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WOR

WORTHINGTON ENTERPRISES, INC.

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4282
SEC CIK
0000108516
Parsed reports
894

Last 12 months

Inside the activity.

0 purchase rows · 9 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202602
Jul 202601
Aug 202600
Sep 202606
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 29, 2021 Filed Feb 1, 2021 15:18 UTC
HAYEK JOSEPH BVP and CFO
GrantPhantom Stock Acquired Under Deferred Compensation Plan · Derivative 2 $52.34 $104.68
Disclosure

SEC source: 0001209191-21-006381 · doc4.xml · derivative · entry 4

HAYEK JOSEPH B · CIK 0001429897 · VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,380

Underlying: Common Shares · 2 shares

Expires not disclosed

F1 · derivative.exercise_price: The account under the 2005 NQ Plan (defined in footnote (2) below) tracks common shares on a one-for-one basis.

F2 · derivative.exercise_date: Prior to October 1, 2014, the account balances related to the theoretical Worthington Industries, Inc. common share deemed investment option could be immediately transferred to other deemed investment options under the terms of the Worthington Industries, Inc. Amended and Restated 2005 Deferred Compensation Plan, as amended (the "2005 NQ Plan").

F3 · derivative.expiration_date: The 2005 NQ Plan provides that effective October 1, 2014 and thereafter, any amount credited in a participant's account to the phantom stock fund (i.e. theoretical Worthington Industries, Inc. common share deemed investment option) may not be transferred to an alternative deemed investment option under the 2005 NQ Plan until distribution from the 2005 NQ Plan. Distributions are made only in common shares of Worthington Industries, Inc. and generally commence upon a person's leaving employment with Worthington Industries, Inc.

F4 · balance_after: The amount reported includes the additional unfunded theoretical common shares (i.e., phantom stock) credited to the theoretical Worthington Industries, Inc. common share deemed investment option pursuant to the dividend reinvestment feature of the 2005 NQ Plan on December 29, 2020.

Read SEC document
January 15, 2021 Filed Jan 19, 2021 15:20 UTC
HAYEK JOSEPH BVP and CFO
GrantPhantom Stock Acquired Under Deferred Compensation Plan · Derivative 2 $56.22 $112.44
Disclosure

SEC source: 0001209191-21-003936 · doc4.xml · derivative · entry 4

HAYEK JOSEPH B · CIK 0001429897 · VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,378

Underlying: Common Shares · 2 shares

Expires not disclosed

F1 · derivative.exercise_price: The account under the 2005 NQ Plan (defined in footnote (2) below) tracks common shares on a one-for-one basis.

F2 · derivative.exercise_date: Prior to October 1, 2014, the account balances related to the theoretical Worthington Industries, Inc. common share deemed investment option could be immediately transferred to other deemed investment options under the terms of the Worthington Industries, Inc. Amended and Restated 2005 Deferred Compensation Plan, as amended (the "2005 NQ Plan").

F3 · derivative.expiration_date: The 2005 NQ Plan provides that effective October 1, 2014 and thereafter, any amount credited in a participant's account to the phantom stock fund (i.e. theoretical Worthington Industries, Inc. common share deemed investment option) may not be transferred to an alternative deemed investment option under the 2005 NQ Plan until distribution from the 2005 NQ Plan. Distributions are made only in common shares of Worthington Industries, Inc. and generally commence upon a person's leaving employment with Worthington Industries, Inc.

F4 · balance_after: The amount reported includes the additional unfunded theoretical common shares (i.e., phantom stock) credited to the theoretical Worthington Industries, Inc. common share deemed investment option pursuant to the dividend reinvestment feature of the 2005 NQ Plan on December 29, 2020.

Read SEC document
January 06, 2021 Filed Jan 7, 2021 22:21 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 8,000 $0.00 Strike: $22.06 $0.00
Disclosure

SEC source: 0001209191-21-002537 · doc4.xml · derivative · entry 6

SCHIAVO MARY FACKLER · CIK 0001194134 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 8,000 shares

Expires 2022-09-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This non-qualified stock option was granted pursuant to the Worthington Industries, Inc. 2006 Equity Incentive Plan for Non-Employee Directors and became vested and fully exercisable on the first to occur: (i) the first anniversary of the grant date or (ii) the date of the next Annual Meeting of Shareholders of Worthington Industries, Inc. following the grant date.

