WLDN

SEC source: 0001654954-22-016516 · section16.xml · nonDerivative · entry 1

Forager Fund, L.P. · CIK 0001539281 · 10% owner

Kissel Edward Urban · CIK 0001877495 · 10% owner

MacArthur Robert Symmes · CIK 0001877496 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,461,681

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $16.015 to $16.03, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.

F2 · ownership.direct: The shares reported are directly held by Forager Fund, L.P. (the "Fund"). Each of Messrs. Kissel and MacArthur is a principal of Forager Capital Management, LLC, the general partner of the Fund (the "GP"), and has shared authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the GP. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any.

SEC source: 0001415889-22-012563 · form4-12142022_111233.xml · nonDerivative · entry 1

EARLY CREIGHTON K · CIK 0000904702 · VICE PRESIDENT AND CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,315

F1 · shares: Represents shares of Common Stock sold in the open market, the proceeds of which were used to pay the tax withholding obligations incurred upon the vesting of the restricted stock on December 11, 2022.

F2 · price: The price reported in Column 4 is the weighted average price. These shares were sold in multiple transactions at prices ranging from $16.01 to $16.52, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F3 · balance_after: Include 3,800 shares of restricted stock that vest on March 8, 2023, subject to the Reporting Person's continued service to the Issuer through the applicable vesting date.

F4 · balance_after: Includes 383 shares of Common Stock purchased under the Amended and Restated Willdan Group, Inc. 2006 Employee Stock Purchase Plan on June 30, 2022.

SEC source: 0001415889-22-009687 · form4-09152022_020905.xml · nonDerivative · entry 1

Brisbin Thomas Donald · CIK 0001395188 · Director · CHIEF EXECUTIVE OFFICER · CHAIRMAN OF THE BOARD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 383,189

F1 · price: On September 14, 2022, the Reporting Person and the Issuer mutually agreed to cancel 10,000 shares of restricted stock, which were previously awarded to the Reporting Person by the Issuer on March 8, 2022, and which were scheduled to vest in one installment on March 8, 2023, subject to the Reporting Person's continued service to the Issuer through such date. The Reporting Person received a new grant of 4,000 performance-based restricted stock units as consideration for such cancellation. The cancellation of shares of restricted stock and subsequent new grant of performance-based restricted stock units were approved by the Compensation Committee of the Issuer's Board of Directors on September 14, 2022.

F2 · balance_after: Includes (i) 18,750 shares of restricted stock that vest in three substantially equal installments on each of March 9, 2023, March 9, 2024 and March 9, 2025 and (ii) 13,751 shares of restricted stock that vest on March 8, 2023, subject to the Reporting Person's continued service to the Issuer through the applicable vesting date.

F3 · balance_after: Includes 533 shares of Common Stock purchased under the Amended and Restated Willdan Group, Inc. 2006 Employee Stock Purchase Plan on June 30, 2022.

SEC source: 0001415889-22-009594 · form4-09132022_030922.xml · nonDerivative · entry 1

Shahidehpour Mohammad · CIK 0001640436 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,207

F1 · price: The price reported in Column 4 is the weighted average price. These shares were sold in multiple transactions at prices ranging from $20.23 to $20.62, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F2 · balance_after: Includes (i) 892 shares of restricted stock that vest on June 9, 2023 and (ii) 2,589 shares of restricted stock that vest in two substantially equal installments on each of June 9, 2023 and June 9, 2024.

SEC source: 0001415889-22-008569 · form4-08122022_030842.xml · derivative · entry 4

BIEBER MICHAEL A · CIK 0001270606 · PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 24,666 shares

Expires 2026-03-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Stock options granted under the Willdan Group, Inc. Amended and Restated 2008 Performance Incentive Plan, which vested in three equal installments on each of March 10, 2017, March 10, 2018 and March 10, 2019.

SEC source: 0001415889-22-008569 · form4-08122022_030842.xml · nonDerivative · entry 3

BIEBER MICHAEL A · CIK 0001270606 · PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,987

F3 · price: The price reported in Column 4 is the weighted average price. These shares were sold in multiple transactions at prices ranging from $27.34 to $27.90, inclusive.

