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WLY

JOHN WILEY & SONS, INC.

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4304
SEC CIK
0000107140
Parsed reports
832

Last 12 months

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0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 30, 2018 Filed May 2, 2018 20:17 UTC
Singh ArchanaEVP, Human Resources
Exercise / conversionRestricted Stock Units · Derivative 715 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-008523 · doc4.xml · derivative · entry 6

Singh Archana · CIK 0001678680 · EVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,145

Underlying: Class A Common · 715 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Restricted stock units convert into Class A common stock on a one-for-one basis.

F5 · derivative.exercise_date: On June 21, 2017, the reporting person was granted 2,863 restricted stock units, vesting in four equal annual installments beginning on April 30th of each year after grant.

F5 · derivative.expiration_date: On June 21, 2017, the reporting person was granted 2,863 restricted stock units, vesting in four equal annual installments beginning on April 30th of each year after grant.

Read SEC document
April 30, 2018 Filed May 2, 2018 20:17 UTC
Singh ArchanaEVP, Human Resources
Exercise / conversionRestricted Stock Units · Derivative 590 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-008523 · doc4.xml · derivative · entry 5

Singh Archana · CIK 0001678680 · EVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,860

Underlying: Class A Common · 590 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Restricted stock units convert into Class A common stock on a one-for-one basis.

F4 · derivative.exercise_date: On June 23, 2016, the reporting person was granted 2,360 restricted stock units, vesting in four equal annual installments beginning on April 30th of each year after grant.

F4 · derivative.expiration_date: On June 23, 2016, the reporting person was granted 2,360 restricted stock units, vesting in four equal annual installments beginning on April 30th of each year after grant.

Read SEC document
April 30, 2018 Filed May 2, 2018 20:17 UTC
Singh ArchanaEVP, Human Resources
Tax withholdingClass A Common 779 $65.95 $51,375.05
Disclosure

SEC source: 0001225208-18-008523 · doc4.xml · nonDerivative · entry 4

Singh Archana · CIK 0001678680 · EVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,806

F2 · kind: Represents shares surrendered to cover withholding tax liability due upon vesting of restricted stock units.

Read SEC document
April 30, 2018 Filed May 2, 2018 20:17 UTC
Singh ArchanaEVP, Human Resources
Exercise / conversionClass A Common 590 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-008523 · doc4.xml · nonDerivative · entry 3

Singh Archana · CIK 0001678680 · EVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,585

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: 0.00

Read SEC document
April 30, 2018 Filed May 2, 2018 20:17 UTC
Singh ArchanaEVP, Human Resources
Exercise / conversionClass A Common 715 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-008523 · doc4.xml · nonDerivative · entry 2

Singh Archana · CIK 0001678680 · EVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,995

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: 0.00

Read SEC document
April 30, 2018 Filed May 2, 2018 20:17 UTC
Singh ArchanaEVP, Human Resources
Exercise / conversionClass A Common 1,259 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-008523 · doc4.xml · nonDerivative · entry 1

Singh Archana · CIK 0001678680 · EVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,280

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: 0.00

Read SEC document
April 30, 2018 Filed May 2, 2018 20:17 UTC
KRITZMACHER JOHN AExec VP and CFO
Exercise / conversionRestricted Stock Units · Derivative 6,297 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-008522 · doc4.xml · derivative · entry 13

KRITZMACHER JOHN A · CIK 0001194009 · Exec VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,251

Underlying: Class A Common · 6,297 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Restricted stock units convert into Class A common stock on a one-for-one basis.

F10 · derivative.exercise_date: On June 21, 2017, the reporting person was granted 19,084 restricted stock units, vesting in three equal annual installments beginning on April 30th of each year after grant.

F10 · derivative.expiration_date: On June 21, 2017, the reporting person was granted 19,084 restricted stock units, vesting in three equal annual installments beginning on April 30th of each year after grant.

