Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Wheeler Real Estate Investment Trust, Inc.whlr · Entity 8666 | Director | November 13, 2012 | March 01, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Wheeler Real Estate Investment Trust, Inc.
Report date November 13, 2012 · Filed March 01, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectHeld by a Trust in which Mr. Zwerdling serves as Co-Trustee | 13,500 |
Reported balance
After 2012-11-13 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2012-11-13 · Purchase · Acquired 108,000 · Balance 13,500 F1: These shares of common stock were acquired prior to Wheeler Real Estate Investment Trust, Inc.'s (the "Company") one-for-eight reverse stock split (the "Reverse Stock Split") that was effected on March 31, 2017. F2: Adjusted for the Company's Reverse Stock Split. |
| Common StockSEC Table I · non-derivative | IndirectHeld by a Trust in which Mr. Zwerdling serves as Co-Trustee | 16,563 |
Reported balance
After 2013-08-21 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2013-08-21 · Purchase · Acquired 24,500 · Balance 16,563 F1: These shares of common stock were acquired prior to Wheeler Real Estate Investment Trust, Inc.'s (the "Company") one-for-eight reverse stock split (the "Reverse Stock Split") that was effected on March 31, 2017. F2: Adjusted for the Company's Reverse Stock Split. |
| Common StockSEC Table I · non-derivative | IndirectHeld by a Trust in which Mr. Zwerdling serves as Co-Trustee | 17,188 |
Reported balance
After 2015-02-09 transaction · row 3
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 3 · 2015-02-09 · Purchase · Acquired 5,000 · Balance 17,188 F1: These shares of common stock were acquired prior to Wheeler Real Estate Investment Trust, Inc.'s (the "Company") one-for-eight reverse stock split (the "Reverse Stock Split") that was effected on March 31, 2017. F2: Adjusted for the Company's Reverse Stock Split. |
| Common StockSEC Table I · non-derivative | IndirectHeld by a LLC in which Mr. Zwerdling has an interest | 725 |
Reported balance
After 2012-11-13 transaction · row 4
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 4 · 2012-11-13 · Purchase · Acquired 5,800 · Balance 725 F1: These shares of common stock were acquired prior to Wheeler Real Estate Investment Trust, Inc.'s (the "Company") one-for-eight reverse stock split (the "Reverse Stock Split") that was effected on March 31, 2017. F2: Adjusted for the Company's Reverse Stock Split. |
| Common StockSEC Table I · non-derivative | IndirectHeld by a LLC in which Mr. Zwerdling has an interest | 750 |
Reported balance
After 2013-08-21 transaction · row 5
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 5 · 2013-08-21 · Purchase · Acquired 200 · Balance 750 F1: These shares of common stock were acquired prior to Wheeler Real Estate Investment Trust, Inc.'s (the "Company") one-for-eight reverse stock split (the "Reverse Stock Split") that was effected on March 31, 2017. F2: Adjusted for the Company's Reverse Stock Split. |
| Series B Convertible Preferred StockSEC Table II · derivative / convertible security · Conversion / exercise price $40.00 | IndirectHeld by a Trust in which Mr. Zwerdling serves as Co-Trustee | 6,500 |
Reported balance
After 2014-04-24 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2014-04-24 · Purchase · Acquired 6,500 · Balance 6,500 F3: Each share of Series B Convertible Preferred Stock (the "Series B Stock") is convertible into shares of the Company's common stock at $40.00 per share. The Series B Stock has no expiration date. |
| Series B Convertible Preferred StockSEC Table II · derivative / convertible security · Conversion / exercise price $40.00 | IndirectHeld by a Trust in which Mr. Zwerdling serves as Co-Trustee | 11,000 |
Reported balance
After 2014-09-12 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2014-09-12 · Purchase · Acquired 4,500 · Balance 11,000 F3: Each share of Series B Convertible Preferred Stock (the "Series B Stock") is convertible into shares of the Company's common stock at $40.00 per share. The Series B Stock has no expiration date. |
| Common Stock WarrantsSEC Table II · derivative / convertible security · Conversion / exercise price $44.00 | IndirectHeld by a Trust in which Mr. Zwerdling serves as Co-Trustee | 7,800 |
Reported balance
After 2014-04-24 transaction · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · 2014-04-24 · Purchase · Acquired 7,800 · Balance 7,800 F4: The common stock warrants are excercisable at $44.00 per share. The common stock warrants expire on April 29, 2019. |
| Common Stock WarrantsSEC Table II · derivative / convertible security · Conversion / exercise price $44.00 | IndirectHeld by a Trust in which Mr. Zwerdling serves as Co-Trustee | 10,800 |
Reported balance
After 2014-09-12 transaction · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · 2014-09-12 · Purchase · Acquired 3,000 · Balance 10,800 F4: The common stock warrants are excercisable at $44.00 per share. The common stock warrants expire on April 29, 2019. |
| Common Stock WarrantsSEC Table II · derivative / convertible security · Conversion / exercise price $44.00 | IndirectHeld by a Trust in which Mr. Zwerdling serves as Co-Trustee | 13,200 |
Reported balance
After 2014-09-24 transaction · row 13
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 13 · 2014-09-24 · Purchase · Acquired 2,400 · Balance 13,200 F4: The common stock warrants are excercisable at $44.00 per share. The common stock warrants expire on April 29, 2019. |
| Common StockSEC Table I · non-derivative | Direct | 96,593 |
Reported balance
Holding disclosure · report date 2012-11-13 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 96,593 |
| Common StockSEC Table I · non-derivative | IndirectHeld in profit sharing plan | 1,111 |
Reported balance
Holding disclosure · report date 2012-11-13 · row 7
Holding and transaction disclosures are not merged.
