Tapewire

NYSE · USD

WOR

WORTHINGTON ENTERPRISES, INC.

Export transactions ↓
Tapewire entity
4282
SEC CIK
0000108516
Parsed reports
894

Last 12 months

Inside the activity.

0 purchase rows · 9 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202602
Jul 202601
Aug 202600
Sep 202606
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 10, 2020 Filed Aug 11, 2020 13:56 UTC Exercise / conversionCommon Shares 9,750 $15.03 $146,542.50
Disclosure

SEC source: 0001209191-20-046052 · doc4.xml · nonDerivative · entry 1

NELSON CARL A JR · CIK 0001229316 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,073

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 05, 2020 Filed Aug 6, 2020 12:38 UTC SaleCommon shares 500 $39.76 $19,880.00
Disclosure

SEC source: 0001209191-20-045409 · doc4.xml · nonDerivative · entry 4

HORTON OZEY K JR · CIK 0001523203 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,969

Read SEC document
August 05, 2020 Filed Aug 6, 2020 12:38 UTC SaleCommon shares 1,500 $39.79 $59,685.00
Disclosure

SEC source: 0001209191-20-045409 · doc4.xml · nonDerivative · entry 3

HORTON OZEY K JR · CIK 0001523203 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,469

Read SEC document
August 04, 2020 Filed Aug 6, 2020 12:38 UTC Exercise / conversionNon-qualifiied Stock Option (right to acquire) · Derivative 8,000 $0.00 Strike: $14.43 $0.00
Disclosure

SEC source: 0001209191-20-045409 · doc4.xml · derivative · entry 5

HORTON OZEY K JR · CIK 0001523203 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common shares · 8,000 shares

Expires 2021-09-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This non-qualified stock option was granted pursuant to the Worthington Industries, Inc. 2006 Equity Incentive Plan for Non-Employee Directors and became vested and fully exercisable on the first anniversary of the grant date.

Read SEC document
August 04, 2020 Filed Aug 6, 2020 12:38 UTC Tax withholdingCommon shares 2,954 $39.07 $115,412.78
Disclosure

SEC source: 0001209191-20-045409 · doc4.xml · nonDerivative · entry 2

HORTON OZEY K JR · CIK 0001523203 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,969

Read SEC document
August 04, 2020 Filed Aug 6, 2020 12:38 UTC Exercise / conversionCommon shares 8,000 $14.43 $115,440.00
Disclosure

SEC source: 0001209191-20-045409 · doc4.xml · nonDerivative · entry 1

HORTON OZEY K JR · CIK 0001523203 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,923

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 31, 2020 Filed Aug 3, 2020 19:42 UTC
HAYEK JOSEPH BVP and CFO
GrantPhantom Stock Acquired Under Deferred Compensation Plan · Derivative 2 $37.42 $74.84
Disclosure

SEC source: 0001209191-20-044462 · doc4.xml · derivative · entry 4

HAYEK JOSEPH B · CIK 0001429897 · VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,340

Underlying: Common Shares · 2 shares

Expires not disclosed

F1 · derivative.exercise_price: The account under the 2005 NQ Plan tracks common shares on a one-for-one basis.

F2 · derivative.exercise_date: Prior to October 1, 2014, the account balances related to the theoretical Worthington Industries, Inc. common share deemed investment option could be immediately transferred to other investment options under the terms of the Worthington Industries, Inc. Amended and Restated 2005 Deferred Compensation Plan, as amended (the "2005 NQ Plan").

F3 · derivative.exercise_date: The Worthington Industries, Inc. Amended and Restated 2005 Deferred Compensation Plan, as amended (the "Plan"), that effective October 1, 2014 and thereafter, any amount credited in a participant's account to the phantom stock fund (i.e. theoretical Company common shares deemed investment option) may not be transferred to an alternative deemed investment option under the Plan until distribution from the Plan. Distributions are made only in common shares of the Company and generally commence upon leaving the Company.

F3 · derivative.expiration_date: The Worthington Industries, Inc. Amended and Restated 2005 Deferred Compensation Plan, as amended (the "Plan"), that effective October 1, 2014 and thereafter, any amount credited in a participant's account to the phantom stock fund (i.e. theoretical Company common shares deemed investment option) may not be transferred to an alternative deemed investment option under the Plan until distribution from the Plan. Distributions are made only in common shares of the Company and generally commence upon leaving the Company.

F4 · balance_after: The amount reported represents additional unfunded theoretical common shares (i.e., phantom stock) credited pursuant to the dividend reinvestment feature of the Worthington Industries, Inc.'s Deferred Compensation Plans.