Read SEC document
April 30, 2018 Filed May 2, 2018 20:17 UTC
KRITZMACHER JOHN AExec VP and CFO
Exercise / conversionRestricted Stock Units · Derivative 2,303 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-008522 · doc4.xml · derivative · entry 12

KRITZMACHER JOHN A · CIK 0001194009 · Exec VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,548

Underlying: Class A Common · 2,303 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Restricted stock units convert into Class A common stock on a one-for-one basis.

F9 · derivative.exercise_date: On June 22, 2016, the reporting person was granted 9,205 restricted stock units, vesting in four equal annual installments beginning on April 30th of each year after grant.

F9 · derivative.expiration_date: On June 22, 2016, the reporting person was granted 9,205 restricted stock units, vesting in four equal annual installments beginning on April 30th of each year after grant.

Read SEC document
April 30, 2018 Filed May 2, 2018 20:17 UTC
KRITZMACHER JOHN AExec VP and CFO
Exercise / conversionRestricted Stock Units · Derivative 2,287 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-008522 · doc4.xml · derivative · entry 11

KRITZMACHER JOHN A · CIK 0001194009 · Exec VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,851

Underlying: Class A Common · 2,287 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Restricted stock units convert into Class A common stock on a one-for-one basis.

F8 · derivative.exercise_date: On June 21, 2017, the reporting person was granted 9,151 restricted stock units, vesting in four equal annual installments beginning on April 30th of each year after grant.

F8 · derivative.expiration_date: On June 21, 2017, the reporting person was granted 9,151 restricted stock units, vesting in four equal annual installments beginning on April 30th of each year after grant.

Read SEC document
April 30, 2018 Filed May 2, 2018 20:17 UTC
KRITZMACHER JOHN AExec VP and CFO
Exercise / conversionRestricted Stock Units · Derivative 1,750 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-18-008522 · doc4.xml · derivative · entry 10

KRITZMACHER JOHN A · CIK 0001194009 · Exec VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,702

Underlying: Class A Common · 1,750 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Restricted stock units convert into Class A common stock on a one-for-one basis.

F7 · derivative.exercise_date: On June 24, 2014, the reporting person was granted 3,500 restricted stock units, vesting 50% on April 30, 2018 and 50% on April 30, 2019.

F7 · derivative.expiration_date: On June 24, 2014, the reporting person was granted 3,500 restricted stock units, vesting 50% on April 30, 2018 and 50% on April 30, 2019.

Read SEC document
April 30, 2018 Filed May 2, 2018 20:17 UTC
KRITZMACHER JOHN AExec VP and CFO
Exercise / conversionRestricted Stock Units · Derivative 952 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-18-008522 · doc4.xml · derivative · entry 9

KRITZMACHER JOHN A · CIK 0001194009 · Exec VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,452

Underlying: Class A Common · 952 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Restricted stock units convert into Class A common stock on a one-for-one basis.

F6 · derivative.exercise_date: On June 25, 2015, the reporting person was granted 3,810 restricted stock units, vesting in four equal annual installments beginning on April 30th of each year after grant.

F6 · derivative.expiration_date: On June 25, 2015, the reporting person was granted 3,810 restricted stock units, vesting in four equal annual installments beginning on April 30th of each year after grant.

Read SEC document
April 30, 2018 Filed May 2, 2018 20:17 UTC
KRITZMACHER JOHN AExec VP and CFO
Exercise / conversionRestricted Performance Units · Derivative 5,345 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-008522 · doc4.xml · derivative · entry 8

KRITZMACHER JOHN A · CIK 0001194009 · Exec VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common · 5,345 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Restricted performance units convert into Class A common stock on a one-for-one basis.

F4 · derivative.exercise_date: Restricted performance units vest 50% of payout grant on each of the 4th and 5th anniversaries of the underlying performance stock unit grant.

F4 · derivative.expiration_date: Restricted performance units vest 50% of payout grant on each of the 4th and 5th anniversaries of the underlying performance stock unit grant.

