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WORKIVA INC

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589
SEC CIK
0001445305
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472

Last 12 months

Inside the activity.

0 purchase rows · 6 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202501
Dec 202502
Jan 202600
Feb 202600
Mar 202600
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May 202601
Jun 202601
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 17, 2023 Filed Feb 21, 2023 16:45 UTC Tax withholdingClass A Common Stock 689 $88.24 $60,797.36
Disclosure

SEC source: 0001445305-23-000049 · wf-form4_167701587268165.xml · nonDerivative · entry 2

Hawkins Michael D. · CIK 0001877955 · EVP, Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,457

F2 · kind: Shares delivered to the issuer for the payment of withholding taxes due upon the vesting of PSUs previously granted.

Read SEC document
February 17, 2023 Filed Feb 21, 2023 16:45 UTC GrantClass A Common Stock 1,389 $0.00 $0.00
Disclosure

SEC source: 0001445305-23-000049 · wf-form4_167701587268165.xml · nonDerivative · entry 1

Hawkins Michael D. · CIK 0001877955 · EVP, Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,146

F1 · shares: Represents issued shares of performance restricted stock units ("PSUs") granted to the Reporting Person on February 1, 2022. The Compensation Committee certified the performance conditions and the PSUs were earned and vested at 76% of the target for the 2022 calendar year. Subject to the continued employment of the Reporting Person and achievement of applicable annual revenue growth rate goals, additional PSUs will vest following the completion of the remaining calendar years in the three-year performance period.

Read SEC document
February 17, 2023 Filed Feb 21, 2023 21:35 UTC
Ziegler BrandonEVP, CLO, CAO & Secretary · Secretary
Tax withholdingClass A Common Stock 710 $88.24 $62,650.40
Disclosure

SEC source: 0001445305-23-000045 · wf-form4_167701529371923.xml · nonDerivative · entry 2

Ziegler Brandon · CIK 0001809344 · EVP, CLO, CAO & Secretary · Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,182

F2 · kind: Shares delivered to the issuer for the payment of withholding taxes due upon the vesting of PSUs previously granted.

Read SEC document
February 17, 2023 Filed Feb 21, 2023 21:35 UTC
Ziegler BrandonEVP, CLO, CAO & Secretary · Secretary
GrantClass A Common Stock 1,389 $0.00 $0.00
Disclosure

SEC source: 0001445305-23-000045 · wf-form4_167701529371923.xml · nonDerivative · entry 1

Ziegler Brandon · CIK 0001809344 · EVP, CLO, CAO & Secretary · Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,892

F1 · shares: Represents issued shares of performance restricted stock units ("PSUs") granted to the Reporting Person on February 1, 2022. The Compensation Committee certified the performance conditions and the PSUs were earned and vested at 76% of the target for the 2022 calendar year. Subject to the continued employment of the Reporting Person and achievement of applicable annual revenue growth rate goals, additional PSUs will vest following the completion of the remaining calendar years in the three-year performance period.

Read SEC document
February 17, 2023 Filed Feb 21, 2023 21:48 UTC
Iskow JulieDirector · President & COO
Tax withholdingClass A Common Stock 1,289 $88.24 $113,741.36
Disclosure

SEC source: 0001445305-23-000051 · wf-form4_167701605240773.xml · nonDerivative · entry 2

Iskow Julie · CIK 0001776078 · Director · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 188,595

F2 · kind: Shares delivered to the issuer for the payment of withholding taxes due upon the vesting of PSUs previously granted.

Read SEC document
February 17, 2023 Filed Feb 21, 2023 21:48 UTC
Iskow JulieDirector · President & COO
GrantClass A Common Stock 2,447 $0.00 $0.00
Disclosure

SEC source: 0001445305-23-000051 · wf-form4_167701605240773.xml · nonDerivative · entry 1

Iskow Julie · CIK 0001776078 · Director · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 189,884

F1 · shares: Represents issued shares of performance restricted stock units ("PSUs") granted to the Reporting Person on February 1, 2022. The Compensation Committee certified the performance conditions and the PSUs were earned and vested at 76% of the target for the 2022 calendar year. Subject to the continued employment of the Reporting Person and achievement of applicable annual revenue growth rate goals, additional PSUs will vest following the completion of the remaining calendar years in the three-year performance period.