F1 · balance_after: Includes 18,051 shares of restricted stock that vest in one installment on March 8, 2023, subject to the Reporting Person's continued service to the Issuer through the applicable vesting date.

SEC source: 0001415889-22-008569 · form4-08122022_030842.xml · nonDerivative · entry 2

BIEBER MICHAEL A · CIK 0001270606 · PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,598

F2 · price: The price reported in Column 4 is the weighted average price. These shares were sold in multiple transactions at prices ranging from $27.34 to $28.03, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (2) and footnote (3).

F1 · balance_after: Includes 18,051 shares of restricted stock that vest in one installment on March 8, 2023, subject to the Reporting Person's continued service to the Issuer through the applicable vesting date.

SEC source: 0001415889-22-008569 · form4-08122022_030842.xml · nonDerivative · entry 1

BIEBER MICHAEL A · CIK 0001270606 · PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157,264

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 18,051 shares of restricted stock that vest in one installment on March 8, 2023, subject to the Reporting Person's continued service to the Issuer through the applicable vesting date.

SEC source: 0001415889-22-008507 · form4-08112022_030856.xml · derivative · entry 4

BIEBER MICHAEL A · CIK 0001270606 · PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,666

Underlying: Common Stock · 334 shares

Expires 2026-03-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Stock options granted under the Willdan Group, Inc. Amended and Restated 2008 Performance Incentive Plan, which vested in three equal installments on each of March 10, 2017, March 10, 2018 and March 10, 2019.

SEC source: 0001415889-22-008507 · form4-08112022_030856.xml · nonDerivative · entry 3

BIEBER MICHAEL A · CIK 0001270606 · PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,598

F1 · balance_after: Includes 533 shares of Common Stock purchased under the Amended and Restated Willdan Group, Inc. 2006 Employee Stock Purchase Plan on June 30, 2022.

F2 · balance_after: Includes 18,051 shares of restricted stock that vest in one installment on March 8, 2023, subject to the Reporting Person's continued service to the Issuer through the applicable vesting date.

SEC source: 0001415889-22-008507 · form4-08112022_030856.xml · nonDerivative · entry 2

BIEBER MICHAEL A · CIK 0001270606 · PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,720

F1 · balance_after: Includes 533 shares of Common Stock purchased under the Amended and Restated Willdan Group, Inc. 2006 Employee Stock Purchase Plan on June 30, 2022.

F2 · balance_after: Includes 18,051 shares of restricted stock that vest in one installment on March 8, 2023, subject to the Reporting Person's continued service to the Issuer through the applicable vesting date.

SEC source: 0001415889-22-008507 · form4-08112022_030856.xml · nonDerivative · entry 1

BIEBER MICHAEL A · CIK 0001270606 · PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,054

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 533 shares of Common Stock purchased under the Amended and Restated Willdan Group, Inc. 2006 Employee Stock Purchase Plan on June 30, 2022.

F2 · balance_after: Includes 18,051 shares of restricted stock that vest in one installment on March 8, 2023, subject to the Reporting Person's continued service to the Issuer through the applicable vesting date.

SEC source: 0001415889-22-006438 · form4-06102022_020610.xml · nonDerivative · entry 1

RENKEN KEITH W · CIK 0001030858 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,735

F1 · shares: The shares of restricted stock vest in two substantially equal installments on each of June 9, 2023 and June 9, 2024.

F2 · balance_after: Includes (i) 892 shares of restricted stock that vest on each of June 9, 2023 and (ii) 1,527 shares of restricted stock that vest on June 11, 2022.

SEC source: 0001415889-22-006436 · form4-06102022_020658.xml · nonDerivative · entry 1

REDER WANDA KAY · CIK 0001895686 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,912

F1 · shares: The shares of restricted stock vest in two substantially equal installments on each of June 9, 2023 and June 9, 2024.

