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WHIRLPOOL CORP /DE/

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4355
SEC CIK
0000106640
Parsed reports
403

Last 12 months

Inside the activity.

1 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202610
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 20, 2017 Filed Feb 23, 2017 00:02 UTC
Liotine Joseph T.EXEC VICE PRESIDENT & PRES NA
Exercise / conversionRestricted Stock Units · Derivative 565 $0.00 $0.00
Disclosure

SEC source: 0001624146-17-000002 · edgar.xml · derivative · entry 17

Liotine Joseph T. · CIK 0001624146 · EXEC VICE PRESIDENT & PRES NA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 565 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Vesting of performance-based restricted stock unit award for the 2014-2016 performance period made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3.

F4 · derivative.exercise_date: Vesting of performance-based restricted stock unit award for the 2014-2016 performance period made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3.

F4 · derivative.expiration_date: Vesting of performance-based restricted stock unit award for the 2014-2016 performance period made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3.

Read SEC document
February 20, 2017 Filed Feb 23, 2017 00:02 UTC
Liotine Joseph T.EXEC VICE PRESIDENT & PRES NA
Exercise / conversionRestricted Stock Units · Derivative 188 $0.00 $0.00
Disclosure

SEC source: 0001624146-17-000002 · edgar.xml · derivative · entry 16

Liotine Joseph T. · CIK 0001624146 · EXEC VICE PRESIDENT & PRES NA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 188 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Vesting of performance-based restricted stock unit award for the 2014-2016 performance period made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3.

F4 · derivative.exercise_date: Vesting of performance-based restricted stock unit award for the 2014-2016 performance period made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3.

F4 · derivative.expiration_date: Vesting of performance-based restricted stock unit award for the 2014-2016 performance period made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3.

Read SEC document
February 20, 2017 Filed Feb 23, 2017 00:02 UTC
Liotine Joseph T.EXEC VICE PRESIDENT & PRES NA
Disposition to issuerCommon Stock 565 Not disclosed Not disclosed
Disclosure

SEC source: 0001624146-17-000002 · edgar.xml · nonDerivative · entry 10

Liotine Joseph T. · CIK 0001624146 · EXEC VICE PRESIDENT & PRES NA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,492

F5 · kind: Upon the vesting of restricted stock units granted to the reporting person on 02/17/2017, the reporting person deferred the receipt of 565 shares of deferred stock pursuant to Whirlpool's Executive Deferred Savings Plan II. As a result, the reporting person is reporting the disposition of 565 shares of common stock in exchange for an equal number of shares of deferred stock. The deferred stock is payable following the reporting person's termination of employment with Whirlpool Corporation.

F5 · price: Upon the vesting of restricted stock units granted to the reporting person on 02/17/2017, the reporting person deferred the receipt of 565 shares of deferred stock pursuant to Whirlpool's Executive Deferred Savings Plan II. As a result, the reporting person is reporting the disposition of 565 shares of common stock in exchange for an equal number of shares of deferred stock. The deferred stock is payable following the reporting person's termination of employment with Whirlpool Corporation.

Read SEC document
February 20, 2017 Filed Feb 23, 2017 00:02 UTC
Liotine Joseph T.EXEC VICE PRESIDENT & PRES NA
Exercise / conversionCommon Stock 565 Not disclosed Not disclosed
Disclosure

SEC source: 0001624146-17-000002 · edgar.xml · nonDerivative · entry 9

Liotine Joseph T. · CIK 0001624146 · EXEC VICE PRESIDENT & PRES NA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,057

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · kind: Vesting of performance-based restricted stock unit award for the 2014-2016 performance period made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3.

F4 · price: Vesting of performance-based restricted stock unit award for the 2014-2016 performance period made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3.

Read SEC document
February 20, 2017 Filed Feb 23, 2017 00:02 UTC
Liotine Joseph T.EXEC VICE PRESIDENT & PRES NA
Tax withholdingCommon Stock 59 $177.19 $10,454.21
Disclosure

SEC source: 0001624146-17-000002 · edgar.xml · nonDerivative · entry 8

Liotine Joseph T. · CIK 0001624146 · EXEC VICE PRESIDENT & PRES NA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,492

Read SEC document
February 20, 2017 Filed Feb 23, 2017 00:02 UTC
Liotine Joseph T.EXEC VICE PRESIDENT & PRES NA
Exercise / conversionCommon Stock 188 Not disclosed Not disclosed
Disclosure

SEC source: 0001624146-17-000002 · edgar.xml · nonDerivative · entry 7

Liotine Joseph T. · CIK 0001624146 · EXEC VICE PRESIDENT & PRES NA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,551

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · kind: Vesting of performance-based restricted stock unit award for the 2014-2016 performance period made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3.

