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Nasdaq · USD

WHLR

Wheeler Real Estate Investment Trust, Inc.

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Tapewire entity
8666
SEC CIK
0001527541
Parsed reports
345

Last 12 months

Inside the activity.

7 purchase rows · 17 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202604
Apr 2026010
May 202600
Jun 202610
Jul 202641
Aug 202600
Sep 202622
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 28, 2017 Filed Mar 2, 2017 01:09 UTC GrantCommon Stock 14,706 $1.70 $25,000.20
Disclosure

SEC source: 0001557289-17-000002 · primary_doc.xml · nonDerivative · entry 1

McAuliffe John P · CIK 0001557289 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,622

F1 · kind: Granted for 2016 discretionary bonus based upon the closing price of the company's common stock on December 30, 2016.

Read SEC document
February 28, 2017 Filed Mar 1, 2017 21:43 UTC GrantCommon Stock 14,706 $1.70 $25,000.20
Disclosure

SEC source: 0001588047-17-000005 · primary_doc.xml · nonDerivative · entry 1

Zwerdling Jeffrey M. · CIK 0001588047 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 290,491

F1 · kind: Granted for 2016 discretionary bonus based upon the closing price of the company's common stock on December 30, 2016.

Read SEC document
February 28, 2017 Filed Mar 1, 2017 20:20 UTC GrantCommon Stock 14,706 $1.70 $25,000.20
Disclosure

SEC source: 0001557287-17-000002 · primary_doc.xml · nonDerivative · entry 1

King William Walter · CIK 0001557287 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,793

F1 · shares: Granted for 2016 discretionary bonus.

Read SEC document
February 28, 2017 Filed Mar 1, 2017 17:18 UTC GrantCommon Stock 14,706 $1.70 $25,000.20
Disclosure

SEC source: 0001575206-17-000002 · primary_doc.xml · nonDerivative · entry 1

McGowan Carl B. Jr. · CIK 0001575206 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,845

F1 · shares: Granted for 2016 discretionary bonus.

Read SEC document
February 28, 2017 Filed Mar 2, 2017 16:29 UTC
Reddy Matthew ThomasChief Accounting Officer
GrantCommon Stock 24,265 $1.70 $41,250.50
Disclosure

SEC source: 0001645612-17-000001 · primary_doc.xml · nonDerivative · entry 1

Reddy Matthew Thomas · CIK 0001645612 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,521

F1 · kind: Granted for 2016 discretionary bonus based upon the closing price of the company's common stock on December 30, 2016.

Read SEC document
February 28, 2017 Filed Mar 2, 2017 17:46 UTC
Wheeler Jon SDirector · CEO & Chairman
GrantCommon Stock 69,853 $1.70 $118,750.10
Disclosure

SEC source: 0001557239-17-000002 · primary_doc.xml · nonDerivative · entry 1

Wheeler Jon S · CIK 0001557239 · Director · CEO & Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 821,419

F1 · kind: Granted for 2016 discretionary bonus based upon the closing price of the company's common stock on December 30, 2016.

Read SEC document
February 28, 2017 Filed Mar 2, 2017 16:17 UTC
Kelly DavidDirector · Chief Investment Officer
GrantCommon Stock 29,412 $1.70 $50,000.40
Disclosure

SEC source: 0001557312-17-000002 · primary_doc.xml · nonDerivative · entry 1

Kelly David · CIK 0001557312 · Director · Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,450

F1 · kind: Granted for 2016 discretionary bonus based upon the closing price of the company's common stock on December 30, 2016.

Read SEC document
February 03, 2017 Filed Feb 9, 2018 20:13 UTC Amendment
Kelly DavidDirector · President & CEO
OtherCommon Stock 118.66 $1.70 $201.72
Disclosure

SEC source: 0001557312-18-000002 · primary_doc.xml · nonDerivative · entry 2

Kelly David · CIK 0001557312 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,118.43

F1 · kind: The reporting person acquired the shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction.

