WHK

SEC source: 0001193125-26-338060 · ownership.xml · nonDerivative · entry 1

Pilatzke Stephen J. · CIK 0001588768 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 93,278

F1 · shares: Represents an award of restricted stock units ("RSUs"), each of which represents a contingent right to receive one share of Class A Common Stock. The RSUs vest in four equal annual installments beginning on August 4, 2027.

SEC source: 0001193125-26-338058 · ownership.xml · nonDerivative · entry 1

Heinlein Matthew Ian · CIK 0002137624 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,971

F1 · shares: Represents an award of restricted stock units ("RSUs"), each of which represents a contingent right to receive one share of Class A Common Stock. The RSUs vest in four equal annual installments beginning on August 4, 2027.

SEC source: 0000945621-26-000825 · form4.xml · nonDerivative · entry 2

COOPERMAN LEON G · CIK 0000898382 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 0

F3 · price: These shares of Series D Preferred Stock were redeemed by the Issuer in connection with the consummation of its initial public offering, for an amount consisting of (i) the stated value of $1,000 per share and (ii) $337,315.07 of accrued dividends and additional amounts necessary such that the holder received the Minimum Return (as defined in the Certificate of Designations of the Series D Preferred Stock).

F4 · ownership.nature: The securities were held in the account of The Leon and Toby Cooperman Foundation, a charitable trust dated December 16, 1981 (the "Foundation"). The Reporting Person has investment discretion over the securities held by the Foundation as one of the trustees of the Foundation. The Reporting Person disclaims beneficial ownership except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose.

SEC source: 0000945621-26-000825 · form4.xml · nonDerivative · entry 1

COOPERMAN LEON G · CIK 0000898382 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 0

F1 · price: These shares of Series D Preferred Stock were redeemed by the Issuer in connection with the consummation of its initial public offering, for an amount consisting of (i) the stated value of $1,000 per share and (ii) $787,068.49 of accrued dividends and additional amounts necessary such that the holder received the Minimum Return (as defined in the Certificate of Designations of the Series D Preferred Stock).

F2 · ownership.nature: The securities are held in the account of Omega Capital Partners, L.P., a private investment entity over which the Reporting Person has investment discretion. The Reporting Person disclaims beneficial ownership except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose.

SEC source: 0001193125-26-269357 · ownership.xml · nonDerivative · entry 1

Karlovich Robert W III · CIK 0001476825 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,714

F1 · shares: Represents an award of restricted stock units ("RSUs"), each of which represents a contingent right to receive one share of Class A Common Stock. The RSUs vest on the earlier of (i) the day immediately preceding the date of the first annual meeting of the Issuer's stockholders following the date of grant and (ii) June 10, 2027.

SEC source: 0001193125-26-269359 · ownership.xml · nonDerivative · entry 3

Slotterback Jeffrey M · CIK 0001515808 · Director · CFO, Treasurer & Secretary

10b5-1 filing: No plan indicated

Ownership: Indirect · By PhiCap Advisors, LLC

Disclosed balance after: 0

F5 · price: The Series D Preferred Stock was redeemed by the Issuer in connection with the consummation of its initial public offering, for an amount consisting of (i) the stated value of $1,000 per share and (ii) $5,621.92 of accrued dividends and additional amounts necessary such that the holder received the Minimum Return (as defined in the Certificate of Designations of the Series D Preferred Stock).

F3 · ownership.nature: Represents securities held by PhiCap Advisors, LLC ("PhiCap"). The Reporting Person may be deemed to share beneficial ownership of the shares attributable to PhiCap by virtue of his shared voting and investment power over the securities held by PhiCap. Mr. Slotterback disclaims beneficial ownership of the shares held by PhiCap except to the extent of his pecuniary interest therein.