F4 · price: Vesting of performance-based restricted stock unit award for the 2014-2016 performance period made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3.

Read SEC document
February 20, 2017 Filed Feb 22, 2017 23:58 UTC
FETTIG JEFF MDirector · CHAIRMAN AND CEO
GrantEmployee Stock Option (right to buy) · Derivative 121,008 $0.00 Strike: $177.19 $0.00
Disclosure

SEC source: 0001224295-17-000002 · edgar.xml · derivative · entry 8

FETTIG JEFF M · CIK 0001224295 · Director · CHAIRMAN AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,008

Underlying: Common · 121,008 shares

Expires 2027-02-20

F2 · derivative.exercise_date: Options will vest and become exercisable as follows: one-third on 02/20/2018; one-third on 02/20/2019; and one-third on 02/20/2020.

Read SEC document
February 20, 2017 Filed Feb 22, 2017 23:58 UTC
FETTIG JEFF MDirector · CHAIRMAN AND CEO
Exercise / conversionRestricted Stock Units · Derivative 25,847 $0.00 $0.00
Disclosure

SEC source: 0001224295-17-000002 · edgar.xml · derivative · entry 7

FETTIG JEFF M · CIK 0001224295 · Director · CHAIRMAN AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 25,847 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Vesting of performance-based restricted stock unit award for the 2014-2016 performance period made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3.

F1 · derivative.exercise_date: Vesting of performance-based restricted stock unit award for the 2014-2016 performance period made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3.

F1 · derivative.expiration_date: Vesting of performance-based restricted stock unit award for the 2014-2016 performance period made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3.

Read SEC document
February 20, 2017 Filed Feb 22, 2017 23:58 UTC
FETTIG JEFF MDirector · CHAIRMAN AND CEO
Tax withholdingCommon Stock 11,114 $177.19 $1,969,289.66
Disclosure

SEC source: 0001224295-17-000002 · edgar.xml · nonDerivative · entry 2

FETTIG JEFF M · CIK 0001224295 · Director · CHAIRMAN AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,733

Read SEC document
February 20, 2017 Filed Feb 22, 2017 23:58 UTC
FETTIG JEFF MDirector · CHAIRMAN AND CEO
Exercise / conversionCommon Stock 25,847 Not disclosed Not disclosed
Disclosure

SEC source: 0001224295-17-000002 · edgar.xml · nonDerivative · entry 1

FETTIG JEFF M · CIK 0001224295 · Director · CHAIRMAN AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,847

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of performance-based restricted stock unit award for the 2014-2016 performance period made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3.

F1 · price: Vesting of performance-based restricted stock unit award for the 2014-2016 performance period made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3.

Read SEC document
February 20, 2017 Filed Feb 24, 2017 20:57 UTC Amendment
Bitzer Marc RDirector · PRES & CHIEF OPERATING OFFICER
Exercise / conversionRestricted Stock Units · Derivative 12,500 $0.00 $0.00
Disclosure

SEC source: 0001348568-17-000006 · edgar.xml · derivative · entry 6

Bitzer Marc R · CIK 0001348568 · Director · PRES & CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 12,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Vesting of restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3.

F1 · derivative.exercise_date: Vesting of restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3.

F1 · derivative.expiration_date: Vesting of restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3.

Read SEC document
February 20, 2017 Filed Feb 24, 2017 20:57 UTC Amendment
Bitzer Marc RDirector · PRES & CHIEF OPERATING OFFICER
Tax withholdingCommon Stock 5,775 $177.19 $1,023,272.25
Disclosure

SEC source: 0001348568-17-000006 · edgar.xml · nonDerivative · entry 2

Bitzer Marc R · CIK 0001348568 · Director · PRES & CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,590

F2 · kind: Due to an administrative error, the Form 4 originally filed to report this transaction did not reflect the reporting person's surrender of additional shares of common stock to satisfy certain additional tax withholding obligations.