1 source rowRow 7 · Balance 1,111 |
| Common StockSEC Table I · non-derivative | IndirectOwned by spouse | 750 |
Reported balance
Holding disclosure · report date 2012-11-13 · row 8
Holding and transaction disclosures are not merged.
1 source rowRow 8 · Balance 750 |
| Series D Cumulative Covertible Preferred StockSEC Table II · derivative / convertible security · Conversion / exercise price $16.96 | Direct | 1,000 |
Reported balance
Holding disclosure · report date 2012-11-13 · row 14
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 14 · Balance 1,000 F5: Each share of Series D Cumulative Convertible Preferred Stock (the "Series D Stock") is convertible into shares of the Company's common stock at $16.96 per share. The Series D Stock has no expiration date. |
| Series D Cumulative Covertible Preferred StockSEC Table II · derivative / convertible security · Conversion / exercise price $16.96 | IndirectOwned by spouse | 4,000 |
Reported balance
Holding disclosure · report date 2012-11-13 · row 15
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 15 · Balance 4,000 F5: Each share of Series D Cumulative Convertible Preferred Stock (the "Series D Stock") is convertible into shares of the Company's common stock at $16.96 per share. The Series D Stock has no expiration date. |
| Series B Convertible Preferred StockSEC Table II · derivative / convertible security · Conversion / exercise price $40.00 | IndirectHeld in profit sharing plan | 4,000 |
Reported balance
Holding disclosure · report date 2012-11-13 · row 16
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 16 · Balance 4,000 F3: Each share of Series B Convertible Preferred Stock (the "Series B Stock") is convertible into shares of the Company's common stock at $40.00 per share. The Series B Stock has no expiration date. |
| Series B Convertible Preferred StockSEC Table II · derivative / convertible security · Conversion / exercise price $40.00 | Direct | 10,000 |
Reported balance
Holding disclosure · report date 2012-11-13 · row 17
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 17 · Balance 10,000 F3: Each share of Series B Convertible Preferred Stock (the "Series B Stock") is convertible into shares of the Company's common stock at $40.00 per share. The Series B Stock has no expiration date. |
| Common Stock WarrantsSEC Table II · derivative / convertible security · Conversion / exercise price $44.00 | Direct | 12,000 |
Reported balance
Holding disclosure · report date 2012-11-13 · row 18
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 18 · Balance 12,000 F4: The common stock warrants are excercisable at $44.00 per share. The common stock warrants expire on April 29, 2019. |
| Common Stock WarrantsSEC Table II · derivative / convertible security · Conversion / exercise price $44.00 | IndirectHeld in profit sharing plan | 4,800 |
Reported balance
Holding disclosure · report date 2012-11-13 · row 19
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 19 · Balance 4,800 F4: The common stock warrants are excercisable at $44.00 per share. The common stock warrants expire on April 29, 2019. |
Filing footnotes · ownership attribution and instrument terms
F1: These shares of common stock were acquired prior to Wheeler Real Estate Investment Trust, Inc.'s (the "Company") one-for-eight reverse stock split (the "Reverse Stock Split") that was effected on March 31, 2017.
F2: Adjusted for the Company's Reverse Stock Split.
F3: Each share of Series B Convertible Preferred Stock (the "Series B Stock") is convertible into shares of the Company's common stock at $40.00 per share. The Series B Stock has no expiration date.
F4: The common stock warrants are excercisable at $44.00 per share. The common stock warrants expire on April 29, 2019.