Read SEC document
February 17, 2023 Filed Feb 21, 2023 21:50 UTC
Klindt JillSVP, CFO, CAO & Treasurer
Tax withholdingClass A Common Stock 888 $88.24 $78,357.12
Disclosure

SEC source: 0001445305-23-000053 · wf-form4_167701622139899.xml · nonDerivative · entry 2

Klindt Jill · CIK 0001626102 · SVP, CFO, CAO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,177

F2 · kind: Shares delivered to the issuer for the payment of withholding taxes due upon the vesting of PSUs previously granted.

Read SEC document
February 17, 2023 Filed Feb 21, 2023 21:50 UTC
Klindt JillSVP, CFO, CAO & Treasurer
GrantClass A Common Stock 1,956 $0.00 $0.00
Disclosure

SEC source: 0001445305-23-000053 · wf-form4_167701622139899.xml · nonDerivative · entry 1

Klindt Jill · CIK 0001626102 · SVP, CFO, CAO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,065

F1 · shares: Represents issued shares of performance restricted stock units ("PSUs") granted to the Reporting Person on February 1, 2022. The Compensation Committee certified the performance conditions and the PSUs were earned and vested at 76% of the target for the 2022 calendar year. Subject to the continued employment of the Reporting Person and achievement of applicable annual revenue growth rate goals, additional PSUs will vest following the completion of the remaining calendar years in the three-year performance period.

Read SEC document
February 09, 2023 Filed Feb 21, 2023 21:39 UTC
VANDERPLOEG MARTIN J.Director · CEO
GiftClass A Common Stock 63,844 $0.00 $0.00
Disclosure

SEC source: 0001445305-23-000047 · wf-form4_167701550666087.xml · nonDerivative · entry 2

VANDERPLOEG MARTIN J. · CIK 0001014008 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By living trust

Disclosed balance after: 282,064

F1 · kind: Represents a gift of securities by the reporting person to a revocable living trust.

Read SEC document
February 09, 2023 Filed Feb 21, 2023 21:39 UTC
VANDERPLOEG MARTIN J.Director · CEO
GiftClass A Common Stock 63,844 $0.00 $0.00
Disclosure

SEC source: 0001445305-23-000047 · wf-form4_167701550666087.xml · nonDerivative · entry 1

VANDERPLOEG MARTIN J. · CIK 0001014008 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 378,627

F1 · kind: Represents a gift of securities by the reporting person to a revocable living trust.

Read SEC document
February 03, 2023 Filed Feb 7, 2023 21:33 UTC
VANDERPLOEG MARTIN J.Director · CEO
Tax withholdingClass A Common Stock 7,211 $91.26 $658,075.86
Disclosure

SEC source: 0001445305-23-000030 · wf-form4_167580555977443.xml · nonDerivative · entry 1

VANDERPLOEG MARTIN J. · CIK 0001014008 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 442,471

F1 · kind: Shares delivered to the issuer for payment of withholding taxes due upon the vesting of restricted stock units previously granted.

Read SEC document
February 03, 2023 Filed Feb 7, 2023 21:30 UTC
Iskow JulieDirector · President & COO
Tax withholdingClass A Common Stock 8,365 $91.26 $763,389.90
Disclosure

SEC source: 0001445305-23-000028 · wf-form4_167580542140283.xml · nonDerivative · entry 1

Iskow Julie · CIK 0001776078 · Director · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 187,437

F1 · kind: Shares delivered to the issuer for the payment of withholding taxes due upon the vesting of restricted stock units previously granted.

Read SEC document
February 03, 2023 Filed Feb 7, 2023 21:35 UTC
Klindt JillSVP, CFO, CAO & Treasurer
Tax withholdingClass A Common Stock 983 $91.26 $89,708.58
Disclosure

SEC source: 0001445305-23-000032 · wf-form4_167580567002388.xml · nonDerivative · entry 1

Klindt Jill · CIK 0001626102 · SVP, CFO, CAO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,109

F1 · kind: Shares delivered to the issuer for the payment of withholding taxes due upon the vesting of restricted stock units previously granted.

