Tapewire

NYSE · USD

WK

WORKIVA INC

Export transactions ↓
Tapewire entity
589
SEC CIK
0001445305
Parsed reports
472

Last 12 months

Inside the activity.

0 purchase rows · 6 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202502
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202601
Jun 202601
Jul 202600
Aug 202601
Sep 202600
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 25, 2021 Filed Jun 28, 2021 16:23 UTC
TROM JEFF D.Executive VP & CTO · 10% owner
SaleClass A Common Stock 12,501 $113.62 $1,420,363.62
Disclosure

SEC source: 0001445305-21-000097 · wf-form4_162491179538406.xml · nonDerivative · entry 2

TROM JEFF D. · CIK 0001013632 · Executive VP & CTO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By revocable trust

Disclosed balance after: 104,331

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 15, 2020 in accordance with Rule 10b5-1 of Securities Exchange Act of 1934, as amended. This Rule 10b5-1 plan provides for fixed sales of a total of up to 300,000 shares of stock options and Class A Common Stock through January 2022.

F3 · price: The price reported in Column 4 is a weighted-average price. The price actually received ranges from $113.14 to $114.13. For all transactions reported in this Form 4 utilizing a weighted-average price, the Reporting Person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
June 25, 2021 Filed Jun 28, 2021 16:23 UTC
TROM JEFF D.Executive VP & CTO · 10% owner
SaleClass A Common Stock 8,168 $112.76 $921,023.68
Disclosure

SEC source: 0001445305-21-000097 · wf-form4_162491179538406.xml · nonDerivative · entry 1

TROM JEFF D. · CIK 0001013632 · Executive VP & CTO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By revocable trust

Disclosed balance after: 116,832

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 15, 2020 in accordance with Rule 10b5-1 of Securities Exchange Act of 1934, as amended. This Rule 10b5-1 plan provides for fixed sales of a total of up to 300,000 shares of stock options and Class A Common Stock through January 2022.

F2 · price: The price reported in Column 4 is a weighted-average price. The price actually received ranges from $112.12 to $113.10. For all transactions reported in this Form 4 utilizing a weighted-average price, the Reporting Person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
June 24, 2021 Filed Jun 28, 2021 20:19 UTC
VANDERPLOEG MARTIN J.Director · President & CEO · 10% owner
ConversionClass B Common Stock · Derivative 150,000 $0.00 $0.00
Disclosure

SEC source: 0001445305-21-000095 · wf-form4_162491151704079.xml · derivative · entry 3

VANDERPLOEG MARTIN J. · CIK 0001014008 · Director · President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By living trust

Disclosed balance after: 1,954,023

Underlying: Class A Common Stock · 150,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each share of Class B Common Stock is convertible, at any time at the election of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (i) the date specified by the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, (ii) any transfer, except for certain "qualified transfers" (as defined in the Issuer's Certificate of Incorporation) or (iii) upon the death of a natural person holding shares of Class B Common Stock (subject to certain exceptions as defined in the Issuer's Certificate of Incorporation).

F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible, at any time at the election of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (i) the date specified by the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, (ii) any transfer, except for certain "qualified transfers" (as defined in the Issuer's Certificate of Incorporation) or (iii) upon the death of a natural person holding shares of Class B Common Stock (subject to certain exceptions as defined in the Issuer's Certificate of Incorporation).

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible, at any time at the election of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (i) the date specified by the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, (ii) any transfer, except for certain "qualified transfers" (as defined in the Issuer's Certificate of Incorporation) or (iii) upon the death of a natural person holding shares of Class B Common Stock (subject to certain exceptions as defined in the Issuer's Certificate of Incorporation).

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible, at any time at the election of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (i) the date specified by the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, (ii) any transfer, except for certain "qualified transfers" (as defined in the Issuer's Certificate of Incorporation) or (iii) upon the death of a natural person holding shares of Class B Common Stock (subject to certain exceptions as defined in the Issuer's Certificate of Incorporation).

Read SEC document
June 24, 2021 Filed Jun 28, 2021 20:19 UTC
VANDERPLOEG MARTIN J.Director · President & CEO · 10% owner
ConversionClass A Common Stock 150,000 $0.00 $0.00
Disclosure

SEC source: 0001445305-21-000095 · wf-form4_162491151704079.xml · nonDerivative · entry 1

VANDERPLOEG MARTIN J. · CIK 0001014008 · Director · President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By living trust

Disclosed balance after: 187,568

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 21, 2021 Filed Jun 22, 2021 16:31 UTC
TROM JEFF D.Executive VP & CTO · 10% owner
ConversionClass B Common Stock · Derivative 100,000 $0.00 $0.00
Disclosure

SEC source: 0001445305-21-000093 · wf-form4_162439380307708.xml · derivative · entry 3

TROM JEFF D. · CIK 0001013632 · Executive VP & CTO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By revocable trust

Disclosed balance after: 778,645

Underlying: Class A Common Stock · 100,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each share of Class B Common Stock is convertible, at any time at the election of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (i) the date specified by the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, (ii) any transfer, except for certain "qualified transfers" (as defined in the Issuer's Certificate of Incorporation) or (iii) upon the death of a natural person holding shares of Class B Common Stock (subject to certain exceptions as defined in the Issuer's Certificate of Incorporation).

F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible, at any time at the election of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (i) the date specified by the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, (ii) any transfer, except for certain "qualified transfers" (as defined in the Issuer's Certificate of Incorporation) or (iii) upon the death of a natural person holding shares of Class B Common Stock (subject to certain exceptions as defined in the Issuer's Certificate of Incorporation).

