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WESTLAKE CORP

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3555
SEC CIK
0001262823
Parsed reports
574

Last 12 months

Inside the activity.

0 purchase rows · 9 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202503
Jan 202600
Feb 202602
Mar 202602
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202602
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 13, 2017 Filed Nov 15, 2017 09:48 UTC
Mangieri George JSVP & Chief Accounting Officer
Exercise / conversionCommon Stock 2,010 $68.09 $136,860.90
Disclosure

SEC source: 0001140361-17-042925 · doc1.xml · nonDerivative · entry 4

Mangieri George J · CIK 0001298504 · SVP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,043

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 13, 2017 Filed Nov 15, 2017 09:48 UTC
Mangieri George JSVP & Chief Accounting Officer
Exercise / conversionCommon Stock 1,810 $44.42 $80,400.20
Disclosure

SEC source: 0001140361-17-042925 · doc1.xml · nonDerivative · entry 3

Mangieri George J · CIK 0001298504 · SVP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,033

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 13, 2017 Filed Nov 15, 2017 09:48 UTC
Mangieri George JSVP & Chief Accounting Officer
Exercise / conversionCommon Stock 3,028 $63.98 $193,723.87
Disclosure

SEC source: 0001140361-17-042925 · doc1.xml · nonDerivative · entry 2

Mangieri George J · CIK 0001298504 · SVP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,223

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 13, 2017 Filed Nov 15, 2017 09:48 UTC
Mangieri George JSVP & Chief Accounting Officer
Exercise / conversionCommon Stock 3,618 $45.70 $165,333.56
Disclosure

SEC source: 0001140361-17-042925 · doc1.xml · nonDerivative · entry 1

Mangieri George J · CIK 0001298504 · SVP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,195

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 13, 2017 Filed Nov 15, 2017 15:25 UTC Exercise / conversionEmployee Option (right to buy) · Derivative 29,804 $0.00 Strike: $10.26 $0.00
Disclosure

SEC source: 0001140361-17-042931 · doc1.xml · derivative · entry 4

Bender Mark Steven · CIK 0001330417 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 29,804 shares

Expires 2020-02-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The stock options are exercisable in three installments of 33%, 33% and 34% on February 26, 2011, 2012 and 2013.

Read SEC document
November 13, 2017 Filed Nov 15, 2017 15:25 UTC SaleCommon Stock 600 $94.60 $56,760.00
Disclosure

SEC source: 0001140361-17-042931 · doc1.xml · nonDerivative · entry 3

Bender Mark Steven · CIK 0001330417 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,449

Read SEC document
November 13, 2017 Filed Nov 15, 2017 15:25 UTC SaleCommon Stock 29,204 $94.01 $2,745,322.02
Disclosure

SEC source: 0001140361-17-042931 · doc1.xml · nonDerivative · entry 2

Bender Mark Steven · CIK 0001330417 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,049

F1 · price: In accordance with the Securities and Exchange Commission's No Action Letter dated June 25, 2008, we have aggregated the sales that occurred on November 13, 2017 for ease of reporting. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $93.50 to $94.50, inclusive. The reporting person undertakes to provide to Westlake Chemical Corp., any security holder of Westlake Chemical Corp. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1) to this Form 4.

Read SEC document
November 13, 2017 Filed Nov 15, 2017 15:25 UTC Exercise / conversionCommon Stock 29,804 $10.26 $305,863.55
Disclosure

SEC source: 0001140361-17-042931 · doc1.xml · nonDerivative · entry 1

Bender Mark Steven · CIK 0001330417 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,253

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 13, 2017 Filed Nov 15, 2017 15:08 UTC
Teel Lawrence E.EVP, Olefins
Exercise / conversionEmployee Option (right to buy) · Derivative 3,408 $0.00 Strike: $63.98 $0.00
Disclosure

SEC source: 0001140361-17-042927 · doc1.xml · derivative · entry 10

Teel Lawrence E. · CIK 0001551480 · EVP, Olefins

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,408 shares

Expires 2024-02-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The stock options are excercisable in three installments of 33%, 33% and 34% on February 14, 2015, 2016 and 2017.