F5: Each share of Series D Cumulative Convertible Preferred Stock (the "Series D Stock") is convertible into shares of the Company's common stock at $16.96 per share. The Series D Stock has no expiration date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 27, 2019 Filed Feb 27, 2019 15:01 UTC | Wheeler Real Estate Investment Trust, Inc. whir · Entity 8666 | GrantCommon Stock | 27,528 | $0.89 | $24,499.92 |
DisclosureSEC source: 0001588047-19-000001 · primary_doc.xml · nonDerivative · entry 1 Zwerdling Jeffrey M. · CIK 0001588047 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,593 F1 · kind: Granted for fourth quarter board fees based upon the closing price of Wheeler Real Estate Investment Trust, Inc.'s (the "Company")common stock on December 31, 2018. F1 · price: Granted for fourth quarter board fees based upon the closing price of Wheeler Real Estate Investment Trust, Inc.'s (the "Company")common stock on December 31, 2018. Read SEC document |
| October 17, 2018 Filed Oct 18, 2018 15:29 UTC | Wheeler Real Estate Investment Trust, Inc. whlr · Entity 8666 | GrantCommon Stock | 5,724 | $4.28 | $24,498.72 |
DisclosureSEC source: 0001588047-18-000005 · primary_doc.xml · nonDerivative · entry 1 Zwerdling Jeffrey M. · CIK 0001588047 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,065 F1 · kind: Granted for third quarter board fees based upon the closing price of Wheeler Real Estate Investment Trust, Inc.'s common stock on September 28, 2018. F1 · price: Granted for third quarter board fees based upon the closing price of Wheeler Real Estate Investment Trust, Inc.'s common stock on September 28, 2018. Read SEC document |
| September 06, 2018 Filed Sep 6, 2018 21:11 UTC | Wheeler Real Estate Investment Trust, Inc. whlr · Entity 8666 | GrantCommon Stock | 3,107 | $4.04 | $12,552.28 |
DisclosureSEC source: 0001588047-18-000004 · primary_doc.xml · nonDerivative · entry 1 Zwerdling Jeffrey M. · CIK 0001588047 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,341 F1 · kind: Granted for second quarter board fees based upon the closing price of Wheeler Real Estate Investment Trust, Inc.'s common stock on June 29, 2018. F1 · price: Granted for second quarter board fees based upon the closing price of Wheeler Real Estate Investment Trust, Inc.'s common stock on June 29, 2018. Read SEC document |
| July 23, 2018 Filed Jul 24, 2018 16:08 UTC | Wheeler Real Estate Investment Trust, Inc. whlr · Entity 8666 | GrantCommon Stock | 3,107 | $4.04 | $12,552.28 |
DisclosureSEC source: 0001588047-18-000003 · primary_doc.xml · nonDerivative · entry 1 Zwerdling Jeffrey M. · CIK 0001588047 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,234 F1 · kind: Granted for second quarter board fees based upon the closing price of Wheeler Real Estate Investment Trust, Inc.'s common stock on June 29, 2018. F1 · price: Granted for second quarter board fees based upon the closing price of Wheeler Real Estate Investment Trust, Inc.'s common stock on June 29, 2018. Read SEC document |
| May 15, 2018 Filed May 16, 2018 20:54 UTC | Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 | GrantCommon Stock | 4,120 | $3.58 | $14,749.60 |
DisclosureSEC source: 0001588047-18-000002 · primary_doc.xml · nonDerivative · entry 1 Zwerdling Jeffrey M. · CIK 0001588047 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,127 F1 · kind: Granted for 1st quarter board fees based upon the closing price of Wheeler Real Estate Investment Trust, Inc.'s (the "Company") common stock on March 29, 2018. F1 · price: Granted for 1st quarter board fees based upon the closing price of Wheeler Real Estate Investment Trust, Inc.'s (the "Company") common stock on March 29, 2018. Read SEC document |
| March 22, 2018 Filed Mar 23, 2018 14:57 UTC | Wheeler Real Estate Investment Trust, Inc. whir · Entity 8666 | PurchaseSeries D Cumulative Convertible Preferred Stock · Derivative | 900 | $15.90 Strike: $16.96 | $14,310.00 |
DisclosureSEC source: 0001588047-18-000001 · primary_doc.xml · derivative · entry 5 Zwerdling Jeffrey M. · CIK 0001588047 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000 Underlying: Common Stock · 1,327 shares Expires not disclosed F1 · derivative.exercise_date: Each share of Series D Cumulative Convertible Preferred Stock (the "Series D Stock") became convertible into shares of the Company's common stock at $16.76 per share upon completion of the Company's September 2016, December 2016 and January 2018 public offerings of Series D Stock. The Series D Stock has no expiration date. F1 · derivative.expiration_date: Each share of Series D Cumulative Convertible Preferred Stock (the "Series D Stock") became convertible into shares of the Company's common stock at $16.76 per share upon completion of the Company's September 2016, December 2016 and January 2018 public offerings of Series D Stock. The Series D Stock has no expiration date. Read SEC document |