F2 · balance_after: Includes 1,323 shares of restricted stock that vest in two substantially equal installments on each of December 6, 2022 and December 6, 2023.

SEC source: 0001415889-22-006445 · form4-06102022_020607.xml · nonDerivative · entry 1

Cohen Steven A · CIK 0001640413 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,735

F1 · shares: The shares of restricted stock vest in two substantially equal installments on each of June 9, 2023 and June 9, 2024.

F2 · balance_after: Includes (i) 892 shares of restricted stock that vest on June 9, 2023 and (ii) 1,527 shares of restricted stock that vest on June 11, 2022.

SEC source: 0001415889-22-006442 · form4-06102022_020615.xml · nonDerivative · entry 1

Shahidehpour Mohammad · CIK 0001640436 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,625

F1 · shares: The shares of restricted stock vest in two substantially equal installments on each of June 9, 2023 and June 9, 2024.

F2 · balance_after: Includes (i) 892 shares of restricted stock that vest on June 9, 2023 and (ii) 1,527 shares of restricted stock that vest on June 11, 2022.

SEC source: 0001415889-22-006434 · form4-06102022_020618.xml · nonDerivative · entry 1

Downes Cynthia · CIK 0001518288 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,058

F1 · shares: The shares of restricted stock vest in two substantially equal installments on each of June 9, 2023 and June 9, 2024.

F2 · balance_after: Includes 1,469 shares of restricted stock that vest in two substantially equal installments on each of August 4, 2022 and August 4, 2023.

SEC source: 0001415889-22-006439 · form4-06102022_020639.xml · nonDerivative · entry 1

McGinn Dennis V · CIK 0001701806 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,014

F1 · shares: The shares of restricted stock vest in two substantially equal installments on each of June 9, 2023 and June 9, 2024.

F2 · balance_after: Includes (i) 892 shares of restricted stock that vest on June 9, 2023 and (ii) 1,527 shares of restricted stock that vest on June 11, 2022.

SEC source: 0001415889-23-001282 · form4a-01202023_110139.xml · nonDerivative · entry 1

RENKEN KEITH · CIK 0001251079 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,735

F1 · shares: The shares of restricted stock vest in two substantially equal installments on each of June 9, 2023 and June 9, 2024.

F2 · balance_after: Includes (i) 892 shares of restricted stock that vest on each of June 9, 2023 and (ii) 1,527 shares of restricted stock that vest on June 11, 2022.

SEC source: 0001415889-22-006226 · form4-06072022_020658.xml · nonDerivative · entry 1

McGinn Dennis V · CIK 0001701806 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,425

F1 · price: The price reported in Column 4 is the weighted average price. These shares were sold in multiple transactions at prices ranging from $26.69 to $26.90, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F2 · balance_after: Includes (i) 1,783 of restricted stock that vest in two substantially equal installments on each of June 9, 2022 and June 9, 2023, and (ii) 1,527 shares of restricted stock that vest June on 11, 2022.

SEC source: 0001415889-22-004751 · form4-05062022_030533.xml · nonDerivative · entry 1

CHEN MICAH · CIK 0001733678 · GENERAL COUNSEL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,425

F1 · shares: Represents shares of the Issuer's Common Stock withheld for tax withholding purposes in connection with the vesting of restricted stock on May 4, 2022, which restricted stock was granted on May 4, 2021.

F2 · balance_after: Includes (i) 2,500 shares of restricted stock that vest on May 4, 2023 and (ii) 3,800 shares of restricted stock that vest on March 8, 2023, subject to the Reporting Person's continued service to the Issuer through the applicable vesting date.

SEC source: 0001415889-22-003482 · form4-03302022_020302.xml · nonDerivative · entry 4

EARLY CREIGHTON K · CIK 0000904702 · VICE PRESIDENT AND CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,226

F5 · shares: Represents shares of the Issuer's Common Stock withheld for tax withholding purposes in connection with the vesting of the performance-based restricted stock units referenced in footnote (3).

