Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| WHIRLPOOL CORP /DE/WHR · Entity 4355 | EXECUTIVE VICE PRESIDENT | February 20, 2018 | February 22, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
WHIRLPOOL CORP /DE/
Report date February 20, 2018 · Filed February 22, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 16,604 |
Ending reported balance
After 2018-02-20 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2018-02-20 · Exercise / conversion · Acquired 451 · Balance 16,805 F1: Vesting of restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3. Row 2 · 2018-02-20 · Tax withholding · Disposed 201 · Balance 16,604 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 870 |
Reported balance
After 2018-02-20 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2018-02-20 · Exercise / conversion · Disposed 451 · Balance 870 F1: Vesting of restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3. F2: Remaining restricted stock units will vest and convert one-for-one to shares equally on 02/20/2019 and 02/20/2020. |
Filing footnotes · ownership attribution and instrument terms
F1: Vesting of restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3.
F2: Remaining restricted stock units will vest and convert one-for-one to shares equally on 02/20/2019 and 02/20/2020.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 20, 2018 Filed Feb 22, 2018 20:46 UTC | WHIRLPOOL CORP /DE/ WHR · Entity 4355 | Exercise / conversionRestricted Stock Units · Derivative | 451 | $0.00 | $0.00 |
DisclosureSEC source: 0001573725-18-000004 · edgar.xml · derivative · entry 3 Berrozpe Esther F · CIK 0001573725 · EXECUTIVE VICE PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 870 Underlying: Common · 451 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Vesting of restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3. F2 · derivative.exercise_date: Remaining restricted stock units will vest and convert one-for-one to shares equally on 02/20/2019 and 02/20/2020. F2 · derivative.expiration_date: Remaining restricted stock units will vest and convert one-for-one to shares equally on 02/20/2019 and 02/20/2020. Read SEC document |
| February 20, 2018 Filed Feb 22, 2018 20:46 UTC | WHIRLPOOL CORP /DE/ WHR · Entity 4355 | Tax withholdingCommon Stock | 201 | $168.50 | $33,868.50 |
DisclosureSEC source: 0001573725-18-000004 · edgar.xml · nonDerivative · entry 2 Berrozpe Esther F · CIK 0001573725 · EXECUTIVE VICE PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,604 Read SEC document |
| February 20, 2018 Filed Feb 22, 2018 20:46 UTC | WHIRLPOOL CORP /DE/ WHR · Entity 4355 | Exercise / conversionCommon Stock | 451 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001573725-18-000004 · edgar.xml · nonDerivative · entry 1 Berrozpe Esther F · CIK 0001573725 · EXECUTIVE VICE PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,805 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Vesting of restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3. F1 · price: Vesting of restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3. Read SEC document |
| February 19, 2018 Filed Feb 21, 2018 23:16 UTC | WHIRLPOOL CORP /DE/ WHR · Entity 4355 | GrantEmployee Stock Option (Right to Buy) · Derivative | 7,298 | $0.00 Strike: $172.70 | $0.00 |
DisclosureSEC source: 0001573725-18-000003 · edgar.xml · derivative · entry 8 Berrozpe Esther F · CIK 0001573725 · EXECUTIVE VICE PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,298 Underlying: Common · 7,298 shares Expires 2028-02-19 F4 · derivative.exercise_date: Options will vest and become exercisable as follows: one-third on 02/19/2019; one-third on 02/19/2020; and one-third on 02/19/2021. Read SEC document |
| February 19, 2018 Filed Feb 21, 2018 23:16 UTC | WHIRLPOOL CORP /DE/ WHR · Entity 4355 | GrantRestricted Stock Units · Derivative | 1,620 | $0.00 | $0.00 |