Read SEC document
February 20, 2017 Filed Feb 24, 2017 20:57 UTC Amendment
Bitzer Marc RDirector · PRES & CHIEF OPERATING OFFICER
Exercise / conversionCommon Stock 12,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001348568-17-000006 · edgar.xml · nonDerivative · entry 1

Bitzer Marc R · CIK 0001348568 · Director · PRES & CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,365

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3.

F1 · price: Vesting of restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3.

Read SEC document
February 17, 2017 Filed Feb 23, 2017 00:25 UTC
Brega Joao CarlosEXECUTIVE VICE PRESIDENT
Exercise / conversionRestricted Stock Units · Derivative 496 $0.00 $0.00
Disclosure

SEC source: 0001545393-17-000002 · edgar.xml · derivative · entry 5

Brega Joao Carlos · CIK 0001545393 · EXECUTIVE VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 496 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Vesting of restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3.

F1 · derivative.exercise_date: Vesting of restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3.

F1 · derivative.expiration_date: Vesting of restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3.

Read SEC document
February 17, 2017 Filed Feb 23, 2017 00:25 UTC
Brega Joao CarlosEXECUTIVE VICE PRESIDENT
Exercise / conversionCommon Stock 496 Not disclosed Not disclosed
Disclosure

SEC source: 0001545393-17-000002 · edgar.xml · nonDerivative · entry 1

Brega Joao Carlos · CIK 0001545393 · EXECUTIVE VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,774

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3.

F1 · price: Vesting of restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3.

Read SEC document
February 17, 2017 Filed Feb 23, 2017 00:26 UTC
Peters James WEXEC VICE PRESIDENT AND CFO
Exercise / conversionRestricted Stock Units · Derivative 442 $0.00 $0.00
Disclosure

SEC source: 0001642689-17-000002 · edgar.xml · derivative · entry 13

Peters James W · CIK 0001642689 · EXEC VICE PRESIDENT AND CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 442 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Vesting of performance-based restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3.

F3 · derivative.exercise_date: Vesting of performance-based restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3.

F3 · derivative.expiration_date: Vesting of performance-based restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3.

Read SEC document
February 17, 2017 Filed Feb 23, 2017 00:26 UTC
Peters James WEXEC VICE PRESIDENT AND CFO
Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative 1,123 $0.00 Strike: $132.19 $0.00
Disclosure

SEC source: 0001642689-17-000002 · edgar.xml · derivative · entry 12

Peters James W · CIK 0001642689 · EXEC VICE PRESIDENT AND CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,176

Underlying: Common · 1,123 shares

Expires 2026-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 17, 2017 Filed Feb 23, 2017 00:26 UTC
Peters James WEXEC VICE PRESIDENT AND CFO
Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative 1,264 $0.00 Strike: $138.56 $0.00
Disclosure

SEC source: 0001642689-17-000002 · edgar.xml · derivative · entry 11

Peters James W · CIK 0001642689 · EXEC VICE PRESIDENT AND CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 1,264 shares

Expires 2024-02-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 17, 2017 Filed Feb 23, 2017 00:26 UTC
Peters James WEXEC VICE PRESIDENT AND CFO
Exercise / conversionRestricted Stock Units · Derivative 192 $0.00 $0.00
Disclosure

SEC source: 0001642689-17-000002 · edgar.xml · derivative · entry 10

Peters James W · CIK 0001642689 · EXEC VICE PRESIDENT AND CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 192 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Vesting of restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3.

F1 · derivative.exercise_date: Vesting of restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3.

F1 · derivative.expiration_date: Vesting of restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3.

Read SEC document
February 17, 2017 Filed Feb 23, 2017 00:26 UTC
Peters James WEXEC VICE PRESIDENT AND CFO
SaleCommon Stock 2,387 $177.33 $423,282.41
Disclosure

SEC source: 0001642689-17-000002 · edgar.xml · nonDerivative · entry 5

Peters James W · CIK 0001642689 · EXEC VICE PRESIDENT AND CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,288

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $177.31 to $177.3502, inclusive. The reporting person undertakes to provide to Whirlpool Corporation, any security holder of Whirlpool Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the prices set forth in this footnote.