Read SEC document
February 01, 2023 Filed Feb 3, 2023 21:15 UTC
VANDERPLOEG MARTIN J.Director · CEO
Tax withholdingClass A Common Stock 10,647 $92.79 $987,935.13
Disclosure

SEC source: 0001445305-23-000018 · wf-form4_167545887053275.xml · nonDerivative · entry 2

VANDERPLOEG MARTIN J. · CIK 0001014008 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 449,682

F3 · kind: Shares delivered to the issuer for payment of withholding taxes due upon the vesting of restricted stock units previously granted.

Read SEC document
February 01, 2023 Filed Feb 3, 2023 21:15 UTC
VANDERPLOEG MARTIN J.Director · CEO
GrantClass A Common Stock 67,356 $92.79 $6,249,963.24
Disclosure

SEC source: 0001445305-23-000018 · wf-form4_167545887053275.xml · nonDerivative · entry 1

VANDERPLOEG MARTIN J. · CIK 0001014008 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 460,329

F1 · kind: Grant of restricted stock units pursuant to the 2014 Equity Incentive Plan.

F2 · shares: Vests in three equal annual installments commencing on the first anniversary of the grant date.

Read SEC document
February 01, 2023 Filed Feb 3, 2023 16:26 UTC Tax withholdingClass A Common Stock 4,563 $92.79 $423,400.77
Disclosure

SEC source: 0001445305-23-000026 · wf-form4_167545957218155.xml · nonDerivative · entry 2

Hawkins Michael D. · CIK 0001877955 · EVP, Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,757

F3 · kind: Shares delivered to the issuer for the payment of withholding taxes due upon the vesting of restricted stock units previously granted.

Read SEC document
February 01, 2023 Filed Feb 3, 2023 16:26 UTC GrantClass A Common Stock 23,575 $92.79 $2,187,524.25
Disclosure

SEC source: 0001445305-23-000026 · wf-form4_167545957218155.xml · nonDerivative · entry 1

Hawkins Michael D. · CIK 0001877955 · EVP, Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,320

F1 · kind: Grant of restricted stock units pursuant to the 2014 Equity Incentive Plan.

F2 · shares: Vests in three equal annual installments commencing on the first anniversary of the grant date.

Read SEC document
February 01, 2023 Filed Feb 3, 2023 21:17 UTC
Ziegler BrandonEVP, CLO, CAO & Secretary · Secretary
Tax withholdingClass A Common Stock 6,402 $92.79 $594,041.58
Disclosure

SEC source: 0001445305-23-000020 · wf-form4_167545903574471.xml · nonDerivative · entry 2

Ziegler Brandon · CIK 0001809344 · EVP, CLO, CAO & Secretary · Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,503

F3 · kind: Shares delivered to the issuer for payment of withholding taxes due upon the vesting of restricted stock units previously granted.

Read SEC document
February 01, 2023 Filed Feb 3, 2023 21:17 UTC
Ziegler BrandonEVP, CLO, CAO & Secretary · Secretary
GrantClass A Common Stock 25,649 $92.79 $2,379,970.71
Disclosure

SEC source: 0001445305-23-000020 · wf-form4_167545903574471.xml · nonDerivative · entry 1

Ziegler Brandon · CIK 0001809344 · EVP, CLO, CAO & Secretary · Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,905

F1 · kind: Grant of restricted stock units pursuant to the 2014 Equity Incentive Plan.

F2 · shares: Vests in three equal annual installments commencing on the first anniversary of the grant date.

Read SEC document
February 01, 2023 Filed Feb 3, 2023 21:23 UTC
Iskow JulieDirector · President & COO
Tax withholdingClass A Common Stock 11,573 $92.79 $1,073,858.67
Disclosure

SEC source: 0001445305-23-000024 · wf-form4_167545940215321.xml · nonDerivative · entry 2

Iskow Julie · CIK 0001776078 · Director · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 195,802

F3 · kind: Shares delivered to the issuer for payment of withholding taxes due upon the vesting of restricted stock units previously granted.