| March 22, 2018 Filed Mar 23, 2018 14:57 UTC | Wheeler Real Estate Investment Trust, Inc. whir · Entity 8666 | PurchaseSeries D Cumulative Convertible Preferred Stock · Derivative | 100 | $15.86 Strike: $16.96 | $1,586.00 |
DisclosureSEC source: 0001588047-18-000001 · primary_doc.xml · derivative · entry 4 Zwerdling Jeffrey M. · CIK 0001588047 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100 Underlying: Common Stock · 147 shares Expires not disclosed F1 · derivative.exercise_date: Each share of Series D Cumulative Convertible Preferred Stock (the "Series D Stock") became convertible into shares of the Company's common stock at $16.76 per share upon completion of the Company's September 2016, December 2016 and January 2018 public offerings of Series D Stock. The Series D Stock has no expiration date. F1 · derivative.expiration_date: Each share of Series D Cumulative Convertible Preferred Stock (the "Series D Stock") became convertible into shares of the Company's common stock at $16.76 per share upon completion of the Company's September 2016, December 2016 and January 2018 public offerings of Series D Stock. The Series D Stock has no expiration date. Read SEC document |
| February 06, 2018 Filed Feb 6, 2018 22:22 UTC | Wheeler Real Estate Investment Trust, Inc. whlr · Entity 8666 | GrantCommon Stock | 5,237 | $7.16 | $37,496.92 |
DisclosureSEC source: 0001208785-18-000003 · primary_doc.xml · nonDerivative · entry 2 Zwerdling Jeffrey M. · CIK 0001588047 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,007 F2 · kind: Granted for fourth quarter and annual board fees based upon the closing price of the Company's common stock on January 12, 2018. F2 · price: Granted for fourth quarter and annual board fees based upon the closing price of the Company's common stock on January 12, 2018. Read SEC document |
| February 06, 2018 Filed Feb 6, 2018 22:22 UTC | Wheeler Real Estate Investment Trust, Inc. whlr · Entity 8666 | GrantCommon Stock | 1,278 | $9.98 | $12,754.44 |
DisclosureSEC source: 0001208785-18-000003 · primary_doc.xml · nonDerivative · entry 1 Zwerdling Jeffrey M. · CIK 0001588047 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,770 F1 · kind: Granted for fourth quarter and annual board fees based upon the closing price of Wheeler Real Estate Investment Trust, Inc.'s (the "Company") common stock on December 29, 2017. F1 · price: Granted for fourth quarter and annual board fees based upon the closing price of Wheeler Real Estate Investment Trust, Inc.'s (the "Company") common stock on December 29, 2017. Read SEC document |
| November 30, 2017 Filed Dec 4, 2017 17:09 UTC | Wheeler Real Estate Investment Trust, Inc. whlr · Entity 8666 | GrantCommon Stock | 1,136 | $11.22 | $12,745.92 |
DisclosureSEC source: 0001588047-17-000009 · primary_doc.xml · nonDerivative · entry 1 Zwerdling Jeffrey M. · CIK 0001588047 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,492 F1 · kind: Granted for third quarter board fees based upon the closing price of Wheeler Real Estate Investment Trust, Inc.'s common stock on September 28, 2017. F1 · price: Granted for third quarter board fees based upon the closing price of Wheeler Real Estate Investment Trust, Inc.'s common stock on September 28, 2017. Read SEC document |
| July 19, 2017 Filed Jul 19, 2017 22:51 UTC | Wheeler Real Estate Investment Trust, Inc. whlr · Entity 8666 | GrantCommon Stock | 1,249 | $10.21 | $12,752.29 |
DisclosureSEC source: 0001588047-17-000008 · primary_doc.xml · nonDerivative · entry 2 Zwerdling Jeffrey M. · CIK 0001588047 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,356 F2 · kind: Granted for second quarter board fees based upon the closing price of the Company's common stock on June 30, 2017. F2 · price: Granted for second quarter board fees based upon the closing price of the Company's common stock on June 30, 2017. Read SEC document |
| May 18, 2017 Filed May 19, 2017 15:30 UTC | Wheeler Real Estate Investment Trust, Inc. whlr · Entity 8666 | PurchaseCommon Stock | 4,000 | $9.96 | $39,840.00 |
DisclosureSEC source: 0001588047-17-000007 · primary_doc.xml · nonDerivative · entry 2 Zwerdling Jeffrey M. · CIK 0001588047 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,186 F1 · balance_after: Effective March 31, 2017, Wheeler Real Estate Investment Trust, Inc. (the "Company"), effected a one-for-eight reverse stock split of its common stock (the "Reverse Stock Split"). The amount of common stock reflected on this Form 4 has been adjusted to reflect the Reverse Stock Split. Read SEC document |
| May 18, 2017 Filed May 19, 2017 15:30 UTC | Wheeler Real Estate Investment Trust, Inc. whlr · Entity 8666 | PurchaseCommon Stock | 1,000 | $9.92 | $9,920.00 |