Read SEC document
February 17, 2017 Filed Feb 23, 2017 00:26 UTC
Peters James WEXEC VICE PRESIDENT AND CFO
Exercise / conversionCommon Stock 1,123 $132.19 $148,449.37
Disclosure

SEC source: 0001642689-17-000002 · edgar.xml · nonDerivative · entry 4

Peters James W · CIK 0001642689 · EXEC VICE PRESIDENT AND CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,675

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 17, 2017 Filed Feb 23, 2017 00:26 UTC
Peters James WEXEC VICE PRESIDENT AND CFO
Exercise / conversionCommon Stock 1,264 $138.56 $175,139.84
Disclosure

SEC source: 0001642689-17-000002 · edgar.xml · nonDerivative · entry 3

Peters James W · CIK 0001642689 · EXEC VICE PRESIDENT AND CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,855

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 17, 2017 Filed Feb 23, 2017 00:26 UTC
Peters James WEXEC VICE PRESIDENT AND CFO
Tax withholdingCommon Stock 60 $177.19 $10,631.40
Disclosure

SEC source: 0001642689-17-000002 · edgar.xml · nonDerivative · entry 2

Peters James W · CIK 0001642689 · EXEC VICE PRESIDENT AND CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,288

Read SEC document
February 17, 2017 Filed Feb 23, 2017 00:26 UTC
Peters James WEXEC VICE PRESIDENT AND CFO
Exercise / conversionCommon Stock 192 Not disclosed Not disclosed
Disclosure

SEC source: 0001642689-17-000002 · edgar.xml · nonDerivative · entry 1

Peters James W · CIK 0001642689 · EXEC VICE PRESIDENT AND CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,348

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3.

F1 · price: Vesting of restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3.

Read SEC document
February 17, 2017 Filed Feb 23, 2017 00:17 UTC
Lovechio Joseph AVICE PRESIDENT AND CONTROLLER
GrantDeferred Stock Units · Derivative 40 Not disclosed Not disclosed
Disclosure

SEC source: 0001685928-17-000003 · edgar.xml · derivative · entry 17

Lovechio Joseph A · CIK 0001685928 · VICE PRESIDENT AND CONTROLLER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 931.935

Underlying: Common · 40 shares

Expires not disclosed

F3 · derivative.exercise_price: Upon the vesting of restricted stock units granted to the reporting person on 02/17/2017, the reporting person deferred the receipt of 40 shares of deferred stock pursuant to Whirlpool's Executive Deferred Savings Plan II. As a result, the reporting person is reporting the disposition of 40 shares of common stock in exchange for an equal number of shares of deferred stock. The deferred stock is payable following the reporting person's termination of employment with Whirlpool Corporation.

F3 · price: Upon the vesting of restricted stock units granted to the reporting person on 02/17/2017, the reporting person deferred the receipt of 40 shares of deferred stock pursuant to Whirlpool's Executive Deferred Savings Plan II. As a result, the reporting person is reporting the disposition of 40 shares of common stock in exchange for an equal number of shares of deferred stock. The deferred stock is payable following the reporting person's termination of employment with Whirlpool Corporation.

F3 · derivative.exercise_date: Upon the vesting of restricted stock units granted to the reporting person on 02/17/2017, the reporting person deferred the receipt of 40 shares of deferred stock pursuant to Whirlpool's Executive Deferred Savings Plan II. As a result, the reporting person is reporting the disposition of 40 shares of common stock in exchange for an equal number of shares of deferred stock. The deferred stock is payable following the reporting person's termination of employment with Whirlpool Corporation.

F3 · derivative.expiration_date: Upon the vesting of restricted stock units granted to the reporting person on 02/17/2017, the reporting person deferred the receipt of 40 shares of deferred stock pursuant to Whirlpool's Executive Deferred Savings Plan II. As a result, the reporting person is reporting the disposition of 40 shares of common stock in exchange for an equal number of shares of deferred stock. The deferred stock is payable following the reporting person's termination of employment with Whirlpool Corporation.

Read SEC document
February 17, 2017 Filed Feb 23, 2017 00:17 UTC
Lovechio Joseph AVICE PRESIDENT AND CONTROLLER
Exercise / conversionRestricted Stock Units · Derivative 40 $0.00 $0.00
Disclosure

SEC source: 0001685928-17-000003 · edgar.xml · derivative · entry 16

Lovechio Joseph A · CIK 0001685928 · VICE PRESIDENT AND CONTROLLER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 40 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Vesting of restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3.

