001106145 · Director · Chairman/Chief Exec Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,746,016

F1 · shares: Represents shares withheld in order to satisfy the reporting person's tax withholding obligation upon such vesting.

Read SEC document
July 01, 2019 Filed Jul 3, 2019 18:26 UTC
LYTTLE CATHERINE MSr VP & Chief HR Officer
Tax withholdingCommon Shares 273 $40.29 $10,999.17
Disclosure

SEC source: 0001209191-19-040868 · doc4.xml · nonDerivative · entry 3

LYTTLE CATHERINE M · CIK 0001554743 · Sr VP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,716

F1 · shares: Represents shares withheld in order to satisfy the reporting person's tax withholding obligation upon such vesting.

Read SEC document
July 01, 2019 Filed Jul 3, 2019 18:26 UTC
LYTTLE CATHERINE MSr VP & Chief HR Officer
GrantCommon Shares 581 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-040868 · doc4.xml · nonDerivative · entry 2

LYTTLE CATHERINE M · CIK 0001554743 · Sr VP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,989

F2 · shares: A long-term performance share award was granted on July 13, 2016 pursuant to the Worthington Industries, Inc. Amended and Restated 1997 Long-Term Incentive Plan. Common Shares were to be earned based on the level of achievement of specified performance objectives over the three-year period ended July 1, 2019. On June 25, 2019, the Compensation Committee of the Company's Board of Directors met and approved the payout of the reported common shares based on the performance of the Company for the three-year period ended May 31, 2019.

Read SEC document
July 01, 2019 Filed Jul 3, 2019 18:26 UTC
LYTTLE CATHERINE MSr VP & Chief HR Officer
Tax withholdingCommon Shares 703 $40.29 $28,323.87
Disclosure

SEC source: 0001209191-19-040868 · doc4.xml · nonDerivative · entry 1

LYTTLE CATHERINE M · CIK 0001554743 · Sr VP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,408

F1 · shares: Represents shares withheld in order to satisfy the reporting person's tax withholding obligation upon such vesting.

Read SEC document
July 01, 2019 Filed Jul 3, 2019 17:48 UTC
SMOLENSKI ERIC MPresident-Worthington Cylinder
Tax withholdingCommon Shares 256 $40.29 $10,314.24
Disclosure

SEC source: 0001209191-19-040818 · doc4.xml · nonDerivative · entry 3

SMOLENSKI ERIC M · CIK 0001459904 · President-Worthington Cylinder

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,449

F1 · shares: Represents shares withheld in order to satisfy the reporting person's tax withholding obligation upon such vesting.

Read SEC document
July 01, 2019 Filed Jul 3, 2019 17:48 UTC
SMOLENSKI ERIC MPresident-Worthington Cylinder
GrantCommon Shares 545 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-040818 · doc4.xml · nonDerivative · entry 2

SMOLENSKI ERIC M · CIK 0001459904 · President-Worthington Cylinder

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,705

F2 · shares: A long-term performance share award was granted on July 13, 2016 pursuant to the Worthington Industries, Inc. Amended and Restated 1997 Long-Term Incentive Plan. Common Shares were to be earned based on the level of achievement of specified performance objectives over the three-year period ended July 1, 2019. On June 25, 2019, the Compensation Committee of the Company's Board of Directors met and approved the payout of the reported common shares based on the performance of the Company for the three-year period ended May 31, 2019.

Read SEC document
July 01, 2019 Filed Jul 3, 2019 17:48 UTC
SMOLENSKI ERIC MPresident-Worthington Cylinder
Tax withholdingCommon Shares 1,582 $40.29 $63,738.78
Disclosure

SEC source: 0001209191-19-040818 · doc4.xml · nonDerivative · entry 1

SMOLENSKI ERIC M · CIK 0001459904 · President-Worthington Cylinder

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,160

F1 · shares: Represents shares withheld in order to satisfy the reporting person's tax withholding obligation upon such vesting.