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible, at any time at the election of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (i) the date specified by the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, (ii) any transfer, except for certain "qualified transfers" (as defined in the Issuer's Certificate of Incorporation) or (iii) upon the death of a natural person holding shares of Class B Common Stock (subject to certain exceptions as defined in the Issuer's Certificate of Incorporation).

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible, at any time at the election of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (i) the date specified by the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, (ii) any transfer, except for certain "qualified transfers" (as defined in the Issuer's Certificate of Incorporation) or (iii) upon the death of a natural person holding shares of Class B Common Stock (subject to certain exceptions as defined in the Issuer's Certificate of Incorporation).

Read SEC document
June 21, 2021 Filed Jun 22, 2021 16:31 UTC
TROM JEFF D.Executive VP & CTO · 10% owner
ConversionClass A Common Stock 100,000 $0.00 $0.00
Disclosure

SEC source: 0001445305-21-000093 · wf-form4_162439380307708.xml · nonDerivative · entry 1

TROM JEFF D. · CIK 0001013632 · Executive VP & CTO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By revocable trust

Disclosed balance after: 125,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 21, 2021 Filed Jun 22, 2021 20:22 UTC
VANDERPLOEG MARTIN J.Director · President & CEO · 10% owner
SaleClass A Common Stock 9,955 $110.64 $1,101,421.20
Disclosure

SEC source: 0001445305-21-000091 · wf-form4_162439327458839.xml · nonDerivative · entry 8

VANDERPLOEG MARTIN J. · CIK 0001014008 · Director · President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By living trust

Disclosed balance after: 37,568

F3 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 16, 2021 in accordance with Rule 10b5-1 of Securities Exchange Act of 1934, as amended. This Rule 10b5-1 plan provides for fixed sales of a total of up to 315,000 shares of Class A Common Stock through January 2022.

F9 · price: The price reported in Column 4 is a weighted-average price. The price actually received ranges from $110.23 to $111.17. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
June 21, 2021 Filed Jun 22, 2021 20:22 UTC
VANDERPLOEG MARTIN J.Director · President & CEO · 10% owner
SaleClass A Common Stock 4,631 $109.70 $508,020.70
Disclosure

SEC source: 0001445305-21-000091 · wf-form4_162439327458839.xml · nonDerivative · entry 7

VANDERPLOEG MARTIN J. · CIK 0001014008 · Director · President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By living trust

Disclosed balance after: 47,523

F3 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 16, 2021 in accordance with Rule 10b5-1 of Securities Exchange Act of 1934, as amended. This Rule 10b5-1 plan provides for fixed sales of a total of up to 315,000 shares of Class A Common Stock through January 2022.

F8 · price: The price reported in Column 4 is a weighted-average price. The price actually received ranges from $109.23 to $110.22. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
June 21, 2021 Filed Jun 22, 2021 20:22 UTC
VANDERPLOEG MARTIN J.Director · President & CEO · 10% owner
SaleClass A Common Stock 2,014 $108.61 $218,740.54
Disclosure

SEC source: 0001445305-21-000091 · wf-form4_162439327458839.xml · nonDerivative · entry 6

VANDERPLOEG MARTIN J. · CIK 0001014008 · Director · President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By living trust

Disclosed balance after: 52,154

F3 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 16, 2021 in accordance with Rule 10b5-1 of Securities Exchange Act of 1934, as amended. This Rule 10b5-1 plan provides for fixed sales of a total of up to 315,000 shares of Class A Common Stock through January 2022.

F7 · price: The price reported in Column 4 is a weighted-average price. The price actually received ranges from $108.12 to $109.00. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
June 21, 2021 Filed Jun 22, 2021 20:22 UTC
VANDERPLOEG MARTIN J.Director · President & CEO · 10% owner
SaleClass A Common Stock 900 $106.90 $96,210.00
Disclosure

SEC source: 0001445305-21-000091 · wf-form4_162439327458839.xml · nonDerivative · entry 5

VANDERPLOEG MARTIN J. · CIK 0001014008 · Director · President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By living trust

Disclosed balance after: 54,168

F3 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 16, 2021 in accordance with Rule 10b5-1 of Securities Exchange Act of 1934, as amended. This Rule 10b5-1 plan provides for fixed sales of a total of up to 315,000 shares of Class A Common Stock through January 2022.

F6 · price: The price reported in Column 4 is a weighted-average price. The price actually received ranges from $106.72 to $107.24. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
June 18, 2021 Filed Jun 22, 2021 20:22 UTC
VANDERPLOEG MARTIN J.Director · President & CEO · 10% owner
SaleClass A Common Stock 7,312 $107.63 $786,990.56
Disclosure

SEC source: 0001445305-21-000091 · wf-form4_162439327458839.xml · nonDerivative · entry 4

VANDERPLOEG MARTIN J. · CIK 0001014008 · Director · President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By living trust

Disclosed balance after: 55,068

F3 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 16, 2021 in accordance with Rule 10b5-1 of Securities Exchange Act of 1934, as amended. This Rule 10b5-1 plan provides for fixed sales of a total of up to 315,000 shares of Class A Common Stock through January 2022.