DisclosureSEC source: 0001573725-18-000003 · edgar.xml · derivative · entry 7 Berrozpe Esther F · CIK 0001573725 · EXECUTIVE VICE PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,620 Underlying: Common · 1,620 shares Expires not disclosed F3 · derivative.exercise_price: Restricted stock units will vest and convert one-for-one to shares as follows: one-third on 02/19/2019; one-third on 02/19/2020; and one-third on 02/19/2021. F3 · derivative.exercise_date: Restricted stock units will vest and convert one-for-one to shares as follows: one-third on 02/19/2019; one-third on 02/19/2020; and one-third on 02/19/2021. F3 · derivative.expiration_date: Restricted stock units will vest and convert one-for-one to shares as follows: one-third on 02/19/2019; one-third on 02/19/2020; and one-third on 02/19/2021. Read SEC document |
| February 19, 2018 Filed Feb 21, 2018 23:16 UTC | WHIRLPOOL CORP /DE/ WHR · Entity 4355 | Exercise / conversionRestricted Stock Units · Derivative | 231 | $0.00 | $0.00 |
DisclosureSEC source: 0001573725-18-000003 · edgar.xml · derivative · entry 6 Berrozpe Esther F · CIK 0001573725 · EXECUTIVE VICE PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 231 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Vesting of performance-based restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3. F2 · derivative.exercise_date: Vesting of performance-based restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3. F2 · derivative.expiration_date: Vesting of performance-based restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3. Read SEC document |
| February 19, 2018 Filed Feb 21, 2018 23:16 UTC | WHIRLPOOL CORP /DE/ WHR · Entity 4355 | Tax withholdingCommon Stock | 103 | $172.70 | $17,788.10 |
DisclosureSEC source: 0001573725-18-000003 · edgar.xml · nonDerivative · entry 4 Berrozpe Esther F · CIK 0001573725 · EXECUTIVE VICE PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,354 Read SEC document |
| February 19, 2018 Filed Feb 21, 2018 23:16 UTC | WHIRLPOOL CORP /DE/ WHR · Entity 4355 | Exercise / conversionCommon Stock | 231 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001573725-18-000003 · edgar.xml · nonDerivative · entry 3 Berrozpe Esther F · CIK 0001573725 · EXECUTIVE VICE PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,457 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: Vesting of performance-based restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3. F2 · price: Vesting of performance-based restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3. Read SEC document |
| February 16, 2018 Filed Feb 21, 2018 23:16 UTC | WHIRLPOOL CORP /DE/ WHR · Entity 4355 | Exercise / conversionRestricted Stock Units · Derivative | 292 | $0.00 | $0.00 |
DisclosureSEC source: 0001573725-18-000003 · edgar.xml · derivative · entry 5 Berrozpe Esther F · CIK 0001573725 · EXECUTIVE VICE PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 292 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Vesting of restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3. F1 · derivative.exercise_date: Vesting of restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3. F1 · derivative.expiration_date: Vesting of restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3. Read SEC document |
| February 16, 2018 Filed Feb 21, 2018 23:16 UTC | WHIRLPOOL CORP /DE/ WHR · Entity 4355 | Tax withholdingCommon Stock | 130 | $172.70 | $22,451.00 |
DisclosureSEC source: 0001573725-18-000003 · edgar.xml · nonDerivative · entry 2 Berrozpe Esther F · CIK 0001573725 · EXECUTIVE VICE PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,226 Read SEC document |
| February 16, 2018 Filed Feb 21, 2018 23:16 UTC | WHIRLPOOL CORP /DE/ WHR · Entity 4355 | Exercise / conversionCommon Stock | 292 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001573725-18-000003 · edgar.xml · nonDerivative · entry 1 Berrozpe Esther F · CIK 0001573725 · EXECUTIVE VICE PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,356 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Vesting of restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3. F1 · price: Vesting of restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3. Read SEC document |
| February 15, 2018 Filed Feb 17, 2018 00:14 UTC | WHIRLPOOL CORP /DE/ WHR · Entity 4355 | Exercise / conversionRestricted Stock Units · Derivative | 588 | $0.00 | $0.00 |