Read SEC document
July 17, 2020 Filed Jul 20, 2020 14:38 UTC
HAYEK JOSEPH BVP and CFO
GrantPhantom Stock Acquired Under Deferred Compensation Plan · Derivative 2 $37.00 $74.00
Disclosure

SEC source: 0001209191-20-043014 · doc4.xml · derivative · entry 4

HAYEK JOSEPH B · CIK 0001429897 · VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,338

Underlying: Common Shares · 2 shares

Expires not disclosed

F1 · derivative.exercise_price: The account under the 2005 NQ Plan tracks common shares on a one-for-one basis.

F2 · derivative.exercise_date: Prior to October 1, 2014, the account balances related to the theoretical Worthington Industries, Inc. common share deemed investment option could be immediately transferred to other investment options under the terms of the Worthington Industries, Inc. Amended and Restated 2005 Deferred Compensation Plan, as amended (the "2005 NQ Plan").

F3 · derivative.exercise_date: The Worthington Industries, Inc. Amended and Restated 2005 Deferred Compensation Plan, as amended (the "Plan"), that effective October 1, 2014 and thereafter, any amount credited in a participant's account to the phantom stock fund (i.e. theoretical Company common shares deemed investment option) may not be transferred to an alternative deemed investment option under the Plan until distribution from the Plan. Distributions are made only in common shares of the Company and generally commence upon leaving the Company.

F3 · derivative.expiration_date: The Worthington Industries, Inc. Amended and Restated 2005 Deferred Compensation Plan, as amended (the "Plan"), that effective October 1, 2014 and thereafter, any amount credited in a participant's account to the phantom stock fund (i.e. theoretical Company common shares deemed investment option) may not be transferred to an alternative deemed investment option under the Plan until distribution from the Plan. Distributions are made only in common shares of the Company and generally commence upon leaving the Company.

F4 · balance_after: The amount reported represents additional unfunded theoretical common shares (i.e., phantom stock) credited pursuant to the dividend reinvestment feature of the Worthington Industries, Inc.'s Deferred Compensation Plans.

Read SEC document
July 07, 2020 Filed Jul 20, 2020 14:34 UTC
HAYEK JOSEPH BVP and CFO
GrantPhantom Stock Acquired Under Deferred Compensation Plan · Derivative 94 $33.32 $3,132.08
Disclosure

SEC source: 0001209191-20-043013 · doc4.xml · derivative · entry 4

HAYEK JOSEPH B · CIK 0001429897 · VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,336

Underlying: Common Shares · 94 shares

Expires not disclosed

F1 · derivative.exercise_price: The account under the 2005 NQ Plan tracks common shares on a one-for-one basis.

F2 · derivative.exercise_date: Prior to October 1, 2014, the account balances related to the theoretical Worthington Industries, Inc. common share deemed investment option could be immediately transferred to other investment options under the terms of the Worthington Industries, Inc. Amended and Restated 2005 Deferred Compensation Plan, as amended (the "2005 NQ Plan").

F3 · derivative.exercise_date: The Worthington Industries, Inc. Amended and Restated 2005 Deferred Compensation Plan, as amended (the "Plan"), that effective October 1, 2014 and thereafter, any amount credited in a participant's account to the phantom stock fund (i.e. theoretical Company common shares deemed investment option) may not be transferred to an alternative deemed investment option under the Plan until distribution from the Plan. Distributions are made only in common shares of the Company and generally commence upon leaving the Company.

F3 · derivative.expiration_date: The Worthington Industries, Inc. Amended and Restated 2005 Deferred Compensation Plan, as amended (the "Plan"), that effective October 1, 2014 and thereafter, any amount credited in a participant's account to the phantom stock fund (i.e. theoretical Company common shares deemed investment option) may not be transferred to an alternative deemed investment option under the Plan until distribution from the Plan. Distributions are made only in common shares of the Company and generally commence upon leaving the Company.

F4 · balance_after: The amount reported represents additional unfunded theoretical common shares (i.e., phantom stock) credited pursuant to the dividend reinvestment feature of the Worthington Industries, Inc.'s Deferred Compensation Plans.

Read SEC document
July 02, 2020 Filed Jul 7, 2020 01:40 UTC
HAYEK JOSEPH BVP and CFO
GrantPhantom Stock Acquired Under Deferred Compensation Plan · Derivative 2 $35.61 $71.22
Disclosure

SEC source: 0001209191-20-041425 · doc4.xml · derivative · entry 4

HAYEK JOSEPH B · CIK 0001429897 · VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,242

Underlying: Common Shares · 2 shares

Expires not disclosed

F1 · derivative.exercise_price: The account under the 2005 NQ Plan tracks common shares on a one-for-one basis.