F5 · price: The price reported in Column 4 is a weighted-average price. The price actually received ranges from $107.29 to $108.14. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
June 18, 2021 Filed Jun 22, 2021 20:22 UTC
VANDERPLOEG MARTIN J.Director · President & CEO · 10% owner
SaleClass A Common Stock 10,188 $106.76 $1,087,670.88
Disclosure

SEC source: 0001445305-21-000091 · wf-form4_162439327458839.xml · nonDerivative · entry 3

VANDERPLOEG MARTIN J. · CIK 0001014008 · Director · President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By living trust

Disclosed balance after: 62,380

F3 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 16, 2021 in accordance with Rule 10b5-1 of Securities Exchange Act of 1934, as amended. This Rule 10b5-1 plan provides for fixed sales of a total of up to 315,000 shares of Class A Common Stock through January 2022.

F4 · price: The price reported in Column 4 is a weighted-average price. The price actually received ranges from $106.26 to $107.24. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
June 03, 2021 Filed Jun 7, 2021 20:28 UTC GrantClass A Common Stock 2,041 Not disclosed Not disclosed
Disclosure

SEC source: 0001445305-21-000086 · wf-form4_162309769084331.xml · nonDerivative · entry 1

Bonner Brigid A. · CIK 0001359852 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,429

F1 · kind: Grant of restricted stock units pursuant to the 2014 Equity Incentive Plan.

F1 · price: Grant of restricted stock units pursuant to the 2014 Equity Incentive Plan.

Read SEC document
June 03, 2021 Filed Jun 7, 2021 20:26 UTC GrantClass A Common Stock 2,041 Not disclosed Not disclosed
Disclosure

SEC source: 0001445305-21-000084 · wf-form4_162309754327248.xml · nonDerivative · entry 1

RADIA SUKU V. · CIK 0001196027 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,873

F1 · kind: Grant of restricted stock units pursuant to the 2014 Equity Incentive Plan.

F1 · price: Grant of restricted stock units pursuant to the 2014 Equity Incentive Plan.

Read SEC document
June 03, 2021 Filed Jun 7, 2021 20:23 UTC GrantClass A Common Stock 2,041 Not disclosed Not disclosed
Disclosure

SEC source: 0001445305-21-000082 · wf-form4_162309738281072.xml · nonDerivative · entry 1

MULCAHY DAVID S. · CIK 0001260541 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 236,166

F1 · kind: Grant of restricted stock units pursuant to the 2014 Equity Incentive Plan.

F1 · price: Grant of restricted stock units pursuant to the 2014 Equity Incentive Plan.

Read SEC document
June 03, 2021 Filed Jun 7, 2021 20:20 UTC GrantClass A Common Stock 2,041 Not disclosed Not disclosed
Disclosure

SEC source: 0001445305-21-000080 · wf-form4_162309716459587.xml · nonDerivative · entry 1

CROW MICHAEL M · CIK 0001244046 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,930

F1 · kind: Grant of restricted stock units pursuant to the 2014 Equity Incentive Plan.

F1 · price: Grant of restricted stock units pursuant to the 2014 Equity Incentive Plan.

Read SEC document
June 03, 2021 Filed Jun 7, 2021 20:17 UTC GrantClass A Common Stock 2,041 Not disclosed Not disclosed
Disclosure

SEC source: 0001445305-21-000078 · wf-form4_162309700326386.xml · nonDerivative · entry 1

Herz Robert H · CIK 0001523753 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,009

F1 · kind: Grant of restricted stock units pursuant to the 2014 Equity Incentive Plan.

F1 · price: Grant of restricted stock units pursuant to the 2014 Equity Incentive Plan.

Read SEC document
May 25, 2021 Filed May 27, 2021 17:05 UTC
TROM JEFF D.Executive VP & CTO · 10% owner
SaleClass A Common Stock 100 $96.02 $9,602.00
Disclosure

SEC source: 0001445305-21-000076 · wf-form4_162214948717385.xml · nonDerivative · entry 4

TROM JEFF D. · CIK 0001013632 · Executive VP & CTO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By revocable trust

Disclosed balance after: 25,000

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 15, 2020 in accordance with Rule 10b5-1 of Securities Exchange Act of 1934, as amended. This Rule 10b5-1 plan provides for fixed sales of a total of up to 300,000 shares of stock options and Class A Common Stock through January 2022.

Read SEC document
May 25, 2021 Filed May 27, 2021 17:05 UTC
TROM JEFF D.Executive VP & CTO · 10% owner
SaleClass A Common Stock 1,017 $95.13 $96,747.21
Disclosure

SEC source: 0001445305-21-000076 · wf-form4_162214948717385.xml · nonDerivative · entry 3

TROM JEFF D. · CIK 0001013632 · Executive VP & CTO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By revocable trust

Disclosed balance after: 25,100

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 15, 2020 in accordance with Rule 10b5-1 of Securities Exchange Act of 1934, as amended. This Rule 10b5-1 plan provides for fixed sales of a total of up to 300,000 shares of stock options and Class A Common Stock through January 2022.

F4 · price: The price reported in Column 4 is a weighted-average price. The price actually received ranges from $94.69 to $95.54. For all transactions reported in this Form 4 utilizing a weighted-average price, the Reporting Person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
May 25, 2021 Filed May 27, 2021 17:05 UTC
TROM JEFF D.Executive VP & CTO · 10% owner
SaleClass A Common Stock 8,620 $94.02 $810,452.40
Disclosure

SEC source: 0001445305-21-000076 · wf-form4_162214948717385.xml · nonDerivative · entry 2

TROM JEFF D. · CIK 0001013632 · Executive VP & CTO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By revocable trust

Disclosed balance after: 26,117

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 15, 2020 in accordance with Rule 10b5-1 of Securities Exchange Act of 1934, as amended. This Rule 10b5-1 plan provides for fixed sales of a total of up to 300,000 shares of stock options and Class A Common Stock through January 2022.