DisclosureSEC source: 0001573725-18-000002 · edgar.xml · derivative · entry 3 Berrozpe Esther F · CIK 0001573725 · EXECUTIVE VICE PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 588 Underlying: Common · 588 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Vesting of restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3. F2 · derivative.exercise_date: Remaining restricted stock units will vest and convert one-for-one to shares on 02/15/19. F2 · derivative.expiration_date: Remaining restricted stock units will vest and convert one-for-one to shares on 02/15/19. Read SEC document |
| February 15, 2018 Filed Feb 17, 2018 00:14 UTC | WHIRLPOOL CORP /DE/ WHR · Entity 4355 | Tax withholdingCommon Stock | 263 | $176.74 | $46,482.62 |
DisclosureSEC source: 0001573725-18-000002 · edgar.xml · nonDerivative · entry 2 Berrozpe Esther F · CIK 0001573725 · EXECUTIVE VICE PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,064 Read SEC document |
| February 15, 2018 Filed Feb 17, 2018 00:14 UTC | WHIRLPOOL CORP /DE/ WHR · Entity 4355 | Exercise / conversionCommon Stock | 588 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001573725-18-000002 · edgar.xml · nonDerivative · entry 1 Berrozpe Esther F · CIK 0001573725 · EXECUTIVE VICE PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,327 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Vesting of restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3. F1 · price: Vesting of restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3. Read SEC document |
| February 20, 2017 Filed Feb 23, 2017 00:15 UTC | WHIRLPOOL CORP /DE/ WHR · Entity 4355 | GrantEmployee Stock Options (Right to Buy) · Derivative | 5,316 | $0.00 Strike: $177.19 | $0.00 |
DisclosureSEC source: 0001573725-17-000002 · edgar.xml · derivative · entry 21 Berrozpe Esther F · CIK 0001573725 · EXECUTIVE VICE PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,316 Underlying: Common · 5,316 shares Expires 2027-02-20 F5 · derivative.exercise_date: Options will vest and become exercisable as follows: one-third on 02/20/2018; one-third on 02/20/2019; and one-third on 02/20/2020. Read SEC document |
| February 20, 2017 Filed Feb 23, 2017 00:15 UTC | WHIRLPOOL CORP /DE/ WHR · Entity 4355 | GrantRestricted Stock Units · Derivative | 1,321 | $0.00 | $0.00 |
DisclosureSEC source: 0001573725-17-000002 · edgar.xml · derivative · entry 20 Berrozpe Esther F · CIK 0001573725 · EXECUTIVE VICE PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,321 Underlying: Common · 1,321 shares Expires not disclosed F4 · derivative.exercise_price: Restricted stock units will vest and convert one-for-one to shares as follows: one-third on 02/20/2018; one-third on 02/20/2019; and one-third on 02/20/2020. F4 · derivative.exercise_date: Restricted stock units will vest and convert one-for-one to shares as follows: one-third on 02/20/2018; one-third on 02/20/2019; and one-third on 02/20/2020. F4 · derivative.expiration_date: Restricted stock units will vest and convert one-for-one to shares as follows: one-third on 02/20/2018; one-third on 02/20/2019; and one-third on 02/20/2020. Read SEC document |
| February 20, 2017 Filed Feb 23, 2017 00:15 UTC | WHIRLPOOL CORP /DE/ WHR · Entity 4355 | Exercise / conversionRestricted Stock Units · Derivative | 1,010 | $0.00 | $0.00 |
DisclosureSEC source: 0001573725-17-000002 · edgar.xml · derivative · entry 19 Berrozpe Esther F · CIK 0001573725 · EXECUTIVE VICE PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 1,010 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Vesting of performance-based restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3. F3 · derivative.exercise_date: Vesting of performance-based restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3. F3 · derivative.expiration_date: Vesting of performance-based restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3. Read SEC document |
| February 20, 2017 Filed Feb 23, 2017 00:15 UTC | WHIRLPOOL CORP /DE/ WHR · Entity 4355 | Exercise / conversionRestricted Stock Units · Derivative | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001573725-17-000002 · edgar.xml · derivative · entry 18 Berrozpe Esther F · CIK 0001573725 · EXECUTIVE VICE PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 5,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Vesting of restricted stock unit awards made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3. F1 · derivative.exercise_date: Vesting of restricted stock unit awards made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3. F1 · derivative.expiration_date: Vesting of restricted stock unit awards made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3. Read SEC document |