Read SEC document
January 06, 2021 Filed Jan 7, 2021 22:21 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 8,000 $0.00 Strike: $14.43 $0.00
Disclosure

SEC source: 0001209191-21-002537 · doc4.xml · derivative · entry 5

SCHIAVO MARY FACKLER · CIK 0001194134 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 8,000 shares

Expires 2021-09-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This non-qualified stock option was granted pursuant to the Worthington Industries, Inc. 2006 Equity Incentive Plan for Non-Employee Directors and became vested and fully exercisable on the first to occur: (i) the first anniversary of the grant date or (ii) the date of the next Annual Meeting of Shareholders of Worthington Industries, Inc. following the grant date.

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January 06, 2021 Filed Jan 7, 2021 22:21 UTC Tax withholdingCommon Shares 3,082 $57.24 $176,413.68
Disclosure

SEC source: 0001209191-21-002537 · doc4.xml · nonDerivative · entry 4

SCHIAVO MARY FACKLER · CIK 0001194134 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,174

Read SEC document
January 06, 2021 Filed Jan 7, 2021 22:21 UTC Exercise / conversionCommon Shares 8,000 $22.06 $176,480.00
Disclosure

SEC source: 0001209191-21-002537 · doc4.xml · nonDerivative · entry 3

SCHIAVO MARY FACKLER · CIK 0001194134 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,256

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 06, 2021 Filed Jan 7, 2021 22:21 UTC Tax withholdingCommon Shares 2,016 $57.24 $115,395.84
Disclosure

SEC source: 0001209191-21-002537 · doc4.xml · nonDerivative · entry 2

SCHIAVO MARY FACKLER · CIK 0001194134 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,256

Read SEC document
January 06, 2021 Filed Jan 7, 2021 22:21 UTC Exercise / conversionCommon Shares 8,000 $14.43 $115,440.00
Disclosure

SEC source: 0001209191-21-002537 · doc4.xml · nonDerivative · entry 1

SCHIAVO MARY FACKLER · CIK 0001194134 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,272

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 06, 2021 Filed Jan 7, 2021 21:00 UTC
KLINGLER JEFFREY RPresident, Worthington Steel
SaleCommon Shares 759 $56.88 $43,171.92
Disclosure

SEC source: 0001209191-21-002478 · doc4.xml · nonDerivative · entry 1

KLINGLER JEFFREY R · CIK 0001776278 · President, Worthington Steel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,807

F1 · price: The price reported is a weighted average price. The reporting person undertakes to provide to Worthington Industries, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of common shares sold at each separate price within the ranges set forth.

Read SEC document
December 31, 2020 Filed Jan 4, 2021 17:22 UTC
HAYEK JOSEPH BVP and CFO
GrantPhantom Stock Acquired Under Deferred Compensation Plan · Derivative 2 $51.34 $102.68
Disclosure

SEC source: 0001209191-21-000074 · doc4.xml · derivative · entry 4

HAYEK JOSEPH B · CIK 0001429897 · VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,376

Underlying: Common Shares · 2 shares

Expires not disclosed

F1 · derivative.exercise_price: The account under the 2005 NQ Plan (defined in footnote (2) below) tracks common shares on a one-for-one basis.

F2 · derivative.exercise_date: Prior to October 1, 2014, the account balances related to the theoretical Worthington Industries, Inc. common share deemed investment option could be immediately transferred to other deemed investment options under the terms of the Worthington Industries, Inc. Amended and Restated 2005 Deferred Compensation Plan, as amended (the "2005 NQ Plan").

F3 · derivative.expiration_date: The 2005 NQ Plan provides that effective October 1, 2014 and thereafter, any amount credited in a participant's account to the phantom stock fund (i.e. theoretical Worthington Industries, Inc. common share deemed investment option) may not be transferred to an alternative deemed investment option under the 2005 NQ Plan until distribution from the 2005 NQ Plan. Distributions are made only in common shares of Worthington Industries, Inc. and generally commence upon a person's leaving employment with Worthington Industries, Inc.

F4 · balance_after: The amount reported includes the additional unfunded theoretical common shares (i.e., phantom stock) credited to the theoretical Worthington Industries, Inc. common share deemed investment option pursuant to the dividend reinvestment feature of the 2005 NQ Plan on December 29, 2020.