Read SEC document
February 03, 2017 Filed Feb 9, 2018 15:53 UTC
Kelly DavidDirector · President & CEO
OtherCommon Stock 118.66 $170.00 $20,172.20
Disclosure

SEC source: 0001557312-18-000001 · primary_doc.xml · nonDerivative · entry 2

Kelly David · CIK 0001557312 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,118.43

F1 · kind: The reporting person acquired the shared under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction.

Read SEC document
January 18, 2017 Filed Jan 19, 2017 13:07 UTC
Sweet JohnDirector
GrantCommon Stock 3,676 $1.70 $6,249.20
Disclosure

SEC source: 0001317491-17-000001 · primary_doc.xml · nonDerivative · entry 1

Sweet John · CIK 0001317491 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,676

F1 · kind: Granted for fourth quarter board fees based upon the closing stock price of the company's common stock on December 30, 2016.

Read SEC document
January 18, 2017 Filed Jan 19, 2017 12:34 UTC GrantCommon Stock 3,676 $1.70 $6,249.20
Disclosure

SEC source: 0001218305-17-000001 · primary_doc.xml · nonDerivative · entry 1

HARRINGTON KURT R · CIK 0001218305 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,305

F1 · kind: Granted for fourth quarter board fees based upon the closing price of the company's common stock on December 30, 2016.

Read SEC document
January 18, 2017 Filed Jan 19, 2017 11:20 UTC GrantCommon Stock 4,265 $1.70 $7,250.50
Disclosure

SEC source: 0001208785-17-000001 · primary_doc.xml · nonDerivative · entry 1

BROWN STEWART J · CIK 0001208785 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,240

F1 · kind: Granted for fourth quarter board fees based upon the closing price of the company's common stock on December 30, 2016.

Read SEC document
January 18, 2017 Filed Jan 19, 2017 16:13 UTC GrantCommon Stock 4,265 $1.70 $7,250.50
Disclosure

SEC source: 0001557287-17-000001 · primary_doc.xml · nonDerivative · entry 1

King William Walter · CIK 0001557287 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,087

F1 · kind: Granted for fourth quarter board fees based upon the closing price of the company's common stock on December 30, 2016.

Read SEC document
January 18, 2017 Filed Jan 19, 2017 18:34 UTC GrantCommon Stock 4,265 $1.70 $7,250.50
Disclosure

SEC source: 0001588047-17-000004 · primary_doc.xml · nonDerivative · entry 1

Zwerdling Jeffrey M. · CIK 0001588047 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 275,785

F1 · kind: Granted for fourth quarter board fees based upon the closing price of Wheeler Real Estate Investment Trust, Inc.'s (the "Company") common stock on December 30, 2016.

Read SEC document
January 18, 2017 Filed Jan 19, 2017 17:41 UTC GrantCommon Stock 4,265 $1.70 $7,250.50
Disclosure

SEC source: 0001557289-17-000001 · primary_doc.xml · nonDerivative · entry 1

McAuliffe John P · CIK 0001557289 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,916

F1 · kind: Granted for fourth quarter board fees based upon the closing price of the company's common stock on December 30, 2016.

Read SEC document
January 18, 2017 Filed Jan 19, 2017 16:03 UTC GrantCommon Stock 4,412 $1.70 $7,500.40
Disclosure

SEC source: 0001575206-17-000001 · primary_doc.xml · nonDerivative · entry 1

McGowan Carl B. Jr. · CIK 0001575206 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,139

F1 · kind: Granted for fourth quarter board fees based upon the closing price of the company's common stock on December 30, 2016.

Read SEC document
January 17, 2017 Filed Jan 18, 2017 20:58 UTC OtherCommon Stock 25,000 $1.70 $42,500.00
Disclosure

SEC source: 0001588047-17-000002 · primary_doc.xml · nonDerivative · entry 2

Zwerdling Jeffrey M. · CIK 0001588047 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Held in profit sharing plan

Disclosed balance after: 20,455

F1 · kind: This transaction was a transfer of Wheeler Real Estate Investment Trust., Inc.'s (the "Company") common stock from indirect ownership (shares held in Mr. Zwerdling's profit sharing plan) to direct ownership.

