WHLR

SEC source: 0001557312-17-000001 · primary_doc.xml · nonDerivative · entry 9

Kelly David · CIK 0001557312 · Director · V.P. Director of Acquisitions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,692.62

F1 · kind: The reporting person acquired the shares of common stock under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

SEC source: 0001557239-17-000001 · primary_doc.xml · nonDerivative · entry 8

Wheeler Jon S · CIK 0001557239 · Director · CEO & Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by trusts in the names of dependent children

Disclosed balance after: 6,085.12

F1 · kind: The trusts in the names of the dependent children of the reporting person acquired these shares of common stock under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

SEC source: 0001557312-17-000001 · primary_doc.xml · nonDerivative · entry 8

Kelly David · CIK 0001557312 · Director · V.P. Director of Acquisitions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,583.13

F1 · kind: The reporting person acquired the shares of common stock under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

SEC source: 0001588047-17-000002 · primary_doc.xml · nonDerivative · entry 4

Zwerdling Jeffrey M. · CIK 0001588047 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Held in profit sharing plan

Disclosed balance after: 8,890

SEC source: 0001588047-17-000003 · primary_doc.xml · nonDerivative · entry 1

Zwerdling Jeffrey M. · CIK 0001588047 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Held in profit sharing plan

Disclosed balance after: 33,890

F1 · kind: This transaction was a transfer of Wheeler Real Estate Investment Trust, Inc.'s (the "Company") common stock from Mr. Zwerdling's profit sharing plan to his partner's profit sharing plan.

SEC source: 0001557239-17-000001 · primary_doc.xml · nonDerivative · entry 7

Wheeler Jon S · CIK 0001557239 · Director · CEO & Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by trusts in the names of dependent children

Disclosed balance after: 5,734.78

F1 · kind: The trusts in the names of the dependent children of the reporting person acquired these shares of common stock under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

SEC source: 0001557312-17-000001 · primary_doc.xml · nonDerivative · entry 7

Kelly David · CIK 0001557312 · Director · V.P. Director of Acquisitions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,473.77

F1 · kind: The reporting person acquired the shares of common stock under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

SEC source: 0001557239-17-000001 · primary_doc.xml · nonDerivative · entry 6

Wheeler Jon S · CIK 0001557239 · Director · CEO & Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by trusts in the names of dependent children

Disclosed balance after: 5,347.96

F1 · kind: The trusts in the names of the dependent children of the reporting person acquired these shares of common stock under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

SEC source: 0001557312-17-000001 · primary_doc.xml · nonDerivative · entry 6

Kelly David · CIK 0001557312 · Director · V.P. Director of Acquisitions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,353.07

F1 · kind: The reporting person acquired the shares of common stock under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

SEC source: 0001557239-17-000001 · primary_doc.xml · nonDerivative · entry 5

Wheeler Jon S · CIK 0001557239 · Director · CEO & Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by trusts in the names of dependent children

Disclosed balance after: 4,957.46

F1 · kind: The trusts in the names of the dependent children of the reporting person acquired these shares of common stock under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

SEC source: 0001557312-17-000001 · primary_doc.xml · nonDerivative · entry 5

Kelly David · CIK 0001557312 · Director · V.P. Director of Acquisitions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,231.27

F1 · kind: The reporting person acquired the shares of common stock under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

SEC source: 0001557239-17-000001 · primary_doc.xml · nonDerivative · entry 4

Wheeler Jon S · CIK 0001557239 · Director · CEO & Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by trusts in the names of dependent children

Disclosed balance after: 4,562.66

F1 · kind: The trusts in the names of the dependent children of the reporting person acquired these shares of common stock under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

SEC source: 0001557312-17-000001 · primary_doc.xml · nonDerivative · entry 4

Kelly David · CIK 0001557312 · Director · V.P. Director of Acquisitions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,108.24

F1 · kind: The reporting person acquired the shares of common stock under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