DisclosureSEC source: 0001588047-17-000007 · primary_doc.xml · nonDerivative · entry 1 Zwerdling Jeffrey M. · CIK 0001588047 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,186 F1 · balance_after: Effective March 31, 2017, Wheeler Real Estate Investment Trust, Inc. (the "Company"), effected a one-for-eight reverse stock split of its common stock (the "Reverse Stock Split"). The amount of common stock reflected on this Form 4 has been adjusted to reflect the Reverse Stock Split. Read SEC document |
| May 10, 2017 Filed Jul 19, 2017 22:51 UTC | Wheeler Real Estate Investment Trust, Inc. whlr · Entity 8666 | GrantCommon Stock | 921 | $13.84 | $12,746.64 |
DisclosureSEC source: 0001588047-17-000008 · primary_doc.xml · nonDerivative · entry 1 Zwerdling Jeffrey M. · CIK 0001588047 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,107 F1 · kind: Granted for first quarter board fees based upon the closing price of Wheeler Real Estate Investment Trust, Inc.'s (the "Company") common stock on March 31, 2017. F1 · price: Granted for first quarter board fees based upon the closing price of Wheeler Real Estate Investment Trust, Inc.'s (the "Company") common stock on March 31, 2017. Read SEC document |
| March 13, 2017 Filed Mar 20, 2017 15:40 UTC | Wheeler Real Estate Investment Trust, Inc. whir · Entity 8666 | PurchaseCommon Stock | 15,000 | $1.69 | $25,350.00 |
DisclosureSEC source: 0001588047-17-000006 · primary_doc.xml · nonDerivative · entry 1 Zwerdling Jeffrey M. · CIK 0001588047 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 305,491 Read SEC document |
| February 28, 2017 Filed Mar 1, 2017 21:43 UTC | Wheeler Real Estate Investment Trust, Inc. whir · Entity 8666 | GrantCommon Stock | 14,706 | $1.70 | $25,000.20 |
DisclosureSEC source: 0001588047-17-000005 · primary_doc.xml · nonDerivative · entry 1 Zwerdling Jeffrey M. · CIK 0001588047 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 290,491 F1 · kind: Granted for 2016 discretionary bonus based upon the closing price of the company's common stock on December 30, 2016. Read SEC document |
| January 18, 2017 Filed Jan 19, 2017 18:34 UTC | Wheeler Real Estate Investment Trust, Inc. whlr · Entity 8666 | GrantCommon Stock | 4,265 | $1.70 | $7,250.50 |
DisclosureSEC source: 0001588047-17-000004 · primary_doc.xml · nonDerivative · entry 1 Zwerdling Jeffrey M. · CIK 0001588047 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 275,785 F1 · kind: Granted for fourth quarter board fees based upon the closing price of Wheeler Real Estate Investment Trust, Inc.'s (the "Company") common stock on December 30, 2016. Read SEC document |
| January 17, 2017 Filed Jan 18, 2017 20:58 UTC | Wheeler Real Estate Investment Trust, Inc. whlr · Entity 8666 | OtherCommon Stock | 25,000 | $1.70 | $42,500.00 |
DisclosureSEC source: 0001588047-17-000002 · primary_doc.xml · nonDerivative · entry 2 Zwerdling Jeffrey M. · CIK 0001588047 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Held in profit sharing plan Disclosed balance after: 20,455 F1 · kind: This transaction was a transfer of Wheeler Real Estate Investment Trust., Inc.'s (the "Company") common stock from indirect ownership (shares held in Mr. Zwerdling's profit sharing plan) to direct ownership. Read SEC document |
| January 17, 2017 Filed Jan 18, 2017 20:58 UTC | Wheeler Real Estate Investment Trust, Inc. whlr · Entity 8666 | OtherCommon Stock | 25,000 | $1.70 | $42,500.00 |
DisclosureSEC source: 0001588047-17-000002 · primary_doc.xml · nonDerivative · entry 1 Zwerdling Jeffrey M. · CIK 0001588047 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 271,520 F1 · kind: This transaction was a transfer of Wheeler Real Estate Investment Trust., Inc.'s (the "Company") common stock from indirect ownership (shares held in Mr. Zwerdling's profit sharing plan) to direct ownership. Read SEC document |
| January 17, 2017 Filed Jan 18, 2017 21:39 UTC Amendment | Wheeler Real Estate Investment Trust, Inc. whlr · Entity 8666 | OtherCommon stock | 25,000 | $1.70 | $42,500.00 |
DisclosureSEC source: 0001588047-17-000003 · primary_doc.xml · nonDerivative · entry 3 Zwerdling Jeffrey M. · CIK 0001588047 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Held in profit sharing plan Disclosed balance after: 8,890 F2 · kind: This transaction was a transfer of the Company's common stock from indirect ownership to direct ownership (shares held in Mr. Zwerdling's profit sharing plan) to direct ownership. Read SEC document |
| January 17, 2017 Filed Jan 18, 2017 21:39 UTC Amendment | Wheeler Real Estate Investment Trust, Inc. whlr · Entity 8666 | OtherCommon stock | 25,000 | $1.70 | $42,500.00 |
DisclosureSEC source: 0001588047-17-000003 · primary_doc.xml · nonDerivative · entry 2 Zwerdling Jeffrey M. · CIK 0001588047 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 271,520 F2 · kind: This transaction was a transfer of the Company's common stock from indirect ownership to direct ownership (shares held in Mr. Zwerdling's profit sharing plan) to direct ownership. Read SEC document |