Read SEC document
November 13, 2017 Filed Nov 15, 2017 15:08 UTC
Teel Lawrence E.EVP, Olefins
Exercise / conversionEmployee Option (right to buy) · Derivative 3,878 $0.00 Strike: $68.09 $0.00
Disclosure

SEC source: 0001140361-17-042927 · doc1.xml · derivative · entry 9

Teel Lawrence E. · CIK 0001551480 · EVP, Olefins

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,998

Underlying: Common Stock · 3,878 shares

Expires 2025-02-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The stock options are excercisable in three installments of 33%, 33% and 34% on February 20, 2016, 2017 and 2018.

Read SEC document
November 13, 2017 Filed Nov 15, 2017 15:08 UTC
Teel Lawrence E.EVP, Olefins
Exercise / conversionEmployee Option (right to buy) · Derivative 3,940 $0.00 Strike: $44.42 $0.00
Disclosure

SEC source: 0001140361-17-042927 · doc1.xml · derivative · entry 8

Teel Lawrence E. · CIK 0001551480 · EVP, Olefins

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,001

Underlying: Common Stock · 3,940 shares

Expires 2026-02-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The stock options are excercisable in three installments of 33%, 33% and 34% on February 18, 2017, 2018 and 2019.

Read SEC document
November 13, 2017 Filed Nov 15, 2017 15:08 UTC
Teel Lawrence E.EVP, Olefins
Exercise / conversionEmployee Option (right to buy) · Derivative 686 $0.00 Strike: $45.70 $0.00
Disclosure

SEC source: 0001140361-17-042927 · doc1.xml · derivative · entry 7

Teel Lawrence E. · CIK 0001551480 · EVP, Olefins

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 686 shares

Expires 2023-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The stock options are excercisable in three installments of 33%, 33% and 34% on February 15, 2014, 2015 and 2016

Read SEC document
November 13, 2017 Filed Nov 15, 2017 15:08 UTC
Teel Lawrence E.EVP, Olefins
SaleCommon Stock 800 $93.99 $75,192.00
Disclosure

SEC source: 0001140361-17-042927 · doc1.xml · nonDerivative · entry 6

Teel Lawrence E. · CIK 0001551480 · EVP, Olefins

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 804

Read SEC document
November 13, 2017 Filed Nov 15, 2017 15:08 UTC
Teel Lawrence E.EVP, Olefins
SaleCommon Stock 11,912 $93.99 $1,119,573.14
Disclosure

SEC source: 0001140361-17-042927 · doc1.xml · nonDerivative · entry 5

Teel Lawrence E. · CIK 0001551480 · EVP, Olefins

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,604

F1 · price: In accordance with the Securities and Exchange Commission's No Action Letter dated June 25, 2008, we have aggregated the sales that occurred on November 13, 2017 for ease of reporting. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $93.91 to 94.41, inclusive. The reporting person undertakes to provide to Westlake Chemical Corp., any security holder of Westlake Chemical Corp. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1) to this Form 4.

Read SEC document
November 13, 2017 Filed Nov 15, 2017 15:08 UTC
Teel Lawrence E.EVP, Olefins
Exercise / conversionCommon Stock 3,408 $63.98 $218,035.32
Disclosure

SEC source: 0001140361-17-042927 · doc1.xml · nonDerivative · entry 4

Teel Lawrence E. · CIK 0001551480 · EVP, Olefins

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,516

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 13, 2017 Filed Nov 15, 2017 15:08 UTC
Teel Lawrence E.EVP, Olefins
Exercise / conversionCommon Stock 3,878 $68.09 $264,053.02
Disclosure

SEC source: 0001140361-17-042927 · doc1.xml · nonDerivative · entry 3

Teel Lawrence E. · CIK 0001551480 · EVP, Olefins

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,108

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 13, 2017 Filed Nov 15, 2017 15:08 UTC
Teel Lawrence E.EVP, Olefins
Exercise / conversionCommon Stock 3,940 $44.42 $175,014.80
Disclosure

SEC source: 0001140361-17-042927 · doc1.xml · nonDerivative · entry 2

Teel Lawrence E. · CIK 0001551480 · EVP, Olefins

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,230

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 13, 2017 Filed Nov 15, 2017 15:08 UTC
Teel Lawrence E.EVP, Olefins
Exercise / conversionCommon Stock 686 $45.70 $31,348.49
Disclosure