| February 20, 2017 Filed Feb 23, 2017 00:15 UTC | WHIRLPOOL CORP /DE/ WHR · Entity 4355 | Tax withholdingCommon Stock | 460 | $177.19 | $81,507.40 |
DisclosureSEC source: 0001573725-17-000002 · edgar.xml · nonDerivative · entry 12 Berrozpe Esther F · CIK 0001573725 · EXECUTIVE VICE PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,739 Read SEC document |
| February 20, 2017 Filed Feb 23, 2017 00:15 UTC | WHIRLPOOL CORP /DE/ WHR · Entity 4355 | Exercise / conversionCommon Stock | 1,010 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001573725-17-000002 · edgar.xml · nonDerivative · entry 11 Berrozpe Esther F · CIK 0001573725 · EXECUTIVE VICE PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,199 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: Vesting of performance-based restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3. F3 · price: Vesting of performance-based restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3. Read SEC document |
| February 20, 2017 Filed Feb 23, 2017 00:15 UTC | WHIRLPOOL CORP /DE/ WHR · Entity 4355 | Tax withholdingCommon Stock | 2,281 | $177.19 | $404,170.39 |
DisclosureSEC source: 0001573725-17-000002 · edgar.xml · nonDerivative · entry 10 Berrozpe Esther F · CIK 0001573725 · EXECUTIVE VICE PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,189 Read SEC document |
| February 20, 2017 Filed Feb 23, 2017 00:15 UTC | WHIRLPOOL CORP /DE/ WHR · Entity 4355 | Exercise / conversionCommon Stock | 5,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001573725-17-000002 · edgar.xml · nonDerivative · entry 9 Berrozpe Esther F · CIK 0001573725 · EXECUTIVE VICE PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,470 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Vesting of restricted stock unit awards made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3. F1 · price: Vesting of restricted stock unit awards made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3. Read SEC document |
| February 17, 2017 Filed Feb 23, 2017 00:15 UTC | WHIRLPOOL CORP /DE/ WHR · Entity 4355 | Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative | 2,582 | $0.00 Strike: $132.19 | $0.00 |
DisclosureSEC source: 0001573725-17-000002 · edgar.xml · derivative · entry 17 Berrozpe Esther F · CIK 0001573725 · EXECUTIVE VICE PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,012 Underlying: Common · 2,582 shares Expires 2026-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: Remaining options will vest and become exercisable in two equal installments on 02/15/2018 and 02/15/2019. Read SEC document |
| February 17, 2017 Filed Feb 23, 2017 00:15 UTC | WHIRLPOOL CORP /DE/ WHR · Entity 4355 | Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative | 2,888 | $0.00 Strike: $138.56 | $0.00 |
DisclosureSEC source: 0001573725-17-000002 · edgar.xml · derivative · entry 16 Berrozpe Esther F · CIK 0001573725 · EXECUTIVE VICE PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 2,888 shares Expires 2024-02-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 17, 2017 Filed Feb 23, 2017 00:15 UTC | WHIRLPOOL CORP /DE/ WHR · Entity 4355 | Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative | 764 | $0.00 Strike: $111.33 | $0.00 |
DisclosureSEC source: 0001573725-17-000002 · edgar.xml · derivative · entry 15 Berrozpe Esther F · CIK 0001573725 · EXECUTIVE VICE PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 764 shares Expires 2023-02-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 17, 2017 Filed Feb 23, 2017 00:15 UTC | WHIRLPOOL CORP /DE/ WHR · Entity 4355 | Exercise / conversionRestricted Stock Units · Derivative | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001573725-17-000002 · edgar.xml · derivative · entry 14 Berrozpe Esther F · CIK 0001573725 · EXECUTIVE VICE PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 5,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Vesting of restricted stock unit awards made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3. F1 · derivative.exercise_date: Vesting of restricted stock unit awards made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3. F1 · derivative.expiration_date: Vesting of restricted stock unit awards made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3. Read SEC document |