F2 · balance_after: Includes (i) 2,000 shares of restricted stock that vest on December 11, 2022 and (ii) 3,800 shares of restricted stock that vest on March 8, 2023, subject to the Reporting Person's continued service to the Issuer through the applicable vesting date.

SEC source: 0001415889-22-003482 · form4-03302022_020302.xml · nonDerivative · entry 3

EARLY CREIGHTON K · CIK 0000904702 · VICE PRESIDENT AND CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,793

F4 · shares: Represents shares of the Issuer's Common Stock withheld for tax withholding purposes in connection with the vesting of the performance-based restricted stock units referenced in footnote (1).

F2 · balance_after: Includes (i) 2,000 shares of restricted stock that vest on December 11, 2022 and (ii) 3,800 shares of restricted stock that vest on March 8, 2023, subject to the Reporting Person's continued service to the Issuer through the applicable vesting date.

SEC source: 0001415889-22-003482 · form4-03302022_020302.xml · nonDerivative · entry 2

EARLY CREIGHTON K · CIK 0000904702 · VICE PRESIDENT AND CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,313

F3 · shares: Represents performance-based restricted stock units previously granted to the Reporting Person by the Issuer on March 2, 2020. The performance conditions applicable to the award were determined to have been satisfied by the Issuer's Compensation Committee on March 28, 2022, resulting in the immediate vesting of the restricted stock units as to 1,075 shares of Common Stock.

F2 · balance_after: Includes (i) 2,000 shares of restricted stock that vest on December 11, 2022 and (ii) 3,800 shares of restricted stock that vest on March 8, 2023, subject to the Reporting Person's continued service to the Issuer through the applicable vesting date.

SEC source: 0001415889-22-003482 · form4-03302022_020302.xml · nonDerivative · entry 1

EARLY CREIGHTON K · CIK 0000904702 · VICE PRESIDENT AND CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,238

F1 · shares: Represents performance-based restricted stock units previously granted to the Reporting Person by the Issuer on March 6, 2018. The performance conditions applicable to the award were determined to have been satisfied by the Issuer's Compensation Committee on March 28, 2022, resulting in the immediate vesting of the restricted stock units as to 987 shares of Common Stock.

F2 · balance_after: Includes (i) 2,000 shares of restricted stock that vest on December 11, 2022 and (ii) 3,800 shares of restricted stock that vest on March 8, 2023, subject to the Reporting Person's continued service to the Issuer through the applicable vesting date.

SEC source: 0001415889-22-003484 · form4-03302022_020337.xml · nonDerivative · entry 4

BIEBER MICHAEL A · CIK 0001270606 · PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,187

F5 · shares: Represents shares of the Issuer's Common Stock withheld for tax withholding purposes in connection with the vesting of the performance-based restricted stock units referenced in footnote (3).

F2 · balance_after: Includes 18,051 shares of restricted stock that vest in one installment on March 8, 2023, subject to the Reporting Person's continued service to the Issuer through the applicable vesting date.

SEC source: 0001415889-22-003484 · form4-03302022_020337.xml · nonDerivative · entry 3

BIEBER MICHAEL A · CIK 0001270606 · PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,749

F4 · shares: Represents shares of the Issuer's Common Stock withheld for tax withholding purposes in connection with the vesting of the performance-based restricted stock units referenced in footnote (1).

F2 · balance_after: Includes 18,051 shares of restricted stock that vest in one installment on March 8, 2023, subject to the Reporting Person's continued service to the Issuer through the applicable vesting date.

SEC source: 0001415889-22-003484 · form4-03302022_020337.xml · nonDerivative · entry 2

BIEBER MICHAEL A · CIK 0001270606 · PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,021

F3 · shares: Represents performance-based restricted stock units previously granted to the Reporting Person by the Issuer on March 2, 2020. The performance conditions applicable to the award were determined to have been satisfied by the Issuer's Compensation Committee on March 28, 2022, resulting in the immediate vesting of the restricted stock units as to 6,802 shares of Common Stock.