Read SEC document
February 01, 2023 Filed Feb 3, 2023 21:23 UTC
Iskow JulieDirector · President & COO
GrantClass A Common Stock 56,579 $92.79 $5,249,965.41
Disclosure

SEC source: 0001445305-23-000024 · wf-form4_167545940215321.xml · nonDerivative · entry 1

Iskow Julie · CIK 0001776078 · Director · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 207,375

F1 · kind: Grant of restricted stock units pursuant to the 2014 Equity Incentive Plan.

F2 · shares: Vests in three equal annual installments commencing on the first anniversary of the grant date.

Read SEC document
February 01, 2023 Filed Feb 3, 2023 21:21 UTC
Klindt JillSVP, CFO, CAO & Treasurer
Tax withholdingClass A Common Stock 4,095 $92.79 $379,975.05
Disclosure

SEC source: 0001445305-23-000022 · wf-form4_167545923669336.xml · nonDerivative · entry 2

Klindt Jill · CIK 0001626102 · SVP, CFO, CAO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,092

F3 · kind: Shares delivered to the issuer for the payment of withholding taxes due upon the vesting of restricted stock units previously granted.

Read SEC document
February 01, 2023 Filed Feb 3, 2023 21:21 UTC
Klindt JillSVP, CFO, CAO & Treasurer
GrantClass A Common Stock 30,930 $92.79 $2,869,994.70
Disclosure

SEC source: 0001445305-23-000022 · wf-form4_167545923669336.xml · nonDerivative · entry 1

Klindt Jill · CIK 0001626102 · SVP, CFO, CAO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,187

F1 · kind: Grant of restricted stock units pursuant to the 2014 Equity Incentive Plan.

F2 · shares: Vests in three equal annual installments commencing on the first anniversary of the grant date.

Read SEC document
January 23, 2023 Filed Jan 25, 2023 21:19 UTC SaleClass A Common Stock 7,818 $90.51 $707,607.18
Disclosure

SEC source: 0001445305-23-000013 · wf-form4_167468155895310.xml · nonDerivative · entry 1

Herz Robert H · CIK 0001523753 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 54,902

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 30, 2022 in accordance with Rule 10b5-1 of Securities Exchange Act of 1934, as amended. This Rule 10b5-1 plan provides for fixed sales of a total of up to 20,000 shares of Class A Common Stock through August 2023.

F2 · price: The price reported in Column 4 is a weighted-average price. The price actually received ranges from $90.00 to $91.26. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
January 13, 2023 Filed Jan 17, 2023 21:09 UTC SaleClass A Common Stock 9,182 $90.07 $827,022.74
Disclosure

SEC source: 0001445305-23-000009 · wf-form4_167398974841737.xml · nonDerivative · entry 1

Herz Robert H · CIK 0001523753 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 62,720

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 30, 2022 in accordance with Rule 10b5-1 of Securities Exchange Act of 1934, as amended. This Rule 10b5-1 plan provides for fixed sales of a total of up to 20,000 shares of Class A Common Stock through August 2023.

F2 · price: The price reported in Column 4 is a weighted-average price. The price actually received ranges from $90.00 to $90.49. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
January 03, 2023 Filed Jan 5, 2023 21:10 UTC SaleClass A Common Stock 3,000 $85.00 $255,000.00
Disclosure

SEC source: 0001445305-23-000002 · wf-form4_167295298479585.xml · nonDerivative · entry 1

Herz Robert H · CIK 0001523753 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 71,902

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 30, 2022 in accordance with Rule 10b5-1 of Securities Exchange Act of 1934, as amended. This Rule 10b5-1 plan provides for fixed sales of a total of up to 20,000 shares of Class A Common Stock through August 2023.

Read SEC document
December 13, 2022 Filed Jan 18, 2023 21:19 UTC GiftClass A Common Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001445305-23-000011 · wf-form5_167407673434680.xml · nonDerivative · entry 1

RADIA SUKU V. · CIK 0001196027 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 21,909

F1 · ownership.direct: Due to an administrative error, these shares were reported in prior reports as directly held instead of indirectly held through a revocable living trust.