Read SEC document
June 28, 2019 Filed Jul 2, 2019 21:00 UTC
WELCH RICHARD GController
Exercise / conversionNon-qualified stock option (right to buy) · Derivative 10,000 $0.00 Strike: $13.25 $0.00
Disclosure

SEC source: 0001209191-19-040383 · doc4.xml · derivative · entry 7

WELCH RICHARD G · CIK 0001194138 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 10,000 shares

Expires 2019-07-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: This option was granted out of the Worthington Industries, Inc. 2003 Stock Option Plan and vests at 20% per year beginning on the first anniversary of the grant date. Date listed is the first day any portion of the option will vest. Additional portions of 20% of the option vested annually on 07/16/2011, 07/16/2012, 07/16/2013 and 07/16/2014.

Read SEC document
June 28, 2019 Filed Jul 2, 2019 21:00 UTC
WELCH RICHARD GController
Tax withholdingCommon Shares 6,433 $40.26 $258,992.58
Disclosure

SEC source: 0001209191-19-040383 · doc4.xml · nonDerivative · entry 3

WELCH RICHARD G · CIK 0001194138 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,803

Read SEC document
June 28, 2019 Filed Jul 2, 2019 21:00 UTC
WELCH RICHARD GController
Exercise / conversionCommon Shares 10,000 $13.25 $132,500.00
Disclosure

SEC source: 0001209191-19-040383 · doc4.xml · nonDerivative · entry 2

WELCH RICHARD G · CIK 0001194138 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,236

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 28, 2019 Filed Jul 2, 2019 21:00 UTC
WELCH RICHARD GController
GiftCommon Shares 600 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-040383 · doc4.xml · nonDerivative · entry 1

WELCH RICHARD G · CIK 0001194138 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,236

F1 · shares: This is a voluntary filing to disclose a transaction involving a gift of securities by the Reporting Person to a charity.

Read SEC document
June 28, 2019 Filed Jul 2, 2019 21:01 UTC PurchaseCommon Shares 20,941 $39.86 $834,708.26
Disclosure

SEC source: 0001209191-19-040391 · doc4.xml · nonDerivative · entry 1

BLYSTONE JOHN B · CIK 0001110854 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 185,311

F1 · price: The price reported is a weighted average price. These common shares were purchased in multiple transactions. The reporting person undertakes to provide to Worthington Industries, Inc. (the "Issuer") any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of common shares acquired at each separate price.

Read SEC document
June 28, 2019 Filed Jul 2, 2019 20:59 UTC Exercise / conversionNon-qualified Stock Option (right to acquire) · Derivative 8,000 $0.00 Strike: $22.06 $0.00
Disclosure

SEC source: 0001209191-19-040380 · doc4.xml · derivative · entry 7

HORTON OZEY K JR · CIK 0001523203 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 8,000 shares

Expires 2022-09-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This non-qualified stock option was granted pursuant to the Worthington Industries, Inc. 2006 Equity Incentive Plan for Non-Employee Directors and became vested and fully exercisable on the first anniversary of the grant date.

Read SEC document
June 28, 2019 Filed Jul 2, 2019 20:59 UTC Exercise / conversionNon-qualified Stock Option (right to acquire) · Derivative 2,438 $0.00 Strike: $23.10 $0.00
Disclosure

SEC source: 0001209191-19-040380 · doc4.xml · derivative · entry 6

HORTON OZEY K JR · CIK 0001523203 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 2,438 shares

Expires 2021-06-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This non-qualified stock option was granted pursuant to the Worthington Industries, Inc. 2006 Equity Incentive Plan for Non-Employee Directors and became vested and fully exercisable on the first anniversary of the grant date.

