Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Wheeler Real Estate Investment Trust, Inc.whlr · Entity 8666 | Director · CEO & Chairman | August 25, 2017 | August 28, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Wheeler Real Estate Investment Trust, Inc.
Report date August 25, 2017 · Filed August 28, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 110,997 |
Reported balance
After 2017-08-25 transaction · row 1
1 source rowRow 1 · 2017-08-25 · Purchase · Acquired 4,000 · Balance 110,997 |
| Common StockSEC Table I · non-derivative | IndirectHeld in profit sharing plan | 12,068 |
Reported balance
Holding disclosure · report date 2017-08-25 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 12,068 |
| Common StockSEC Table I · non-derivative | IndirectOwned by spouse | 3,960 |
Reported balance
Holding disclosure · report date 2017-08-25 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 3,960 |
| Common StockSEC Table I · non-derivative | IndirectControlled through interests in other entities | 321 |
Reported balance
Holding disclosure · report date 2017-08-25 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 321 |
| Common StockSEC Table I · non-derivative | IndirectHeld by dependent child | 200 |
Reported balance
Holding disclosure · report date 2017-08-25 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 200 |
| Common StockSEC Table I · non-derivative | IndirectHeld by trusts in the names of dependent children | 942 |
Reported balance
Holding disclosure · report date 2017-08-25 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 942 |
| Common UnitsSEC Table II · derivative / convertible security | Direct | 198,227 |
Reported balance
Holding disclosure · report date 2017-08-25 · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · Balance 198,227 F1: Pursuant to the Partnership Agreement of Wheeler REIT, LP (the "Partnership"), holders of the Partnership, may, after a one year holding period, elect to exchange their common units for common stock of the Wheeler Real Estate Investment Trust, Inc. (the "Company") on an one-for-one basis. Upon a redemption request, the Company has the option to purchase the common units directly, either in cash or common stock of the Company. F2: These common units have been held for one year and therefore may be redeemed in accordance with the Partnership Agreement. F3: These derivative securities do not have an expiration date. |
| Common UnitsSEC Table II · derivative / convertible security | IndirectControlled through interests in other entities | 41,315 |
Reported balance
Holding disclosure · report date 2017-08-25 · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · Balance 41,315 F1: Pursuant to the Partnership Agreement of Wheeler REIT, LP (the "Partnership"), holders of the Partnership, may, after a one year holding period, elect to exchange their common units for common stock of the Wheeler Real Estate Investment Trust, Inc. (the "Company") on an one-for-one basis. Upon a redemption request, the Company has the option to purchase the common units directly, either in cash or common stock of the Company. F2: These common units have been held for one year and therefore may be redeemed in accordance with the Partnership Agreement. F3: These derivative securities do not have an expiration date. |
| Common UnitsSEC Table II · derivative / convertible security | IndirectControlled through interests in other entities | 8,159 |
Reported balance
Holding disclosure · report date 2017-08-25 · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · Balance 8,159 F1: Pursuant to the Partnership Agreement of Wheeler REIT, LP (the "Partnership"), holders of the Partnership, may, after a one year holding period, elect to exchange their common units for common stock of the Wheeler Real Estate Investment Trust, Inc. (the "Company") on an one-for-one basis. Upon a redemption request, the Company has the option to purchase the common units directly, either in cash or common stock of the Company. F4: These common units have been held for less than one year and therefore may not be currently exchanged. F3: These derivative securities do not have an expiration date. |
| Common UnitsSEC Table II · derivative / convertible security | IndirectOwned by spouse | 390 |
Reported balance
Holding disclosure · report date 2017-08-25 · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · Balance 390 F1: Pursuant to the Partnership Agreement of Wheeler REIT, LP (the "Partnership"), holders of the Partnership, may, after a one year holding period, elect to exchange their common units for common stock of the Wheeler Real Estate Investment Trust, Inc. (the "Company") on an one-for-one basis. Upon a redemption request, the Company has the option to purchase the common units directly, either in cash or common stock of the Company. F2: These common units have been held for one year and therefore may be redeemed in accordance with the Partnership Agreement. F3: These derivative securities do not have an expiration date. |
| Common UnitsSEC Table II · derivative / convertible security | IndirectHeld by trusts in the names of dependent children | 3,904 |
Reported balance
Holding disclosure · report date 2017-08-25 · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · Balance 3,904 F1: Pursuant to the Partnership Agreement of Wheeler REIT, LP (the "Partnership"), holders of the Partnership, may, after a one year holding period, elect to exchange their common units for common stock of the Wheeler Real Estate Investment Trust, Inc. (the "Company") on an one-for-one basis. Upon a redemption request, the Company has the option to purchase the common units directly, either in cash or common stock of the Company. F2: These common units have been held for one year and therefore may be redeemed in accordance with the Partnership Agreement. F3: These derivative securities do not have an expiration date. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to the Partnership Agreement of Wheeler REIT, LP (the "Partnership"), holders of the Partnership, may, after a one year holding period, elect to exchange their common units for common stock of the Wheeler Real Estate Investment Trust, Inc. (the "Company") on an one-for-one basis. Upon a redemption request, the Company has the option to purchase the common units directly, either in cash or common stock of the Company.