Read SEC document
November 28, 2022 Filed Nov 30, 2022 21:13 UTC SaleClass A Common Stock 2,800 $77.21 $216,188.00
Disclosure

SEC source: 0001445305-22-000143 · wf-form4_166984277074234.xml · nonDerivative · entry 1

Bonner Brigid A. · CIK 0001359852 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,554

Read SEC document
November 09, 2022 Filed Nov 10, 2022 16:13 UTC SaleClass A Common Stock 5,505 $66.72 $367,293.60
Disclosure

SEC source: 0001445305-22-000141 · wf-form4_166811478083596.xml · nonDerivative · entry 1

Hawkins Michael D. · CIK 0001877955 · EVP, Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,745

F1 · price: The price reported in Column 4 is a weighted-average price. The price actually received ranges from $66.24 to $67.06. For all transactions reported in this Form 4 utilizing a weighted-average price, the Reporting Person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
October 01, 2022 Filed Oct 4, 2022 20:12 UTC
Iskow JulieDirector · President & COO
Tax withholdingClass A Common Stock 24,285 $77.80 $1,889,373.00
Disclosure

SEC source: 0001445305-22-000133 · wf-form4_166491435011660.xml · nonDerivative · entry 1

Iskow Julie · CIK 0001776078 · Director · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,796

F1 · kind: Shares delivered to the issuer for the payment of withholding taxes due upon the vesting of restricted stock units previously granted.

Read SEC document
September 01, 2022 Filed Sep 6, 2022 16:32 UTC
TROM JEFF D.Executive VP & CTO
Tax withholdingClass A Common Stock 1,429 $64.92 $92,770.68
Disclosure

SEC source: 0001445305-22-000121 · wf-form4_166249633067546.xml · nonDerivative · entry 3

TROM JEFF D. · CIK 0001013632 · Executive VP & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 290,907

F2 · kind: Shares delivered to the issuer for payment of withholding taxes due upon the vesting of restricted stock units previously granted.

Read SEC document
September 01, 2022 Filed Sep 6, 2022 20:44 UTC
VANDERPLOEG MARTIN J.Director · CEO
Tax withholdingClass A Common Stock 2,035 $64.92 $132,112.20
Disclosure

SEC source: 0001445305-22-000129 · wf-form4_166249706966315.xml · nonDerivative · entry 1

VANDERPLOEG MARTIN J. · CIK 0001014008 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 392,973

F1 · kind: Shares delivered to the issuer for payment of withholding taxes due upon the vesting of restricted stock units previously granted.

Read SEC document
September 01, 2022 Filed Sep 6, 2022 16:28 UTC Tax withholdingClass A Common Stock 1,389 $64.92 $90,173.88
Disclosure

SEC source: 0001445305-22-000119 · wf-form4_166249611765014.xml · nonDerivative · entry 1

Hawkins Michael D. · CIK 0001877955 · EVP, Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,250

F1 · kind: Shares delivered to the issuer for the payment of withholding taxes due upon the vesting of restricted stock units previously granted.

Read SEC document
September 01, 2022 Filed Sep 6, 2022 20:36 UTC
Ziegler BrandonEVP, CLO, CAO & Secretary · Secretary
Tax withholdingClass A Common Stock 1,430 $64.92 $92,835.60
Disclosure

SEC source: 0001445305-22-000123 · wf-form4_166249659139763.xml · nonDerivative · entry 1

Ziegler Brandon · CIK 0001809344 · EVP, CLO, CAO & Secretary · Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,256

F1 · kind: Shares delivered to the issuer for the payment of withholding taxes due upon the vesting of restricted stock units previously granted.

Read SEC document
September 01, 2022 Filed Sep 6, 2022 20:42 UTC
Iskow JulieDirector · President & COO
Tax withholdingClass A Common Stock 2,120 $64.92 $137,630.40
Disclosure

SEC source: 0001445305-22-000127 · wf-form4_166249690600046.xml · nonDerivative · entry 1

Iskow Julie · CIK 0001776078 · Director · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,081

F1 · kind: Shares delivered to the issuer for the payment of withholding taxes due upon the vesting of restricted stock units previously granted.