F2 · derivative.exercise_date: Vesting of restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3.

F2 · derivative.expiration_date: Vesting of restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3.

Read SEC document
February 17, 2017 Filed Feb 23, 2017 00:17 UTC
Lovechio Joseph AVICE PRESIDENT AND CONTROLLER
Exercise / conversionRestricted Stock Units · Derivative 22 $0.00 $0.00
Disclosure

SEC source: 0001685928-17-000003 · edgar.xml · derivative · entry 15

Lovechio Joseph A · CIK 0001685928 · VICE PRESIDENT AND CONTROLLER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 22 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Vesting of restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3.

F1 · derivative.exercise_date: Vesting of restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3.

F1 · derivative.expiration_date: Vesting of restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3.

Read SEC document
February 17, 2017 Filed Feb 23, 2017 00:17 UTC
Lovechio Joseph AVICE PRESIDENT AND CONTROLLER
Exercise / conversionRestricted Stock Units · Derivative 13 $0.00 $0.00
Disclosure

SEC source: 0001685928-17-000003 · edgar.xml · derivative · entry 14

Lovechio Joseph A · CIK 0001685928 · VICE PRESIDENT AND CONTROLLER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 13 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Vesting of restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3.

F1 · derivative.exercise_date: Vesting of restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3.

F1 · derivative.expiration_date: Vesting of restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3.

Read SEC document
February 17, 2017 Filed Feb 23, 2017 00:17 UTC
Lovechio Joseph AVICE PRESIDENT AND CONTROLLER
Disposition to issuerCommon Stock 40 Not disclosed Not disclosed
Disclosure

SEC source: 0001685928-17-000003 · edgar.xml · nonDerivative · entry 6

Lovechio Joseph A · CIK 0001685928 · VICE PRESIDENT AND CONTROLLER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,087

F3 · price: Upon the vesting of restricted stock units granted to the reporting person on 02/17/2017, the reporting person deferred the receipt of 40 shares of deferred stock pursuant to Whirlpool's Executive Deferred Savings Plan II. As a result, the reporting person is reporting the disposition of 40 shares of common stock in exchange for an equal number of shares of deferred stock. The deferred stock is payable following the reporting person's termination of employment with Whirlpool Corporation.

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February 17, 2017 Filed Feb 23, 2017 00:17 UTC
Lovechio Joseph AVICE PRESIDENT AND CONTROLLER
Exercise / conversionCommon Stock 40 Not disclosed Not disclosed
Disclosure

SEC source: 0001685928-17-000003 · edgar.xml · nonDerivative · entry 5

Lovechio Joseph A · CIK 0001685928 · VICE PRESIDENT AND CONTROLLER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,127

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Vesting of restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3.

F2 · price: Vesting of restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3.

Read SEC document
February 17, 2017 Filed Feb 23, 2017 00:17 UTC
Lovechio Joseph AVICE PRESIDENT AND CONTROLLER
Tax withholdingCommon Stock 6 $177.19 $1,063.14
Disclosure

SEC source: 0001685928-17-000003 · edgar.xml · nonDerivative · entry 4

Lovechio Joseph A · CIK 0001685928 · VICE PRESIDENT AND CONTROLLER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,087

Read SEC document
February 17, 2017 Filed Feb 23, 2017 00:17 UTC
Lovechio Joseph AVICE PRESIDENT AND CONTROLLER
Exercise / conversionCommon Stock 22 Not disclosed Not disclosed
Disclosure

SEC source: 0001685928-17-000003 · edgar.xml · nonDerivative · entry 3

Lovechio Joseph A · CIK 0001685928 · VICE PRESIDENT AND CONTROLLER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,093

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3.

F1 · price: Vesting of restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3.