Read SEC document
June 28, 2019 Filed Jul 2, 2019 20:59 UTC Tax withholdingCommon Shares 4,382 $40.26 $176,419.32
Disclosure

SEC source: 0001209191-19-040380 · doc4.xml · nonDerivative · entry 4

HORTON OZEY K JR · CIK 0001523203 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,323

Read SEC document
June 28, 2019 Filed Jul 2, 2019 20:59 UTC Exercise / conversionCommon Shares 8,000 $22.06 $176,480.00
Disclosure

SEC source: 0001209191-19-040380 · doc4.xml · nonDerivative · entry 3

HORTON OZEY K JR · CIK 0001523203 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,705

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: This non-qualified stock option was granted pursuant to the Worthington Industries, Inc. 2006 Equity Incentive Plan for Non-Employee Directors and became vested and fully exercisable on the first anniversary of the grant date.

Read SEC document
June 28, 2019 Filed Jul 2, 2019 20:59 UTC Tax withholdingCommon Shares 1,398 $40.26 $56,283.48
Disclosure

SEC source: 0001209191-19-040380 · doc4.xml · nonDerivative · entry 2

HORTON OZEY K JR · CIK 0001523203 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,705

Read SEC document
June 28, 2019 Filed Jul 2, 2019 20:59 UTC Exercise / conversionCommon shares 2,438 $23.10 $56,317.80
Disclosure

SEC source: 0001209191-19-040380 · doc4.xml · nonDerivative · entry 1

HORTON OZEY K JR · CIK 0001523203 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,103

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: This non-qualified stock option was granted pursuant to the Worthington Industries, Inc. 2006 Equity Incentive Plan for Non-Employee Directors and became vested and fully exercisable on the first anniversary of the grant date.

Read SEC document
June 27, 2019 Filed Jun 28, 2019 15:15 UTC
GILMORE GEOFFREY GEVP & Chief Operating Officer
GrantNon-qualified stock option (right to acquire) · Derivative 10,000 $0.00 Strike: $38.91 $0.00
Disclosure

SEC source: 0001209191-19-039420 · doc4.xml · derivative · entry 2

GILMORE GEOFFREY G · CIK 0001554715 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Shares · 10,000 shares

Expires 2029-06-27

F2 · derivative.exercise_date: This non-qualified stock option was granted pursuant to the Worthington Industries, Inc. 2010 Stock Option Plan. Date listed is the first day any portion of the option will vest. Additional portions of 33.33% of the option vest annually on 6/27/2021 and 6/27/2022. The last day to exercise out of this option grant is 6/27/2029.

Read SEC document
June 27, 2019 Filed Jun 28, 2019 15:15 UTC
GILMORE GEOFFREY GEVP & Chief Operating Officer
GrantCommon shares 8,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-039420 · doc4.xml · nonDerivative · entry 1

GILMORE GEOFFREY G · CIK 0001554715 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 193,817

F1 · shares: An award of restricted stock was granted pursuant to the Worthington Industries, Inc. Amended and Restated 1997 Long-Term Incentive Plan. The restricted stock will vest on the third anniversary of the grant date (6/27/2022).

Read SEC document
June 27, 2019 Filed Jun 28, 2019 15:18 UTC
WELCH RICHARD GController
GrantNon-qualfied stock option (right to acquire) · Derivative 1,600 $0.00 Strike: $38.91 $0.00
Disclosure

SEC source: 0001209191-19-039426 · doc4.xml · derivative · entry 2

WELCH RICHARD G · CIK 0001194138 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,600

Underlying: Common Shares · 1,600 shares

Expires 2029-06-27

F2 · derivative.exercise_date: This non-qualified stock option was granted pursuant to the Worthington Industries, Inc. 2010 Stock Option Plan. Date listed is the first day any portion of the option will vest. Additional portions of 33.33% of the option vest annually on 6/27/2021 and 6/27/2022. The last day to exercise out of this option grant is 6/27/2029.

Read SEC document
June 27, 2019 Filed Jun 28, 2019 15:18 UTC
WELCH RICHARD GController
GrantCommon Shares 1,300 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-039426 · doc4.xml · nonDerivative · entry 1

WELCH RICHARD G · CIK 0001194138 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,836

F1 · shares: An award of restricted stock was granted pursuant to the Worthington Industries, Inc. Amended and Restated 1997 Long-Term Incentive Plan. The restricted stock will vest on the third anniversary of the grant date (6/27/2022).