Read SEC document
December 18, 2020 Filed Dec 21, 2020 13:49 UTC
HAYEK JOSEPH BVP and CFO
GrantPhantom Stock Acquired Under Deferred Compensation Plan · Derivative 2 $49.11 $98.22
Disclosure

SEC source: 0001209191-20-064588 · doc4.xml · derivative · entry 4

HAYEK JOSEPH B · CIK 0001429897 · VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,368

Underlying: Common Shares · 2 shares

Expires not disclosed

F1 · derivative.exercise_price: The account under the 2005 NQ Plan (defined in footnote (2) below) tracks common shares on a one-for-one basis.

F2 · derivative.exercise_date: Prior to October 1, 2014, the account balances related to the theoretical Worthington Industries, Inc. common share deemed investment option could be immediately transferred to other deemed investment options under the terms of the Worthington Industries, Inc. Amended and Restated 2005 Deferred Compensation Plan, as amended (the "2005 NQ Plan").

F3 · derivative.expiration_date: The 2005 NQ Plan provides that effective October 1, 2014 and thereafter, any amount credited in a participant's account to the phantom stock fund (i.e. theoretical Worthington Industries, Inc. common share deemed investment option) may not be transferred to an alternative deemed investment option under the 2005 NQ Plan until distribution from the 2005 NQ Plan. Distributions are made only in common shares of Worthington Industries, Inc. and generally commence upon a person's leaving employment with Worthington Industries, Inc.

F4 · balance_after: The amount reported includes the additional unfunded theoretical common shares (i.e., phantom stock) credited to the theoretical Worthington Industries, Inc. common share deemed investment option pursuant to the dividend reinvestment feature of the 2005 NQ Plan on December 18, 2020.

Read SEC document
December 18, 2020 Filed Dec 29, 2020 15:40 UTC
MCCONNELL JOHN P/OHDirector · Executive Chairman · 10% owner
GiftCommon Shares 44,250 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-065314 · doc4.xml · nonDerivative · entry 9

MCCONNELL JOHN P/OH · CIK 0001106145 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By McConnell 2020 LAE Trust

Disclosed balance after: 44,250

F3 · ownership.nature: These common shares are held in an irrevocable trust for the benefit of the son of the reporting person's spouse. The reporting person's spouse is the trustee of such irrevocable trust.

Read SEC document
December 18, 2020 Filed Dec 29, 2020 15:40 UTC
MCCONNELL JOHN P/OHDirector · Executive Chairman · 10% owner
GiftCommon Shares 442,250 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-065314 · doc4.xml · nonDerivative · entry 1

MCCONNELL JOHN P/OH · CIK 0001106145 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,355,518

F1 · shares: This transaction involved gifts of: (1) an aggregate of 398,000 common shares by the reporting person, in his capacity as settlor, to four separate irrevocable trusts for the benefit of four of his children (one who shares his household and three who no longer share his household), with each such irrevocable trust having an independent trustee who is not related to the reporting person; and (2) 44,250 common shares by the reporting person, in his capacity as settlor, to an irrevocable trust for the benefit of the son of the reporting person's spouse (not described in clause (1)), with such reporting person's spouse serving as the trustee of such irrevocable trust. The reporting person has no reportable beneficial ownership of or pecuniary interest in the aggregate of 398,000 common shares gifted to the irrevocable trusts having an independent trustee who is not related to the reporting person.

Read SEC document
December 04, 2020 Filed Dec 8, 2020 14:34 UTC
HAYEK JOSEPH BVP and CFO
GrantPhantom Stock Acquired Under Deferred Compensation Plan · Derivative 2 $53.30 $106.60
Disclosure

SEC source: 0001209191-20-062120 · doc4.xml · derivative · entry 4

HAYEK JOSEPH B · CIK 0001429897 · VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,366

Underlying: Common Shares · 2 shares

Expires not disclosed

F2 · derivative.exercise_price: The account under the 2005 NQ Plan (defined in footnote (3) below) tracks common shares on a one-for-one basis.

F3 · derivative.exercise_date: Prior to October 1, 2014, the account balances related to the theoretical Worthington Industries, Inc. common share deemed investment option could be immediately transferred to other deemed investment options under the terms of the Worthington Industries, Inc. Amended and Restated 2005 Deferred Compensation Plan, as amended (the "2005 NQ Plan").