SEC source: 0001140361-17-042927 · doc1.xml · nonDerivative · entry 1

Teel Lawrence E. · CIK 0001551480 · EVP, Olefins

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,290

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 02, 2017 Filed Oct 2, 2017 18:46 UTC
Ederington L. BenjaminSVP, GC, CAO and Secretary
Tax withholdingCommon Stock 2,141 $82.94 $177,574.54
Disclosure

SEC source: 0001140361-17-037078 · doc1.xml · nonDerivative · entry 2

Ederington L. Benjamin · CIK 0001588279 · SVP, GC, CAO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,283

Read SEC document
September 30, 2017 Filed Oct 2, 2017 18:46 UTC
Ederington L. BenjaminSVP, GC, CAO and Secretary
Exercise / conversionRestricted Stock Units · Derivative 6,700 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-037078 · doc1.xml · derivative · entry 3

Ederington L. Benjamin · CIK 0001588279 · SVP, GC, CAO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,700 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into Issuer's common stock on a one-for-one basis.

F2 · derivative.exercise_date: On September 30, 2013, the reporting person was granted 6,700 restricted stock units vesting on the fourth anniversary of the grant date.

F2 · derivative.expiration_date: On September 30, 2013, the reporting person was granted 6,700 restricted stock units vesting on the fourth anniversary of the grant date.

Read SEC document
September 30, 2017 Filed Oct 2, 2017 18:46 UTC
Ederington L. BenjaminSVP, GC, CAO and Secretary
Exercise / conversionCommon Stock 6,700 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-17-037078 · doc1.xml · nonDerivative · entry 1

Ederington L. Benjamin · CIK 0001588279 · SVP, GC, CAO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,424

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into Issuer's common stock on a one-for-one basis.

Read SEC document
August 22, 2017 Filed Aug 22, 2017 09:11 UTC
LUKENS MAX LDirector
Exercise / conversionRestricted Stock Units · Derivative 357 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-032923 · doc1.xml · derivative · entry 4

LUKENS MAX L · CIK 0001040101 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 357 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into the Issuer's shares of common stock on a one-to-one basis.

F3 · derivative.exercise_date: On August 22, 2014, the reporting person was granted 1,071 restricted stock units vesting in three equal installments beginning on the first anniversary of the grant date.

F3 · derivative.expiration_date: On August 22, 2014, the reporting person was granted 1,071 restricted stock units vesting in three equal installments beginning on the first anniversary of the grant date.

Read SEC document
August 22, 2017 Filed Aug 22, 2017 09:11 UTC
LUKENS MAX LDirector
Exercise / conversionCommon Stock 357 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-17-032923 · doc1.xml · nonDerivative · entry 2

LUKENS MAX L · CIK 0001040101 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,838

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into the Issuer's shares of common stock on a one-to-one basis.

Read SEC document
August 22, 2017 Filed Aug 22, 2017 09:20 UTC Exercise / conversionRestricted Stock Units · Derivative 357 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-032927 · doc1.xml · derivative · entry 4

RILEY H JOHN JR · CIK 0001173593 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 357 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into the Issuer's shares of common stock on a one-to-one basis.

F3 · derivative.exercise_date: On August 22, 2014, the reporting person was granted 1,071 restricted stock units vesting in three equal installments beginning on the first anniversary of the grant date.

F3 · derivative.expiration_date: On August 22, 2014, the reporting person was granted 1,071 restricted stock units vesting in three equal installments beginning on the first anniversary of the grant date.

Read SEC document
August 22, 2017 Filed Aug 22, 2017 09:20 UTC Exercise / conversionCommon Stock 357 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-17-032927 · doc1.xml · nonDerivative · entry 2

RILEY H JOHN JR · CIK 0001173593 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,652

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into the Issuer's shares of common stock on a one-to-one basis.

Read SEC document
August 22, 2017 Filed Aug 22, 2017 13:01 UTC Exercise / conversionRestricted Stock Units · Derivative 357 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-032919 · doc1.xml · derivative · entry 4

Graff Michael J · CIK 0001457009 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 357 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into the Issuer's shares of common stock on a one-to-one basis.