Read SEC document
June 27, 2019 Filed Jun 28, 2019 15:18 UTC
SMOLENSKI ERIC MPresident-Worthington Cylinder
GrantNon-qualfied stock option (right to acquire) · Derivative 4,700 $0.00 Strike: $38.91 $0.00
Disclosure

SEC source: 0001209191-19-039425 · doc4.xml · derivative · entry 3

SMOLENSKI ERIC M · CIK 0001459904 · President-Worthington Cylinder

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,700

Underlying: Common Shares · 4,700 shares

Expires 2029-06-27

F3 · derivative.exercise_date: This non-qualified stock option was granted pursuant to the Worthington Industries, Inc. 2010 Stock Option Plan. Date listed is the first day any portion of the option will vest. Additional portions of 33.33% of the option vest annually on 6/27/2021 and 6/27/2022. The last day to exercise out of this option grant is 6/27/2029.

Read SEC document
June 27, 2019 Filed Jun 28, 2019 15:18 UTC
SMOLENSKI ERIC MPresident-Worthington Cylinder
GrantCommon Shares 3,900 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-039425 · doc4.xml · nonDerivative · entry 1

SMOLENSKI ERIC M · CIK 0001459904 · President-Worthington Cylinder

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,742

F1 · shares: An award of restricted stock was granted pursuant to the Worthington Industries, Inc. Amended and Restated 1997 Long-Term Incentive Plan. The restricted stock will vest on the third anniversary of the grant date (6/27/2022).

Read SEC document
June 27, 2019 Filed Jun 28, 2019 15:17 UTC
KLINGLER JEFFREY RPresident, Worthington Steel
GrantNon-qualified stock option (right to acquire) · Derivative 3,800 $0.00 Strike: $38.91 $0.00
Disclosure

SEC source: 0001209191-19-039424 · doc4.xml · derivative · entry 4

KLINGLER JEFFREY R · CIK 0001776278 · President, Worthington Steel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,800

Underlying: Common Shares · 3,800 shares

Expires 2029-06-27

F3 · derivative.exercise_date: This non-qualified stock option was granted pursuant to the Worthington Industries, Inc. 2010 Stock Option Plan. Date listed is the first day any portion of the option will vest. Additional portions of 33.33% of the option vest annually on 6/27/2021 and 6/27/2022. The last day to exercise out of this option grant is 6/27/2029.

Read SEC document
June 27, 2019 Filed Jun 28, 2019 15:17 UTC
KLINGLER JEFFREY RPresident, Worthington Steel
GrantCommon Shares 3,100 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-039424 · doc4.xml · nonDerivative · entry 1

KLINGLER JEFFREY R · CIK 0001776278 · President, Worthington Steel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,507

F1 · shares: An award of restricted stock was granted pursuant to the Worthington Industries, Inc. Amended and Restated 1997 Long-Term Incentive Plan. The restricted stock will vest on the third anniversary of the grant date (6/27/2022).

Read SEC document
June 27, 2019 Filed Jun 28, 2019 15:17 UTC
LYTTLE CATHERINE MSr VP & Chief HR Officer
GrantNon-qualified Stock Option (right to acquire) · Derivative 4,300 $0.00 Strike: $38.91 $0.00
Disclosure

SEC source: 0001209191-19-039423 · doc4.xml · derivative · entry 3

LYTTLE CATHERINE M · CIK 0001554743 · Sr VP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,300

Underlying: Common Shares · 4,300 shares

Expires 2029-06-27

F3 · derivative.exercise_date: This non-qualified stock option was granted pursuant to the Worthington Industries, Inc. 2010 Stock Option Plan. Date listed is the first day any portion of the option will vest. Additional portions of 33.33% of the option vest annually on 6/27/2021 and 6/27/2022. The last day to exercise out of this option grant is 6/27/2029.