F2 · balance_after: Includes 18,051 shares of restricted stock that vest in one installment on March 8, 2023, subject to the Reporting Person's continued service to the Issuer through the applicable vesting date.

SEC source: 0001415889-22-003484 · form4-03302022_020337.xml · nonDerivative · entry 1

BIEBER MICHAEL A · CIK 0001270606 · PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,219

F1 · shares: Represents performance-based restricted stock units previously granted to the Reporting Person by the Issuer on March 6, 2018. The performance conditions applicable to the award were determined to have been satisfied by the Issuer's Compensation Committee on March 28, 2022, resulting in the immediate vesting of the restricted stock units as to 6,249 shares of Common Stock.

F2 · balance_after: Includes 18,051 shares of restricted stock that vest in one installment on March 8, 2023, subject to the Reporting Person's continued service to the Issuer through the applicable vesting date.

SEC source: 0001415889-22-003483 · form4-03302022_020312.xml · nonDerivative · entry 4

Brisbin Thomas Donald · CIK 0001395188 · Director · CHIEF EXECUTIVE OFFICER · CHAIRMAN OF THE BOARD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 392,656

F5 · shares: Represents shares of the Issuer's Common Stock withheld for tax withholding purposes in connection with the vesting of the performance-based restricted stock units referenced in footnote (3).

F2 · balance_after: Includes (i) 18,750 shares of restricted stock that vest in three substantially equal installments on each of March 9, 2023, March 9, 2024 and March 9, 2025 and (ii) 23,751 shares of restricted stock that vest on March 8, 2023, subject to the Reporting Person's continued service to the Issuer through the applicable vesting date.

SEC source: 0001415889-22-003483 · form4-03302022_020312.xml · nonDerivative · entry 3

Brisbin Thomas Donald · CIK 0001395188 · Director · CHIEF EXECUTIVE OFFICER · CHAIRMAN OF THE BOARD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 397,163

F4 · shares: Represents shares of the Issuer's Common Stock withheld for tax withholding purposes in connection with the vesting of the performance-based restricted stock units referenced in footnote (1).

F2 · balance_after: Includes (i) 18,750 shares of restricted stock that vest in three substantially equal installments on each of March 9, 2023, March 9, 2024 and March 9, 2025 and (ii) 23,751 shares of restricted stock that vest on March 8, 2023, subject to the Reporting Person's continued service to the Issuer through the applicable vesting date.

SEC source: 0001415889-22-003483 · form4-03302022_020312.xml · nonDerivative · entry 2

Brisbin Thomas Donald · CIK 0001395188 · Director · CHIEF EXECUTIVE OFFICER · CHAIRMAN OF THE BOARD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 401,801

F3 · shares: Represents performance-based restricted stock units previously granted to the Reporting Person by the Issuer on March 2, 2020. The performance conditions applicable to the award were determined to have been satisfied by the Issuer's Compensation Committee on March 28, 2022, resulting in the immediate vesting of the restricted stock units as to 8,950 shares of Common Stock.

F2 · balance_after: Includes (i) 18,750 shares of restricted stock that vest in three substantially equal installments on each of March 9, 2023, March 9, 2024 and March 9, 2025 and (ii) 23,751 shares of restricted stock that vest on March 8, 2023, subject to the Reporting Person's continued service to the Issuer through the applicable vesting date.

SEC source: 0001415889-22-003483 · form4-03302022_020312.xml · nonDerivative · entry 1

Brisbin Thomas Donald · CIK 0001395188 · Director · CHIEF EXECUTIVE OFFICER · CHAIRMAN OF THE BOARD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 392,851

F1 · shares: Represents performance-based restricted stock units previously granted to the Reporting Person by the Issuer on March 6, 2018. The performance conditions applicable to the award were determined to have been satisfied by the Issuer's Compensation Committee on March 28, 2022, resulting in the immediate vesting of the restricted stock units as to 9,208 shares of Common Stock.