F2 · derivative.exercise_date: Prior to October 1, 2014, the account balances related to the theoretical Worthington Industries, Inc. common share deemed investment option could be immediately transferred to other investment options under the terms of the Worthington Industries, Inc. Amended and Restated 2005 Deferred Compensation Plan, as amended (the "2005 NQ Plan").

F3 · derivative.exercise_date: The Worthington Industries, Inc. Amended and Restated 2005 Deferred Compensation Plan, as amended (the "Plan"), that effective October 1, 2014 and thereafter, any amount credited in a participant's account to the phantom stock fund (i.e. theoretical Company common shares deemed investment option) may not be transferred to an alternative deemed investment option under the Plan until distribution from the Plan. Distributions are made only in common shares of the Company and generally commence upon leaving the Company.

F3 · derivative.expiration_date: The Worthington Industries, Inc. Amended and Restated 2005 Deferred Compensation Plan, as amended (the "Plan"), that effective October 1, 2014 and thereafter, any amount credited in a participant's account to the phantom stock fund (i.e. theoretical Company common shares deemed investment option) may not be transferred to an alternative deemed investment option under the Plan until distribution from the Plan. Distributions are made only in common shares of the Company and generally commence upon leaving the Company.

F4 · balance_after: The amount reported represents additional unfunded theoretical common shares (i.e., phantom stock) credited pursuant to the dividend reinvestment feature of the Worthington Industries, Inc.'s Deferred Compensation Plans.

Read SEC document
July 01, 2020 Filed Jul 2, 2020 18:24 UTC
HAYEK JOSEPH BVP and CFO
Tax withholdingCommon Shares 69 $36.00 $2,484.00
Disclosure

SEC source: 0001209191-20-040098 · doc4.xml · nonDerivative · entry 2

HAYEK JOSEPH B · CIK 0001429897 · VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,396

F2 · shares: Represents shares withheld in order to satisfy the reporting person's tax withholding obligation upon such vesting.

Read SEC document
July 01, 2020 Filed Jul 2, 2020 18:24 UTC
HAYEK JOSEPH BVP and CFO
GrantCommon Shares 147 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-040098 · doc4.xml · nonDerivative · entry 1

HAYEK JOSEPH B · CIK 0001429897 · VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,465

F1 · shares: A long-term performance share award was granted on June 29, 2017 pursuant to the Worthington Industries, Inc. Amended and Restated 1997 Long-Term Incentive Plan. Common Shares were to be earned based on the level of achievement of specified performance objectives over the three-year period ended May 31, 2020. On June 24, 2020, the Compensation Committee of the Company's Board of Directors met and approved the payout of the reported common shares based on the performance of the Company for the three-year period ended May 31, 2020.

Read SEC document
July 01, 2020 Filed Jul 2, 2020 18:16 UTC
GILMORE GEOFFREY GEVP & Chief Operating Officer
Tax withholdingCommon Shares 446 $36.00 $16,056.00
Disclosure

SEC source: 0001209191-20-040088 · doc4.xml · nonDerivative · entry 2

GILMORE GEOFFREY G · CIK 0001554715 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 199,930

F2 · shares: Represents shares withheld in order to satisfy the reporting person's tax withholding obligation.

Read SEC document
July 01, 2020 Filed Jul 2, 2020 18:16 UTC
GILMORE GEOFFREY GEVP & Chief Operating Officer
GrantCommon Shares 950 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-040088 · doc4.xml · nonDerivative · entry 1

GILMORE GEOFFREY G · CIK 0001554715 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,376

F1 · shares: A long-term performance share award was granted on June 29, 2017 pursuant to the Worthington Industries, Inc. Amended and Restated 1997 Long-Term Incentive Plan. Common Shares were to be earned based on the level of achievement of specified performance objectives over the three-year period ended May 31, 2020. On June 24, 2020, the Compensation Committee of the Company's Board of Directors met and approved the payout of the reported common shares based on the performance of the Company for the three-year period ended May 31, 2020.

Read SEC document
July 01, 2020 Filed Jul 2, 2020 18:04 UTC
SMOLENSKI ERIC MPresident-Worthington Cylinder
Tax withholdingCommon Shares 33 $36.00 $1,188.00
Disclosure

SEC source: 0001209191-20-040078 · doc4.xml · nonDerivative · entry 4

SMOLENSKI ERIC M · CIK 0001459904 · President-Worthington Cylinder

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,831

F2 · shares: Represents shares withheld in order to satisfy the reporting person's tax withholding obligation upon such vesting.