F3 · price: The price reported in Column 4 is a weighted-average price. The price actually received ranges from $93.60 to $94.57. For all transactions reported in this Form 4 utilizing a weighted-average price, the Reporting Person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
May 25, 2021 Filed May 27, 2021 17:05 UTC
TROM JEFF D.Executive VP & CTO · 10% owner
SaleClass A Common Stock 15,263 $93.21 $1,422,664.23
Disclosure

SEC source: 0001445305-21-000076 · wf-form4_162214948717385.xml · nonDerivative · entry 1

TROM JEFF D. · CIK 0001013632 · Executive VP & CTO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By revocable trust

Disclosed balance after: 34,737

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 15, 2020 in accordance with Rule 10b5-1 of Securities Exchange Act of 1934, as amended. This Rule 10b5-1 plan provides for fixed sales of a total of up to 300,000 shares of stock options and Class A Common Stock through January 2022.

F2 · price: The price reported in Column 4 is a weighted-average price. The price actually received ranges from $92.60 to $93.59. For all transactions reported in this Form 4 utilizing a weighted-average price, the Reporting Person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
May 10, 2021 Filed May 10, 2021 22:09 UTC
Klindt JillSVP, CFO, CAO & Treasurer
Exercise / conversionEmployee Stock Option to Purchase Class A Common Stock · Derivative 5,940 $0.00 Strike: $8.48 $0.00
Disclosure

SEC source: 0001626102-21-000002 · wf-form4_162068457646300.xml · derivative · entry 3

Klindt Jill · CIK 0001626102 · SVP, CFO, CAO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 5,940 shares

Expires 2022-12-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Granted pursuant to the 2009 Unit Incentive Plan.

F3 · derivative.exercise_date: Vests as to 25% of the shares on the first anniversary of the grant date and then 6.25% of the shares at the end of each three-month period thereafter.

Read SEC document
May 10, 2021 Filed May 10, 2021 22:09 UTC
Klindt JillSVP, CFO, CAO & Treasurer
Exercise / conversionClass A Common Stock 5,940 $8.48 $50,371.20
Disclosure

SEC source: 0001626102-21-000002 · wf-form4_162068457646300.xml · nonDerivative · entry 2

Klindt Jill · CIK 0001626102 · SVP, CFO, CAO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,753

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 07, 2021 Filed May 10, 2021 22:09 UTC
Klindt JillSVP, CFO, CAO & Treasurer
SaleClass A Common Stock 9,000 $91.28 $821,520.00
Disclosure

SEC source: 0001626102-21-000002 · wf-form4_162068457646300.xml · nonDerivative · entry 1

Klindt Jill · CIK 0001626102 · SVP, CFO, CAO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,813

F1 · price: The price reported in Column 4 is a weighted-average price. The price actually received ranges from $90.62 to $92.23. For all transactions reported in this Form 4 utilizing a weighted-average price, the Reporting Person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
April 23, 2021 Filed Apr 27, 2021 16:24 UTC
TROM JEFF D.Executive VP & CTO · 10% owner
GiftClass B Common Stock · Derivative 57,000 $0.00 $0.00
Disclosure

SEC source: 0001445305-21-000067 · wf-form4_161955499600678.xml · derivative · entry 7

TROM JEFF D. · CIK 0001013632 · Executive VP & CTO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By irrevocable trust

Disclosed balance after: 57,000

Underlying: Class A Common Stock · 57,000 shares

Expires not disclosed

F4 · security: Each share of Class B Common Stock is convertible, at any time at the election of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (i) the date specified by the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, (ii) any transfer, except for certain "qualified transfers" (as defined in the Issuer's Certificate of Incorporation) or (iii) upon the death of a natural person holding shares of Class B Common Stock (subject to certain exceptions as defined in the Issuer's Certificate of Incorporation).

F4 · derivative.exercise_price: Each share of Class B Common Stock is convertible, at any time at the election of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (i) the date specified by the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, (ii) any transfer, except for certain "qualified transfers" (as defined in the Issuer's Certificate of Incorporation) or (iii) upon the death of a natural person holding shares of Class B Common Stock (subject to certain exceptions as defined in the Issuer's Certificate of Incorporation).

F5 · shares: On April 23, 2021, the reporting person contributed 57,000 shares of indirectly owned Class B Common Stock to separate irrevocable trusts for the benefit of each of his three children, who share the reporting person's household. The reporting person's sister is the trustee of each irrevocable trust.

F4 · derivative.exercise_date: Each share of Class B Common Stock is convertible, at any time at the election of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (i) the date specified by the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, (ii) any transfer, except for certain "qualified transfers" (as defined in the Issuer's Certificate of Incorporation) or (iii) upon the death of a natural person holding shares of Class B Common Stock (subject to certain exceptions as defined in the Issuer's Certificate of Incorporation).

F4 · derivative.expiration_date: Each share of Class B Common Stock is convertible, at any time at the election of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (i) the date specified by the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, (ii) any transfer, except for certain "qualified transfers" (as defined in the Issuer's Certificate of Incorporation) or (iii) upon the death of a natural person holding shares of Class B Common Stock (subject to certain exceptions as defined in the Issuer's Certificate of Incorporation).