| February 17, 2017 Filed Feb 23, 2017 00:15 UTC | WHIRLPOOL CORP /DE/ WHR · Entity 4355 | Exercise / conversionRestricted Stock Units · Derivative | 438 | $0.00 | $0.00 |
DisclosureSEC source: 0001573725-17-000002 · edgar.xml · derivative · entry 13 Berrozpe Esther F · CIK 0001573725 · EXECUTIVE VICE PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 438 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Vesting of restricted stock unit awards made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3. F1 · derivative.exercise_date: Vesting of restricted stock unit awards made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3. F1 · derivative.expiration_date: Vesting of restricted stock unit awards made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3. Read SEC document |
| February 17, 2017 Filed Feb 23, 2017 00:15 UTC | WHIRLPOOL CORP /DE/ WHR · Entity 4355 | SaleCommon Stock | 6,234 | $176.84 | $1,102,439.26 |
DisclosureSEC source: 0001573725-17-000002 · edgar.xml · nonDerivative · entry 8 Berrozpe Esther F · CIK 0001573725 · EXECUTIVE VICE PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,470 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $176.65 to $176.94, inclusive. The reporting person undertakes to provide to Whirlpool Corporation, any security holder of Whirlpool Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the prices set forth in this footnote. Read SEC document |
| February 17, 2017 Filed Feb 23, 2017 00:15 UTC | WHIRLPOOL CORP /DE/ WHR · Entity 4355 | Exercise / conversionCommon Stock | 2,582 | $132.19 | $341,314.58 |
DisclosureSEC source: 0001573725-17-000002 · edgar.xml · nonDerivative · entry 7 Berrozpe Esther F · CIK 0001573725 · EXECUTIVE VICE PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,704 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 17, 2017 Filed Feb 23, 2017 00:15 UTC | WHIRLPOOL CORP /DE/ WHR · Entity 4355 | Exercise / conversionCommon Stock | 2,888 | $138.56 | $400,161.28 |
DisclosureSEC source: 0001573725-17-000002 · edgar.xml · nonDerivative · entry 6 Berrozpe Esther F · CIK 0001573725 · EXECUTIVE VICE PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,122 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 17, 2017 Filed Feb 23, 2017 00:15 UTC | WHIRLPOOL CORP /DE/ WHR · Entity 4355 | Exercise / conversionCommon Stock | 764 | $111.33 | $85,056.12 |
DisclosureSEC source: 0001573725-17-000002 · edgar.xml · nonDerivative · entry 5 Berrozpe Esther F · CIK 0001573725 · EXECUTIVE VICE PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,234 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 17, 2017 Filed Feb 23, 2017 00:15 UTC | WHIRLPOOL CORP /DE/ WHR · Entity 4355 | Tax withholdingCommon Stock | 2,281 | $177.19 | $404,170.39 |
DisclosureSEC source: 0001573725-17-000002 · edgar.xml · nonDerivative · entry 4 Berrozpe Esther F · CIK 0001573725 · EXECUTIVE VICE PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,470 Read SEC document |
| February 17, 2017 Filed Feb 23, 2017 00:15 UTC | WHIRLPOOL CORP /DE/ WHR · Entity 4355 | Exercise / conversionCommon Stock | 5,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001573725-17-000002 · edgar.xml · nonDerivative · entry 3 Berrozpe Esther F · CIK 0001573725 · EXECUTIVE VICE PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,751 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Vesting of restricted stock unit awards made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3. F1 · price: Vesting of restricted stock unit awards made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3. Read SEC document |
| February 17, 2017 Filed Feb 23, 2017 00:15 UTC | WHIRLPOOL CORP /DE/ WHR · Entity 4355 | Tax withholdingCommon Stock | 199 | $177.19 | $35,260.81 |