Read SEC document
June 27, 2019 Filed Jun 28, 2019 15:17 UTC
LYTTLE CATHERINE MSr VP & Chief HR Officer
GrantCommon Shares 3,700 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-039423 · doc4.xml · nonDerivative · entry 1

LYTTLE CATHERINE M · CIK 0001554743 · Sr VP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,111

F1 · shares: An award of restricted stock was granted pursuant to the Worthington Industries, Inc. Amended and Restated 1997 Long-Term Incentive Plan. The restricted stock will vest on the third anniversary of the grant date (6/27/2022).

Read SEC document
June 27, 2019 Filed Jun 28, 2019 15:16 UTC
ROSE B ANDREWPresident
GrantNon-qualified stock option (right to acquire) · Derivative 14,000 $0.00 Strike: $38.91 $0.00
Disclosure

SEC source: 0001209191-19-039422 · doc4.xml · derivative · entry 5

ROSE B ANDREW · CIK 0001451048 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,000

Underlying: Common Shares · 14,000 shares

Expires 2029-06-27

F2 · derivative.exercise_date: This non-qualified stock option was granted pursuant to the Worthington Industries, Inc. 2010 Stock Option Plan. Date listed is the first day any portion of the option will vest. Additional portions of 33.33% of the option vest annually on 6/27/2021 and 6/27/2022.

Read SEC document
June 27, 2019 Filed Jun 28, 2019 15:16 UTC
ROSE B ANDREWPresident
GrantCommon Shares 12,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-039422 · doc4.xml · nonDerivative · entry 1

ROSE B ANDREW · CIK 0001451048 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 579,587

F1 · shares: An award of restricted stock was granted pursuant to the Worthington Industries, Inc. Amended and Restated 1997 Long-Term Incentive Plan. The restricted stock will vest on the third anniversary of the grant date (6/27/2022).

Read SEC document
June 27, 2019 Filed Jun 28, 2019 15:15 UTC
MCCONNELL JOHN P/OHDirector · Chairman/Chief Exec Officer · 10% owner
Exercise / conversionNon-qualified stock optin (right to acquire) · Derivative 150,000 $9.99 Strike: $13.25 $1,498,500.00
Disclosure

SEC source: 0001209191-19-039421 · doc4.xml · derivative · entry 12

MCCONNELL JOHN P/OH · CIK 0001106145 · Director · Chairman/Chief Exec Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 150,000 shares

Expires 2019-07-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This non-qualified stock option was granted out of the Worthington Industries, Inc. Amended and Restated 2003 Stock Option Plan and vested at 20% per year beginning on the first anniversary of the grant date, the date listed is the first day any portion of the option vested. This option was due to expire on July 16, 2019.

Read SEC document
June 27, 2019 Filed Jun 28, 2019 15:15 UTC
MCCONNELL JOHN P/OHDirector · Chairman/Chief Exec Officer · 10% owner
GrantNon-qualified stock option (right to aquire) · Derivative 27,000 $0.00 Strike: $38.91 $0.00
Disclosure

SEC source: 0001209191-19-039421 · doc4.xml · derivative · entry 11

MCCONNELL JOHN P/OH · CIK 0001106145 · Director · Chairman/Chief Exec Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,000

Underlying: Common Shares · 27,000 shares

Expires 2029-06-27

F4 · derivative.exercise_date: This non-qualified stock option was granted pursuant to the Worthington Industries, Inc. 2010 Stock Option Plan. Date listed is the first day any portion of the option will vest. Additional portions of 33.33% of the option vest annually on 6/27/2021 and 6/27/2022. The last day to exercise out of this option grant is 6/27/2029.