SEC source: 0001193125-26-269367 · ownership.xml · nonDerivative · entry 5

Herz Daniel C · CIK 0001516921 · Director · CEO, President & Chairman · 10% owner

WhiteHawk Minerals LLC · CIK 0002138531 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F5 · price: The Series D Preferred Stock was redeemed by the Issuer in connection with the consummation of its initial public offering, for an amount consisting of (i) the stated value of $1,000 per share and (ii) $112,438.36 of accrued dividends and additional amounts necessary such that the holder received the Minimum Return (as defined in the Certificate of Designations of the Series D Preferred Stock).

SEC source: 0001193125-26-269355 · ownership.xml · nonDerivative · entry 2

Ceitlin Andrew David · CIK 0001599288 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,041

F3 · shares: Represents an award of restricted stock units ("RSUs"), each of which represents a contingent right to receive one share of Class A Common Stock. The RSUs vest on June 10, 2027.

SEC source: 0001193125-26-269371 · ownership.xml · nonDerivative · entry 2

Bigman Alan Stuart · CIK 0001613779 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,927

F3 · shares: Represents an award of restricted stock units ("RSUs"), each of which represents a contingent right to receive one share of Class A Common Stock. The RSUs vest on June 10, 2027.

SEC source: 0001193125-26-269369 · ownership.xml · nonDerivative · entry 3

Downs Michael J · CIK 0001803944 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · By PhiCap Advisors, LLC

Disclosed balance after: 0

F5 · price: The Series D Preferred Stock was redeemed by the Issuer in connection with the consummation of its initial public offering, for an amount consisting of (i) the stated value of $1,000 per share and (ii) $5,621.92 of accrued dividends and additional amounts necessary such that the holder received the Minimum Return (as defined in the Certificate of Designations of the Series D Preferred Stock).

F3 · ownership.nature: Represents securities held by PhiCap Advisors, LLC ("PhiCap"). The Reporting Person may be deemed to share beneficial ownership of the shares attributable to PhiCap by virtue of his shared voting and investment power over the securities held by PhiCap. Mr. Downs disclaims beneficial ownership of the shares held by PhiCap except to the extent of his pecuniary interest therein.

SEC source: 0001193125-26-269370 · ownership.xml · nonDerivative · entry 4

Smith Jeffery Allen · CIK 0002137647 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By BCA-WHE LLC

Disclosed balance after: 0

F6 · price: The Series D Preferred Stock was redeemed by the Issuer in connection with the consummation of its initial public offering, for an amount consisting of (i) the stated value of $1,000 per share and (ii) $19,676.71 of accrued dividends and additional amounts necessary such that the holder received the Minimum Return (as defined in the Certificate of Designations of the Series D Preferred Stock).

F3 · ownership.nature: Represents securities held by BCA-WHE LLC ("BCA-WHE"). The Reporting Person serves as the Chief Executive Officer of BCA-WHE. In such capacity, Mr. Smith has been delegated voting and dispositive power over the shares held by BCA-WHE. Mr. Smith disclaims beneficial ownership of the shares held by BCA-WHE except to the extent of his pecuniary interest therein.

SEC source: 0001193125-26-269370 · ownership.xml · nonDerivative · entry 3

Smith Jeffery Allen · CIK 0002137647 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,524

F5 · shares: Represents an award of restricted stock units ("RSUs"), each of which represents a contingent right to receive one share of Class A Common Stock. The RSUs vest on June 10, 2027.

SEC source: 0001193125-26-269366 · ownership.xml · nonDerivative · entry 2

Gold Peggy L. · CIK 0002138394 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,866

F3 · shares: Represents an award of restricted stock units ("RSUs"), each of which represents a contingent right to receive one share of Class A Common Stock. The RSUs vest on June 10, 2027.

SEC source: 0001193125-26-269362 · ownership.xml · nonDerivative · entry 3

Heinlein Matthew Ian · CIK 0002137624 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F4 · price: The Series D Preferred Stock was redeemed by the Issuer in connection with the consummation of its initial public offering, for an amount consisting of (i) the stated value of $1,000 per share and (ii) $5,621.92 of accrued dividends and additional amounts necessary such that the holder received the Minimum Return (as defined in the Certificate of Designations of the Series D Preferred Stock).