| December 14, 2016 Filed Jan 9, 2017 17:45 UTC | Wheeler Real Estate Investment Trust, Inc. whlr · Entity 8666 | PurchaseCommon Stock | 7,730 | $1.59 | $12,290.70 |
DisclosureSEC source: 0001588047-17-000001 · primary_doc.xml · nonDerivative · entry 2 Zwerdling Jeffrey M. · CIK 0001588047 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 246,520 Read SEC document |
| December 14, 2016 Filed Jan 9, 2017 17:45 UTC | Wheeler Real Estate Investment Trust, Inc. whlr · Entity 8666 | PurchaseCommon Stock | 3,270 | $1.60 | $5,232.00 |
DisclosureSEC source: 0001588047-17-000001 · primary_doc.xml · nonDerivative · entry 1 Zwerdling Jeffrey M. · CIK 0001588047 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 238,790 Read SEC document |
| December 12, 2016 Filed Jan 9, 2017 17:45 UTC | Wheeler Real Estate Investment Trust, Inc. whlr · Entity 8666 | PurchaseSeries D Convertible Preferred Stock · Derivative | 1,000 | $23.69 Strike: $2.12 | $23,690.00 |
DisclosureSEC source: 0001588047-17-000001 · primary_doc.xml · derivative · entry 7 Zwerdling Jeffrey M. · CIK 0001588047 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Owned by spouse Disclosed balance after: 4,000 Underlying: Common Stock · 11,790 shares Expires not disclosed F1 · derivative.exercise_date: Each share of Series D Convertible Preferred Stock ("Series D Stock") became convertible into shares of Wheeler Real Estate Investment Trust, Inc.'s (the "Company") common stock at $2.12 per share, upon completion of the Company's September 2016 and December 2016 public offerings of the Series D Stock. The Series D Stock has no expiration date. F1 · derivative.expiration_date: Each share of Series D Convertible Preferred Stock ("Series D Stock") became convertible into shares of Wheeler Real Estate Investment Trust, Inc.'s (the "Company") common stock at $2.12 per share, upon completion of the Company's September 2016 and December 2016 public offerings of the Series D Stock. The Series D Stock has no expiration date. Read SEC document |
| December 12, 2016 Filed Jan 9, 2017 17:45 UTC | Wheeler Real Estate Investment Trust, Inc. whlr · Entity 8666 | PurchaseSeries D Convertible Preferred Stock · Derivative | 1,900 | $23.75 Strike: $2.12 | $45,125.00 |
DisclosureSEC source: 0001588047-17-000001 · primary_doc.xml · derivative · entry 6 Zwerdling Jeffrey M. · CIK 0001588047 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Owned by spouse Disclosed balance after: 3,000 Underlying: Common Stock · 22,401 shares Expires not disclosed F1 · derivative.exercise_date: Each share of Series D Convertible Preferred Stock ("Series D Stock") became convertible into shares of Wheeler Real Estate Investment Trust, Inc.'s (the "Company") common stock at $2.12 per share, upon completion of the Company's September 2016 and December 2016 public offerings of the Series D Stock. The Series D Stock has no expiration date. F1 · derivative.expiration_date: Each share of Series D Convertible Preferred Stock ("Series D Stock") became convertible into shares of Wheeler Real Estate Investment Trust, Inc.'s (the "Company") common stock at $2.12 per share, upon completion of the Company's September 2016 and December 2016 public offerings of the Series D Stock. The Series D Stock has no expiration date. Read SEC document |
| December 07, 2016 Filed Jan 9, 2017 17:45 UTC | Wheeler Real Estate Investment Trust, Inc. whlr · Entity 8666 | PurchaseSeries D Convertible Preferred Stock · Derivative | 1,100 | $23.60 Strike: $2.12 | $25,960.00 |
DisclosureSEC source: 0001588047-17-000001 · primary_doc.xml · derivative · entry 5 Zwerdling Jeffrey M. · CIK 0001588047 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Owned by spouse Disclosed balance after: 1,100 Underlying: Common Stock · 12,969 shares Expires not disclosed F1 · derivative.exercise_date: Each share of Series D Convertible Preferred Stock ("Series D Stock") became convertible into shares of Wheeler Real Estate Investment Trust, Inc.'s (the "Company") common stock at $2.12 per share, upon completion of the Company's September 2016 and December 2016 public offerings of the Series D Stock. The Series D Stock has no expiration date. F1 · derivative.expiration_date: Each share of Series D Convertible Preferred Stock ("Series D Stock") became convertible into shares of Wheeler Real Estate Investment Trust, Inc.'s (the "Company") common stock at $2.12 per share, upon completion of the Company's September 2016 and December 2016 public offerings of the Series D Stock. The Series D Stock has no expiration date. Read SEC document |
| November 10, 2016 Filed Nov 10, 2016 23:20 UTC | Wheeler Real Estate Investment Trust, Inc. whlr · Entity 8666 | GrantCommon Stock | 4,143 | $1.75 | $7,250.25 |