SEC source: 0001557239-17-000001 · primary_doc.xml · nonDerivative · entry 3

Wheeler Jon S · CIK 0001557239 · Director · CEO & Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by trusts in the names of dependent children

Disclosed balance after: 4,095.78

F1 · kind: The trusts in the names of the dependent children of the reporting person acquired these shares of common stock under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

SEC source: 0001557312-17-000001 · primary_doc.xml · nonDerivative · entry 3

Kelly David · CIK 0001557312 · Director · V.P. Director of Acquisitions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,862.85

F1 · kind: The reporting person acquired the shares of common stock under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

SEC source: 0001557239-17-000001 · primary_doc.xml · nonDerivative · entry 2

Wheeler Jon S · CIK 0001557239 · Director · CEO & Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by trusts in the names of dependent children

Disclosed balance after: 3,623.72

F1 · kind: The trusts in the names of the dependent children of the reporting person acquired these shares of common stock under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

SEC source: 0001557312-17-000001 · primary_doc.xml · nonDerivative · entry 2

Kelly David · CIK 0001557312 · Director · V.P. Director of Acquisitions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,815.9

F1 · kind: The reporting person acquired the shares of common stock under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

SEC source: 0001557239-17-000001 · primary_doc.xml · nonDerivative · entry 1

Wheeler Jon S · CIK 0001557239 · Director · CEO & Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by trusts in the names of dependent children

Disclosed balance after: 3,245.96

F1 · kind: The trusts in the names of the dependent children of the reporting person acquired these shares of common stock under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

SEC source: 0001557312-17-000001 · primary_doc.xml · nonDerivative · entry 1

Kelly David · CIK 0001557312 · Director · V.P. Director of Acquisitions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,698.29

F1 · kind: The reporting person acquired the shares of common stock under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

SEC source: 0001588047-19-000002 · primary_doc.xml · nonDerivative · entry 3

Zwerdling Jeffrey M. · CIK 0001588047 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by a Trust in which Mr. Zwerdling serves as Co-Trustee

Disclosed balance after: 17,188

F1 · shares: These shares of common stock were acquired prior to Wheeler Real Estate Investment Trust, Inc.'s (the "Company") one-for-eight reverse stock split (the "Reverse Stock Split") that was effected on March 31, 2017.

F2 · balance_after: Adjusted for the Company's Reverse Stock Split.

SEC source: 0001588047-19-000002 · primary_doc.xml · derivative · entry 13

Zwerdling Jeffrey M. · CIK 0001588047 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by a Trust in which Mr. Zwerdling serves as Co-Trustee

Disclosed balance after: 13,200

Underlying: Common Stock · 300 shares

Expires not disclosed

F4 · derivative.exercise_date: The common stock warrants are excercisable at $44.00 per share. The common stock warrants expire on April 29, 2019.

F4 · derivative.expiration_date: The common stock warrants are excercisable at $44.00 per share. The common stock warrants expire on April 29, 2019.

SEC source: 0001588047-19-000002 · primary_doc.xml · derivative · entry 12

Zwerdling Jeffrey M. · CIK 0001588047 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by a Trust in which Mr. Zwerdling serves as Co-Trustee

Disclosed balance after: 10,800

Underlying: Common Stock · 375 shares

Expires not disclosed

F4 · derivative.exercise_date: The common stock warrants are excercisable at $44.00 per share. The common stock warrants expire on April 29, 2019.

F4 · derivative.expiration_date: The common stock warrants are excercisable at $44.00 per share. The common stock warrants expire on April 29, 2019.

SEC source: 0001588047-19-000002 · primary_doc.xml · derivative · entry 10

Zwerdling Jeffrey M. · CIK 0001588047 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by a Trust in which Mr. Zwerdling serves as Co-Trustee

Disclosed balance after: 11,000

Underlying: Common Stock · 2,812.5 shares

Expires not disclosed

F3 · derivative.exercise_date: Each share of Series B Convertible Preferred Stock (the "Series B Stock") is convertible into shares of the Company's common stock at $40.00 per share. The Series B Stock has no expiration date.