F4 · derivative.expiration_date: The 2005 NQ Plan provides that effective October 1, 2014 and thereafter, any amount credited in a participant's account to the phantom stock fund (i.e. theoretical Worthington Industries, Inc. common share deemed investment option) may not be transferred to an alternative deemed investment option under the 2005 NQ Plan until distribution from the 2005 NQ Plan. Distributions are made only in common shares of Worthington Industries, Inc. and generally commence upon a person's leaving employment with Worthington Industries, Inc.

F5 · balance_after: The amount reported includes the additional unfunded theoretical common shares (i.e., phantom stock) credited to the theoretical Worthington Industries, Inc. common share deemed investment option pursuant to the dividend reinvestment feature of the 2005 NQ Plan on December 4, 2020.

Read SEC document
November 20, 2020 Filed Nov 23, 2020 18:33 UTC
HAYEK JOSEPH BVP and CFO
GrantPhantom Stock Acquired Under Deferred Compensation Plan · Derivative 2 $51.44 $102.88
Disclosure

SEC source: 0001209191-20-059927 · doc4.xml · derivative · entry 4

HAYEK JOSEPH B · CIK 0001429897 · VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,364

Underlying: Common Shares · 2 shares

Expires not disclosed

F1 · derivative.exercise_price: The account under the 2005 NQ Plan tracks common shares on a one-for-one basis.

F2 · derivative.exercise_date: Prior to October 1, 2014, the account balances related to the theoretical Worthington Industries, Inc. common share deemed investment option could be immediately transferred to other investment options under the terms of the Worthington Industries, Inc. Amended and Restated 2005 Deferred Compensation Plan, as amended (the "2005 NQ Plan").

F3 · derivative.expiration_date: The 2005 NQ Plan provides that effective October 1, 2014 and thereafter, any amount credited in a participant's account to the phantom stock fund (i.e. theoretical Worthington Industries, Inc. common share deemed investment option) may not be transferred to an alternative deemed investment option under the 2005 NQ Plan until distribution from the 2005 Plan. Distributions are made only in common shares of Worthington Industries, Inc. and generally commence upon a person's leaving employment with Worthington Industries, Inc.

F4 · balance_after: The amount reported represents additional unfunded theoretical common shares (i.e., phantom stock) credited pursuant to the dividend reinvestment feature of the 2005 NQ Plan.

Read SEC document
November 12, 2020 Filed Nov 13, 2020 14:12 UTC
BRINKMAN DALE TSr, VP-Admin & Secretary
SaleCommon Shares 1,789 $51.15 $91,507.35
Disclosure

SEC source: 0001209191-20-058209 · doc4.xml · nonDerivative · entry 1

BRINKMAN DALE T · CIK 0001106144 · Sr, VP-Admin & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,419

F1 · price: The price reported is a weighted average price. The reporting person undertakes to provide to Worthington Industries, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of common shares sold at each separate price within the ranges set forth.

Read SEC document
November 10, 2020 Filed Nov 12, 2020 14:16 UTC
GILMORE GEOFFREY GEVP & Chief Operating Officer
Exercise / conversionNon-qualified stock option (right to buy) · Derivative 3,334 $0.00 Strike: $38.91 $0.00
Disclosure

SEC source: 0001209191-20-057839 · doc4.xml · derivative · entry 8

GILMORE GEOFFREY G · CIK 0001554715 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,666

Underlying: Common Shares · 3,334 shares

Expires 2029-06-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: This non-qualified stock option was granted pursuant to the Worthington Industries, Inc. 2010 Stock Option Plan. Date listed is the first day any portion of the option vested. Additional portions of 33.33% of the option will vest annually on 06/27/2021 and 06/27/2022.

Read SEC document
November 10, 2020 Filed Nov 12, 2020 14:16 UTC
GILMORE GEOFFREY GEVP & Chief Operating Officer
Exercise / conversionNon-qualified stock option (right to buy) · Derivative 8,500 $0.00 Strike: $30.92 $0.00
Disclosure

SEC source: 0001209191-20-057839 · doc4.xml · derivative · entry 7

GILMORE GEOFFREY G · CIK 0001554715 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 8,500 shares

Expires 2025-06-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This non-qualified stock option was granted pursuant to the Worthington Industries, Inc. 2010 Stock Option Plan. Date listed is the first day any portion of the option vested. Additional portions of 33.33% of the option vested annually on 06/26/2017 and 6/26/2018.