F2 · balance_after: Includes (i) 18,750 shares of restricted stock that vest in three substantially equal installments on each of March 9, 2023, March 9, 2024 and March 9, 2025 and (ii) 23,751 shares of restricted stock that vest on March 8, 2023, subject to the Reporting Person's continued service to the Issuer through the applicable vesting date.

SEC source: 0001415889-22-003480 · form4-03302022_020334.xml · nonDerivative · entry 4

CHEN MICAH · CIK 0001733678 · GENERAL COUNSEL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,665

F5 · shares: Represents shares of the Issuer's Common Stock withheld for tax withholding purposes in connection with the vesting of the performance-based restricted stock units referenced in footnote (3).

F2 · balance_after: Includes (i) 5,000 shares of restricted stock that vest in two substantially equal installments on each of May 4, 2022 and May 4, 2023 and (ii) 3,800 shares of restricted stock that vest on March 8, 2023, subject to the Reporting Person's continued service to the Issuer through the applicable vesting date.

SEC source: 0001415889-22-003480 · form4-03302022_020334.xml · nonDerivative · entry 3

CHEN MICAH · CIK 0001733678 · GENERAL COUNSEL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,225

F4 · shares: Represents shares of the Issuer's Common Stock withheld for tax withholding purposes in connection with the vesting of the performance-based restricted stock units referenced in footnote (1).

F2 · balance_after: Includes (i) 5,000 shares of restricted stock that vest in two substantially equal installments on each of May 4, 2022 and May 4, 2023 and (ii) 3,800 shares of restricted stock that vest on March 8, 2023, subject to the Reporting Person's continued service to the Issuer through the applicable vesting date.

SEC source: 0001415889-22-003480 · form4-03302022_020334.xml · nonDerivative · entry 2

CHEN MICAH · CIK 0001733678 · GENERAL COUNSEL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,813

F3 · shares: Represents performance-based restricted stock units previously granted to the Reporting Person by the Issuer on March 2, 2020. The performance conditions applicable to the award were determined to have been satisfied by the Issuer's Compensation Committee on March 28, 2022, resulting in the immediate vesting of the restricted stock units as to 1,254 shares of Common Stock.

F2 · balance_after: Includes (i) 5,000 shares of restricted stock that vest in two substantially equal installments on each of May 4, 2022 and May 4, 2023 and (ii) 3,800 shares of restricted stock that vest on March 8, 2023, subject to the Reporting Person's continued service to the Issuer through the applicable vesting date.

SEC source: 0001415889-22-003480 · form4-03302022_020334.xml · nonDerivative · entry 1

CHEN MICAH · CIK 0001733678 · GENERAL COUNSEL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,559

F1 · shares: Represents performance-based restricted stock units previously granted to the Reporting Person by the Issuer on March 6, 2018. The performance conditions applicable to the award were determined to have been satisfied by the Issuer's Compensation Committee on March 28, 2022, resulting in the immediate vesting of the restricted stock units as to 1,316 shares of Common Stock.

F2 · balance_after: Includes (i) 5,000 shares of restricted stock that vest in two substantially equal installments on each of May 4, 2022 and May 4, 2023 and (ii) 3,800 shares of restricted stock that vest on March 8, 2023, subject to the Reporting Person's continued service to the Issuer through the applicable vesting date.

SEC source: 0001415889-22-003479 · form4-03302022_020306.xml · nonDerivative · entry 4

WHITELAW PAUL MILTON · CIK 0001733724 · SVP, BUSINESS DEVELOPMENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,533

F5 · shares: Represents shares of the Issuer's Common Stock withheld for tax withholding purposes in connection with the vesting of the performance-based restricted stock units referenced in footnote (3).

F2 · balance_after: Includes 3,800 shares of restricted stock that vest in one installment on March 8, 2023, subject to the Reporting Person's continued service to the Issuer through the applicable vesting date.

SEC source: 0001415889-22-003479 · form4-03302022_020306.xml · nonDerivative · entry 3

WHITELAW PAUL MILTON · CIK 0001733724 · SVP, BUSINESS DEVELOPMENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,188

F4 · shares: Represents shares of the Issuer's Common Stock withheld for tax withholding purposes in connection with the vesting of the performance-based restricted stock units referenced in footnote (1).