F3 · derivative.expiration_date: Each share of Series B Convertible Preferred Stock (the "Series B Stock") is convertible into shares of the Company's common stock at $40.00 per share. The Series B Stock has no expiration date.

SEC source: 0001588047-19-000002 · primary_doc.xml · derivative · entry 11

Zwerdling Jeffrey M. · CIK 0001588047 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by a Trust in which Mr. Zwerdling serves as Co-Trustee

Disclosed balance after: 7,800

Underlying: Common Stock · 975 shares

Expires not disclosed

F4 · derivative.exercise_date: The common stock warrants are excercisable at $44.00 per share. The common stock warrants expire on April 29, 2019.

F4 · derivative.expiration_date: The common stock warrants are excercisable at $44.00 per share. The common stock warrants expire on April 29, 2019.

SEC source: 0001588047-19-000002 · primary_doc.xml · derivative · entry 9

Zwerdling Jeffrey M. · CIK 0001588047 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by a Trust in which Mr. Zwerdling serves as Co-Trustee

Disclosed balance after: 6,500

Underlying: Common Stock · 4,062.5 shares

Expires not disclosed

F3 · derivative.exercise_date: Each share of Series B Convertible Preferred Stock (the "Series B Stock") is convertible into shares of the Company's common stock at $40.00 per share. The Series B Stock has no expiration date.

F3 · derivative.expiration_date: Each share of Series B Convertible Preferred Stock (the "Series B Stock") is convertible into shares of the Company's common stock at $40.00 per share. The Series B Stock has no expiration date.

SEC source: 0001588047-19-000002 · primary_doc.xml · nonDerivative · entry 5

Zwerdling Jeffrey M. · CIK 0001588047 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by a LLC in which Mr. Zwerdling has an interest

Disclosed balance after: 750

F1 · shares: These shares of common stock were acquired prior to Wheeler Real Estate Investment Trust, Inc.'s (the "Company") one-for-eight reverse stock split (the "Reverse Stock Split") that was effected on March 31, 2017.

F2 · balance_after: Adjusted for the Company's Reverse Stock Split.

SEC source: 0001588047-19-000002 · primary_doc.xml · nonDerivative · entry 2

Zwerdling Jeffrey M. · CIK 0001588047 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by a Trust in which Mr. Zwerdling serves as Co-Trustee

Disclosed balance after: 16,563

F1 · shares: These shares of common stock were acquired prior to Wheeler Real Estate Investment Trust, Inc.'s (the "Company") one-for-eight reverse stock split (the "Reverse Stock Split") that was effected on March 31, 2017.

F2 · balance_after: Adjusted for the Company's Reverse Stock Split.

SEC source: 0001588047-19-000002 · primary_doc.xml · nonDerivative · entry 4

Zwerdling Jeffrey M. · CIK 0001588047 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by a LLC in which Mr. Zwerdling has an interest

Disclosed balance after: 725

F1 · shares: These shares of common stock were acquired prior to Wheeler Real Estate Investment Trust, Inc.'s (the "Company") one-for-eight reverse stock split (the "Reverse Stock Split") that was effected on March 31, 2017.

F2 · balance_after: Adjusted for the Company's Reverse Stock Split.

SEC source: 0001588047-19-000002 · primary_doc.xml · nonDerivative · entry 1

Zwerdling Jeffrey M. · CIK 0001588047 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by a Trust in which Mr. Zwerdling serves as Co-Trustee

Disclosed balance after: 13,500

F1 · shares: These shares of common stock were acquired prior to Wheeler Real Estate Investment Trust, Inc.'s (the "Company") one-for-eight reverse stock split (the "Reverse Stock Split") that was effected on March 31, 2017.

F2 · balance_after: Adjusted for the Company's Reverse Stock Split.