Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| JOHN WILEY & SONS, INC.JWA/JWB · Entity 4304 | EVP, Knowledge and Learning | April 30, 2019 | May 02, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
JOHN WILEY & SONS, INC.
Report date April 30, 2019 · Filed May 02, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A CommonSEC Table I · non-derivative | Direct | 1,159 |
Ending reported balance
After 2019-04-30 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2019-04-30 · Exercise / conversion · Acquired 653 · Balance 1,061 F1: 0.00 Row 2 · 2019-04-30 · Exercise / conversion · Acquired 552 · Balance 1,613 F1: 0.00 Row 3 · 2019-04-30 · Tax withholding · Disposed 454 · Balance 1,159 F2: Represents shares surrendered to cover withholding tax liability due upon vesting of restricted stock units. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 3,615 |
Reported balance
After 2019-04-30 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2019-04-30 · Exercise / conversion · Disposed 552 · Balance 3,615 F3: Restricted stock units convert into Class A common stock on a one-for-one basis. F4: On June 20, 2018, the reporting person was granted 2,208 restricted stock units, vesting in four equal annual installments beginning on April 30th of each year after grant. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 2,962 |
Reported balance
After 2019-04-30 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2019-04-30 · Exercise / conversion · Disposed 653 · Balance 2,962 F3: Restricted stock units convert into Class A common stock on a one-for-one basis. F5: On October 9, 2017, the reporting person was granted 2,611 restricted stock units, vesting in four equal annual installments beginning on April 30th of each year after grant. |
Filing footnotes · ownership attribution and instrument terms
F1: 0.00
F2: Represents shares surrendered to cover withholding tax liability due upon vesting of restricted stock units.
F3: Restricted stock units convert into Class A common stock on a one-for-one basis.
F4: On June 20, 2018, the reporting person was granted 2,208 restricted stock units, vesting in four equal annual installments beginning on April 30th of each year after grant.
F5: On October 9, 2017, the reporting person was granted 2,611 restricted stock units, vesting in four equal annual installments beginning on April 30th of each year after grant.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 30, 2019 Filed May 2, 2019 16:35 UTC | JOHN WILEY & SONS, INC. JWA/JWB · Entity 4304 | Exercise / conversionRestricted Stock Units · Derivative | 653 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-007514 · doc4.xml · derivative · entry 5 Balagula Ella · CIK 0001719329 · EVP, Knowledge and Learning 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,962 Underlying: Class A Common · 653 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Restricted stock units convert into Class A common stock on a one-for-one basis. F5 · derivative.exercise_date: On October 9, 2017, the reporting person was granted 2,611 restricted stock units, vesting in four equal annual installments beginning on April 30th of each year after grant. F5 · derivative.expiration_date: On October 9, 2017, the reporting person was granted 2,611 restricted stock units, vesting in four equal annual installments beginning on April 30th of each year after grant. Read SEC document |
| April 30, 2019 Filed May 2, 2019 16:35 UTC | JOHN WILEY & SONS, INC. JWA/JWB · Entity 4304 | Exercise / conversionRestricted Stock Units · Derivative | 552 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-007514 · doc4.xml · derivative · entry 4 Balagula Ella · CIK 0001719329 · EVP, Knowledge and Learning 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,615 Underlying: Class A Common · 552 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Restricted stock units convert into Class A common stock on a one-for-one basis. F4 · derivative.exercise_date: On June 20, 2018, the reporting person was granted 2,208 restricted stock units, vesting in four equal annual installments beginning on April 30th of each year after grant. F4 · derivative.expiration_date: On June 20, 2018, the reporting person was granted 2,208 restricted stock units, vesting in four equal annual installments beginning on April 30th of each year after grant. Read SEC document |
| April 30, 2019 Filed May 2, 2019 16:35 UTC | JOHN WILEY & SONS, INC. JWA/JWB · Entity 4304 | Tax withholdingClass A Common | 454 | $46.18 | $20,965.72 |
DisclosureSEC source: 0001225208-19-007514 · doc4.xml · nonDerivative · entry 3 Balagula Ella · CIK 0001719329 · EVP, Knowledge and Learning 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,159 F2 · kind: Represents shares surrendered to cover withholding tax liability due upon vesting of restricted stock units. Read SEC document |