Read SEC document
April 23, 2021 Filed Apr 27, 2021 16:24 UTC
TROM JEFF D.Executive VP & CTO · 10% owner
GiftClass B Common Stock · Derivative 57,000 $0.00 $0.00
Disclosure

SEC source: 0001445305-21-000067 · wf-form4_161955499600678.xml · derivative · entry 6

TROM JEFF D. · CIK 0001013632 · Executive VP & CTO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By irrevocable trust

Disclosed balance after: 57,000

Underlying: Class A Common Stock · 57,000 shares

Expires not disclosed

F4 · security: Each share of Class B Common Stock is convertible, at any time at the election of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (i) the date specified by the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, (ii) any transfer, except for certain "qualified transfers" (as defined in the Issuer's Certificate of Incorporation) or (iii) upon the death of a natural person holding shares of Class B Common Stock (subject to certain exceptions as defined in the Issuer's Certificate of Incorporation).

F4 · derivative.exercise_price: Each share of Class B Common Stock is convertible, at any time at the election of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (i) the date specified by the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, (ii) any transfer, except for certain "qualified transfers" (as defined in the Issuer's Certificate of Incorporation) or (iii) upon the death of a natural person holding shares of Class B Common Stock (subject to certain exceptions as defined in the Issuer's Certificate of Incorporation).

F5 · shares: On April 23, 2021, the reporting person contributed 57,000 shares of indirectly owned Class B Common Stock to separate irrevocable trusts for the benefit of each of his three children, who share the reporting person's household. The reporting person's sister is the trustee of each irrevocable trust.

F4 · derivative.exercise_date: Each share of Class B Common Stock is convertible, at any time at the election of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (i) the date specified by the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, (ii) any transfer, except for certain "qualified transfers" (as defined in the Issuer's Certificate of Incorporation) or (iii) upon the death of a natural person holding shares of Class B Common Stock (subject to certain exceptions as defined in the Issuer's Certificate of Incorporation).

F4 · derivative.expiration_date: Each share of Class B Common Stock is convertible, at any time at the election of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (i) the date specified by the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, (ii) any transfer, except for certain "qualified transfers" (as defined in the Issuer's Certificate of Incorporation) or (iii) upon the death of a natural person holding shares of Class B Common Stock (subject to certain exceptions as defined in the Issuer's Certificate of Incorporation).

Read SEC document
April 23, 2021 Filed Apr 27, 2021 16:24 UTC
TROM JEFF D.Executive VP & CTO · 10% owner
GiftClass B Common Stock · Derivative 57,000 $0.00 $0.00
Disclosure

SEC source: 0001445305-21-000067 · wf-form4_161955499600678.xml · derivative · entry 5

TROM JEFF D. · CIK 0001013632 · Executive VP & CTO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By irrevocable trust

Disclosed balance after: 57,000

Underlying: Class A Common Stock · 57,000 shares

Expires not disclosed

F4 · security: Each share of Class B Common Stock is convertible, at any time at the election of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (i) the date specified by the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, (ii) any transfer, except for certain "qualified transfers" (as defined in the Issuer's Certificate of Incorporation) or (iii) upon the death of a natural person holding shares of Class B Common Stock (subject to certain exceptions as defined in the Issuer's Certificate of Incorporation).

F4 · derivative.exercise_price: Each share of Class B Common Stock is convertible, at any time at the election of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (i) the date specified by the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, (ii) any transfer, except for certain "qualified transfers" (as defined in the Issuer's Certificate of Incorporation) or (iii) upon the death of a natural person holding shares of Class B Common Stock (subject to certain exceptions as defined in the Issuer's Certificate of Incorporation).

F5 · shares: On April 23, 2021, the reporting person contributed 57,000 shares of indirectly owned Class B Common Stock to separate irrevocable trusts for the benefit of each of his three children, who share the reporting person's household. The reporting person's sister is the trustee of each irrevocable trust.

F4 · derivative.exercise_date: Each share of Class B Common Stock is convertible, at any time at the election of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (i) the date specified by the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, (ii) any transfer, except for certain "qualified transfers" (as defined in the Issuer's Certificate of Incorporation) or (iii) upon the death of a natural person holding shares of Class B Common Stock (subject to certain exceptions as defined in the Issuer's Certificate of Incorporation).

F4 · derivative.expiration_date: Each share of Class B Common Stock is convertible, at any time at the election of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (i) the date specified by the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, (ii) any transfer, except for certain "qualified transfers" (as defined in the Issuer's Certificate of Incorporation) or (iii) upon the death of a natural person holding shares of Class B Common Stock (subject to certain exceptions as defined in the Issuer's Certificate of Incorporation).

Read SEC document
April 23, 2021 Filed Apr 27, 2021 16:24 UTC
TROM JEFF D.Executive VP & CTO · 10% owner
GiftClass B Common Stock · Derivative 171,000 $0.00 $0.00
Disclosure

SEC source: 0001445305-21-000067 · wf-form4_161955499600678.xml · derivative · entry 4

TROM JEFF D. · CIK 0001013632 · Executive VP & CTO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By revocable trust

Disclosed balance after: 878,645

Underlying: Class A Common Stock · 171,000 shares

Expires not disclosed

F4 · security: Each share of Class B Common Stock is convertible, at any time at the election of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (i) the date specified by the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, (ii) any transfer, except for certain "qualified transfers" (as defined in the Issuer's Certificate of Incorporation) or (iii) upon the death of a natural person holding shares of Class B Common Stock (subject to certain exceptions as defined in the Issuer's Certificate of Incorporation).