DisclosureSEC source: 0001588047-16-000008 · primary_doc.xml · nonDerivative · entry 1 Zwerdling Jeffrey M. · CIK 0001588047 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 235,520 F1 · kind: Granted for 3rd quarter board fees based upon the closing price of Wheeler Real Estate Investment Trust, Inc.'s (the "Company") common stock on September 30, 2016. F1 · price: Granted for 3rd quarter board fees based upon the closing price of Wheeler Real Estate Investment Trust, Inc.'s (the "Company") common stock on September 30, 2016. Read SEC document |
| August 02, 2016 Filed Jan 18, 2017 20:58 UTC | Wheeler Real Estate Investment Trust, Inc. whlr · Entity 8666 | Disposition to issuerCommon Stock | 11,565 | $1.73 | $20,007.45 |
DisclosureSEC source: 0001588047-17-000002 · primary_doc.xml · nonDerivative · entry 4 Zwerdling Jeffrey M. · CIK 0001588047 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Held in profit sharing plan Disclosed balance after: 8,890 Read SEC document |
| August 02, 2016 Filed Jan 18, 2017 21:39 UTC Amendment | Wheeler Real Estate Investment Trust, Inc. whlr · Entity 8666 | OtherCommon Stock | 11,565 | $1.73 | $20,007.45 |
DisclosureSEC source: 0001588047-17-000003 · primary_doc.xml · nonDerivative · entry 1 Zwerdling Jeffrey M. · CIK 0001588047 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Held in profit sharing plan Disclosed balance after: 33,890 F1 · kind: This transaction was a transfer of Wheeler Real Estate Investment Trust, Inc.'s (the "Company") common stock from Mr. Zwerdling's profit sharing plan to his partner's profit sharing plan. Read SEC document |
| February 09, 2015 Filed Mar 1, 2019 19:22 UTC | Wheeler Real Estate Investment Trust, Inc. whlr · Entity 8666 | PurchaseCommon Stock | 5,000 | $3.60 | $18,000.00 |
DisclosureSEC source: 0001588047-19-000002 · primary_doc.xml · nonDerivative · entry 3 Zwerdling Jeffrey M. · CIK 0001588047 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Held by a Trust in which Mr. Zwerdling serves as Co-Trustee Disclosed balance after: 17,188 F1 · shares: These shares of common stock were acquired prior to Wheeler Real Estate Investment Trust, Inc.'s (the "Company") one-for-eight reverse stock split (the "Reverse Stock Split") that was effected on March 31, 2017. F2 · balance_after: Adjusted for the Company's Reverse Stock Split. Read SEC document |
| September 24, 2014 Filed Mar 1, 2019 19:22 UTC | Wheeler Real Estate Investment Trust, Inc. whlr · Entity 8666 | PurchaseCommon Stock Warrants · Derivative | 2,400 | $0.01 Strike: $44.00 | $19.20 |
DisclosureSEC source: 0001588047-19-000002 · primary_doc.xml · derivative · entry 13 Zwerdling Jeffrey M. · CIK 0001588047 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Held by a Trust in which Mr. Zwerdling serves as Co-Trustee Disclosed balance after: 13,200 Underlying: Common Stock · 300 shares Expires not disclosed F4 · derivative.exercise_date: The common stock warrants are excercisable at $44.00 per share. The common stock warrants expire on April 29, 2019. F4 · derivative.expiration_date: The common stock warrants are excercisable at $44.00 per share. The common stock warrants expire on April 29, 2019. Read SEC document |
| September 12, 2014 Filed Mar 1, 2019 19:22 UTC | Wheeler Real Estate Investment Trust, Inc. whlr · Entity 8666 | PurchaseCommon Stock Warrants · Derivative | 3,000 | $0.01 Strike: $44.00 | $24.00 |
DisclosureSEC source: 0001588047-19-000002 · primary_doc.xml · derivative · entry 12 Zwerdling Jeffrey M. · CIK 0001588047 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Held by a Trust in which Mr. Zwerdling serves as Co-Trustee Disclosed balance after: 10,800 Underlying: Common Stock · 375 shares Expires not disclosed F4 · derivative.exercise_date: The common stock warrants are excercisable at $44.00 per share. The common stock warrants expire on April 29, 2019. F4 · derivative.expiration_date: The common stock warrants are excercisable at $44.00 per share. The common stock warrants expire on April 29, 2019. Read SEC document |
| September 12, 2014 Filed Mar 1, 2019 19:22 UTC | Wheeler Real Estate Investment Trust, Inc. whlr · Entity 8666 | PurchaseSeries B Convertible Preferred Stock · Derivative | 4,500 | $24.99 Strike: $40.00 | $112,455.00 |
DisclosureSEC source: 0001588047-19-000002 · primary_doc.xml · derivative · entry 10 Zwerdling Jeffrey M. · CIK 0001588047 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Held by a Trust in which Mr. Zwerdling serves as Co-Trustee Disclosed balance after: 11,000 Underlying: Common Stock · 2,812.5 shares Expires not disclosed F3 · derivative.exercise_date: Each share of Series B Convertible Preferred Stock (the "Series B Stock") is convertible into shares of the Company's common stock at $40.00 per share. The Series B Stock has no expiration date. F3 · derivative.expiration_date: Each share of Series B Convertible Preferred Stock (the "Series B Stock") is convertible into shares of the Company's common stock at $40.00 per share. The Series B Stock has no expiration date. Read SEC document |