Read SEC document
April 30, 2018 Filed May 2, 2018 20:17 UTC
KRITZMACHER JOHN AExec VP and CFO
Tax withholdingClass A Common 6,403 $65.95 $422,277.85
Disclosure

SEC source: 0001225208-18-008522 · doc4.xml · nonDerivative · entry 7

KRITZMACHER JOHN A · CIK 0001194009 · Exec VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,251

F2 · kind: Represents shares surrendered to cover withholding tax liability due upon vesting of restricted stock units and performance share units.

Read SEC document
April 30, 2018 Filed May 2, 2018 20:17 UTC
KRITZMACHER JOHN AExec VP and CFO
Exercise / conversionClass A Common 952 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-008522 · doc4.xml · nonDerivative · entry 6

KRITZMACHER JOHN A · CIK 0001194009 · Exec VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,654

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 30, 2018 Filed May 2, 2018 20:17 UTC
KRITZMACHER JOHN AExec VP and CFO
Exercise / conversionClass A Common 1,750 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-008522 · doc4.xml · nonDerivative · entry 5

KRITZMACHER JOHN A · CIK 0001194009 · Exec VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,702

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 30, 2018 Filed May 2, 2018 20:17 UTC
KRITZMACHER JOHN AExec VP and CFO
Exercise / conversionClass A Common 2,287 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-008522 · doc4.xml · nonDerivative · entry 4

KRITZMACHER JOHN A · CIK 0001194009 · Exec VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,952

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: 0.00

Read SEC document
April 30, 2018 Filed May 2, 2018 20:17 UTC
KRITZMACHER JOHN AExec VP and CFO
Exercise / conversionClass A Common 2,303 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-008522 · doc4.xml · nonDerivative · entry 3

KRITZMACHER JOHN A · CIK 0001194009 · Exec VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,665

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: 0.00

Read SEC document
April 30, 2018 Filed May 2, 2018 20:17 UTC
KRITZMACHER JOHN AExec VP and CFO
Exercise / conversionClass A Common 5,345 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-008522 · doc4.xml · nonDerivative · entry 2

KRITZMACHER JOHN A · CIK 0001194009 · Exec VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,362

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: 0.00

Read SEC document
April 30, 2018 Filed May 2, 2018 20:17 UTC
KRITZMACHER JOHN AExec VP and CFO
Exercise / conversionClass A Common 6,297 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-008522 · doc4.xml · nonDerivative · entry 1

KRITZMACHER JOHN A · CIK 0001194009 · Exec VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,017

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: 0.00

Read SEC document
April 30, 2018 Filed May 2, 2018 20:17 UTC
Caridi ChristopherSVP, Corporate Controller
Exercise / conversionRestricted Stock Units · Derivative 395 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-008521 · doc4.xml · derivative · entry 3

Caridi Christopher · CIK 0001700392 · SVP, Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,185

Underlying: Class A Common · 395 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Restricted stock units convert into Class A common stock on a one-for-one basis.

F4 · derivative.exercise_date: On June 21, 2017, the reporting person was granted 1,580 restricted stock units, vesting in four equal annual installments beginning on April 30th of each year after grant.

F4 · derivative.expiration_date: On June 21, 2017, the reporting person was granted 1,580 restricted stock units, vesting in four equal annual installments beginning on April 30th of each year after grant.

Read SEC document
April 30, 2018 Filed May 2, 2018 20:17 UTC
Caridi ChristopherSVP, Corporate Controller
Tax withholdingClass A Common 135 $65.95 $8,903.25
Disclosure

SEC source: 0001225208-18-008521 · doc4.xml · nonDerivative · entry 2

Caridi Christopher · CIK 0001700392 · SVP, Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,646

F2 · kind: Represents shares surrendered to cover withholding tax liability due upon vesting of restricted stock units.