SEC source: 0001193125-26-269359 · ownership.xml · nonDerivative · entry 2

Slotterback Jeffrey M · CIK 0001515808 · Director · CFO, Treasurer & Secretary

10b5-1 filing: No plan indicated

Ownership: Indirect · By PhiCap Advisors, LLC

Disclosed balance after: 14,369

F1 · date: This transaction occurred prior to the Issuer's registration of a class of equity securities under Section 12 of the Securities Exchange Act of 1934, as amended, in connection with the Issuer's initial public offering, and is reported herein pursuant to Rule 16a-2(a).

F4 · price: Represents an acquisition of shares of Class A Common Stock pursuant to a reorganization of the Issuer.

F3 · ownership.nature: Represents securities held by PhiCap Advisors, LLC ("PhiCap"). The Reporting Person may be deemed to share beneficial ownership of the shares attributable to PhiCap by virtue of his shared voting and investment power over the securities held by PhiCap. Mr. Slotterback disclaims beneficial ownership of the shares held by PhiCap except to the extent of his pecuniary interest therein.

SEC source: 0001193125-26-269367 · ownership.xml · derivative · entry 6

Herz Daniel C · CIK 0001516921 · Director · CEO, President & Chairman · 10% owner

WhiteHawk Minerals LLC · CIK 0002138531 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By WhiteHawk Minerals LLC

Disclosed balance after: 3,750,000

Underlying: Class A Common Stock · 3,750,000 shares

Expires not disclosed

F6 · derivative.exercise_price: Each Common Unit may be redeemed or exchanged for one share of Class A Common Stock, and a corresponding number of Class B Common Stock will be cancelled for no consideration. The Common Units have no expiration date.

F1 · date: This transaction occurred prior to the Issuer's registration of a class of equity securities under Section 12 of the Securities Exchange Act of 1934, as amended, in connection with the Issuer's initial public offering, and is reported herein pursuant to Rule 16a-2(a).

F3 · price: Represents an acquisition of shares of Class A Common Stock, Class B Common Stock and common units of WhiteHawk Income Operating Partnership L.P. ("Common Units") pursuant to a reorganization of the Issuer.

F6 · derivative.exercise_date: Each Common Unit may be redeemed or exchanged for one share of Class A Common Stock, and a corresponding number of Class B Common Stock will be cancelled for no consideration. The Common Units have no expiration date.

F6 · derivative.expiration_date: Each Common Unit may be redeemed or exchanged for one share of Class A Common Stock, and a corresponding number of Class B Common Stock will be cancelled for no consideration. The Common Units have no expiration date.

F4 · ownership.nature: Mr. Herz serves as the sole Managing Member of WhiteHawk Energy LLC, which in turn serves as the sole Managing Member of WhiteHawk Minerals LLC. In such capacity, Mr. Herz exercises sole voting and investment power over the shares of Class A common stock and Class B common stock held by WhiteHawk Minerals LLC and may therefore be deemed to beneficially own such shares. Mr. Herz disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

SEC source: 0001193125-26-269367 · ownership.xml · nonDerivative · entry 4

Herz Daniel C · CIK 0001516921 · Director · CEO, President & Chairman · 10% owner

WhiteHawk Minerals LLC · CIK 0002138531 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By WhiteHawk Minerals LLC

Disclosed balance after: 3,750,000

F1 · date: This transaction occurred prior to the Issuer's registration of a class of equity securities under Section 12 of the Securities Exchange Act of 1934, as amended, in connection with the Issuer's initial public offering, and is reported herein pursuant to Rule 16a-2(a).

F3 · price: Represents an acquisition of shares of Class A Common Stock, Class B Common Stock and common units of WhiteHawk Income Operating Partnership L.P. ("Common Units") pursuant to a reorganization of the Issuer.