| April 24, 2014 Filed Mar 1, 2019 19:22 UTC | Wheeler Real Estate Investment Trust, Inc. whlr · Entity 8666 | PurchaseCommon Stock Warrants · Derivative | 7,800 | $0.01 Strike: $44.00 | $62.40 |
DisclosureSEC source: 0001588047-19-000002 · primary_doc.xml · derivative · entry 11 Zwerdling Jeffrey M. · CIK 0001588047 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Held by a Trust in which Mr. Zwerdling serves as Co-Trustee Disclosed balance after: 7,800 Underlying: Common Stock · 975 shares Expires not disclosed F4 · derivative.exercise_date: The common stock warrants are excercisable at $44.00 per share. The common stock warrants expire on April 29, 2019. F4 · derivative.expiration_date: The common stock warrants are excercisable at $44.00 per share. The common stock warrants expire on April 29, 2019. Read SEC document |
| April 24, 2014 Filed Mar 1, 2019 19:22 UTC | Wheeler Real Estate Investment Trust, Inc. whlr · Entity 8666 | PurchaseSeries B Convertible Preferred Stock · Derivative | 6,500 | $24.99 Strike: $40.00 | $162,435.00 |
DisclosureSEC source: 0001588047-19-000002 · primary_doc.xml · derivative · entry 9 Zwerdling Jeffrey M. · CIK 0001588047 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Held by a Trust in which Mr. Zwerdling serves as Co-Trustee Disclosed balance after: 6,500 Underlying: Common Stock · 4,062.5 shares Expires not disclosed F3 · derivative.exercise_date: Each share of Series B Convertible Preferred Stock (the "Series B Stock") is convertible into shares of the Company's common stock at $40.00 per share. The Series B Stock has no expiration date. F3 · derivative.expiration_date: Each share of Series B Convertible Preferred Stock (the "Series B Stock") is convertible into shares of the Company's common stock at $40.00 per share. The Series B Stock has no expiration date. Read SEC document |
| August 21, 2013 Filed Mar 1, 2019 19:22 UTC | Wheeler Real Estate Investment Trust, Inc. whlr · Entity 8666 | PurchaseCommon Stock | 200 | $4.30 | $860.00 |
DisclosureSEC source: 0001588047-19-000002 · primary_doc.xml · nonDerivative · entry 5 Zwerdling Jeffrey M. · CIK 0001588047 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Held by a LLC in which Mr. Zwerdling has an interest Disclosed balance after: 750 F1 · shares: These shares of common stock were acquired prior to Wheeler Real Estate Investment Trust, Inc.'s (the "Company") one-for-eight reverse stock split (the "Reverse Stock Split") that was effected on March 31, 2017. F2 · balance_after: Adjusted for the Company's Reverse Stock Split. Read SEC document |
| August 21, 2013 Filed Mar 1, 2019 19:22 UTC | Wheeler Real Estate Investment Trust, Inc. whlr · Entity 8666 | PurchaseCommon Stock | 24,500 | $4.30 | $105,350.00 |
DisclosureSEC source: 0001588047-19-000002 · primary_doc.xml · nonDerivative · entry 2 Zwerdling Jeffrey M. · CIK 0001588047 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Held by a Trust in which Mr. Zwerdling serves as Co-Trustee Disclosed balance after: 16,563 F1 · shares: These shares of common stock were acquired prior to Wheeler Real Estate Investment Trust, Inc.'s (the "Company") one-for-eight reverse stock split (the "Reverse Stock Split") that was effected on March 31, 2017. F2 · balance_after: Adjusted for the Company's Reverse Stock Split. Read SEC document |
| November 13, 2012 Filed Mar 1, 2019 19:22 UTC | Wheeler Real Estate Investment Trust, Inc. whlr · Entity 8666 | PurchaseCommon Stock | 5,800 | $5.25 | $30,450.00 |
DisclosureSEC source: 0001588047-19-000002 · primary_doc.xml · nonDerivative · entry 4 Zwerdling Jeffrey M. · CIK 0001588047 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Held by a LLC in which Mr. Zwerdling has an interest Disclosed balance after: 725 F1 · shares: These shares of common stock were acquired prior to Wheeler Real Estate Investment Trust, Inc.'s (the "Company") one-for-eight reverse stock split (the "Reverse Stock Split") that was effected on March 31, 2017. F2 · balance_after: Adjusted for the Company's Reverse Stock Split. Read SEC document |
| November 13, 2012 Filed Mar 1, 2019 19:22 UTC | Wheeler Real Estate Investment Trust, Inc. whlr · Entity 8666 | PurchaseCommon Stock | 108,000 | $5.25 | $567,000.00 |
DisclosureSEC source: 0001588047-19-000002 · primary_doc.xml · nonDerivative · entry 1 Zwerdling Jeffrey M. · CIK 0001588047 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Held by a Trust in which Mr. Zwerdling serves as Co-Trustee Disclosed balance after: 13,500 F1 · shares: These shares of common stock were acquired prior to Wheeler Real Estate Investment Trust, Inc.'s (the "Company") one-for-eight reverse stock split (the "Reverse Stock Split") that was effected on March 31, 2017. F2 · balance_after: Adjusted for the Company's Reverse Stock Split. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.