F4 · derivative.exercise_price: Each share of Class B Common Stock is convertible, at any time at the election of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (i) the date specified by the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, (ii) any transfer, except for certain "qualified transfers" (as defined in the Issuer's Certificate of Incorporation) or (iii) upon the death of a natural person holding shares of Class B Common Stock (subject to certain exceptions as defined in the Issuer's Certificate of Incorporation).

F5 · shares: On April 23, 2021, the reporting person contributed 57,000 shares of indirectly owned Class B Common Stock to separate irrevocable trusts for the benefit of each of his three children, who share the reporting person's household. The reporting person's sister is the trustee of each irrevocable trust.

F4 · derivative.exercise_date: Each share of Class B Common Stock is convertible, at any time at the election of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (i) the date specified by the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, (ii) any transfer, except for certain "qualified transfers" (as defined in the Issuer's Certificate of Incorporation) or (iii) upon the death of a natural person holding shares of Class B Common Stock (subject to certain exceptions as defined in the Issuer's Certificate of Incorporation).

F4 · derivative.expiration_date: Each share of Class B Common Stock is convertible, at any time at the election of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (i) the date specified by the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, (ii) any transfer, except for certain "qualified transfers" (as defined in the Issuer's Certificate of Incorporation) or (iii) upon the death of a natural person holding shares of Class B Common Stock (subject to certain exceptions as defined in the Issuer's Certificate of Incorporation).

Read SEC document
April 23, 2021 Filed Apr 27, 2021 16:24 UTC
TROM JEFF D.Executive VP & CTO · 10% owner
SaleClass A Common Stock 805 $96.68 $77,827.40
Disclosure

SEC source: 0001445305-21-000067 · wf-form4_161955499600678.xml · nonDerivative · entry 2

TROM JEFF D. · CIK 0001013632 · Executive VP & CTO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By revocable trust

Disclosed balance after: 50,000

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 15, 2020 in accordance with Rule 10b5-1 of Securities Exchange Act of 1934, as amended. This Rule 10b5-1 plan provides for fixed sales of a total of up to 300,000 shares of stock options and Class A Common Stock through January 2022.

F3 · price: The price reported in Column 4 is a weighted-average price. The price actually received ranges from $96.65 to $96.78. For all transactions reported in this Form 4 utilizing a weighted-average price, the Reporting Person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
April 23, 2021 Filed Apr 27, 2021 16:24 UTC
TROM JEFF D.Executive VP & CTO · 10% owner
SaleClass A Common Stock 24,195 $96.09 $2,324,897.55
Disclosure

SEC source: 0001445305-21-000067 · wf-form4_161955499600678.xml · nonDerivative · entry 1

TROM JEFF D. · CIK 0001013632 · Executive VP & CTO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By revocable trust

Disclosed balance after: 50,805

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 15, 2020 in accordance with Rule 10b5-1 of Securities Exchange Act of 1934, as amended. This Rule 10b5-1 plan provides for fixed sales of a total of up to 300,000 shares of stock options and Class A Common Stock through January 2022.

F2 · price: The price reported in Column 4 is a weighted-average price. The price actually received ranges from $95.63 to $96.62. For all transactions reported in this Form 4 utilizing a weighted-average price, the Reporting Person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
April 01, 2021 Filed Apr 5, 2021 20:37 UTC
Ziegler BrandonExecutive VP & CLO · Corp. Secretary
Tax withholdingClass A Common Stock 7,919 $92.29 $730,844.51
Disclosure

SEC source: 0001445305-21-000058 · wf-form4_161765500719539.xml · nonDerivative · entry 1

Ziegler Brandon · CIK 0001809344 · Executive VP & CLO · Corp. Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,505

F1 · kind: Shares delivered to the issuer for payment of withholding taxes due upon the vesting of restricted stock units previously granted.

Read SEC document
March 25, 2021 Filed Mar 26, 2021 16:19 UTC
TROM JEFF D.Executive VP & CTO · 10% owner
SaleClass A Common Stock 2,450 $89.60 $219,520.00
Disclosure

SEC source: 0001445305-21-000056 · wf-form4_161678995992108.xml · nonDerivative · entry 4

TROM JEFF D. · CIK 0001013632 · Executive VP & CTO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By revocable trust

Disclosed balance after: 75,000

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 15, 2020 in accordance with Rule 10b5-1 of Securities Exchange Act of 1934, as amended. This Rule 10b5-1 plan provides for fixed sales of a total of up to 300,000 shares of stock options and Class A Common Stock through January 2022.

F5 · price: The price reported in Column 4 is a weighted-average price. The price actually received ranges from $89.44 to $89.88. For all transactions reported in this Form 4 utilizing a weighted-average price, the Reporting Person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
March 25, 2021 Filed Mar 26, 2021 16:19 UTC
TROM JEFF D.Executive VP & CTO · 10% owner
SaleClass A Common Stock 12,737 $88.97 $1,133,210.89
Disclosure

SEC source: 0001445305-21-000056 · wf-form4_161678995992108.xml · nonDerivative · entry 3

TROM JEFF D. · CIK 0001013632 · Executive VP & CTO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By revocable trust

Disclosed balance after: 77,450

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 15, 2020 in accordance with Rule 10b5-1 of Securities Exchange Act of 1934, as amended. This Rule 10b5-1 plan provides for fixed sales of a total of up to 300,000 shares of stock options and Class A Common Stock through January 2022.