Read SEC document
September 01, 2022 Filed Sep 6, 2022 20:47 UTC
Klindt JillSVP, CFO, CAO & Treasurer
Tax withholdingClass A Common Stock 1,270 $64.92 $82,448.40
Disclosure

SEC source: 0001445305-22-000131 · wf-form4_166249724362542.xml · nonDerivative · entry 1

Klindt Jill · CIK 0001626102 · SVP, CFO, CAO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,257

F1 · kind: Shares delivered to the issuer for the payment of withholding taxes due upon the vesting of restricted stock units previously granted.

Read SEC document
September 01, 2022 Filed Sep 6, 2022 20:39 UTC
Banarjee MithunChief Customer Officer
Tax withholdingClass A Common Stock 1,102 $64.92 $71,541.84
Disclosure

SEC source: 0001445305-22-000125 · wf-form4_166249671870232.xml · nonDerivative · entry 1

Banarjee Mithun · CIK 0001701596 · Chief Customer Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 160,551

F1 · kind: Shares delivered to the issuer for the payment of withholding taxes due upon the vesting of restricted stock units previously granted.

Read SEC document
August 01, 2022 Filed Aug 3, 2022 16:16 UTC Tax withholdingClass A Common Stock 574 $67.00 $38,458.00
Disclosure

SEC source: 0001445305-22-000102 · wf-form4_165955774557718.xml · nonDerivative · entry 1

Hawkins Michael D. · CIK 0001877955 · EVP, Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,639

F1 · kind: Shares delivered to the issuer for the payment of withholding taxes due upon the vesting of restricted stock units previously granted.

Read SEC document
June 01, 2022 Filed Jun 3, 2022 20:40 UTC GrantClass A Common Stock 2,925 Not disclosed Not disclosed
Disclosure

SEC source: 0001445305-22-000098 · wf-form4_165428877435436.xml · nonDerivative · entry 1

MULCAHY DAVID S. · CIK 0001260541 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 239,091

F1 · kind: Grant of restricted stock units pursuant to the 2014 Equity Incentive Plan.

F1 · price: Grant of restricted stock units pursuant to the 2014 Equity Incentive Plan.

Read SEC document
June 01, 2022 Filed Jun 3, 2022 20:43 UTC GrantClass A Common Stock 2,925 Not disclosed Not disclosed
Disclosure

SEC source: 0001445305-22-000100 · wf-form4_165428899964741.xml · nonDerivative · entry 1

CROW MICHAEL M · CIK 0001244046 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,855

F1 · kind: Grant of restricted stock units pursuant to the 2014 Equity Incentive Plan.

F1 · price: Grant of restricted stock units pursuant to the 2014 Equity Incentive Plan.

Read SEC document
June 01, 2022 Filed Jun 3, 2022 20:42 UTC GrantClass A Common Stock 2,925 Not disclosed Not disclosed
Disclosure

SEC source: 0001445305-22-000099 · wf-form4_165428889361453.xml · nonDerivative · entry 1

RADIA SUKU V. · CIK 0001196027 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,798

F1 · kind: Grant of restricted stock units pursuant to the 2014 Equity Incentive Plan.

F1 · price: Grant of restricted stock units pursuant to the 2014 Equity Incentive Plan.

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June 01, 2022 Filed Jun 3, 2022 20:36 UTC GrantClass A Common Stock 2,925 Not disclosed Not disclosed
Disclosure

SEC source: 0001445305-22-000096 · wf-form4_165428857044218.xml · nonDerivative · entry 1

Bonner Brigid A. · CIK 0001359852 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,354

F1 · kind: Grant of restricted stock units pursuant to the 2014 Equity Incentive Plan.

F1 · price: Grant of restricted stock units pursuant to the 2014 Equity Incentive Plan.

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June 01, 2022 Filed Jun 3, 2022 20:38 UTC GrantClass A Common Stock 2,925 Not disclosed Not disclosed
Disclosure

SEC source: 0001445305-22-000097 · wf-form4_165428867179471.xml · nonDerivative · entry 1

Herz Robert H · CIK 0001523753 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,934

F1 · kind: Grant of restricted stock units pursuant to the 2014 Equity Incentive Plan.