F3 · derivative.exercise_date: On August 22, 2014, the reporting person was granted 1,071 restricted stock units vesting in three equal installments beginning on the first anniversary of the grant date.

F3 · derivative.expiration_date: On August 22, 2014, the reporting person was granted 1,071 restricted stock units vesting in three equal installments beginning on the first anniversary of the grant date.

Read SEC document
August 22, 2017 Filed Aug 22, 2017 13:01 UTC Exercise / conversionCommon Stock 357 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-17-032919 · doc1.xml · nonDerivative · entry 2

Graff Michael J · CIK 0001457009 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,040

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into the Issuer's shares of common stock on a one-to-one basis.

Read SEC document
August 22, 2017 Filed Aug 22, 2017 09:09 UTC
Jenkins Dorothy CDirector · 10% owner
Exercise / conversionRestricted Stock Units · Derivative 357 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-032921 · doc1.xml · derivative · entry 5

Jenkins Dorothy C · CIK 0001299504 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 357 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into the Issuer's shares of common stock on a one-to-one basis.

F4 · derivative.exercise_date: On August 22, 2014, the reporting person was granted 1,071 restricted stock units vesting in three equal installments beginning on the first anniversary of the grant date.

F4 · derivative.expiration_date: On August 22, 2014, the reporting person was granted 1,071 restricted stock units vesting in three equal installments beginning on the first anniversary of the grant date.

Read SEC document
August 22, 2017 Filed Aug 22, 2017 09:09 UTC
Jenkins Dorothy CDirector · 10% owner
Exercise / conversionCommon Stock 357 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-17-032921 · doc1.xml · nonDerivative · entry 2

Jenkins Dorothy C · CIK 0001299504 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,078

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into the Issuer's shares of common stock on a one-to-one basis.

Read SEC document
August 22, 2017 Filed Aug 22, 2017 13:17 UTC Exercise / conversionRestricted Stock Units · Derivative 357 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-032925 · doc1.xml · derivative · entry 4

NORTHCUTT R BRUCE · CIK 0001307964 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 357 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into the Issuer's shares of common stock on a one-to-one basis.

F3 · derivative.exercise_date: On August 22, 2014, the reporting person was granted 1,071 restricted stock units vesting in three equal installments beginning on the first anniversary of the grant date.

F3 · derivative.expiration_date: On August 22, 2014, the reporting person was granted 1,071 restricted stock units vesting in three equal installments beginning on the first anniversary of the grant date.

Read SEC document
August 22, 2017 Filed Aug 22, 2017 13:17 UTC Exercise / conversionCommon Stock 357 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-17-032925 · doc1.xml · nonDerivative · entry 2

NORTHCUTT R BRUCE · CIK 0001307964 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,040

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into the Issuer's shares of common stock on a one-to-one basis.

Read SEC document
August 22, 2017 Filed Aug 22, 2017 12:58 UTC Exercise / conversionRestricted Stock Units · Derivative 357 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-032917 · doc1.xml · derivative · entry 4

BLAKELY ROBERT T · CIK 0001218020 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 357 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into the Issuer's shares of common stock on a one-for-one basis.

F3 · derivative.exercise_date: On August 22, 2014, the reporting person was granted 1,071 restricted stock units vesting in three equal installments beginning on the first anniversary of the grant date.

F3 · derivative.expiration_date: On August 22, 2014, the reporting person was granted 1,071 restricted stock units vesting in three equal installments beginning on the first anniversary of the grant date.

Read SEC document
August 22, 2017 Filed Aug 22, 2017 12:58 UTC Exercise / conversionCommon Stock 357 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-17-032917 · doc1.xml · nonDerivative · entry 2

BLAKELY ROBERT T · CIK 0001218020 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,067

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into the Issuer's shares of common stock on a one-for-one basis.

Read SEC document
August 21, 2017 Filed Aug 22, 2017 09:11 UTC
LUKENS MAX LDirector
Exercise / conversionRestricted Stock Units · Derivative 603 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-032923 · doc1.xml · derivative · entry 3

LUKENS MAX L · CIK 0001040101 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 603

Underlying: Common Stock · 603 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into the Issuer's shares of common stock on a one-to-one basis.