F4 · price: The price reported in Column 4 is a weighted-average price. The price actually received ranges from $88.43 to $89.42. For all transactions reported in this Form 4 utilizing a weighted-average price, the Reporting Person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
March 25, 2021 Filed Mar 26, 2021 16:19 UTC
TROM JEFF D.Executive VP & CTO · 10% owner
SaleClass A Common Stock 7,113 $88.04 $626,228.52
Disclosure

SEC source: 0001445305-21-000056 · wf-form4_161678995992108.xml · nonDerivative · entry 2

TROM JEFF D. · CIK 0001013632 · Executive VP & CTO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By revocable trust

Disclosed balance after: 90,187

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 15, 2020 in accordance with Rule 10b5-1 of Securities Exchange Act of 1934, as amended. This Rule 10b5-1 plan provides for fixed sales of a total of up to 300,000 shares of stock options and Class A Common Stock through January 2022.

F3 · price: The price reported in Column 4 is a weighted-average price. The price actually received ranges from $87.43 to $88.42. For all transactions reported in this Form 4 utilizing a weighted-average price, the Reporting Person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
March 25, 2021 Filed Mar 26, 2021 16:19 UTC
TROM JEFF D.Executive VP & CTO · 10% owner
SaleClass A Common Stock 2,700 $86.98 $234,846.00
Disclosure

SEC source: 0001445305-21-000056 · wf-form4_161678995992108.xml · nonDerivative · entry 1

TROM JEFF D. · CIK 0001013632 · Executive VP & CTO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By revocable trust

Disclosed balance after: 97,300

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 15, 2020 in accordance with Rule 10b5-1 of Securities Exchange Act of 1934, as amended. This Rule 10b5-1 plan provides for fixed sales of a total of up to 300,000 shares of stock options and Class A Common Stock through January 2022.

F2 · price: The price reported in Column 4 is a weighted-average price. The price actually received ranges from $86.36 to $87.31. For all transactions reported in this Form 4 utilizing a weighted-average price, the Reporting Person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
March 17, 2021 Filed Mar 18, 2021 20:19 UTC
Iskow JulieEVP & Chief Operating Officer
SaleClass A Common Stock 29,309 $96.09 $2,816,301.81
Disclosure

SEC source: 0001445305-21-000054 · wf-form4_161609874911471.xml · nonDerivative · entry 1

Iskow Julie · CIK 0001776078 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 160,567

F1 · price: The price reported in Column 4 is a weighted-average price. The price actually received ranges from $93.96 to $98.28. For all transactions reported in this Form 4 utilizing a weighted-average price, the Reporting Person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
March 15, 2021 Filed Mar 16, 2021 16:28 UTC
TROM JEFF D.Executive VP & CTO · 10% owner
ConversionClass B Common Stock · Derivative 100,000 $0.00 $0.00
Disclosure

SEC source: 0001445305-21-000052 · wf-form4_161592648720091.xml · derivative · entry 3

TROM JEFF D. · CIK 0001013632 · Executive VP & CTO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By revocable trust

Disclosed balance after: 1,049,645

Underlying: Class A Common Stock · 100,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each share of Class B Common Stock is convertible, at any time at the election of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (i) the date specified by the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, (ii) any transfer, except for certain "qualified transfers" (as defined in the Issuer's Certificate of Incorporation) or (iii) upon the death of a natural person holding shares of Class B Common Stock (subject to certain exceptions as defined in the Issuer's Certificate of Incorporation).

F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible, at any time at the election of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (i) the date specified by the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, (ii) any transfer, except for certain "qualified transfers" (as defined in the Issuer's Certificate of Incorporation) or (iii) upon the death of a natural person holding shares of Class B Common Stock (subject to certain exceptions as defined in the Issuer's Certificate of Incorporation).

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible, at any time at the election of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (i) the date specified by the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, (ii) any transfer, except for certain "qualified transfers" (as defined in the Issuer's Certificate of Incorporation) or (iii) upon the death of a natural person holding shares of Class B Common Stock (subject to certain exceptions as defined in the Issuer's Certificate of Incorporation).

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible, at any time at the election of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (i) the date specified by the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, (ii) any transfer, except for certain "qualified transfers" (as defined in the Issuer's Certificate of Incorporation) or (iii) upon the death of a natural person holding shares of Class B Common Stock (subject to certain exceptions as defined in the Issuer's Certificate of Incorporation).

Read SEC document
March 15, 2021 Filed Mar 16, 2021 16:28 UTC
TROM JEFF D.Executive VP & CTO · 10% owner
ConversionClass A Common Stock 100,000 $0.00 $0.00
Disclosure

SEC source: 0001445305-21-000052 · wf-form4_161592648720091.xml · nonDerivative · entry 1

TROM JEFF D. · CIK 0001013632 · Executive VP & CTO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By revocable trust

Disclosed balance after: 100,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2021 Filed Mar 16, 2021 20:23 UTC
Banarjee MithunEVP and Chief Customer Officer
Exercise / conversionEmployee Stock Option to Purchase Class A Common Stock · Derivative 2,750 $0.00 Strike: $13.55 $0.00
Disclosure

SEC source: 0001445305-21-000050 · wf-form4_161592619223052.xml · derivative · entry 5

Banarjee Mithun · CIK 0001701596 · EVP and Chief Customer Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 2,750 shares

Expires 2027-01-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Vests as to 25% of the shares on the first anniversary of the grant date and then 6.25% of the shares at the end of each three-month period thereafter.