Read SEC document
February 17, 2017 Filed Feb 23, 2017 00:17 UTC
Lovechio Joseph AVICE PRESIDENT AND CONTROLLER
Tax withholdingCommon Stock 3 $177.19 $531.57
Disclosure

SEC source: 0001685928-17-000003 · edgar.xml · nonDerivative · entry 2

Lovechio Joseph A · CIK 0001685928 · VICE PRESIDENT AND CONTROLLER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,071

Read SEC document
February 17, 2017 Filed Feb 23, 2017 00:17 UTC
Lovechio Joseph AVICE PRESIDENT AND CONTROLLER
Exercise / conversionCommon Stock 13 Not disclosed Not disclosed
Disclosure

SEC source: 0001685928-17-000003 · edgar.xml · nonDerivative · entry 1

Lovechio Joseph A · CIK 0001685928 · VICE PRESIDENT AND CONTROLLER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,074

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3.

F1 · price: Vesting of restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3.

Read SEC document
February 17, 2017 Filed Feb 23, 2017 00:15 UTC
Berrozpe Esther FEXECUTIVE VICE PRESIDENT
Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative 2,582 $0.00 Strike: $132.19 $0.00
Disclosure

SEC source: 0001573725-17-000002 · edgar.xml · derivative · entry 17

Berrozpe Esther F · CIK 0001573725 · EXECUTIVE VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,012

Underlying: Common · 2,582 shares

Expires 2026-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: Remaining options will vest and become exercisable in two equal installments on 02/15/2018 and 02/15/2019.

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February 17, 2017 Filed Feb 23, 2017 00:15 UTC
Berrozpe Esther FEXECUTIVE VICE PRESIDENT
Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative 2,888 $0.00 Strike: $138.56 $0.00
Disclosure

SEC source: 0001573725-17-000002 · edgar.xml · derivative · entry 16

Berrozpe Esther F · CIK 0001573725 · EXECUTIVE VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 2,888 shares

Expires 2024-02-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 17, 2017 Filed Feb 23, 2017 00:15 UTC
Berrozpe Esther FEXECUTIVE VICE PRESIDENT
Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative 764 $0.00 Strike: $111.33 $0.00
Disclosure

SEC source: 0001573725-17-000002 · edgar.xml · derivative · entry 15

Berrozpe Esther F · CIK 0001573725 · EXECUTIVE VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 764 shares

Expires 2023-02-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 17, 2017 Filed Feb 23, 2017 00:15 UTC
Berrozpe Esther FEXECUTIVE VICE PRESIDENT
Exercise / conversionRestricted Stock Units · Derivative 5,000 $0.00 $0.00
Disclosure

SEC source: 0001573725-17-000002 · edgar.xml · derivative · entry 14

Berrozpe Esther F · CIK 0001573725 · EXECUTIVE VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 5,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Vesting of restricted stock unit awards made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3.

F1 · derivative.exercise_date: Vesting of restricted stock unit awards made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3.

F1 · derivative.expiration_date: Vesting of restricted stock unit awards made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3.

Read SEC document
February 17, 2017 Filed Feb 23, 2017 00:15 UTC
Berrozpe Esther FEXECUTIVE VICE PRESIDENT
Exercise / conversionRestricted Stock Units · Derivative 438 $0.00 $0.00
Disclosure

SEC source: 0001573725-17-000002 · edgar.xml · derivative · entry 13

Berrozpe Esther F · CIK 0001573725 · EXECUTIVE VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 438 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Vesting of restricted stock unit awards made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3.

F1 · derivative.exercise_date: Vesting of restricted stock unit awards made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3.

F1 · derivative.expiration_date: Vesting of restricted stock unit awards made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3.

Read SEC document
February 17, 2017 Filed Feb 23, 2017 00:15 UTC
Berrozpe Esther FEXECUTIVE VICE PRESIDENT
SaleCommon Stock 6,234 $176.84 $1,102,439.26
Disclosure

SEC source: 0001573725-17-000002 · edgar.xml · nonDerivative · entry 8

Berrozpe Esther F · CIK 0001573725 · EXECUTIVE VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,470

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $176.65 to $176.94, inclusive. The reporting person undertakes to provide to Whirlpool Corporation, any security holder of Whirlpool Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the prices set forth in this footnote.