Read SEC document
April 30, 2018 Filed May 2, 2018 20:17 UTC
Caridi ChristopherSVP, Corporate Controller
Exercise / conversionClass A Common 395 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-008521 · doc4.xml · nonDerivative · entry 1

Caridi Christopher · CIK 0001700392 · SVP, Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,781

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: 0.00

Read SEC document
April 30, 2018 Filed May 2, 2018 20:14 UTC
Balagula EllaEVP, Knowledge and Learning
Exercise / conversionRestricted Stock Units · Derivative 652 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-008520 · doc4.xml · derivative · entry 3

Balagula Ella · CIK 0001719329 · EVP, Knowledge and Learning

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,959

Underlying: Class A Common · 652 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Restricted stock units convert into Class A common stock on a one-for-one basis.

F4 · derivative.exercise_date: On October 9, 2017, the reporting person was granted 2,611 restricted stock units, vesting in four equal annual installments beginning on April 30th of each year after grant.

F4 · derivative.expiration_date: On October 9, 2017, the reporting person was granted 2,611 restricted stock units, vesting in four equal annual installments beginning on April 30th of each year after grant.

Read SEC document
April 30, 2018 Filed May 2, 2018 20:14 UTC
Balagula EllaEVP, Knowledge and Learning
Tax withholdingClass A Common 244 $65.95 $16,091.80
Disclosure

SEC source: 0001225208-18-008520 · doc4.xml · nonDerivative · entry 2

Balagula Ella · CIK 0001719329 · EVP, Knowledge and Learning

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 408

F2 · kind: Represents shares surrendered to cover withholding tax liability due upon vesting of restricted stock units.

Read SEC document
April 30, 2018 Filed May 2, 2018 20:14 UTC
Balagula EllaEVP, Knowledge and Learning
Exercise / conversionClass A Common 652 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-008520 · doc4.xml · nonDerivative · entry 1

Balagula Ella · CIK 0001719329 · EVP, Knowledge and Learning

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 652

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: 0.00

Read SEC document
April 30, 2018 Filed May 2, 2018 20:14 UTC
Verses JudyEVP, Research
Exercise / conversionRestricted Stock Units · Derivative 1,574 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-008519 · doc4.xml · derivative · entry 7

Verses Judy · CIK 0001457844 · EVP, Research

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,814

Underlying: Class A Common · 1,574 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Restricted stock units convert into Class A common stock on a one-for-one basis.

F6 · derivative.exercise_date: On June 21, 2017, the reporting person was granted 4,771 restricted stock units, vesting in three equal annual installments beginning on April 30th of each year after grant.

F6 · derivative.expiration_date: On June 21, 2017, the reporting person was granted 4,771 restricted stock units, vesting in three equal annual installments beginning on April 30th of each year after grant.

Read SEC document
April 30, 2018 Filed May 2, 2018 20:14 UTC
Verses JudyEVP, Research
Exercise / conversionRestricted Stock Units · Derivative 1,216 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-008519 · doc4.xml · derivative · entry 6

Verses Judy · CIK 0001457844 · EVP, Research

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,388

Underlying: Class A Common · 1,216 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Restricted stock units convert into Class A common stock on a one-for-one basis.

F5 · derivative.exercise_date: On June 21, 2017, the reporting person was granted 4,866 restricted stock units, vesting in four equal annual installments beginning on April 30th of each year after grant.

F5 · derivative.expiration_date: On June 21, 2017, the reporting person was granted 4,866 restricted stock units, vesting in four equal annual installments beginning on April 30th of each year after grant.

Read SEC document
April 30, 2018 Filed May 2, 2018 20:14 UTC
Verses JudyEVP, Research
Exercise / conversionRestricted Stock Units · Derivative 984 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-008519 · doc4.xml · derivative · entry 5

Verses Judy · CIK 0001457844 · EVP, Research

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,604

Underlying: Class A Common · 984 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Restricted stock units convert into Class A common stock on a one-for-one basis.