Read SEC document
July 01, 2020 Filed Jul 2, 2020 18:04 UTC
SMOLENSKI ERIC MPresident-Worthington Cylinder
GrantCommon Shares 69 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-040078 · doc4.xml · nonDerivative · entry 3

SMOLENSKI ERIC M · CIK 0001459904 · President-Worthington Cylinder

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,864

F1 · shares: A long-term performance share award was granted on June 29, 2017 pursuant to the Worthington Industries, Inc. Amended and Restated 1997 Long-Term Incentive Plan. Common Shares were to be earned based on the level of achievement of specified performance objectives over the three-year period ended July 1, 2020. On June 24, 2020, the Compensation Committee of the Company's Board of Directors met and approved the payout of the reported common shares based on the performance of the Company for the three-year period ended May 31, 2020.

Read SEC document
July 01, 2020 Filed Jul 2, 2020 18:04 UTC
SMOLENSKI ERIC MPresident-Worthington Cylinder
Tax withholdingCommon Shares 438 $36.00 $15,768.00
Disclosure

SEC source: 0001209191-20-040078 · doc4.xml · nonDerivative · entry 2

SMOLENSKI ERIC M · CIK 0001459904 · President-Worthington Cylinder

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,795

F2 · shares: Represents shares withheld in order to satisfy the reporting person's tax withholding obligation upon such vesting.

Read SEC document
July 01, 2020 Filed Jul 2, 2020 18:04 UTC
SMOLENSKI ERIC MPresident-Worthington Cylinder
GrantCommon Shares 933 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-040078 · doc4.xml · nonDerivative · entry 1

SMOLENSKI ERIC M · CIK 0001459904 · President-Worthington Cylinder

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,233

F1 · shares: A long-term performance share award was granted on June 29, 2017 pursuant to the Worthington Industries, Inc. Amended and Restated 1997 Long-Term Incentive Plan. Common Shares were to be earned based on the level of achievement of specified performance objectives over the three-year period ended July 1, 2020. On June 24, 2020, the Compensation Committee of the Company's Board of Directors met and approved the payout of the reported common shares based on the performance of the Company for the three-year period ended May 31, 2020.

Read SEC document
June 29, 2020 Filed Jun 30, 2020 21:49 UTC
SMOLENSKI ERIC MPresident-Worthington Cylinder
Tax withholdingCommon Shares 1,406 $37.08 $52,134.48
Disclosure

SEC source: 0001209191-20-039518 · doc4.xml · nonDerivative · entry 1

SMOLENSKI ERIC M · CIK 0001459904 · President-Worthington Cylinder

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,300

F1 · shares: Represents shares withheld in order to satisfy the reporting person's tax withholding obligation upon such vesting.

Read SEC document
June 29, 2020 Filed Jun 30, 2020 21:39 UTC
HAYEK JOSEPH BVP and CFO
Tax withholdingCommon Shares 1,497 $37.08 $55,508.76
Disclosure

SEC source: 0001209191-20-039515 · doc4.xml · nonDerivative · entry 1

HAYEK JOSEPH B · CIK 0001429897 · VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,318

F1 · shares: Represents shares withheld in order to satisfy the reporting person's tax withholding obligation upon such vesting.

Read SEC document
June 29, 2020 Filed Jun 30, 2020 21:45 UTC
KLINGLER JEFFREY RPresident, Worthington Steel
Tax withholdingCommon Shares 341 $37.08 $12,644.28
Disclosure

SEC source: 0001209191-20-039517 · doc4.xml · nonDerivative · entry 1

KLINGLER JEFFREY R · CIK 0001776278 · President, Worthington Steel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,566

F1 · shares: Represents shares withheld in order to satisfy the reporting person's tax withholding obligation upon such vesting.

Read SEC document
June 29, 2020 Filed Jun 30, 2020 21:36 UTC
GILMORE GEOFFREY GEVP & Chief Operating Officer
Tax withholdingCommon Shares 3,046 $37.08 $112,945.68
Disclosure

SEC source: 0001209191-20-039513 · doc4.xml · nonDerivative · entry 1

GILMORE GEOFFREY G · CIK 0001554715 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 199,426

F1 · shares: Represents shares withheld upon the vesting of restricted stock in order to satisfy the reporting person's tax withholding obligation upon such vesting.