DisclosureSEC source: 0001573725-17-000002 · edgar.xml · nonDerivative · entry 2 Berrozpe Esther F · CIK 0001573725 · EXECUTIVE VICE PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,751 Read SEC document |
| February 17, 2017 Filed Feb 23, 2017 00:15 UTC | WHIRLPOOL CORP /DE/ WHR · Entity 4355 | Exercise / conversionCommon Stock | 438 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001573725-17-000002 · edgar.xml · nonDerivative · entry 1 Berrozpe Esther F · CIK 0001573725 · EXECUTIVE VICE PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,950 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Vesting of restricted stock unit awards made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3. F1 · price: Vesting of restricted stock unit awards made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3. Read SEC document |
| February 16, 2017 Filed Feb 17, 2017 23:09 UTC | WHIRLPOOL CORP /DE/ WHR · Entity 4355 | Exercise / conversionRestricted Stock Units · Derivative | 292 | $0.00 | $0.00 |
DisclosureSEC source: 0001573725-17-000001 · edgar.xml · derivative · entry 6 Berrozpe Esther F · CIK 0001573725 · EXECUTIVE VICE PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 292 Underlying: Common · 292 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Vesting of restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3. F3 · derivative.exercise_date: Remaining restricted stock units will vest and convert one-for-one to shares on 2/16/18. F3 · derivative.expiration_date: Remaining restricted stock units will vest and convert one-for-one to shares on 2/16/18. Read SEC document |
| February 16, 2017 Filed Feb 17, 2017 23:09 UTC | WHIRLPOOL CORP /DE/ WHR · Entity 4355 | Tax withholdingCommon Stock | 133 | $176.69 | $23,499.77 |
DisclosureSEC source: 0001573725-17-000001 · edgar.xml · nonDerivative · entry 4 Berrozpe Esther F · CIK 0001573725 · EXECUTIVE VICE PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,512 Read SEC document |
| February 16, 2017 Filed Feb 17, 2017 23:09 UTC | WHIRLPOOL CORP /DE/ WHR · Entity 4355 | Exercise / conversionCommon Stock | 292 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001573725-17-000001 · edgar.xml · nonDerivative · entry 3 Berrozpe Esther F · CIK 0001573725 · EXECUTIVE VICE PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,645 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Vesting of restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3. F1 · price: Vesting of restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3. Read SEC document |
| February 15, 2017 Filed Feb 17, 2017 23:09 UTC | WHIRLPOOL CORP /DE/ WHR · Entity 4355 | Exercise / conversionRestricted Stock Units · Derivative | 608 | $0.00 | $0.00 |
DisclosureSEC source: 0001573725-17-000001 · edgar.xml · derivative · entry 5 Berrozpe Esther F · CIK 0001573725 · EXECUTIVE VICE PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,176 Underlying: Common · 608 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Vesting of restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3. F2 · derivative.exercise_date: Remaining restricted stock units will vest and convert one-for-one to shares equally on 2/15/18 and 2/15/19. F2 · derivative.expiration_date: Remaining restricted stock units will vest and convert one-for-one to shares equally on 2/15/18 and 2/15/19. Read SEC document |
| February 15, 2017 Filed Feb 17, 2017 23:09 UTC | WHIRLPOOL CORP /DE/ WHR · Entity 4355 | Tax withholdingCommon Stock | 277 | $177.05 | $49,042.85 |
DisclosureSEC source: 0001573725-17-000001 · edgar.xml · nonDerivative · entry 2 Berrozpe Esther F · CIK 0001573725 · EXECUTIVE VICE PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,353 Read SEC document |
| February 15, 2017 Filed Feb 17, 2017 23:09 UTC | WHIRLPOOL CORP /DE/ WHR · Entity 4355 | Exercise / conversionCommon Stock | 608 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001573725-17-000001 · edgar.xml · nonDerivative · entry 1 Berrozpe Esther F · CIK 0001573725 · EXECUTIVE VICE PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,630 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Vesting of restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3. F1 · price: Vesting of restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.