Read SEC document
June 27, 2019 Filed Jun 28, 2019 15:15 UTC
MCCONNELL JOHN P/OHDirector · Chairman/Chief Exec Officer · 10% owner
Tax withholdingCommon Shares 97,941 $38.91 $3,810,884.31
Disclosure

SEC source: 0001209191-19-039421 · doc4.xml · nonDerivative · entry 3

MCCONNELL JOHN P/OH · CIK 0001106145 · Director · Chairman/Chief Exec Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,756,783

Read SEC document
June 27, 2019 Filed Jun 28, 2019 15:15 UTC
MCCONNELL JOHN P/OHDirector · Chairman/Chief Exec Officer · 10% owner
Exercise / conversionCommon Shares 150,000 $13.25 $1,987,500.00
Disclosure

SEC source: 0001209191-19-039421 · doc4.xml · nonDerivative · entry 2

MCCONNELL JOHN P/OH · CIK 0001106145 · Director · Chairman/Chief Exec Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,854,724

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: This non-qualified stock option was granted out of the Worthington Industries, Inc. Amended and Restated 2003 Stock Option Plan and vested at 20% per year beginning on the first anniversary of the grant date, the date listed is the first day any portion of the option vested. This option was due to expire on July 16, 2019.

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June 27, 2019 Filed Jun 28, 2019 15:15 UTC
MCCONNELL JOHN P/OHDirector · Chairman/Chief Exec Officer · 10% owner
GrantCommon Shares 22,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-039421 · doc4.xml · nonDerivative · entry 1

MCCONNELL JOHN P/OH · CIK 0001106145 · Director · Chairman/Chief Exec Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,704,724

F1 · shares: An award of restricted stock was granted pursuant to the Worthington Industries, Inc. Amended and Restated 1997 Long-Term Incentive Plan. The restricted stock will vest on the third anniversary of the grant date (6/27/2022).

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June 27, 2019 Filed Jun 28, 2019 15:14 UTC
HAYEK JOSEPH BVP and CFO
GrantNon-qualified stock option (right to acquire · Derivative 6,800 $0.00 Strike: $38.91 $0.00
Disclosure

SEC source: 0001209191-19-039419 · doc4.xml · derivative · entry 3

HAYEK JOSEPH B · CIK 0001429897 · VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,800

Underlying: Common Shares · 6,800 shares

Expires 2029-06-27

F2 · derivative.exercise_date: This non-qualified stock option was granted pursuant to the Worthington Industries, Inc. 2010 Stock Option Plan. Date listed is the first day any portion of the option will vest. Additional portions of 33.33% of the option vest annually on 6/27/2021 and 6/27/2022. The last day to exercise out of this option grant is 6/27/2029.

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June 27, 2019 Filed Jun 28, 2019 15:14 UTC
HAYEK JOSEPH BVP and CFO
GrantCommon Shares 5,400 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-039419 · doc4.xml · nonDerivative · entry 1

HAYEK JOSEPH B · CIK 0001429897 · VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,300

F1 · shares: An award of restricted stock was granted pursuant to the Worthington Industries, Inc. Amended and Restated 1997 Long-Term Incentive Plan. The restricted stock will vest on the third anniversary of the grant date (6/27/2022).

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June 27, 2019 Filed Jun 28, 2019 15:13 UTC
BRINKMAN DALE TSr, VP-Admin & Secretary
GrantNon-qualified stock option (right to acquire) · Derivative 4,300 $0.00 Strike: $38.91 $0.00
Disclosure

SEC source: 0001209191-19-039418 · doc4.xml · derivative · entry 3

BRINKMAN DALE T · CIK 0001106144 · Sr, VP-Admin & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,300

Underlying: Common Shares · 4,300 shares

Expires 2029-06-27

F3 · derivative.exercise_date: This non-qualified stock option was granted pursuant to the Worthington Industries, Inc. 2010 Stock Option Plan. Date listed is the first day any portion of the option will vest. Additional portions of 33.33% of the option vest annually on 6/27/2021 and 6/27/2022. The last day to exercise out of this option grant is 6/27/2029.

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June 27, 2019 Filed Jun 28, 2019 15:13 UTC
BRINKMAN DALE TSr, VP-Admin & Secretary
GrantCommon Shares 3,700 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-039418 · doc4.xml · nonDerivative · entry 1

BRINKMAN DALE T · CIK 0001106144 · Sr, VP-Admin & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,386

F1 · shares: An award of restricted stock was granted pursuant to the Worthington Industries, Inc. Amended and Restated 1997 Long-Term Incentive Plan. The restricted stock will vest on the third anniversary i.e. June 27, 2022.