Read SEC document
June 29, 2020 Filed Jun 30, 2020 21:29 UTC
WINLAND VIRGIL LSenior VP-Manufacturing
Tax withholdingCommon Shares 1,076 $37.08 $39,898.08
Disclosure

SEC source: 0001209191-20-039511 · doc4.xml · nonDerivative · entry 1

WINLAND VIRGIL L · CIK 0001194136 · Senior VP-Manufacturing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,400

F1 · shares: Represents shares withheld upon the vesting of restricted stock in order to satisfy the reporting person's tax withholding obligation upon such vesting.

Read SEC document
June 29, 2020 Filed Jun 30, 2020 21:22 UTC
BRINKMAN DALE TSr, VP-Admin & Secretary
Tax withholdingCommon Shares 1,753 $37.08 $65,001.24
Disclosure

SEC source: 0001209191-20-039506 · doc4.xml · nonDerivative · entry 1

BRINKMAN DALE T · CIK 0001106144 · Sr, VP-Admin & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,027

F1 · shares: Represents shares withheld upon the vesting of restricted stock in order to satisfy the reporting person's tax withholding obligation upon such vesting.

Read SEC document
June 29, 2020 Filed Jun 30, 2020 21:18 UTC
LYTTLE CATHERINE MSr VP & Chief HR Officer
Tax withholdingCommon Shares 656 $37.08 $24,324.48
Disclosure

SEC source: 0001209191-20-039502 · doc4.xml · nonDerivative · entry 1

LYTTLE CATHERINE M · CIK 0001554743 · Sr VP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,060

F1 · shares: Represents shares withheld upon the vesting of restricted stock in order to satisfy the reporting person's tax withholding obligation upon such vesting.

Read SEC document
June 29, 2020 Filed Jun 30, 2020 21:11 UTC
MCCONNELL JOHN P/OHDirector · Chairman/Chief Exec Officer · 10% owner
Exercise / conversionNon-qualified stock option (right to acquire) · Derivative 135,000 $0.00 Strike: $12.05 $0.00
Disclosure

SEC source: 0001209191-20-039497 · doc4.xml · derivative · entry 11

MCCONNELL JOHN P/OH · CIK 0001106145 · Director · Chairman/Chief Exec Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 135,000 shares

Expires 2020-07-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This non-qualified stock option was granted pursuant to the Worthington Industries, Inc. 1997 Amended and Restated Long-Term Incentive Stock Option Plan and vested at 20% per year, beginning on the date listed.

Read SEC document
June 29, 2020 Filed Jun 30, 2020 21:11 UTC
MCCONNELL JOHN P/OHDirector · Chairman/Chief Exec Officer · 10% owner
Tax withholdingCommon Shares 86,739 $37.08 $3,216,282.12
Disclosure

SEC source: 0001209191-20-039497 · doc4.xml · nonDerivative · entry 3

MCCONNELL JOHN P/OH · CIK 0001106145 · Director · Chairman/Chief Exec Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,797,768

F1 · shares: Represents shares withheld in order to satisfy the reporting person's tax withholding obligation upon such vesting.

Read SEC document
June 29, 2020 Filed Jun 30, 2020 21:11 UTC
MCCONNELL JOHN P/OHDirector · Chairman/Chief Exec Officer · 10% owner
Exercise / conversionCommon Shares 135,000 $12.05 $1,626,750.00
Disclosure

SEC source: 0001209191-20-039497 · doc4.xml · nonDerivative · entry 2

MCCONNELL JOHN P/OH · CIK 0001106145 · Director · Chairman/Chief Exec Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,884,507

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 29, 2020 Filed Jun 30, 2020 21:11 UTC
MCCONNELL JOHN P/OHDirector · Chairman/Chief Exec Officer · 10% owner
Tax withholdingCommon Shares 6,570 $37.08 $243,615.60
Disclosure

SEC source: 0001209191-20-039497 · doc4.xml · nonDerivative · entry 1

MCCONNELL JOHN P/OH · CIK 0001106145 · Director · Chairman/Chief Exec Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,749,507

F1 · shares: Represents shares withheld in order to satisfy the reporting person's tax withholding obligation upon such vesting.

Read SEC document
June 29, 2020 Filed Jun 30, 2020 20:57 UTC
WELCH RICHARD GController
Exercise / conversionNon-qualified stock option (right to acquire) · Derivative 9,000 $0.00 Strike: $12.05 $0.00
Disclosure

SEC source: 0001209191-20-039492 · doc4.xml · derivative · entry 4

WELCH RICHARD G · CIK 0001194138 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 9,000 shares

Expires 2020-07-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: This non-qualified stock option was granted pursuant to the Worthington Industries, Inc. 1997 Amended and Restated Long-Term Incentive Stock Option Plan and vested at 20% per year, beginning on the date listed.