F2 · derivative.exercise_date: On August 21, 2015, the reporting person was granted 1,809 restricted stock units vesting in three equal installments beginning on the first anniversary of the grant date.

F2 · derivative.expiration_date: On August 21, 2015, the reporting person was granted 1,809 restricted stock units vesting in three equal installments beginning on the first anniversary of the grant date.

Read SEC document
August 21, 2017 Filed Aug 22, 2017 09:11 UTC
LUKENS MAX LDirector
Exercise / conversionCommon Stock 603 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-17-032923 · doc1.xml · nonDerivative · entry 1

LUKENS MAX L · CIK 0001040101 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,481

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into the Issuer's shares of common stock on a one-to-one basis.

Read SEC document
August 21, 2017 Filed Aug 22, 2017 09:20 UTC Exercise / conversionRestricted Stock Units · Derivative 603 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-032927 · doc1.xml · derivative · entry 3

RILEY H JOHN JR · CIK 0001173593 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 603

Underlying: Common Stock · 603 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into the Issuer's shares of common stock on a one-to-one basis.

F2 · derivative.exercise_date: On August 21, 2015, the reporting person was granted 1,809 restricted stock units vesting in three equal installments beginning on the first anniversary of the grant date.

F2 · derivative.expiration_date: On August 21, 2015, the reporting person was granted 1,809 restricted stock units vesting in three equal installments beginning on the first anniversary of the grant date.

Read SEC document
August 21, 2017 Filed Aug 22, 2017 09:20 UTC Exercise / conversionCommon Stock 603 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-17-032927 · doc1.xml · nonDerivative · entry 1

RILEY H JOHN JR · CIK 0001173593 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,295

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into the Issuer's shares of common stock on a one-to-one basis.

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August 21, 2017 Filed Aug 22, 2017 13:01 UTC Exercise / conversionRestricted Stock Units · Derivative 603 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-032919 · doc1.xml · derivative · entry 3

Graff Michael J · CIK 0001457009 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 603

Underlying: Common Stock · 603 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: On August 21, 2015, the reporting person was granted 1,809 restricted stock units vesting in three equal installments beginning on the first anniversary of the grant date.

F2 · derivative.exercise_date: On August 21, 2015, the reporting person was granted 1,809 restricted stock units vesting in three equal installments beginning on the first anniversary of the grant date.

F2 · derivative.expiration_date: On August 21, 2015, the reporting person was granted 1,809 restricted stock units vesting in three equal installments beginning on the first anniversary of the grant date.

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August 21, 2017 Filed Aug 22, 2017 13:01 UTC Exercise / conversionCommon Stock 603 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-17-032919 · doc1.xml · nonDerivative · entry 1

Graff Michael J · CIK 0001457009 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,683

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into the Issuer's shares of common stock on a one-to-one basis.

Read SEC document
August 21, 2017 Filed Aug 22, 2017 09:09 UTC
Jenkins Dorothy CDirector · 10% owner
Exercise / conversionRestricted Stock Units · Derivative 603 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-032921 · doc1.xml · derivative · entry 4

Jenkins Dorothy C · CIK 0001299504 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 603

Underlying: Common Stock · 603 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into the Issuer's shares of common stock on a one-to-one basis.

F3 · derivative.exercise_date: On August 21, 2015, the reporting person was granted 1,809 restricted stock units vesting in three equal installments beginning on the first anniversary of the grant date.

F3 · derivative.expiration_date: On August 21, 2015, the reporting person was granted 1,809 restricted stock units vesting in three equal installments beginning on the first anniversary of the grant date.

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August 21, 2017 Filed Aug 22, 2017 09:09 UTC
Jenkins Dorothy CDirector · 10% owner
Exercise / conversionCommon Stock 603 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-17-032921 · doc1.xml · nonDerivative · entry 1

Jenkins Dorothy C · CIK 0001299504 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,721

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into the Issuer's shares of common stock on a one-to-one basis.

Read SEC document
August 21, 2017 Filed Aug 22, 2017 13:17 UTC Exercise / conversionRestricted Stock Units · Derivative 603 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-032925 · doc1.xml · derivative · entry 3

NORTHCUTT R BRUCE · CIK 0001307964 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 603

Underlying: Common Stock · 603 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into the Issuer's shares of common stock on a one-to-one basis.