Read SEC document
November 10, 2020 Filed Nov 12, 2020 14:16 UTC
GILMORE GEOFFREY GEVP & Chief Operating Officer
Exercise / conversionNon-qualified stock option (right to buy) · Derivative 6,000 $0.00 Strike: $31.71 $0.00
Disclosure

SEC source: 0001209191-20-057839 · doc4.xml · derivative · entry 6

GILMORE GEOFFREY G · CIK 0001554715 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 6,000 shares

Expires 2023-06-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This non-qualified stock option was granted pursuant to the Worthington Industries, Inc. 2010 Stock Option Plan. Date listed is the first day any portion of the option vested. Additional portions of 33.33% of the option vested annually on 06/29/2014 and 06/29/2015.

Read SEC document
November 10, 2020 Filed Nov 12, 2020 14:16 UTC
GILMORE GEOFFREY GEVP & Chief Operating Officer
SaleCommon Shares 11,089 $52.49 $582,061.61
Disclosure

SEC source: 0001209191-20-057839 · doc4.xml · nonDerivative · entry 5

GILMORE GEOFFREY G · CIK 0001554715 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 188,841

F1 · price: The price reported is a weighted average price. The reporting person undertakes to provide to Worthington Industries, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of common shares sold at each separate price within the ranges set forth.

Read SEC document
November 10, 2020 Filed Nov 12, 2020 14:16 UTC
GILMORE GEOFFREY GEVP & Chief Operating Officer
SaleCommon Shares 17,834 $52.48 $935,928.32
Disclosure

SEC source: 0001209191-20-057839 · doc4.xml · nonDerivative · entry 4

GILMORE GEOFFREY G · CIK 0001554715 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 199,930

F1 · price: The price reported is a weighted average price. The reporting person undertakes to provide to Worthington Industries, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of common shares sold at each separate price within the ranges set forth.

Read SEC document
November 10, 2020 Filed Nov 12, 2020 14:16 UTC
GILMORE GEOFFREY GEVP & Chief Operating Officer
Exercise / conversionCommon Shares 3,334 $38.91 $129,725.94
Disclosure

SEC source: 0001209191-20-057839 · doc4.xml · nonDerivative · entry 3

GILMORE GEOFFREY G · CIK 0001554715 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 217,764

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 10, 2020 Filed Nov 12, 2020 14:16 UTC
GILMORE GEOFFREY GEVP & Chief Operating Officer
Exercise / conversionCommon Shares 8,500 $30.92 $262,820.00
Disclosure

SEC source: 0001209191-20-057839 · doc4.xml · nonDerivative · entry 2

GILMORE GEOFFREY G · CIK 0001554715 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 214,430

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 10, 2020 Filed Nov 12, 2020 14:16 UTC
GILMORE GEOFFREY GEVP & Chief Operating Officer
Exercise / conversionCommon Shares 6,000 $31.71 $190,260.00
Disclosure

SEC source: 0001209191-20-057839 · doc4.xml · nonDerivative · entry 1

GILMORE GEOFFREY G · CIK 0001554715 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 205,930

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 09, 2020 Filed Nov 10, 2020 15:53 UTC
KLINGLER JEFFREY RPresident, Worthington Steel
Exercise / conversionNon-qualified stock option (right to buy) · Derivative 1,267 $0.00 Strike: $38.91 $0.00
Disclosure

SEC source: 0001209191-20-057554 · doc4.xml · derivative · entry 11

KLINGLER JEFFREY R · CIK 0001776278 · President, Worthington Steel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,533

Underlying: Common Shares · 1,267 shares

Expires 2029-06-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: This non-qualified stock option was granted pursuant to the Worthington Industries, Inc. 2010 Stock Option Plan. Date listed is the first day any portion of the option vested. Additional portions of 33.33% of the option will vest annually on 6/27/2021 and 6/27/2022.

Read SEC document
November 09, 2020 Filed Nov 10, 2020 15:53 UTC
KLINGLER JEFFREY RPresident, Worthington Steel
Exercise / conversionNon-qualified stock option (right to buy) · Derivative 600 $0.00 Strike: $42.91 $0.00
Disclosure

SEC source: 0001209191-20-057554 · doc4.xml · derivative · entry 10

KLINGLER JEFFREY R · CIK 0001776278 · President, Worthington Steel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300

Underlying: Common Shares · 600 shares

Expires 2028-06-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: This non-qualified stock option was granted pursuant to the Worthington Industries, Inc. 2010 Stock Option Plan. Date listed is the first day any portion of the option vested. Additional portions of 33.33% of the option vested on 6/28/2020 and will vest on 6/28/2021.