Read SEC document
January 17, 2017 Filed Jan 18, 2017 20:58 UTC OtherCommon Stock 25,000 $1.70 $42,500.00
Disclosure

SEC source: 0001588047-17-000002 · primary_doc.xml · nonDerivative · entry 1

Zwerdling Jeffrey M. · CIK 0001588047 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 271,520

F1 · kind: This transaction was a transfer of Wheeler Real Estate Investment Trust., Inc.'s (the "Company") common stock from indirect ownership (shares held in Mr. Zwerdling's profit sharing plan) to direct ownership.

Read SEC document
January 17, 2017 Filed Jan 18, 2017 21:39 UTC Amendment OtherCommon stock 25,000 $1.70 $42,500.00
Disclosure

SEC source: 0001588047-17-000003 · primary_doc.xml · nonDerivative · entry 3

Zwerdling Jeffrey M. · CIK 0001588047 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Held in profit sharing plan

Disclosed balance after: 8,890

F2 · kind: This transaction was a transfer of the Company's common stock from indirect ownership to direct ownership (shares held in Mr. Zwerdling's profit sharing plan) to direct ownership.

Read SEC document
January 17, 2017 Filed Jan 18, 2017 21:39 UTC Amendment OtherCommon stock 25,000 $1.70 $42,500.00
Disclosure

SEC source: 0001588047-17-000003 · primary_doc.xml · nonDerivative · entry 2

Zwerdling Jeffrey M. · CIK 0001588047 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 271,520

F2 · kind: This transaction was a transfer of the Company's common stock from indirect ownership to direct ownership (shares held in Mr. Zwerdling's profit sharing plan) to direct ownership.

Read SEC document
January 05, 2017 Filed Feb 9, 2018 20:13 UTC Amendment
Kelly DavidDirector · President & CEO
OtherCommon Stock 117.77 $1.69 $199.03
Disclosure

SEC source: 0001557312-18-000002 · primary_doc.xml · nonDerivative · entry 1

Kelly David · CIK 0001557312 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,999.77

F1 · kind: The reporting person acquired the shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction.

Read SEC document
January 05, 2017 Filed Feb 9, 2018 15:53 UTC
Kelly DavidDirector · President & CEO
OtherCommon Stock 117.77 $1.69 $199.03
Disclosure

SEC source: 0001557312-18-000001 · primary_doc.xml · nonDerivative · entry 1

Kelly David · CIK 0001557312 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,999.77

F1 · kind: The reporting person acquired the shared under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction.

Read SEC document
December 21, 2016 Filed Dec 22, 2016 17:06 UTC
Kelly DavidDirector · V.P. Director of Acquisitions
PurchaseCommon Stock 360 $1.66 $597.60
Disclosure

SEC source: 0001557312-16-000008 · primary_doc.xml · nonDerivative · entry 1

Kelly David · CIK 0001557312 · Director · V.P. Director of Acquisitions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,613

Read SEC document
December 20, 2016 Filed Dec 21, 2016 00:32 UTC
Wheeler Jon SDirector · CEO & Chairman
PurchaseCommon Stock 22,000 $1.65 $36,300.00
Disclosure

SEC source: 0001557239-16-000012 · primary_doc.xml · nonDerivative · entry 2

Wheeler Jon S · CIK 0001557239 · Director · CEO & Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 751,566

Read SEC document
December 19, 2016 Filed Dec 20, 2016 08:19 UTC
Sweet JohnDirector
PurchaseCommon Stock 10,000 $1.62 $16,200.00
Disclosure

SEC source: 0001317491-16-000002 · primary_doc.xml · nonDerivative · entry 1

Sweet John · CIK 0001317491 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Read SEC document
December 19, 2016 Filed Dec 21, 2016 00:32 UTC
Wheeler Jon SDirector · CEO & Chairman
PurchaseCommon Stock 8,867 $1.59 $14,098.53
Disclosure