F2 · derivative.exercise_date: On August 21, 2015, the reporting person was granted 1,809 restricted stock units vesting in three equal installments beginning on the first anniversary of the grant date.

F2 · derivative.expiration_date: On August 21, 2015, the reporting person was granted 1,809 restricted stock units vesting in three equal installments beginning on the first anniversary of the grant date.

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August 21, 2017 Filed Aug 22, 2017 13:17 UTC Exercise / conversionCommon Stock 603 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-17-032925 · doc1.xml · nonDerivative · entry 1

NORTHCUTT R BRUCE · CIK 0001307964 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,683

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into the Issuer's shares of common stock on a one-to-one basis.

Read SEC document
August 21, 2017 Filed Aug 22, 2017 12:58 UTC Exercise / conversionRestricted Stock Units · Derivative 603 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-032917 · doc1.xml · derivative · entry 3

BLAKELY ROBERT T · CIK 0001218020 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 603

Underlying: Common Stock · 603 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into the Issuer's shares of common stock on a one-for-one basis.

F2 · derivative.exercise_date: On August 21, 2015, the reporting person was granted 1,809 restricted stock units vesting in three equal installments beginning on the first anniversary of the grant date.

F2 · derivative.expiration_date: On August 21, 2015, the reporting person was granted 1,809 restricted stock units vesting in three equal installments beginning on the first anniversary of the grant date.

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August 21, 2017 Filed Aug 22, 2017 12:58 UTC Exercise / conversionCommon Stock 603 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-17-032917 · doc1.xml · nonDerivative · entry 1

BLAKELY ROBERT T · CIK 0001218020 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,710

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into the Issuer's shares of common stock on a one-for-one basis.

Read SEC document
August 18, 2017 Filed Aug 21, 2017 19:36 UTC
LUKENS MAX LDirector
GrantRestricted Stock Units · Derivative 1,721 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-032890 · doc1.xml · derivative · entry 1

LUKENS MAX L · CIK 0001040101 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,721

Underlying: Common Stock · 1,721 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock

F2 · derivative.exercise_date: All of the restricted stock units will vest on August 18, 2018.

F2 · derivative.expiration_date: All of the restricted stock units will vest on August 18, 2018.

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August 18, 2017 Filed Aug 21, 2017 19:40 UTC GrantRestricted Stock Units · Derivative 1,721 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-032896 · doc1.xml · derivative · entry 1

RILEY H JOHN JR · CIK 0001173593 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,721

Underlying: Common Stock · 1,721 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: All of the restricted stock units will vest on August 18, 2018.

F2 · derivative.expiration_date: All of the restricted stock units will vest on August 18, 2018.

Read SEC document
August 18, 2017 Filed Aug 21, 2017 23:32 UTC GrantRestricted Stock Units · Derivative 1,721 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-032886 · doc1.xml · derivative · entry 1

Graff Michael J · CIK 0001457009 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,721

Underlying: Common Stock · 1,721 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: All of the restricted stock units will vest on August 18, 2018.

F2 · derivative.expiration_date: All of the restricted stock units will vest on August 18, 2018.

Read SEC document
August 18, 2017 Filed Aug 21, 2017 19:34 UTC
Jenkins Dorothy CDirector · 10% owner
GrantRestricted Stock Units · Derivative 1,721 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-032888 · doc1.xml · derivative · entry 1

Jenkins Dorothy C · CIK 0001299504 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,721

Underlying: Common Stock · 1,721 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: All of the restricted stock units will vest on August 18, 2018.

F2 · derivative.expiration_date: All of the restricted stock units will vest on August 18, 2018.

Read SEC document
August 18, 2017 Filed Aug 21, 2017 23:38 UTC GrantRestricted Stock Units · Derivative 1,721 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-032894 · doc1.xml · derivative · entry 1

NORTHCUTT R BRUCE · CIK 0001307964 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,721

Underlying: Common Stock · 1,721 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: All of the restricted stock units will vest on August 18, 2018.

F2 · derivative.expiration_date: All of the restricted stock units will vest on August 18, 2018.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.