F4 · ownership.nature: Mr. Herz serves as the sole Managing Member of WhiteHawk Energy LLC, which in turn serves as the sole Managing Member of WhiteHawk Minerals LLC. In such capacity, Mr. Herz exercises sole voting and investment power over the shares of Class A common stock and Class B common stock held by WhiteHawk Minerals LLC and may therefore be deemed to beneficially own such shares. Mr. Herz disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

SEC source: 0001193125-26-269367 · ownership.xml · nonDerivative · entry 3

Herz Daniel C · CIK 0001516921 · Director · CEO, President & Chairman · 10% owner

WhiteHawk Minerals LLC · CIK 0002138531 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By WhiteHawk Minerals LLC

Disclosed balance after: 358,893

F1 · date: This transaction occurred prior to the Issuer's registration of a class of equity securities under Section 12 of the Securities Exchange Act of 1934, as amended, in connection with the Issuer's initial public offering, and is reported herein pursuant to Rule 16a-2(a).

F3 · price: Represents an acquisition of shares of Class A Common Stock, Class B Common Stock and common units of WhiteHawk Income Operating Partnership L.P. ("Common Units") pursuant to a reorganization of the Issuer.

F4 · ownership.nature: Mr. Herz serves as the sole Managing Member of WhiteHawk Energy LLC, which in turn serves as the sole Managing Member of WhiteHawk Minerals LLC. In such capacity, Mr. Herz exercises sole voting and investment power over the shares of Class A common stock and Class B common stock held by WhiteHawk Minerals LLC and may therefore be deemed to beneficially own such shares. Mr. Herz disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

SEC source: 0001193125-26-269367 · ownership.xml · nonDerivative · entry 2

Herz Daniel C · CIK 0001516921 · Director · CEO, President & Chairman · 10% owner

WhiteHawk Minerals LLC · CIK 0002138531 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 185,729

F1 · date: This transaction occurred prior to the Issuer's registration of a class of equity securities under Section 12 of the Securities Exchange Act of 1934, as amended, in connection with the Issuer's initial public offering, and is reported herein pursuant to Rule 16a-2(a).

F3 · price: Represents an acquisition of shares of Class A Common Stock, Class B Common Stock and common units of WhiteHawk Income Operating Partnership L.P. ("Common Units") pursuant to a reorganization of the Issuer.

SEC source: 0001193125-26-269355 · ownership.xml · nonDerivative · entry 1

Ceitlin Andrew David · CIK 0001599288 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,517

F1 · date: This transaction occurred prior to the Issuer's registration of a class of equity securities under Section 12 of the Securities Exchange Act of 1934, as amended, in connection with the Issuer's initial public offering, and is reported herein pursuant to Rule 16a-2(a).

F2 · price: Represents an acquisition of shares of Class A Common Stock pursuant to a reorganization of the Issuer.

SEC source: 0001193125-26-269371 · ownership.xml · nonDerivative · entry 1

Bigman Alan Stuart · CIK 0001613779 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,403

F1 · date: This transaction occurred prior to the Issuer's registration of a class of equity securities under Section 12 of the Securities Exchange Act of 1934, as amended, in connection with the Issuer's initial public offering, and is reported herein pursuant to Rule 16a-2(a).

F2 · price: Represents an acquisition of shares of Class A Common Stock pursuant to a reorganization of the Issuer.

SEC source: 0001193125-26-269369 · ownership.xml · nonDerivative · entry 2

Downs Michael J · CIK 0001803944 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · By PhiCap Advisors, LLC

Disclosed balance after: 14,369

F1 · date: This transaction occurred prior to the Issuer's registration of a class of equity securities under Section 12 of the Securities Exchange Act of 1934, as amended, in connection with the Issuer's initial public offering, and is reported herein pursuant to Rule 16a-2(a).