SEC source: 0001557239-16-000012 · primary_doc.xml · nonDerivative · entry 1

Wheeler Jon S · CIK 0001557239 · Director · CEO & Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 729,566

Read SEC document
December 14, 2016 Filed Jan 9, 2017 17:45 UTC PurchaseCommon Stock 7,730 $1.59 $12,290.70
Disclosure

SEC source: 0001588047-17-000001 · primary_doc.xml · nonDerivative · entry 2

Zwerdling Jeffrey M. · CIK 0001588047 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 246,520

Read SEC document
December 14, 2016 Filed Jan 9, 2017 17:45 UTC PurchaseCommon Stock 3,270 $1.60 $5,232.00
Disclosure

SEC source: 0001588047-17-000001 · primary_doc.xml · nonDerivative · entry 1

Zwerdling Jeffrey M. · CIK 0001588047 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 238,790

Read SEC document
December 12, 2016 Filed Jan 9, 2017 17:45 UTC PurchaseSeries D Convertible Preferred Stock · Derivative 1,000 $23.69 Strike: $2.12 $23,690.00
Disclosure

SEC source: 0001588047-17-000001 · primary_doc.xml · derivative · entry 7

Zwerdling Jeffrey M. · CIK 0001588047 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Owned by spouse

Disclosed balance after: 4,000

Underlying: Common Stock · 11,790 shares

Expires not disclosed

F1 · derivative.exercise_date: Each share of Series D Convertible Preferred Stock ("Series D Stock") became convertible into shares of Wheeler Real Estate Investment Trust, Inc.'s (the "Company") common stock at $2.12 per share, upon completion of the Company's September 2016 and December 2016 public offerings of the Series D Stock. The Series D Stock has no expiration date.

F1 · derivative.expiration_date: Each share of Series D Convertible Preferred Stock ("Series D Stock") became convertible into shares of Wheeler Real Estate Investment Trust, Inc.'s (the "Company") common stock at $2.12 per share, upon completion of the Company's September 2016 and December 2016 public offerings of the Series D Stock. The Series D Stock has no expiration date.

Read SEC document
December 12, 2016 Filed Jan 9, 2017 17:45 UTC PurchaseSeries D Convertible Preferred Stock · Derivative 1,900 $23.75 Strike: $2.12 $45,125.00
Disclosure

SEC source: 0001588047-17-000001 · primary_doc.xml · derivative · entry 6

Zwerdling Jeffrey M. · CIK 0001588047 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Owned by spouse

Disclosed balance after: 3,000

Underlying: Common Stock · 22,401 shares

Expires not disclosed

F1 · derivative.exercise_date: Each share of Series D Convertible Preferred Stock ("Series D Stock") became convertible into shares of Wheeler Real Estate Investment Trust, Inc.'s (the "Company") common stock at $2.12 per share, upon completion of the Company's September 2016 and December 2016 public offerings of the Series D Stock. The Series D Stock has no expiration date.

F1 · derivative.expiration_date: Each share of Series D Convertible Preferred Stock ("Series D Stock") became convertible into shares of Wheeler Real Estate Investment Trust, Inc.'s (the "Company") common stock at $2.12 per share, upon completion of the Company's September 2016 and December 2016 public offerings of the Series D Stock. The Series D Stock has no expiration date.

Read SEC document
December 08, 2016 Filed Dec 9, 2016 21:32 UTC
Wheeler Jon SDirector · CEO & Chairman
PurchaseCommon Stock 6,875 $1.59 $10,931.25
Disclosure

SEC source: 0001557239-16-000010 · primary_doc.xml · nonDerivative · entry 1

Wheeler Jon S · CIK 0001557239 · Director · CEO & Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 720,699

Read SEC document
December 07, 2016 Filed Dec 8, 2016 16:18 UTC PurchaseCommon Stock 15,000 $1.59 $23,850.00
Disclosure

SEC source: 0001557289-16-000007 · primary_doc.xml · nonDerivative · entry 1

McAuliffe John P · CIK 0001557289 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,651