F4 · derivative.exercise_date: On October 24, 2016, the reporting person was granted 3,934 restricted stock units, vesting in four equal annual installments beginning on April 30th of each year after grant.

F4 · derivative.expiration_date: On October 24, 2016, the reporting person was granted 3,934 restricted stock units, vesting in four equal annual installments beginning on April 30th of each year after grant.

Read SEC document
April 30, 2018 Filed May 2, 2018 20:14 UTC
Verses JudyEVP, Research
Tax withholdingClass A Common 1,526 $65.95 $100,639.70
Disclosure

SEC source: 0001225208-18-008519 · doc4.xml · nonDerivative · entry 4

Verses Judy · CIK 0001457844 · EVP, Research

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,799

F2 · kind: Represents shares surrendered to cover withholding tax liability due upon vesting of restricted stock units.

Read SEC document
April 30, 2018 Filed May 2, 2018 20:14 UTC
Verses JudyEVP, Research
Exercise / conversionClass A Common 984 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-008519 · doc4.xml · nonDerivative · entry 3

Verses Judy · CIK 0001457844 · EVP, Research

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,325

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: 0.00

Read SEC document
April 30, 2018 Filed May 2, 2018 20:14 UTC
Verses JudyEVP, Research
Exercise / conversionClass A Common 1,216 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-008519 · doc4.xml · nonDerivative · entry 2

Verses Judy · CIK 0001457844 · EVP, Research

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,341

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: 0.00

Read SEC document
April 30, 2018 Filed May 2, 2018 20:14 UTC
Verses JudyEVP, Research
Exercise / conversionClass A Common 1,574 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-008519 · doc4.xml · nonDerivative · entry 1

Verses Judy · CIK 0001457844 · EVP, Research

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,125

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: 0.00

Read SEC document
April 30, 2018 Filed May 2, 2018 20:13 UTC
Napack Brian A.President & CEO
Exercise / conversionRestricted Stock Units · Derivative 5,152 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-008518 · doc4.xml · derivative · entry 3

Napack Brian A. · CIK 0001561631 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,084

Underlying: Class A Common · 5,152 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Restricted stock units convert into Class A common stock on a one-for-one basis.

F4 · derivative.exercise_date: On December 4, 2017, the reporting person was granted 26,611 restricted stock units, vesting in four equal annual installments beginning on April 30th of each year after grant.

F4 · derivative.expiration_date: On December 4, 2017, the reporting person was granted 26,611 restricted stock units, vesting in four equal annual installments beginning on April 30th of each year after grant.

Read SEC document
April 30, 2018 Filed May 2, 2018 20:13 UTC
Napack Brian A.President & CEO
Tax withholdingClass A Common 1,751 $65.95 $115,478.45
Disclosure

SEC source: 0001225208-18-008518 · doc4.xml · nonDerivative · entry 2

Napack Brian A. · CIK 0001561631 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,401

F2 · kind: Represents shares surrendered to cover withholding tax liability due upon vesting of restricted stock units.

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April 30, 2018 Filed May 2, 2018 20:13 UTC
Napack Brian A.President & CEO
Exercise / conversionClass A Common 5,152 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-008518 · doc4.xml · nonDerivative · entry 1

Napack Brian A. · CIK 0001561631 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,152

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: 0.00

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April 30, 2018 Filed May 2, 2018 20:13 UTC
RINCK GARY MEVP and General Counsel
Exercise / conversionRestricted Stock Units · Derivative 1,250 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-18-008517 · doc4.xml · derivative · entry 13

RINCK GARY M · CIK 0001283681 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,912

Underlying: Class A Common · 1,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Restricted stock units convert into Class A common stock on a one-for-one basis.

F10 · derivative.exercise_date: On June 25, 2013, the reporting person was granted 2,500 restricted stock units, vesting in two equal annual installments on the fourth and fifth anniversaries of April 30th after the grant.