F2 · balance_after: Includes 3,800 shares of restricted stock that vest in one installment on March 8, 2023, subject to the Reporting Person's continued service to the Issuer through the applicable vesting date.

SEC source: 0001415889-22-003479 · form4-03302022_020306.xml · nonDerivative · entry 2

WHITELAW PAUL MILTON · CIK 0001733724 · SVP, BUSINESS DEVELOPMENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,875

F3 · shares: Represents performance-based restricted stock units previously granted to the Reporting Person by the Issuer on March 2, 2020. The performance conditions applicable to the award were determined to have been satisfied by the Issuer's Compensation Committee on March 28, 2022, resulting in the immediate vesting of the restricted stock units as to 1,254 shares of Common Stock.

F2 · balance_after: Includes 3,800 shares of restricted stock that vest in one installment on March 8, 2023, subject to the Reporting Person's continued service to the Issuer through the applicable vesting date.

SEC source: 0001415889-22-003479 · form4-03302022_020306.xml · nonDerivative · entry 1

WHITELAW PAUL MILTON · CIK 0001733724 · SVP, BUSINESS DEVELOPMENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,621

F1 · shares: Represents performance-based restricted stock units previously granted to the Reporting Person by the Issuer on March 6, 2018. The performance conditions applicable to the award were determined to have been satisfied by the Issuer's Compensation Committee on March 28, 2022, resulting in the immediate vesting of the restricted stock units as to 1,316 shares of Common Stock.

F2 · balance_after: Includes 3,800 shares of restricted stock that vest in one installment on March 8, 2023, subject to the Reporting Person's continued service to the Issuer through the applicable vesting date.

SEC source: 0001415889-22-003149 · form4-03172022_040340.xml · nonDerivative · entry 2

EARLY CREIGHTON K · CIK 0000904702 · VICE PRESIDENT AND CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,251

F1 · shares: Represents shares of Common Stock sold in the open market, the proceeds of which were used to pay the tax withholding obligations incurred upon the vesting of the performance-based restricted stock units on March 14, 2022.

SEC source: 0001415889-22-003149 · form4-03172022_040340.xml · nonDerivative · entry 1

EARLY CREIGHTON K · CIK 0000904702 · VICE PRESIDENT AND CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,776

F1 · shares: Represents shares of Common Stock sold in the open market, the proceeds of which were used to pay the tax withholding obligations incurred upon the vesting of the performance-based restricted stock units on March 14, 2022.

F2 · price: The price reported in Column 4 is the weighted average price. These shares were sold in multiple transactions at prices ranging from $26.43 to $27.10, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F3 · balance_after: Includes (i) 2,000 shares of restricted stock that vest on December 11, 2022 and (ii) 3,800 shares of restricted stock that vest on March 8, 2023, subject to the Reporting Person's continued service to the Issuer through the applicable vesting date.

SEC source: 0001415889-22-003147 · form4-03172022_040331.xml · nonDerivative · entry 2

BIEBER MICHAEL A · CIK 0001270606 · PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,970

F1 · shares: Represents shares of Common Stock sold in the open market, the proceeds of which were used to pay the tax withholding obligations incurred upon the vesting of the performance-based restricted stock units on March 14, 2022.

F3 · balance_after: Includes 18,051 shares of restricted stock that vest in one installment on March 8, 2023, subject to the Reporting Person's continued service to the Issuer through the applicable vesting date.

SEC source: 0001415889-22-003147 · form4-03172022_040331.xml · nonDerivative · entry 1

BIEBER MICHAEL A · CIK 0001270606 · PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,212

F1 · shares: Represents shares of Common Stock sold in the open market, the proceeds of which were used to pay the tax withholding obligations incurred upon the vesting of the performance-based restricted stock units on March 14, 2022.