F2: These common units have been held for one year and therefore may be redeemed in accordance with the Partnership Agreement.
F3: These derivative securities do not have an expiration date.
F4: These common units have been held for less than one year and therefore may not be currently exchanged.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 25, 2017 Filed Aug 28, 2017 22:51 UTC | Wheeler Real Estate Investment Trust, Inc. whlr · Entity 8666 | PurchaseCommon Stock | 4,000 | $10.04 | $40,160.00 |
DisclosureSEC source: 0001557239-17-000005 · primary_doc.xml · nonDerivative · entry 1 Wheeler Jon S · CIK 0001557239 · Director · CEO & Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,997 Read SEC document |
| May 08, 2017 Filed May 9, 2017 12:20 UTC | Wheeler Real Estate Investment Trust, Inc. whlr · Entity 8666 | PurchaseCommon Stock | 4,300 | $11.86 | $50,998.00 |
DisclosureSEC source: 0001557239-17-000004 · primary_doc.xml · nonDerivative · entry 1 Wheeler Jon S · CIK 0001557239 · Director · CEO & Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,977 F1 · balance_after: Effective March 31, 2017, Wheeler Real Estate Investment Trust, Inc. (the "Company"), effected a one-for-eight reverse stock split of its common stock and its operating partnership Wheeler REIT, L.P. (the "Partnership") effected a one-for-eight reverse split of its common units (collectively the "Reverse Securities Split"). The amount of securities reflected on this Form 4 have been adjusted to reflect the Reverse Securities Split. Read SEC document |
| March 24, 2017 Filed Mar 27, 2017 23:52 UTC | Wheeler Real Estate Investment Trust, Inc. whir · Entity 8666 | PurchaseCommon Stock | 47,000 | $1.71 | $80,370.00 |
DisclosureSEC source: 0001557239-17-000003 · primary_doc.xml · nonDerivative · entry 1 Wheeler Jon S · CIK 0001557239 · Director · CEO & Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · Held in profit sharing plan Disclosed balance after: 96,547 Read SEC document |
| February 28, 2017 Filed Mar 2, 2017 17:46 UTC | Wheeler Real Estate Investment Trust, Inc. whir · Entity 8666 | GrantCommon Stock | 69,853 | $1.70 | $118,750.10 |
DisclosureSEC source: 0001557239-17-000002 · primary_doc.xml · nonDerivative · entry 1 Wheeler Jon S · CIK 0001557239 · Director · CEO & Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 821,419 F1 · kind: Granted for 2016 discretionary bonus based upon the closing price of the company's common stock on December 30, 2016. Read SEC document |
| December 20, 2016 Filed Dec 21, 2016 00:32 UTC | Wheeler Real Estate Investment Trust, Inc. whlr · Entity 8666 | PurchaseCommon Stock | 22,000 | $1.65 | $36,300.00 |
DisclosureSEC source: 0001557239-16-000012 · primary_doc.xml · nonDerivative · entry 2 Wheeler Jon S · CIK 0001557239 · Director · CEO & Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 751,566 Read SEC document |
| December 19, 2016 Filed Dec 21, 2016 00:32 UTC | Wheeler Real Estate Investment Trust, Inc. whlr · Entity 8666 | PurchaseCommon Stock | 8,867 | $1.59 | $14,098.53 |
DisclosureSEC source: 0001557239-16-000012 · primary_doc.xml · nonDerivative · entry 1 Wheeler Jon S · CIK 0001557239 · Director · CEO & Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 729,566 Read SEC document |
| December 08, 2016 Filed Dec 9, 2016 21:32 UTC | Wheeler Real Estate Investment Trust, Inc. whlr · Entity 8666 | PurchaseCommon Stock | 6,875 | $1.59 | $10,931.25 |
DisclosureSEC source: 0001557239-16-000010 · primary_doc.xml · nonDerivative · entry 1 Wheeler Jon S · CIK 0001557239 · Director · CEO & Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 720,699 Read SEC document |
| December 05, 2016 Filed Jan 6, 2017 21:20 UTC | Wheeler Real Estate Investment Trust, Inc. whlr · Entity 8666 | OtherCommon Stock | 383.94 | $1.64 | $629.66 |
DisclosureSEC source: 0001557239-17-000001 · primary_doc.xml · nonDerivative · entry 12 Wheeler Jon S · CIK 0001557239 · Director · CEO & Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · Held by trusts in the names of dependent children Disclosed balance after: 7,541.02 F1 · kind: The trusts in the names of the dependent children of the reporting person acquired these shares of common stock under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| November 10, 2016 Filed Dec 9, 2016 21:32 UTC | Wheeler Real Estate Investment Trust, Inc. whlr · Entity 8666 | GrantCommon Units · Derivative | 65,292 | $2.25 | $146,907.00 |