Read SEC document
November 09, 2020 Filed Nov 10, 2020 15:53 UTC
KLINGLER JEFFREY RPresident, Worthington Steel
Exercise / conversionNon-qualified stock option (right to buy) · Derivative 900 $0.00 Strike: $47.76 $0.00
Disclosure

SEC source: 0001209191-20-057554 · doc4.xml · derivative · entry 9

KLINGLER JEFFREY R · CIK 0001776278 · President, Worthington Steel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 900 shares

Expires 2027-06-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This non-qualified stock option was granted pursuant to the Worthington Industries, Inc. 2010 Stock Option Plan. Date listed is the first day any portion of the option vested. Additional portions of 33.33% of the option vested annually on 6/29/2019 and 6/29/2020.

Read SEC document
November 09, 2020 Filed Nov 10, 2020 15:53 UTC
KLINGLER JEFFREY RPresident, Worthington Steel
Exercise / conversionNon-qualified stock option (right to buy) · Derivative 1,100 $0.00 Strike: $42.30 $0.00
Disclosure

SEC source: 0001209191-20-057554 · doc4.xml · derivative · entry 8

KLINGLER JEFFREY R · CIK 0001776278 · President, Worthington Steel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 1,100 shares

Expires 2026-06-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This non-qualified stock option was granted pursuant to the Worthington Industries, Inc. 2010 Stock Option Plan. Date listed is the first day any portion of the option vested. Additional portions of 33.33% of the option vested annually on 6/30/2018 and 6/30/2019.

Read SEC document
November 09, 2020 Filed Nov 10, 2020 15:53 UTC
KLINGLER JEFFREY RPresident, Worthington Steel
SaleCommon Shares 3,867 $52.79 $204,138.93
Disclosure

SEC source: 0001209191-20-057554 · doc4.xml · nonDerivative · entry 5

KLINGLER JEFFREY R · CIK 0001776278 · President, Worthington Steel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,566

Read SEC document
November 09, 2020 Filed Nov 10, 2020 15:53 UTC
KLINGLER JEFFREY RPresident, Worthington Steel
Exercise / conversionCommon Shares 1,267 $38.91 $49,298.97
Disclosure

SEC source: 0001209191-20-057554 · doc4.xml · nonDerivative · entry 4

KLINGLER JEFFREY R · CIK 0001776278 · President, Worthington Steel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,433

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 09, 2020 Filed Nov 10, 2020 15:53 UTC
KLINGLER JEFFREY RPresident, Worthington Steel
Exercise / conversionCommon Shares 600 $42.91 $25,746.00
Disclosure

SEC source: 0001209191-20-057554 · doc4.xml · nonDerivative · entry 3

KLINGLER JEFFREY R · CIK 0001776278 · President, Worthington Steel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,166

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 09, 2020 Filed Nov 10, 2020 15:53 UTC
KLINGLER JEFFREY RPresident, Worthington Steel
Exercise / conversionCommon Shares 900 $47.76 $42,984.00
Disclosure

SEC source: 0001209191-20-057554 · doc4.xml · nonDerivative · entry 2

KLINGLER JEFFREY R · CIK 0001776278 · President, Worthington Steel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,566

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 09, 2020 Filed Nov 10, 2020 15:53 UTC
KLINGLER JEFFREY RPresident, Worthington Steel
Exercise / conversionCommon Shares 1,100 $42.30 $46,530.00
Disclosure

SEC source: 0001209191-20-057554 · doc4.xml · nonDerivative · entry 1

KLINGLER JEFFREY R · CIK 0001776278 · President, Worthington Steel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,666

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 06, 2020 Filed Nov 6, 2020 19:29 UTC
WELCH RICHARD GController
SaleCommon Shares 1,845 $50.45 $93,080.25
Disclosure

SEC source: 0001209191-20-057241 · doc4.xml · nonDerivative · entry 2

WELCH RICHARD G · CIK 0001194138 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,206

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November 06, 2020 Filed Nov 9, 2020 17:00 UTC
HAYEK JOSEPH BVP and CFO
GrantPhantom Stock Acquired Under Deferred Compensation Plan · Derivative 2 $49.92 $99.84
Disclosure

SEC source: 0001209191-20-057397 · doc4.xml · derivative · entry 4

HAYEK JOSEPH B · CIK 0001429897 · VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,362

Underlying: Common Shares · 2 shares

Expires not disclosed

F1 · derivative.exercise_price: The account under the 2005 NQ Plan tracks common shares on a one-for-one basis.