Read SEC document
December 07, 2016 Filed Jan 9, 2017 17:45 UTC PurchaseSeries D Convertible Preferred Stock · Derivative 1,100 $23.60 Strike: $2.12 $25,960.00
Disclosure

SEC source: 0001588047-17-000001 · primary_doc.xml · derivative · entry 5

Zwerdling Jeffrey M. · CIK 0001588047 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Owned by spouse

Disclosed balance after: 1,100

Underlying: Common Stock · 12,969 shares

Expires not disclosed

F1 · derivative.exercise_date: Each share of Series D Convertible Preferred Stock ("Series D Stock") became convertible into shares of Wheeler Real Estate Investment Trust, Inc.'s (the "Company") common stock at $2.12 per share, upon completion of the Company's September 2016 and December 2016 public offerings of the Series D Stock. The Series D Stock has no expiration date.

F1 · derivative.expiration_date: Each share of Series D Convertible Preferred Stock ("Series D Stock") became convertible into shares of Wheeler Real Estate Investment Trust, Inc.'s (the "Company") common stock at $2.12 per share, upon completion of the Company's September 2016 and December 2016 public offerings of the Series D Stock. The Series D Stock has no expiration date.

Read SEC document
December 05, 2016 Filed Jan 6, 2017 21:20 UTC
Wheeler Jon SDirector · CEO & Chairman
OtherCommon Stock 383.94 $1.64 $629.66
Disclosure

SEC source: 0001557239-17-000001 · primary_doc.xml · nonDerivative · entry 12

Wheeler Jon S · CIK 0001557239 · Director · CEO & Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by trusts in the names of dependent children

Disclosed balance after: 7,541.02

F1 · kind: The trusts in the names of the dependent children of the reporting person acquired these shares of common stock under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
December 05, 2016 Filed Jan 6, 2017 17:04 UTC
Kelly DavidDirector · V.P. Director of Acquisitions
OtherCommon Stock 120.08 $1.64 $196.93
Disclosure

SEC source: 0001557312-17-000001 · primary_doc.xml · nonDerivative · entry 12

Kelly David · CIK 0001557312 · Director · V.P. Director of Acquisitions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,038.23

F1 · kind: The reporting person acquired the shares of common stock under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
November 10, 2016 Filed Nov 10, 2016 18:52 UTC GrantCommon Stock 4,143 $1.75 $7,250.25
Disclosure

SEC source: 0001208785-16-000007 · primary_doc.xml · nonDerivative · entry 1

BROWN STEWART J · CIK 0001208785 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,975

F1 · kind: Granted for third quarter board fees based upon the closing price of the company's common stock on September 30, 2016.

F1 · price: Granted for third quarter board fees based upon the closing price of the company's common stock on September 30, 2016.

Read SEC document
November 10, 2016 Filed Nov 10, 2016 19:02 UTC GrantCommon Stock 3,571 $1.75 $6,249.25
Disclosure

SEC source: 0001218305-16-000012 · primary_doc.xml · nonDerivative · entry 1

HARRINGTON KURT R · CIK 0001218305 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,629

F1 · kind: Granted for third quarter board fees based upon the closing stock price of the company's common stock on September 30, 2016.

F1 · price: Granted for third quarter board fees based upon the closing stock price of the company's common stock on September 30, 2016.

Read SEC document
November 10, 2016 Filed Nov 10, 2016 23:44 UTC GrantCommon Stock 4,143 $1.75 $7,250.25
Disclosure

SEC source: 0001557287-16-000004 · primary_doc.xml · nonDerivative · entry 1

King William Walter · CIK 0001557287 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,822

F1 · kind: Granted for third quarter board fees based upon the closing price of the company's common stock on September 30, 2016.

F1 · price: Granted for third quarter board fees based upon the closing price of the company's common stock on September 30, 2016.