Read SEC document
June 29, 2020 Filed Jun 30, 2020 20:57 UTC
WELCH RICHARD GController
Tax withholdingCommon Shares 5,770 $37.08 $213,951.60
Disclosure

SEC source: 0001209191-20-039492 · doc4.xml · nonDerivative · entry 3

WELCH RICHARD G · CIK 0001194138 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,515

Read SEC document
June 29, 2020 Filed Jun 30, 2020 20:57 UTC
WELCH RICHARD GController
Exercise / conversionCommon Shares 9,000 $12.05 $108,450.00
Disclosure

SEC source: 0001209191-20-039492 · doc4.xml · nonDerivative · entry 2

WELCH RICHARD G · CIK 0001194138 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,285

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: This non-qualified stock option was granted pursuant to the Worthington Industries, Inc. 1997 Amended and Restated Long-Term Incentive Stock Option Plan and vested at 20% per year, beginning on the date listed.

Read SEC document
June 29, 2020 Filed Jun 30, 2020 20:57 UTC
WELCH RICHARD GController
Tax withholdingCommon Shares 555 $37.08 $20,579.40
Disclosure

SEC source: 0001209191-20-039492 · doc4.xml · nonDerivative · entry 1

WELCH RICHARD G · CIK 0001194138 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,285

F1 · shares: Represents shares withheld upon the vesting of restricted stock in order to satisfy the reporting person's tax withholding obligation upon such vesting.

Read SEC document
June 29, 2020 Filed Jun 30, 2020 20:36 UTC
ROSE B ANDREWPresident
Tax withholdingCommon Shares 4,685 $37.08 $173,719.80
Disclosure

SEC source: 0001209191-20-039472 · doc4.xml · nonDerivative · entry 1

ROSE B ANDREW · CIK 0001451048 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 589,209

F1 · shares: Represents shares withheld in order to satisfy the reporting person's tax withholding obligation upon such vesting.

Read SEC document
June 29, 2020 Filed Oct 6, 2020 18:33 UTC Amendment
BRINKMAN DALE TSr, VP-Admin & Secretary
Tax withholdingCommon Shares 1,547 $37.08 $57,362.76
Disclosure

SEC source: 0001209191-20-053986 · doc4a.xml · nonDerivative · entry 1

BRINKMAN DALE T · CIK 0001106144 · Sr, VP-Admin & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,233

F1 · shares: Represents shares withheld upon the vesting of restricted stock in order to satisfy the reporting person's tax withholding obligation upon such vesting.

F2 · balance_after: The number of common shares owned directly by the reporting person was incorrectly reported in the original Form 4 (dated June 30, 2020) as 37,027 instead of the correct number of 37,233.

Read SEC document
June 25, 2020 Filed Jun 30, 2020 00:25 UTC
ROSE B ANDREWPresident
GrantNon-qualified stock option (right to acquire · Derivative 27,000 $0.00 Strike: $36.93 $0.00
Disclosure

SEC source: 0001209191-20-039289 · doc4.xml · derivative · entry 5

ROSE B ANDREW · CIK 0001451048 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,000

Underlying: Common Shares · 27,000 shares

Expires 2030-06-25

F2 · derivative.exercise_date: This non-qualified stock option was granted pursuant to the Worthington Industries, Inc. 2010 Stock Option Plan. Date listed is the first day any portion of the option will vest. Additional portions of 33.33% of the option vest annually on 6/25/2022 and 6/25/2023.

Read SEC document
June 25, 2020 Filed Jun 30, 2020 00:25 UTC
ROSE B ANDREWPresident
GrantCommon Shares 24,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-039289 · doc4.xml · nonDerivative · entry 1

ROSE B ANDREW · CIK 0001451048 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 593,894

F1 · shares: An award of restricted stock was granted pursuant to the Worthington Industries Inc. Amended and Restated 1997 Long-Term Incentive Plan. The restricted stock will vest on the third anniversary of the grant date (6/25/2023).