F2 · derivative.exercise_date: Prior to October 1, 2014, the account balances related to the theoretical Worthington Industries, Inc. common share deemed investment option could be immediately transferred to other investment options under the terms of the Worthington Industries, Inc. Amended and Restated 2005 Deferred Compensation Plan, as amended (the "2005 NQ Plan").

F3 · derivative.expiration_date: The 2005 NQ Plan provides that effective October 1, 2014 and thereafter, any amount credited in a participant's account to the phantom stock fund (i.e. theoretical Worthington Industries, Inc. common share deemed investment option) may not be transferred to an alternative deemed investment option under the 2005 NQ Plan until distribution from the 2005 Plan. Distributions are made only in common shares of Worthington Industries, Inc. and generally commence upon a person's leaving employment with Worthington Industries, Inc.

F4 · balance_after: The amount reported represents additional unfunded theoretical common shares (i.e., phantom stock) credited pursuant to the dividend reinvestment feature of the 2005 NQ Plan.

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November 04, 2020 Filed Nov 6, 2020 19:29 UTC
WELCH RICHARD GController
GiftCommon Shares 1,864 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-057241 · doc4.xml · nonDerivative · entry 1

WELCH RICHARD G · CIK 0001194138 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,051

F1 · shares: This is a voluntary filing to disclose a transaction involving a gift of securities by the Reporting Person to a charity.

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November 03, 2020 Filed Nov 3, 2020 19:51 UTC
BRINKMAN DALE TSr, VP-Admin & Secretary
SaleCommon Shares 3,500 $51.20 $179,200.00
Disclosure

SEC source: 0001209191-20-056564 · doc4.xml · nonDerivative · entry 3

BRINKMAN DALE T · CIK 0001106144 · Sr, VP-Admin & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,208

F1 · price: The price reported is a weighted average price. The reporting person undertakes to provide to Worthington Industries, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of common shares sold at each separate price within the ranges set forth.

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November 02, 2020 Filed Nov 3, 2020 19:42 UTC
ROSE B ANDREWPresident & CEO
Exercise / conversionNon-qualified Stock Option (right to buy) · Derivative 50,000 $0.00 Strike: $20.47 $0.00
Disclosure

SEC source: 0001209191-20-056560 · doc4.xml · derivative · entry 9

ROSE B ANDREW · CIK 0001451048 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 50,000 shares

Expires 2022-06-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This non-qualified stock option was granted pursuant to the Worthington Industries, Inc. 2010 Stock Option Plan. Date listed is the first day any portion of the option will vest. Additional portions of 33.33% of the option vested annually on 6/29/2014 and 6/29/2015.

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November 02, 2020 Filed Nov 3, 2020 19:42 UTC
ROSE B ANDREWPresident & CEO
Exercise / conversionNon-qualified Stock Option (right to buy) · Derivative 30,000 $0.00 Strike: $23.10 $0.00
Disclosure

SEC source: 0001209191-20-056560 · doc4.xml · derivative · entry 8

ROSE B ANDREW · CIK 0001451048 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 30,000 shares

Expires 2021-06-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This non-qualified stock option was granted pursuant to the Worthington Industries, Inc. 2010 Stock Option Plan. Date listed is the first day any portion of the option will vest. Additional portions of 33.33% of the option vested annually on 6/30/2013 and 6/30/2014.

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November 02, 2020 Filed Nov 3, 2020 19:42 UTC
ROSE B ANDREWPresident & CEO
Tax withholdingCommon Shares 34,232 $50.33 $1,722,896.56
Disclosure

SEC source: 0001209191-20-056560 · doc4.xml · nonDerivative · entry 4

ROSE B ANDREW · CIK 0001451048 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 613,605

Read SEC document
November 02, 2020 Filed Nov 3, 2020 19:42 UTC
ROSE B ANDREWPresident & CEO
Exercise / conversionCommon Shares 50,000 $20.47 $1,023,500.00
Disclosure

SEC source: 0001209191-20-056560 · doc4.xml · nonDerivative · entry 3

ROSE B ANDREW · CIK 0001451048 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 647,837

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 02, 2020 Filed Nov 3, 2020 19:42 UTC
ROSE B ANDREWPresident & CEO
Tax withholdingCommon Shares 21,372 $50.33 $1,075,652.76
Disclosure