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June 27, 2019 Filed Jun 28, 2019 15:12 UTC
WINLAND VIRGIL LSenior VP-Manufacturing
GrantNon-qualified stock option (right to acquire) · Derivative 4,300 $0.00 Strike: $38.91 $0.00
Disclosure

SEC source: 0001209191-19-039417 · doc4.xml · derivative · entry 3

WINLAND VIRGIL L · CIK 0001194136 · Senior VP-Manufacturing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,300

Underlying: Common Shares · 4,300 shares

Expires 2029-06-27

F3 · derivative.exercise_date: This non-qualified stock option was granted pursuant to the Worthington Industries, Inc. 2010 Stock Option Plan. Date listed is the first day any portion of the option will vest. Additional portions of 33.33% of the option vest annually on 6/27/2021 and 6/27/2022. The last day to exercise out of this option grant is 6/27/2029.

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June 27, 2019 Filed Jun 28, 2019 15:12 UTC
WINLAND VIRGIL LSenior VP-Manufacturing
GrantCommon Shares 3,700 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-039417 · doc4.xml · nonDerivative · entry 1

WINLAND VIRGIL L · CIK 0001194136 · Senior VP-Manufacturing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,637

F1 · shares: An award of restricted stock was granted pursuant to the Worthington Industries, Inc. Amended and Restated 1997 Long-Term Incentive Plan. The restricted stock will vest on the third anniversary of the grant date (6/27/2022).

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June 21, 2019 Filed Jun 24, 2019 18:31 UTC
HAYEK JOSEPH BVP and CFO
GrantPhantom Stock Under Deferred Compensation Plan · Derivative 2 $38.21 $76.42
Disclosure

SEC source: 0001209191-19-038720 · doc4.xml · derivative · entry 3

HAYEK JOSEPH B · CIK 0001429897 · VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 946

Underlying: Common Shares · 2 shares

Expires not disclosed

F1 · derivative.exercise_price: The account under the 2005 NQ Plan tracks common shares on a one-for-one basis.

F2 · derivative.exercise_date: Prior to October 1, 2014, the account balances related to the theoretical Worthington Industries, Inc. common share deemed investment option could be immediately transferred to other investment options under the terms of the Worthington Industries, Inc. Amended and Restated 2005 Deferred Compensation Plan, as amended (the "2005 NQ Plan").

F3 · derivative.expiration_date: The 2005 NQ Plan provides that effective October 1, 2014 and thereafter, any amount credited in a participant's account to the phantom stock fund (i.e. theoretical Worthington Industries, Inc. common shares deemed investment option) may not be transferred to an alternative deemed investment option under the 2005 NQ Plan until distribution from the 2005 NQ Plan. Distributions are made only in common shares of Worthington Industries, Inc. and generally commence upon a person's leaving employment with Worthington Industries, Inc.

F4 · balance_after: Amount shown reflects additional theoretical common shares (i.e. phantom stock) which were credited pursuant to the dividend reinvestment feature of Worthington Industries, Inc.'s Deferred Compensation Plan.

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June 07, 2019 Filed Jun 10, 2019 13:55 UTC
HAYEK JOSEPH BVP and CFO
GrantPhantom Stock Under Deferred Compensation Plan · Derivative 2 $35.58 $71.16
Disclosure

SEC source: 0001209191-19-035689 · doc4.xml · derivative · entry 3

HAYEK JOSEPH B · CIK 0001429897 · VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 944

Underlying: Common Shares · 2 shares

Expires not disclosed

F1 · derivative.exercise_price: The account under the 2005 NQ Plan tracks common shares on a one-for-one basis.

F2 · derivative.exercise_date: Prior to October 1, 2014, the account balances related to the theoretical Worthington Industries, Inc. common share deemed investment option could be immediately transferred to other investment options under the terms of the Worthington Industries, Inc. Amended and Restated 2005 Deferred Compensation Plan, as amended (the "2005 NQ Plan").