Read SEC document
June 25, 2020 Filed Jun 30, 2020 00:23 UTC
WELCH RICHARD GController
GrantNon-qualified stock option (right to acquire) · Derivative 1,800 $0.00 Strike: $36.93 $0.00
Disclosure

SEC source: 0001209191-20-039287 · doc4.xml · derivative · entry 2

WELCH RICHARD G · CIK 0001194138 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,800

Underlying: Common Shares · 1,800 shares

Expires 2030-06-25

F2 · derivative.exercise_date: This non-qualified stock option was granted pursuant to the Worthington Industries, Inc. 2010 Stock Option Plan. Date listed is the first day any portion of the option will vest. Additional portions of 33.33% of the option vest annually on 6/25/2022 and 6/25/2023.

Read SEC document
June 25, 2020 Filed Jun 30, 2020 00:23 UTC
WELCH RICHARD GController
GrantCommon Shares 1,600 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-039287 · doc4.xml · nonDerivative · entry 1

WELCH RICHARD G · CIK 0001194138 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,840

F1 · shares: An award of restricted stock was granted pursuant to the Worthington Industries Inc. Amended and Restated 1997 Long-Term Incentive Plan. The restricted stock will vest on the third anniversary of the grant date (6/25/2023).

Read SEC document
June 25, 2020 Filed Jun 30, 2020 00:21 UTC
MCCONNELL JOHN P/OHDirector · Chairman/Chief Exec Officer · 10% owner
GrantNon-qualified stock option (right to acquire) · Derivative 11,200 $0.00 Strike: $36.93 $0.00
Disclosure

SEC source: 0001209191-20-039286 · doc4.xml · derivative · entry 9

MCCONNELL JOHN P/OH · CIK 0001106145 · Director · Chairman/Chief Exec Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,200

Underlying: Common Shares · 11,200 shares

Expires 2030-06-25

F3 · derivative.exercise_date: This non-qualified stock option was granted pursuant to the Worthington Industries, Inc. 2010 Stock Option Plan. Date listed is the first day any portion of the option will vest. Additional portions of 33.33% of the option vest annually on 6/25/2022 and 6/25/2023.

Read SEC document
June 25, 2020 Filed Jun 30, 2020 00:21 UTC
MCCONNELL JOHN P/OHDirector · Chairman/Chief Exec Officer · 10% owner
GrantCommon Shares 9,400 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-039286 · doc4.xml · nonDerivative · entry 1

MCCONNELL JOHN P/OH · CIK 0001106145 · Director · Chairman/Chief Exec Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,756,077

F1 · shares: An award of restricted stock was granted pursuant to the Worthington Industries Inc. Amended and Restated 1997 Long-Term Incentive Plan. The restricted stock will vest on the third anniversary of the grant date (6/25/2023).

Read SEC document
June 25, 2020 Filed Jun 30, 2020 00:19 UTC
LYTTLE CATHERINE MSr VP & Chief HR Officer
GrantNon-qualified stock option (right to acquire) · Derivative 5,900 $0.00 Strike: $36.93 $0.00
Disclosure

SEC source: 0001209191-20-039283 · doc4.xml · derivative · entry 3

LYTTLE CATHERINE M · CIK 0001554743 · Sr VP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,900

Underlying: Common Shares · 5,900 shares

Expires 2030-06-25

F3 · derivative.exercise_date: This non-qualified stock option was granted pursuant to the Worthington Industries, Inc. 2010 Stock Option Plan. Date listed is the first day any portion of the option will vest. Additional portions of 33.33% of the option vest annually on 6/25/2022 and 6/25/2023.

Read SEC document
June 25, 2020 Filed Jun 30, 2020 00:19 UTC
LYTTLE CATHERINE MSr VP & Chief HR Officer
GrantCommon Shares 5,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-039283 · doc4.xml · nonDerivative · entry 1

LYTTLE CATHERINE M · CIK 0001554743 · Sr VP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,716

F1 · shares: An award of restricted stock was granted pursuant to the Worthington Industries Inc. Amended and Restated 1997 Long-Term Incentive Plan. The restricted stock will vest on the third anniversary of the grant date (6/25/2023).

Read SEC document
June 25, 2020 Filed Jun 30, 2020 00:18 UTC
BRINKMAN DALE TSr, VP-Admin & Secretary
GrantNon-qualified stock option (right to acquire) · Derivative 5,400 $0.00 Strike: $36.93 $0.00
Disclosure

SEC source: 0001209191-20-039282 · doc4.xml · derivative · entry 3

BRINKMAN DALE T · CIK 0001106144 · Sr, VP-Admin & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,400

Underlying: Common Shares · 5,400 shares

Expires 2030-06-25

F3 · derivative.exercise_date: This non-qualified stock option was granted pursuant to the Worthington Industries, Inc. 2010 Stock Option Plan. Date listed is the first day any portion of the option will vest. Additional portions of 33.33% of the option vest annually on 6/25/2022 and 6/25/2023. The last day to exercise out of this option grant is 6/25/2030.