F10 · derivative.expiration_date: On June 25, 2013, the reporting person was granted 2,500 restricted stock units, vesting in two equal annual installments on the fourth and fifth anniversaries of April 30th after the grant.

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April 30, 2018 Filed May 2, 2018 20:13 UTC
RINCK GARY MEVP and General Counsel
Exercise / conversionRestricted Stock Units · Derivative 1,091 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-008517 · doc4.xml · derivative · entry 12

RINCK GARY M · CIK 0001283681 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,639

Underlying: Class A Common · 1,091 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Restricted stock units convert into Class A common stock on a one-for-one basis.

F9 · derivative.exercise_date: On June 21, 2017, the reporting person was granted 4,366 restricted stock units, vesting in four equal annual installments beginning on April 30th of each year after grant.

F9 · derivative.expiration_date: On June 21, 2017, the reporting person was granted 4,366 restricted stock units, vesting in four equal annual installments beginning on April 30th of each year after grant.

Read SEC document
April 30, 2018 Filed May 2, 2018 20:13 UTC
RINCK GARY MEVP and General Counsel
Exercise / conversionRestricted Stock Units · Derivative 1,058 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-008517 · doc4.xml · derivative · entry 11

RINCK GARY M · CIK 0001283681 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,730

Underlying: Class A Common · 1,058 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Restricted stock units convert into Class A common stock on a one-for-one basis.

F8 · derivative.exercise_date: On June 22, 2016, the reporting person was granted 4,229 restricted stock units, vesting in four equal annual installments beginning on April 30th of each year after grant.

F8 · derivative.expiration_date: On June 22, 2016, the reporting person was granted 4,229 restricted stock units, vesting in four equal annual installments beginning on April 30th of each year after grant.

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April 30, 2018 Filed May 2, 2018 20:13 UTC
RINCK GARY MEVP and General Counsel
Exercise / conversionRestricted Stock Units · Derivative 850 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-18-008517 · doc4.xml · derivative · entry 10

RINCK GARY M · CIK 0001283681 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,162

Underlying: Class A Common · 850 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Restricted stock units convert into Class A common stock on a one-for-one basis.

F7 · derivative.exercise_date: On June 24, 2014, the reporting person was granted 1,700 restricted stock units, vesting 50% on April 30, 2018 and 50% on April 30, 2019.

F7 · derivative.expiration_date: On June 24, 2014, the reporting person was granted 1,700 restricted stock units, vesting 50% on April 30, 2018 and 50% on April 30, 2019.

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April 30, 2018 Filed May 2, 2018 20:13 UTC
RINCK GARY MEVP and General Counsel
Exercise / conversionRestricted Stock Units · Derivative 450 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-18-008517 · doc4.xml · derivative · entry 9

RINCK GARY M · CIK 0001283681 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,012

Underlying: Class A Common · 450 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Restricted stock units convert into Class A common stock on a one-for-one basis.

F6 · derivative.exercise_date: On June 24, 2015, the reporting person was granted 1,800 restricted stock units, vesting in four equal annual installments beginning on April 30th of each year after grant.

F6 · derivative.expiration_date: On June 24, 2015, the reporting person was granted 1,800 restricted stock units, vesting in four equal annual installments beginning on April 30th of each year after grant.

Read SEC document
April 30, 2018 Filed May 2, 2018 20:13 UTC
RINCK GARY MEVP and General Counsel
Exercise / conversionRestricted Performance Units · Derivative 3,368 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-18-008517 · doc4.xml · derivative · entry 8

RINCK GARY M · CIK 0001283681 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common · 3,368 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Restricted performance units convert into Class A common stock on a one-for-one basis.

F4 · derivative.exercise_date: Restricted performance units vest 50% of payout grant on each of the 4th and 5th anniversaries of the underlying performance stock unit grant.

F4 · derivative.expiration_date: Restricted performance units vest 50% of payout grant on each of the 4th and 5th anniversaries of the underlying performance stock unit grant.