F1 · price: Grant of restricted stock units pursuant to the 2014 Equity Incentive Plan.

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May 01, 2022 Filed May 2, 2022 16:15 UTC Tax withholdingClass A Common Stock 3,454 $96.51 $333,345.54
Disclosure

SEC source: 0001445305-22-000080 · wf-form4_165152240973471.xml · nonDerivative · entry 1

Hawkins Michael D. · CIK 0001877955 · EVP, Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,213

F1 · kind: Shares delivered to the issuer for the payment of withholding taxes due upon the vesting of restricted stock units previously granted.

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April 01, 2022 Filed Apr 4, 2022 20:15 UTC
Ziegler BrandonEVP, CLO, CAO & Secretary · Secretary
Tax withholdingClass A Common Stock 8,256 $122.35 $1,010,121.60
Disclosure

SEC source: 0001445305-22-000061 · wf-form4_164910330875797.xml · nonDerivative · entry 1

Ziegler Brandon · CIK 0001809344 · EVP, CLO, CAO & Secretary · Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,686

F1 · kind: Shares delivered to the issuer for the payment of withholding taxes due upon the vesting of restricted stock units previously granted.

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March 17, 2022 Filed Mar 18, 2022 20:22 UTC SaleClass A Common Stock 750 $103.11 $77,332.50
Disclosure

SEC source: 0001445305-22-000055 · wf-form4_164763494960099.xml · nonDerivative · entry 1

Herz Robert H · CIK 0001523753 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 74,902

F1 · price: The price reported in Column 4 is a weighted-average price. The price actually received ranges from $103.06 to $103.11. For all transactions reported in this Form 4 utilizing a weighted-average price, the Reporting Person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.

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March 14, 2022 Filed Mar 15, 2022 20:09 UTC SaleClass A Common Stock 1,500 $95.71 $143,565.00
Disclosure

SEC source: 0001445305-22-000053 · wf-form4_164737498182673.xml · nonDerivative · entry 1

Herz Robert H · CIK 0001523753 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 75,652

F1 · price: The price reported in Column 4 is a weighted-average price. The price actually received ranges from $95.69 to $95.77. For all transactions reported in this Form 4 utilizing a weighted-average price, the Reporting Person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.

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March 09, 2022 Filed Mar 10, 2022 21:16 UTC
Banarjee MithunEVP and Chief Customer Officer
SaleClass A Common Stock 7,042 $101.73 $716,382.66
Disclosure

SEC source: 0001445305-22-000051 · wf-form4_164694699258954.xml · nonDerivative · entry 1

Banarjee Mithun · CIK 0001701596 · EVP and Chief Customer Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 161,653

F1 · price: The price reported in Column 4 is a weighted-average price. The price actually received ranges from $101.09 to $102.61. For all transactions reported in this Form 4 utilizing a weighted-average price, the Reporting Person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.

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March 01, 2022 Filed Mar 2, 2022 21:22 UTC
Ziegler BrandonEVP, CLO, CAO & Secretary · Secretary
GrantClass A Common Stock 4,615 $108.34 $499,989.10
Disclosure

SEC source: 0001445305-22-000047 · wf-form4_164625613764910.xml · nonDerivative · entry 1

Ziegler Brandon · CIK 0001809344 · EVP, CLO, CAO & Secretary · Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,942

F1 · kind: Grant of restricted stock units pursuant to the 2014 Equity Incentive Plan.

F2 · shares: Vests in three equal annual installments commencing on the first anniversary of the grant date.

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March 01, 2022 Filed Mar 2, 2022 21:27 UTC
Iskow JulieDirector · President & COO
GrantClass A Common Stock 10,661 $108.34 $1,155,012.74
Disclosure

SEC source: 0001445305-22-000049 · wf-form4_164625641900130.xml · nonDerivative · entry 1

Iskow Julie · CIK 0001776078 · Director · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 177,201

F1 · kind: Grant of restricted stock units pursuant to the 2014 Equity Incentive Plan.

F2 · shares: Vests in three equal annual installments commencing on the first anniversary of the grant date.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.