Read SEC document
June 25, 2020 Filed Jun 30, 2020 00:18 UTC
BRINKMAN DALE TSr, VP-Admin & Secretary
GrantCommon Shares 4,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-039282 · doc4.xml · nonDerivative · entry 1

BRINKMAN DALE T · CIK 0001106144 · Sr, VP-Admin & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,780

F1 · shares: An award of restricted stock was granted pursuant to the Worthington Industries, Inc. Amended and Restated 1997 Long-Term Incentive Plan. The restricted stock will vest on the third anniversary of the grant date (6/25/2023).

Read SEC document
June 25, 2020 Filed Jun 30, 2020 00:17 UTC
HAYEK JOSEPH BVP and CFO
GrantNon-qualified stock option (right to acquire) · Derivative 10,100 $0.00 Strike: $36.93 $0.00
Disclosure

SEC source: 0001209191-20-039280 · doc4.xml · derivative · entry 4

HAYEK JOSEPH B · CIK 0001429897 · VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,100

Underlying: Common Shares · 10,100 shares

Expires 2030-06-25

F2 · derivative.exercise_date: This non-qualified stock option was granted pursuant to the Worthington Industries, Inc. 2010 Stock Option Plan. Date listed is the first day any portion of the option will vest. Additional portions of 33.33% of the option vest annually on 6/25/2022 and 6/25/2023. The last day to exercise out of this option grant is 6/25/2030.

Read SEC document
June 25, 2020 Filed Jun 30, 2020 00:17 UTC
HAYEK JOSEPH BVP and CFO
GrantCommon Shares 8,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-039280 · doc4.xml · nonDerivative · entry 1

HAYEK JOSEPH B · CIK 0001429897 · VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,815

F1 · shares: An award of restricted stock was granted pursuant to the Worthington Industries Inc. Amended and Restated 1997 Long-Term Incentive Plan. The restricted stock will vest on the third anniversary of the grant date (6/25/2023).

Read SEC document
June 25, 2020 Filed Jun 30, 2020 00:17 UTC
SMOLENSKI ERIC MPresident-Worthington Cylinder
GrantNon-qualified Stock Option (right to buy) · Derivative 6,800 $0.00 Strike: $36.93 $0.00
Disclosure

SEC source: 0001209191-20-039279 · doc4.xml · derivative · entry 5

SMOLENSKI ERIC M · CIK 0001459904 · President-Worthington Cylinder

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,800

Underlying: Common Shares · 6,800 shares

Expires 2030-06-25

F4 · derivative.exercise_date: This non-qualified stock option was granted pursuant to the Worthington Industries, Inc. 2010 Stock Option Plan. Date listed is the first day any portion of the option will vest. Additional portions of 33.33% of the option vest annually on 6/25/2022 and 6/25/2023.

Read SEC document
June 25, 2020 Filed Jun 30, 2020 00:17 UTC
SMOLENSKI ERIC MPresident-Worthington Cylinder
GrantCommon Shares 10,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-039279 · doc4.xml · nonDerivative · entry 3

SMOLENSKI ERIC M · CIK 0001459904 · President-Worthington Cylinder

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,706

F2 · shares: An award of restricted shares was granted pursuant to the Worthington Industries, Inc. Amended and Restated 1997 Long-Term Incentive Plan. The restricted shares will vest if (i) the common shares of Worthington Industries, Inc. attain an average closing price of at least $65.00 per common share for ninety consecutive days during the five-year period ending on the fifth anniversary of the grant date of the award (i.e. June 25, 2025) and (ii) the reporting person has continuously remained an employee of Worthington Industries, Inc. or one of its subsidiaries through the third anniversary of the grant date of the award (i.e. June 25, 2023).

Read SEC document
June 25, 2020 Filed Jun 30, 2020 00:17 UTC
SMOLENSKI ERIC MPresident-Worthington Cylinder
GrantCommon Shares 15,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-039279 · doc4.xml · nonDerivative · entry 2

SMOLENSKI ERIC M · CIK 0001459904 · President-Worthington Cylinder

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,706

F1 · shares: An award of restricted stock was granted pursuant to the Worthington Industries Inc. Amended and Restated 1997 Long-Term Incentive Plan. The restricted stock will vest on the third anniversary of the grant date (6/25/2023).

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.