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April 30, 2018 Filed May 2, 2018 20:13 UTC
RINCK GARY MEVP and General Counsel
Tax withholdingClass A Common 2,483 $65.95 $163,753.85
Disclosure

SEC source: 0001225208-18-008517 · doc4.xml · nonDerivative · entry 7

RINCK GARY M · CIK 0001283681 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,006

F2 · kind: Represents shares surrendered to cover withholding tax liability due upon vesting of restricted stock units and performance share units.

Read SEC document
April 30, 2018 Filed May 2, 2018 20:13 UTC
RINCK GARY MEVP and General Counsel
Exercise / conversionClass A Common 450 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-008517 · doc4.xml · nonDerivative · entry 6

RINCK GARY M · CIK 0001283681 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,489

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 30, 2018 Filed May 2, 2018 20:13 UTC
RINCK GARY MEVP and General Counsel
Exercise / conversionClass A Common 850 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-008517 · doc4.xml · nonDerivative · entry 5

RINCK GARY M · CIK 0001283681 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,039

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 30, 2018 Filed May 2, 2018 20:13 UTC
RINCK GARY MEVP and General Counsel
Exercise / conversionClass A Common 1,058 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-008517 · doc4.xml · nonDerivative · entry 4

RINCK GARY M · CIK 0001283681 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,189

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: 0.00

Read SEC document
April 30, 2018 Filed May 2, 2018 20:13 UTC
RINCK GARY MEVP and General Counsel
Exercise / conversionClass A Common 1,091 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-008517 · doc4.xml · nonDerivative · entry 3

RINCK GARY M · CIK 0001283681 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,131

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: 0.00

Read SEC document
April 30, 2018 Filed May 2, 2018 20:13 UTC
RINCK GARY MEVP and General Counsel
Exercise / conversionClass A Common 1,250 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-008517 · doc4.xml · nonDerivative · entry 2

RINCK GARY M · CIK 0001283681 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,040

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 30, 2018 Filed May 2, 2018 20:13 UTC
RINCK GARY MEVP and General Counsel
Exercise / conversionClass A Common 3,368 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-008517 · doc4.xml · nonDerivative · entry 1

RINCK GARY M · CIK 0001283681 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,790

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 18, 2018 Filed Apr 19, 2018 16:01 UTC GrantPhantom Stock Units · Derivative 230.7 $67.00 Strike: $0.00 $15,456.90
Disclosure

SEC source: 0001225208-18-007868 · doc4.xml · derivative · entry 1

PLUMMER WILLIAM B · CIK 0001254896 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,534.19

Underlying: Class A Common · 230.7 shares

Expires not disclosed

F1 · derivative.exercise_date: Represents additional Phantom Stock Units as a result of quarterly dividend. To be settled upon retirement in 100% Company Class A Common stock at a 1-for-1 conversion.

F1 · derivative.expiration_date: Represents additional Phantom Stock Units as a result of quarterly dividend. To be settled upon retirement in 100% Company Class A Common stock at a 1-for-1 conversion.

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April 18, 2018 Filed Apr 19, 2018 16:00 UTC GrantPhantom Stock Units · Derivative 135.67 $67.00 Strike: $0.00 $9,089.89
Disclosure

SEC source: 0001225208-18-007867 · doc4.xml · derivative · entry 1

MCDANIEL RAYMOND W · CIK 0001195306 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,541.5001

Underlying: Class A Common · 135.67 shares

Expires not disclosed

F1 · derivative.exercise_date: Represents additional Phantom Stock Units as a result of quarterly dividend. To be settled upon retirement in 100% Company Class A Common stock at a 1-for-1 conversion.

F1 · derivative.expiration_date: Represents additional Phantom Stock Units as a result of quarterly dividend. To be settled upon retirement in 100% Company Class A Common stock at a 1-for-1 conversion.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.