| April 30, 2019 Filed May 2, 2019 16:35 UTC | JOHN WILEY & SONS, INC. JWA/JWB · Entity 4304 | Exercise / conversionClass A Common | 552 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-007514 · doc4.xml · nonDerivative · entry 2 Balagula Ella · CIK 0001719329 · EVP, Knowledge and Learning 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,613 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: 0.00 Read SEC document |
| April 30, 2019 Filed May 2, 2019 16:35 UTC | JOHN WILEY & SONS, INC. JWA/JWB · Entity 4304 | Exercise / conversionClass A Common | 653 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-007514 · doc4.xml · nonDerivative · entry 1 Balagula Ella · CIK 0001719329 · EVP, Knowledge and Learning 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,061 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: 0.00 Read SEC document |
| June 20, 2018 Filed Jul 3, 2018 23:46 UTC | JOHN WILEY & SONS, INC. JWA/JWB · Entity 4304 | GrantRestricted Stock Units · Derivative | 2,208 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-011397 · doc4.xml · derivative · entry 1 Balagula Ella · CIK 0001719329 · EVP, Knowledge and Learning 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,167 Underlying: Class A Common · 2,208 shares Expires not disclosed F1 · derivative.exercise_price: Restricted stock units convert into Class A common stock on a one-for-one basis. F2 · derivative.exercise_date: Restricted stock units vest in four equal annual installments, beginning on April 30, 2019, and are subject to forfeiture under the terms and conditions of the grant. F2 · derivative.expiration_date: Restricted stock units vest in four equal annual installments, beginning on April 30, 2019, and are subject to forfeiture under the terms and conditions of the grant. Read SEC document |
| April 30, 2018 Filed May 2, 2018 20:14 UTC | JOHN WILEY & SONS, INC. JWA/JWB · Entity 4304 | Exercise / conversionRestricted Stock Units · Derivative | 652 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-008520 · doc4.xml · derivative · entry 3 Balagula Ella · CIK 0001719329 · EVP, Knowledge and Learning 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,959 Underlying: Class A Common · 652 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Restricted stock units convert into Class A common stock on a one-for-one basis. F4 · derivative.exercise_date: On October 9, 2017, the reporting person was granted 2,611 restricted stock units, vesting in four equal annual installments beginning on April 30th of each year after grant. F4 · derivative.expiration_date: On October 9, 2017, the reporting person was granted 2,611 restricted stock units, vesting in four equal annual installments beginning on April 30th of each year after grant. Read SEC document |
| April 30, 2018 Filed May 2, 2018 20:14 UTC | JOHN WILEY & SONS, INC. JWA/JWB · Entity 4304 | Tax withholdingClass A Common | 244 | $65.95 | $16,091.80 |
DisclosureSEC source: 0001225208-18-008520 · doc4.xml · nonDerivative · entry 2 Balagula Ella · CIK 0001719329 · EVP, Knowledge and Learning 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 408 F2 · kind: Represents shares surrendered to cover withholding tax liability due upon vesting of restricted stock units. Read SEC document |
| April 30, 2018 Filed May 2, 2018 20:14 UTC | JOHN WILEY & SONS, INC. JWA/JWB · Entity 4304 | Exercise / conversionClass A Common | 652 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-008520 · doc4.xml · nonDerivative · entry 1 Balagula Ella · CIK 0001719329 · EVP, Knowledge and Learning 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 652 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: 0.00 Read SEC document |
| October 09, 2017 Filed Oct 11, 2017 22:30 UTC | JOHN WILEY & SONS, INC. JWA/JWB · Entity 4304 | GrantRestricted Stock Units · Derivative | 2,611 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-016204 · doc4.xml · derivative · entry 1 Balagula Ella · CIK 0001719329 · EVP, Knowledge and Learning 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,611 Underlying: Class A Common · 2,611 shares Expires not disclosed F1 · derivative.exercise_price: Restricted Stock Units convert into Class A common stock on a one-for-one basis. F2 · derivative.exercise_date: Restricted Stock Units granted on October 9, 2017, vesting in four equal annual installments, beginning on April 30, 2018. F3 · derivative.expiration_date: Restricted Stock Units subject to forfeiture until vested. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.