Read SEC document
November 10, 2016 Filed Nov 11, 2016 00:10 UTC GrantCommon Stock 4,143 $1.75 $7,250.25
Disclosure

SEC source: 0001557289-16-000006 · primary_doc.xml · nonDerivative · entry 1

McAuliffe John P · CIK 0001557289 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,651

F1 · kind: Granted for third quarter board fees based upon the closing price of the company's common stock on September 30, 2016.

F1 · price: Granted for third quarter board fees based upon the closing price of the company's common stock on September 30, 2016.

Read SEC document
November 10, 2016 Filed Nov 10, 2016 23:20 UTC GrantCommon Stock 4,143 $1.75 $7,250.25
Disclosure

SEC source: 0001588047-16-000008 · primary_doc.xml · nonDerivative · entry 1

Zwerdling Jeffrey M. · CIK 0001588047 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 235,520

F1 · kind: Granted for 3rd quarter board fees based upon the closing price of Wheeler Real Estate Investment Trust, Inc.'s (the "Company") common stock on September 30, 2016.

F1 · price: Granted for 3rd quarter board fees based upon the closing price of Wheeler Real Estate Investment Trust, Inc.'s (the "Company") common stock on September 30, 2016.

Read SEC document
November 10, 2016 Filed Nov 10, 2016 23:33 UTC GrantCommon Stock 4,286 $1.75 $7,500.50
Disclosure

SEC source: 0001575206-16-000009 · primary_doc.xml · nonDerivative · entry 1

McGowan Carl B. Jr. · CIK 0001575206 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,727

F1 · kind: Granted for third quarter board fees based upon the closing price of the company's common stock on September 30, 2016.

F1 · price: Granted for third quarter board fees based upon the closing price of the company's common stock on September 30, 2016.

Read SEC document
November 10, 2016 Filed Dec 9, 2016 21:32 UTC
Wheeler Jon SDirector · CEO & Chairman
GrantCommon Units · Derivative 65,292 $2.25 $146,907.00
Disclosure

SEC source: 0001557239-16-000010 · primary_doc.xml · derivative · entry 7

Wheeler Jon S · CIK 0001557239 · Director · CEO & Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · Controlled through interests in other entities

Disclosed balance after: 65,292

Underlying: Common Stock · 65,292 shares

Expires not disclosed

F1 · derivative.exercise_price: Pursuant to the Partnership Agreement of Wheeler REIT, L.P. (the "Partnership"), holders of the Partnership, may, after a one year holding period, elect to exchange their common units for common stock of the Wheeler Real Estate Investment Trust, Inc. (the "Company") on an one-for-one basis. Upon a redemption request, the Company has the option the purchase the common units directly, either in cash or common stock of the Company.

F1 · price: Pursuant to the Partnership Agreement of Wheeler REIT, L.P. (the "Partnership"), holders of the Partnership, may, after a one year holding period, elect to exchange their common units for common stock of the Wheeler Real Estate Investment Trust, Inc. (the "Company") on an one-for-one basis. Upon a redemption request, the Company has the option the purchase the common units directly, either in cash or common stock of the Company.

F4 · derivative.exercise_date: These common units have been held for less than one year and therefore may not be currently exchanged.

F3 · derivative.expiration_date: These derivative securities do not have an expiration date.

Read SEC document
November 10, 2016 Filed Dec 9, 2016 22:06 UTC
Hanisch Robin ACorporate Secretary
GrantCommon Units · Derivative 6,452 $2.25 $14,517.00
Disclosure

SEC source: 0001557239-16-000011 · primary_doc.xml · derivative · entry 2

Hanisch Robin A · CIK 0001557307 · Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Indirect · Controlled through interests in other entities

Disclosed balance after: 6,452

Underlying: Common Stock · 6,452 shares

Expires not disclosed

F1 · derivative.exercise_price: Pursuant to the Partnership Agreement of Wheeler REIT, L.P. (the "Partnership"), holders of the Partnership, may, after a one year holding period, elect to exchange their common units for common stock of Wheeler Real Estate Investment Trust, Inc. (the "Company") on an one-for-one basis. Upon a redemption request, the Company has the option to purchase the common units directly, either in cash or common stock of the Company.