SEC source: 0001209191-20-056560 · doc4.xml · nonDerivative · entry 2

ROSE B ANDREW · CIK 0001451048 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 597,837

Read SEC document
November 02, 2020 Filed Nov 3, 2020 19:42 UTC
ROSE B ANDREWPresident & CEO
Exercise / conversionCommon Shares 30,000 $23.10 $693,000.00
Disclosure

SEC source: 0001209191-20-056560 · doc4.xml · nonDerivative · entry 1

ROSE B ANDREW · CIK 0001451048 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 619,209

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 02, 2020 Filed Nov 3, 2020 19:51 UTC
BRINKMAN DALE TSr, VP-Admin & Secretary
SaleCommon Shares 4,065 $49.21 $200,038.65
Disclosure

SEC source: 0001209191-20-056564 · doc4.xml · nonDerivative · entry 2

BRINKMAN DALE T · CIK 0001106144 · Sr, VP-Admin & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,708

F1 · price: The price reported is a weighted average price. The reporting person undertakes to provide to Worthington Industries, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of common shares sold at each separate price within the ranges set forth.

Read SEC document
November 02, 2020 Filed Nov 3, 2020 19:41 UTC
SMOLENSKI ERIC MPresident-Worthington Cylinder
Exercise / conversionNon-qualified stock option (right to buy) · Derivative 9,000 $0.00 Strike: $23.10 $0.00
Disclosure

SEC source: 0001209191-20-056559 · doc4.xml · derivative · entry 4

SMOLENSKI ERIC M · CIK 0001459904 · President-Worthington Cylinder

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,000

Underlying: Common Shares · 9,000 shares

Expires 2021-06-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This non-qualified stock option was granted pursuant to the Worthington Industries, Inc. 2010 Stock Option Plan. Date listed is the first day any portion of the option will vest. Additional portions of 33.33% of the option vested annually on 6/30/2013 and 6/30/2014.

Read SEC document
November 02, 2020 Filed Nov 3, 2020 19:41 UTC
SMOLENSKI ERIC MPresident-Worthington Cylinder
SaleCommon Shares 9,000 $49.98 $449,820.00
Disclosure

SEC source: 0001209191-20-056559 · doc4.xml · nonDerivative · entry 2

SMOLENSKI ERIC M · CIK 0001459904 · President-Worthington Cylinder

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,831

Read SEC document
November 02, 2020 Filed Nov 3, 2020 19:41 UTC
SMOLENSKI ERIC MPresident-Worthington Cylinder
Exercise / conversionCommon Shares 9,000 $23.10 $207,900.00
Disclosure

SEC source: 0001209191-20-056559 · doc4.xml · nonDerivative · entry 1

SMOLENSKI ERIC M · CIK 0001459904 · President-Worthington Cylinder

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,831

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 30, 2020 Filed Nov 3, 2020 19:51 UTC
BRINKMAN DALE TSr, VP-Admin & Secretary
SaleCommon Shares 4,992 $49.77 $248,451.84
Disclosure

SEC source: 0001209191-20-056564 · doc4.xml · nonDerivative · entry 1

BRINKMAN DALE T · CIK 0001106144 · Sr, VP-Admin & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,773

F1 · price: The price reported is a weighted average price. The reporting person undertakes to provide to Worthington Industries, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of common shares sold at each separate price within the ranges set forth.

Read SEC document
October 29, 2020 Filed Oct 30, 2020 14:43 UTC Exercise / conversionNon-qualified stock option (right to buy) · Derivative 8,000 $0.00 Strike: $14.43 $0.00
Disclosure

SEC source: 0001209191-20-056282 · doc4.xml · derivative · entry 3

NELSON CARL A JR · CIK 0001229316 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 8,000 shares

Expires 2021-09-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This non-qualified stock option was granted pursuant to the Worthington Industries, Inc. 2006 Equity Incentive Plan for Non-Employee Directors and became vested and fully exercisable on the first anniversary of the grant date.

Read SEC document
October 29, 2020 Filed Oct 30, 2020 14:43 UTC Tax withholdingCommon Shares 2,334 $49.44 $115,392.96
Disclosure

SEC source: 0001209191-20-056282 · doc4.xml · nonDerivative · entry 2

NELSON CARL A JR · CIK 0001229316 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,851

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.