Read SEC document
March 15, 2021 Filed Mar 16, 2021 20:23 UTC
Banarjee MithunEVP and Chief Customer Officer
SaleClass A Common Stock 4,863 $96.85 $470,981.55
Disclosure

SEC source: 0001445305-21-000050 · wf-form4_161592619223052.xml · nonDerivative · entry 4

Banarjee Mithun · CIK 0001701596 · EVP and Chief Customer Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 159,330

Read SEC document
March 15, 2021 Filed Mar 16, 2021 20:23 UTC
Banarjee MithunEVP and Chief Customer Officer
SaleClass A Common Stock 2,750 $96.85 $266,337.50
Disclosure

SEC source: 0001445305-21-000050 · wf-form4_161592619223052.xml · nonDerivative · entry 3

Banarjee Mithun · CIK 0001701596 · EVP and Chief Customer Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 164,193

Read SEC document
March 15, 2021 Filed Mar 16, 2021 20:23 UTC
Banarjee MithunEVP and Chief Customer Officer
Exercise / conversionClass A Common Stock 2,750 $13.55 $37,262.50
Disclosure

SEC source: 0001445305-21-000050 · wf-form4_161592619223052.xml · nonDerivative · entry 2

Banarjee Mithun · CIK 0001701596 · EVP and Chief Customer Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 166,943

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 12, 2021 Filed Mar 16, 2021 20:23 UTC
Banarjee MithunEVP and Chief Customer Officer
SaleClass A Common Stock 7,612 $98.14 $747,041.68
Disclosure

SEC source: 0001445305-21-000050 · wf-form4_161592619223052.xml · nonDerivative · entry 1

Banarjee Mithun · CIK 0001701596 · EVP and Chief Customer Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 164,193

F1 · price: The price reported in Column 4 is a weighted-average price. The price actually received ranges from $97.76 to $98.45. For all transactions reported in this Form 4 utilizing a weighted-average price, the Reporting Person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
March 11, 2021 Filed Mar 15, 2021 20:19 UTC SaleClass A Common Stock 5,000 $100.00 $500,000.00
Disclosure

SEC source: 0001445305-21-000048 · wf-form4_161583953400425.xml · nonDerivative · entry 1

CROW MICHAEL M · CIK 0001244046 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By family trust

Disclosed balance after: 23,943

F1 · price: The price reported in Column 4 is a weighted-average price. The price actually received ranges from $100.00 to $100.13. For all transactions reported in this Form 4 utilizing a weighted-average price, the Reporting Person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
March 09, 2021 Filed Mar 10, 2021 21:52 UTC Exercise / conversionEmployee Stock Option to Purchase Class A Common Stock · Derivative 12,600 $0.00 Strike: $2.53 $0.00
Disclosure

SEC source: 0001445305-21-000046 · wf-form4_161541310971071.xml · derivative · entry 4

Herz Robert H · CIK 0001523753 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 12,600 shares

Expires 2021-03-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Granted pursuant to the 2009 Unit Incentive Plan.

F3 · derivative.exercise_date: Vested as to 25% of the shares on the first anniversary of the grant date and as to 6.25% of the shares at the end of each three-month period thereafter.

Read SEC document
March 09, 2021 Filed Mar 10, 2021 21:52 UTC SaleClass A Common Stock 5,848 $99.33 $580,881.84
Disclosure

SEC source: 0001445305-21-000046 · wf-form4_161541310971071.xml · nonDerivative · entry 2

Herz Robert H · CIK 0001523753 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,968

F1 · price: The price reported in Column 4 is a weighted-average price. The price actually received ranges from $97.95 to $100.19. For all transactions reported in this Form 4 utilizing a weighted-average price, the Reporting Person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
March 09, 2021 Filed Mar 10, 2021 21:52 UTC Exercise / conversionClass A Common Stock 12,600 $2.53 $31,878.00
Disclosure

SEC source: 0001445305-21-000046 · wf-form4_161541310971071.xml · nonDerivative · entry 1

Herz Robert H · CIK 0001523753 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,816

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2021 Filed Mar 2, 2021 21:27 UTC
Klindt JillSVP, CFO, CAO & Treasurer
Tax withholdingClass A Common Stock 2,984 $104.38 $311,469.92
Disclosure

SEC source: 0001445305-21-000041 · wf-form4_161472041163411.xml · nonDerivative · entry 3

Klindt Jill · CIK 0001626102 · SVP, CFO, CAO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,813

F3 · kind: Shares delivered to the issuer for payment of withholding taxes due upon the vesting of restricted stock units previously granted.

Read SEC document
March 01, 2021 Filed Mar 2, 2021 21:27 UTC
Klindt JillSVP, CFO, CAO & Treasurer
GrantClass A Common Stock 22,514 $104.38 $2,350,011.32
Disclosure

SEC source: 0001445305-21-000041 · wf-form4_161472041163411.xml · nonDerivative · entry 2

Klindt Jill · CIK 0001626102 · SVP, CFO, CAO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,797

F1 · kind: Grant of restricted stock units pursuant to the 2014 Equity Incentive Plan.

F2 · shares: Vests in three equal annual installments commencing on the first anniversary of the grant date.

Read SEC document
March 01, 2021 Filed Mar 2, 2021 21:27 UTC
Klindt JillSVP, CFO, CAO & Treasurer
GrantClass A Common Stock 2,469 $104.38 $257,714.22
Disclosure

SEC source: 0001445305-21-000041 · wf-form4_161472041163411.xml · nonDerivative · entry 1

Klindt Jill · CIK 0001626102 · SVP, CFO, CAO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,283

F1 · kind: Grant of restricted stock units pursuant to the 2014 Equity Incentive Plan.

F2 · shares: Vests in three equal annual installments commencing on the first anniversary of the grant date.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.