DisclosureSEC source: 0001557239-16-000010 · primary_doc.xml · derivative · entry 7 Wheeler Jon S · CIK 0001557239 · Director · CEO & Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · Controlled through interests in other entities Disclosed balance after: 65,292 Underlying: Common Stock · 65,292 shares Expires not disclosed F1 · derivative.exercise_price: Pursuant to the Partnership Agreement of Wheeler REIT, L.P. (the "Partnership"), holders of the Partnership, may, after a one year holding period, elect to exchange their common units for common stock of the Wheeler Real Estate Investment Trust, Inc. (the "Company") on an one-for-one basis. Upon a redemption request, the Company has the option the purchase the common units directly, either in cash or common stock of the Company. F1 · price: Pursuant to the Partnership Agreement of Wheeler REIT, L.P. (the "Partnership"), holders of the Partnership, may, after a one year holding period, elect to exchange their common units for common stock of the Wheeler Real Estate Investment Trust, Inc. (the "Company") on an one-for-one basis. Upon a redemption request, the Company has the option the purchase the common units directly, either in cash or common stock of the Company. F4 · derivative.exercise_date: These common units have been held for less than one year and therefore may not be currently exchanged. F3 · derivative.expiration_date: These derivative securities do not have an expiration date. Read SEC document |
| November 03, 2016 Filed Jan 6, 2017 21:20 UTC | Wheeler Real Estate Investment Trust, Inc. whlr · Entity 8666 | OtherCommon Stock | 367.1 | $1.70 | $624.07 |
DisclosureSEC source: 0001557239-17-000001 · primary_doc.xml · nonDerivative · entry 11 Wheeler Jon S · CIK 0001557239 · Director · CEO & Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · Held by trusts in the names of dependent children Disclosed balance after: 7,157.08 F1 · kind: The trusts in the names of the dependent children of the reporting person acquired these shares of common stock under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| October 05, 2016 Filed Jan 6, 2017 21:20 UTC | Wheeler Real Estate Investment Trust, Inc. whlr · Entity 8666 | OtherCommon Stock | 354.3 | $1.75 | $620.03 |
DisclosureSEC source: 0001557239-17-000001 · primary_doc.xml · nonDerivative · entry 10 Wheeler Jon S · CIK 0001557239 · Director · CEO & Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · Held by trusts in the names of dependent children Disclosed balance after: 6,789.98 F1 · kind: The trusts in the names of the dependent children of the reporting person acquired these shares of common stock under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| September 06, 2016 Filed Jan 6, 2017 21:20 UTC | Wheeler Real Estate Investment Trust, Inc. whlr · Entity 8666 | OtherCommon Stock | 350.56 | $1.75 | $613.48 |
DisclosureSEC source: 0001557239-17-000001 · primary_doc.xml · nonDerivative · entry 9 Wheeler Jon S · CIK 0001557239 · Director · CEO & Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · Held by trusts in the names of dependent children Disclosed balance after: 6,435.68 F1 · kind: The trusts in the names of the dependent children of the reporting person acquired these shares of common stock under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| August 04, 2016 Filed Jan 6, 2017 21:20 UTC | Wheeler Real Estate Investment Trust, Inc. whlr · Entity 8666 | OtherCommon Stock | 350.34 | $1.74 | $609.59 |
DisclosureSEC source: 0001557239-17-000001 · primary_doc.xml · nonDerivative · entry 8 Wheeler Jon S · CIK 0001557239 · Director · CEO & Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · Held by trusts in the names of dependent children Disclosed balance after: 6,085.12 F1 · kind: The trusts in the names of the dependent children of the reporting person acquired these shares of common stock under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| July 06, 2016 Filed Jan 6, 2017 21:20 UTC | Wheeler Real Estate Investment Trust, Inc. whlr · Entity 8666 | OtherCommon Stock | 386.82 | $1.55 | $599.57 |