Read SEC document
February 17, 2017 Filed Feb 23, 2017 00:15 UTC
Berrozpe Esther FEXECUTIVE VICE PRESIDENT
Exercise / conversionCommon Stock 2,582 $132.19 $341,314.58
Disclosure

SEC source: 0001573725-17-000002 · edgar.xml · nonDerivative · entry 7

Berrozpe Esther F · CIK 0001573725 · EXECUTIVE VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,704

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 17, 2017 Filed Feb 23, 2017 00:15 UTC
Berrozpe Esther FEXECUTIVE VICE PRESIDENT
Exercise / conversionCommon Stock 2,888 $138.56 $400,161.28
Disclosure

SEC source: 0001573725-17-000002 · edgar.xml · nonDerivative · entry 6

Berrozpe Esther F · CIK 0001573725 · EXECUTIVE VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,122

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 17, 2017 Filed Feb 23, 2017 00:15 UTC
Berrozpe Esther FEXECUTIVE VICE PRESIDENT
Exercise / conversionCommon Stock 764 $111.33 $85,056.12
Disclosure

SEC source: 0001573725-17-000002 · edgar.xml · nonDerivative · entry 5

Berrozpe Esther F · CIK 0001573725 · EXECUTIVE VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,234

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 17, 2017 Filed Feb 23, 2017 00:15 UTC
Berrozpe Esther FEXECUTIVE VICE PRESIDENT
Tax withholdingCommon Stock 2,281 $177.19 $404,170.39
Disclosure

SEC source: 0001573725-17-000002 · edgar.xml · nonDerivative · entry 4

Berrozpe Esther F · CIK 0001573725 · EXECUTIVE VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,470

Read SEC document
February 17, 2017 Filed Feb 23, 2017 00:15 UTC
Berrozpe Esther FEXECUTIVE VICE PRESIDENT
Exercise / conversionCommon Stock 5,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001573725-17-000002 · edgar.xml · nonDerivative · entry 3

Berrozpe Esther F · CIK 0001573725 · EXECUTIVE VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,751

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of restricted stock unit awards made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3.

F1 · price: Vesting of restricted stock unit awards made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3.

Read SEC document
February 17, 2017 Filed Feb 23, 2017 00:15 UTC
Berrozpe Esther FEXECUTIVE VICE PRESIDENT
Tax withholdingCommon Stock 199 $177.19 $35,260.81
Disclosure

SEC source: 0001573725-17-000002 · edgar.xml · nonDerivative · entry 2

Berrozpe Esther F · CIK 0001573725 · EXECUTIVE VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,751

Read SEC document
February 17, 2017 Filed Feb 23, 2017 00:15 UTC
Berrozpe Esther FEXECUTIVE VICE PRESIDENT
Exercise / conversionCommon Stock 438 Not disclosed Not disclosed
Disclosure

SEC source: 0001573725-17-000002 · edgar.xml · nonDerivative · entry 1

Berrozpe Esther F · CIK 0001573725 · EXECUTIVE VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,950

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of restricted stock unit awards made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3.

F1 · price: Vesting of restricted stock unit awards made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3.

Read SEC document
February 17, 2017 Filed Feb 23, 2017 00:05 UTC
SZCZUPAK DAVID TEXECUTIVE VICE PRESIDENT
Exercise / conversionRestricted stock units · Derivative 851 $0.00 $0.00
Disclosure

SEC source: 0001191102-17-000002 · edgar.xml · derivative · entry 6

SZCZUPAK DAVID T · CIK 0001191102 · EXECUTIVE VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 851 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Vesting of restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3.

F1 · derivative.exercise_date: Vesting of restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3.

F1 · derivative.expiration_date: Vesting of restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3.

Read SEC document
February 17, 2017 Filed Feb 23, 2017 00:05 UTC
SZCZUPAK DAVID TEXECUTIVE VICE PRESIDENT
Tax withholdingCommon Stock 248 $177.19 $43,943.12
Disclosure

SEC source: 0001191102-17-000002 · edgar.xml · nonDerivative · entry 2

SZCZUPAK DAVID T · CIK 0001191102 · EXECUTIVE VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,687

Read SEC document
February 17, 2017 Filed Feb 23, 2017 00:05 UTC
SZCZUPAK DAVID TEXECUTIVE VICE PRESIDENT
Exercise / conversionCommon Stock 851 Not disclosed Not disclosed
Disclosure

SEC source: 0001191102-17-000002 · edgar.xml · nonDerivative · entry 1

SZCZUPAK DAVID T · CIK 0001191102 · EXECUTIVE VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,935

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3.

F1 · price: Vesting of restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.