F1 · price: Pursuant to the Partnership Agreement of Wheeler REIT, L.P. (the "Partnership"), holders of the Partnership, may, after a one year holding period, elect to exchange their common units for common stock of Wheeler Real Estate Investment Trust, Inc. (the "Company") on an one-for-one basis. Upon a redemption request, the Company has the option to purchase the common units directly, either in cash or common stock of the Company.

F4 · derivative.exercise_date: These common units have been held for less than one year and therefore may not be currently exchanged.

F3 · derivative.expiration_date: These derivative securities do not have an expiration date.

Read SEC document
November 03, 2016 Filed Jan 6, 2017 21:20 UTC
Wheeler Jon SDirector · CEO & Chairman
OtherCommon Stock 367.1 $1.70 $624.07
Disclosure

SEC source: 0001557239-17-000001 · primary_doc.xml · nonDerivative · entry 11

Wheeler Jon S · CIK 0001557239 · Director · CEO & Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by trusts in the names of dependent children

Disclosed balance after: 7,157.08

F1 · kind: The trusts in the names of the dependent children of the reporting person acquired these shares of common stock under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
November 03, 2016 Filed Jan 6, 2017 17:04 UTC
Kelly DavidDirector · V.P. Director of Acquisitions
OtherCommon Stock 114.79 $1.70 $195.14
Disclosure

SEC source: 0001557312-17-000001 · primary_doc.xml · nonDerivative · entry 11

Kelly David · CIK 0001557312 · Director · V.P. Director of Acquisitions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,918.15

F1 · kind: The reporting person acquired the shares of common stock under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
October 05, 2016 Filed Jan 6, 2017 21:20 UTC
Wheeler Jon SDirector · CEO & Chairman
OtherCommon Stock 354.3 $1.75 $620.03
Disclosure

SEC source: 0001557239-17-000001 · primary_doc.xml · nonDerivative · entry 10

Wheeler Jon S · CIK 0001557239 · Director · CEO & Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by trusts in the names of dependent children

Disclosed balance after: 6,789.98

F1 · kind: The trusts in the names of the dependent children of the reporting person acquired these shares of common stock under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

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October 05, 2016 Filed Jan 6, 2017 17:04 UTC
Kelly DavidDirector · V.P. Director of Acquisitions
OtherCommon Stock 110.74 $1.75 $193.80
Disclosure

SEC source: 0001557312-17-000001 · primary_doc.xml · nonDerivative · entry 10

Kelly David · CIK 0001557312 · Director · V.P. Director of Acquisitions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,803.36

F1 · kind: The reporting person acquired the shares of common stock under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

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September 30, 2016 Filed Oct 3, 2016 14:34 UTC
Kelly DavidDirector · V.P. Director of Acquisitions
PurchaseCommon stock 17,285 $1.74 $30,075.90
Disclosure

SEC source: 0001557312-16-000007 · primary_doc.xml · nonDerivative · entry 1

Kelly David · CIK 0001557312 · Director · V.P. Director of Acquisitions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,253

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September 19, 2016 Filed Sep 19, 2016 22:31 UTC
Graham Wilkes JacksonChief Financial Officer
PurchaseCommon Stock 18,108 $1.73 $31,326.84
Disclosure

SEC source: 0001663612-16-000003 · primary_doc.xml · nonDerivative · entry 2

Graham Wilkes Jackson · CIK 0001663612 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Held in IRA

Disclosed balance after: 18,108

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September 06, 2016 Filed Jan 6, 2017 21:20 UTC
Wheeler Jon SDirector · CEO & Chairman
OtherCommon Stock 350.56 $1.75 $613.48
Disclosure

SEC source: 0001557239-17-000001 · primary_doc.xml · nonDerivative · entry 9

Wheeler Jon S · CIK 0001557239 · Director · CEO & Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by trusts in the names of dependent children

Disclosed balance after: 6,435.68

F1 · kind: The trusts in the names of the dependent children of the reporting person acquired these shares of common stock under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.