F3 · derivative.expiration_date: The 2005 NQ Plan provides that effective October 1, 2014 and thereafter, any amount credited in a participant's account to the phantom stock fund (i.e. theoretical Worthington Industries, Inc. common shares deemed investment option) may not be transferred to an alternative deemed investment option under the 2005 NQ Plan until distribution from the 2005 NQ Plan. Distributions are made only in common shares of Worthington Industries, Inc. and generally commence upon a person's leaving employment with Worthington Industries, Inc.

F4 · balance_after: Amount shown reflects additional theoretical common shares (i.e. phantom stock) which were credited pursuant to the dividend reinvestment feature of Worthington Industries, Inc.'s Deferred Compensation Plan.

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May 24, 2019 Filed May 28, 2019 15:35 UTC
HAYEK JOSEPH BVP and CFO
GrantPhantom Stock Under Deferred Compensation Plan · Derivative 2 $36.01 $72.02
Disclosure

SEC source: 0001209191-19-032886 · doc4.xml · derivative · entry 3

HAYEK JOSEPH B · CIK 0001429897 · VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 942

Underlying: Common Shares · 2 shares

Expires not disclosed

F1 · derivative.exercise_price: The account under the 2005 NQ Plan tracks common shares on a one-for-one basis.

F2 · derivative.exercise_date: Prior to October 1, 2014, the account balances related to the theoretical Worthington Industries, Inc. common share deemed investment option could be immediately transferred to other investment options under the terms of the Worthington Industries, Inc. Amended and Restated 2005 Deferred Compensation Plan, as amended (the "2005 NQ Plan").

F3 · derivative.expiration_date: The 2005 NQ Plan provides that effective October 1, 2014 and thereafter, any amount credited in a participant's account to the phantom stock fund (i.e. theoretical Worthington Industries, Inc. common shares deemed investment option) may not be transferred to an alternative deemed investment option under the 2005 NQ Plan until distribution from the 2005 NQ Plan. Distributions are made only in common shares of Worthington Industries, Inc. and generally commence upon a person's leaving employment with Worthington Industries, Inc.

F4 · balance_after: Amount shown reflects additional theoretical common shares (i.e. phantom stock) which were credited pursuant to the dividend reinvestment feature of Worthington Industries, Inc.'s Deferred Compensation Plan.

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May 10, 2019 Filed May 13, 2019 16:03 UTC
HAYEK JOSEPH BVP and CFO
GrantPhantom Stock Under Deferred Compensation Plan · Derivative 2 $39.47 $78.94
Disclosure

SEC source: 0001209191-19-029199 · doc4.xml · derivative · entry 3

HAYEK JOSEPH B · CIK 0001429897 · VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 940

Underlying: Common Shares · 2 shares

Expires not disclosed

F1 · derivative.exercise_price: The account under the 2005 NQ Plan tracks common shares on a one-for-one basis.

F2 · derivative.exercise_date: Prior to October 1, 2014, the account balances related to the theoretical Worthington Industries, Inc. common share deemed investment option could be immediately transferred to other investment options under the terms of the Worthington Industries, Inc. Amended and Restated 2005 Deferred Compensation Plan, as amended (the "2005 NQ Plan").

F3 · derivative.expiration_date: The 2005 NQ Plan provides that effective October 1, 2014 and thereafter, any amount credited in a participant's account to the phantom stock fund (i.e. theoretical Worthington Industries, Inc. common shares deemed investment option) may not be transferred to an alternative deemed investment option under the 2005 NQ Plan until distribution from the 2005 NQ Plan. Distributions are made only in common shares of Worthington Industries, Inc. and generally commence upon a person's leaving employment with Worthington Industries, Inc.

F4 · balance_after: Amount shown reflects additional theoretical common shares (i.e. phantom stock) which were credited pursuant to the dividend reinvestment feature of Worthington Industries, Inc.'s Deferred Compensation Plan.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.