F2 · price: The price reported in Column 4 is the weighted average price. These shares were sold in multiple transactions at prices ranging from $26.43 to $27.10, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F3 · balance_after: Includes 18,051 shares of restricted stock that vest in one installment on March 8, 2023, subject to the Reporting Person's continued service to the Issuer through the applicable vesting date.

SEC source: 0001415889-22-003148 · form4-03172022_040306.xml · nonDerivative · entry 2

Brisbin Thomas Donald · CIK 0001395188 · Director · CHIEF EXECUTIVE OFFICER · CHAIRMAN OF THE BOARD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 383,643

F1 · shares: Represents shares of Common Stock sold in the open market, the proceeds of which were used to pay the tax withholding obligations incurred upon the vesting of the performance-based restricted stock units on March 14, 2022.

F3 · balance_after: Includes (i) 18,750 shares of restricted stock that vest in three substantially equal installments on each of March 9, 2023, March 9, 2024 and March 9, 2025 and (ii) 23,751 shares of restricted stock that vest on March 8, 2023, subject to the Reporting Person's continued service to the Issuer through the applicable vesting date.

SEC source: 0001415889-22-003148 · form4-03172022_040306.xml · nonDerivative · entry 1

Brisbin Thomas Donald · CIK 0001395188 · Director · CHIEF EXECUTIVE OFFICER · CHAIRMAN OF THE BOARD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 412,834

F1 · shares: Represents shares of Common Stock sold in the open market, the proceeds of which were used to pay the tax withholding obligations incurred upon the vesting of the performance-based restricted stock units on March 14, 2022.

F2 · price: The price reported in Column 4 is the weighted average price. These shares were sold in multiple transactions at prices ranging from $26.43 to $27.10, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F3 · balance_after: Includes (i) 18,750 shares of restricted stock that vest in three substantially equal installments on each of March 9, 2023, March 9, 2024 and March 9, 2025 and (ii) 23,751 shares of restricted stock that vest on March 8, 2023, subject to the Reporting Person's continued service to the Issuer through the applicable vesting date.

SEC source: 0001415889-22-003151 · form4-03172022_040338.xml · nonDerivative · entry 2

WHITELAW PAUL MILTON · CIK 0001733724 · SVP, BUSINESS DEVELOPMENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,305

F1 · shares: Represents shares of Common Stock sold in the open market, the proceeds of which were used to pay the tax withholding obligations incurred upon the vesting of the performance-based restricted stock units on March 14, 2022.

F3 · balance_after: Includes 3,800 shares of restricted stock that vest in one installment on March 8, 2023, subject to the Reporting Person's continued service to the Issuer through the applicable vesting date.

SEC source: 0001415889-22-003151 · form4-03172022_040338.xml · nonDerivative · entry 1

WHITELAW PAUL MILTON · CIK 0001733724 · SVP, BUSINESS DEVELOPMENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,130

F1 · shares: Represents shares of Common Stock sold in the open market, the proceeds of which were used to pay the tax withholding obligations incurred upon the vesting of the performance-based restricted stock units on March 14, 2022.

F2 · price: The price reported in Column 4 is the weighted average price. These shares were sold in multiple transactions at prices ranging from $26.43 to $27.10, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote

F3 · balance_after: Includes 3,800 shares of restricted stock that vest in one installment on March 8, 2023, subject to the Reporting Person's continued service to the Issuer through the applicable vesting date.

SEC source: 0001415889-22-003150 · form4-03172022_040332.xml · nonDerivative · entry 2

CHEN MICAH · CIK 0001733678 · GENERAL COUNSEL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,243

F1 · shares: Represents shares of Common Stock sold in the open market, the proceeds of which were used to pay the tax withholding obligations incurred upon the vesting of the performance-based restricted stock units on March 14, 2022.

F3 · balance_after: Includes (i) 5,000 shares of restricted stock that vest in two substantially equal installments on each of May 4, 2022 and May 4, 2023 and (ii) 3,800 shares of restricted stock that vest on March 8, 2023, subject to the Reporting Person's continued service to the Issuer through the applicable vesting date.