DisclosureSEC source: 0001557239-17-000001 · primary_doc.xml · nonDerivative · entry 7 Wheeler Jon S · CIK 0001557239 · Director · CEO & Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · Held by trusts in the names of dependent children Disclosed balance after: 5,734.78 F1 · kind: The trusts in the names of the dependent children of the reporting person acquired these shares of common stock under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| June 03, 2016 Filed Jan 6, 2017 21:20 UTC | Wheeler Real Estate Investment Trust, Inc. whlr · Entity 8666 | OtherCommon Stock | 390.5 | $1.52 | $593.56 |
DisclosureSEC source: 0001557239-17-000001 · primary_doc.xml · nonDerivative · entry 6 Wheeler Jon S · CIK 0001557239 · Director · CEO & Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · Held by trusts in the names of dependent children Disclosed balance after: 5,347.96 F1 · kind: The trusts in the names of the dependent children of the reporting person acquired these shares of common stock under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| May 05, 2016 Filed Jan 6, 2017 21:20 UTC | Wheeler Real Estate Investment Trust, Inc. whlr · Entity 8666 | OtherCommon Stock | 394.8 | $1.48 | $584.30 |
DisclosureSEC source: 0001557239-17-000001 · primary_doc.xml · nonDerivative · entry 5 Wheeler Jon S · CIK 0001557239 · Director · CEO & Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · Held by trusts in the names of dependent children Disclosed balance after: 4,957.46 F1 · kind: The trusts in the names of the dependent children of the reporting person acquired these shares of common stock under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| April 05, 2016 Filed Jan 6, 2017 21:20 UTC | Wheeler Real Estate Investment Trust, Inc. whlr · Entity 8666 | OtherCommon Stock | 466.88 | $1.23 | $574.26 |
DisclosureSEC source: 0001557239-17-000001 · primary_doc.xml · nonDerivative · entry 4 Wheeler Jon S · CIK 0001557239 · Director · CEO & Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · Held by trusts in the names of dependent children Disclosed balance after: 4,562.66 F1 · kind: The trusts in the names of the dependent children of the reporting person acquired these shares of common stock under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| March 03, 2016 Filed Jan 6, 2017 21:20 UTC | Wheeler Real Estate Investment Trust, Inc. whlr · Entity 8666 | OtherCommon Stock | 472.06 | $1.20 | $566.47 |
DisclosureSEC source: 0001557239-17-000001 · primary_doc.xml · nonDerivative · entry 3 Wheeler Jon S · CIK 0001557239 · Director · CEO & Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · Held by trusts in the names of dependent children Disclosed balance after: 4,095.78 F1 · kind: The trusts in the names of the dependent children of the reporting person acquired these shares of common stock under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| February 04, 2016 Filed Jan 6, 2017 21:20 UTC | Wheeler Real Estate Investment Trust, Inc. whlr · Entity 8666 | OtherCommon Stock | 377.76 | $1.50 | $566.64 |
DisclosureSEC source: 0001557239-17-000001 · primary_doc.xml · nonDerivative · entry 2 Wheeler Jon S · CIK 0001557239 · Director · CEO & Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · Held by trusts in the names of dependent children Disclosed balance after: 3,623.72 F1 · kind: The trusts in the names of the dependent children of the reporting person acquired these shares of common stock under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| January 06, 2016 Filed Jan 6, 2017 21:20 UTC | Wheeler Real Estate Investment Trust, Inc. whlr · Entity 8666 | OtherCommon Stock | 295.96 | $1.91 | $565.28 |
DisclosureSEC source: 0001557239-17-000001 · primary_doc.xml · nonDerivative · entry 1 Wheeler Jon S · CIK 0001557239 · Director · CEO & Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · Held by trusts in the names of dependent children Disclosed balance after: 3,245.96 F1 · kind: The trusts in the names of the dependent children of the reporting person acquired these shares of common stock under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.