F4 · price: Represents an acquisition of shares of Class A Common Stock pursuant to a reorganization of the Issuer.

F3 · ownership.nature: Represents securities held by PhiCap Advisors, LLC ("PhiCap"). The Reporting Person may be deemed to share beneficial ownership of the shares attributable to PhiCap by virtue of his shared voting and investment power over the securities held by PhiCap. Mr. Downs disclaims beneficial ownership of the shares held by PhiCap except to the extent of his pecuniary interest therein.

SEC source: 0001193125-26-269370 · ownership.xml · nonDerivative · entry 2

Smith Jeffery Allen · CIK 0002137647 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By BCA-WHE LLC

Disclosed balance after: 33,212

F1 · date: This transaction occurred prior to the Issuer's registration of a class of equity securities under Section 12 of the Securities Exchange Act of 1934, as amended, in connection with the Issuer's initial public offering, and is reported herein pursuant to Rule 16a-2(a).

F4 · price: Represents an acquisition of shares of Class A Common Stock pursuant to a reorganization of the Issuer.

F3 · ownership.nature: Represents securities held by BCA-WHE LLC ("BCA-WHE"). The Reporting Person serves as the Chief Executive Officer of BCA-WHE. In such capacity, Mr. Smith has been delegated voting and dispositive power over the shares held by BCA-WHE. Mr. Smith disclaims beneficial ownership of the shares held by BCA-WHE except to the extent of his pecuniary interest therein.

SEC source: 0001193125-26-269366 · ownership.xml · nonDerivative · entry 1

Gold Peggy L. · CIK 0002138394 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,342

F1 · date: This transaction occurred prior to the Issuer's registration of a class of equity securities under Section 12 of the Securities Exchange Act of 1934, as amended, in connection with the Issuer's initial public offering, and is reported herein pursuant to Rule 16a-2(a).

F2 · price: Represents an acquisition of shares of Class A Common Stock pursuant to a reorganization of the Issuer.

SEC source: 0001193125-26-269362 · ownership.xml · nonDerivative · entry 2

Heinlein Matthew Ian · CIK 0002137624 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,584

F1 · date: This transaction occurred prior to the Issuer's registration of a class of equity securities under Section 12 of the Securities Exchange Act of 1934, as amended, in connection with the Issuer's initial public offering, and is reported herein pursuant to Rule 16a-2(a).

F3 · price: Represents an acquisition of shares of Class A Common Stock pursuant to a reorganization of the Issuer.

SEC source: 0001193125-26-269359 · ownership.xml · nonDerivative · entry 1

Slotterback Jeffrey M · CIK 0001515808 · Director · CFO, Treasurer & Secretary

10b5-1 filing: No plan indicated

Ownership: Indirect · By PhiCap Advisors, LLC

Disclosed balance after: 100

F1 · date: This transaction occurred prior to the Issuer's registration of a class of equity securities under Section 12 of the Securities Exchange Act of 1934, as amended, in connection with the Issuer's initial public offering, and is reported herein pursuant to Rule 16a-2(a).

F2 · price: Represents an acquisition of Series D Preferred Stock from the Issuer for $1,000 per share.

F3 · ownership.nature: Represents securities held by PhiCap Advisors, LLC ("PhiCap"). The Reporting Person may be deemed to share beneficial ownership of the shares attributable to PhiCap by virtue of his shared voting and investment power over the securities held by PhiCap. Mr. Slotterback disclaims beneficial ownership of the shares held by PhiCap except to the extent of his pecuniary interest therein.

SEC source: 0001193125-26-269367 · ownership.xml · nonDerivative · entry 1

Herz Daniel C · CIK 0001516921 · Director · CEO, President & Chairman · 10% owner

WhiteHawk Minerals LLC · CIK 0002138531 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,000

F1 · date: This transaction occurred prior to the Issuer's registration of a class of equity securities under Section 12 of the Securities Exchange Act of 1934, as amended, in connection with the Issuer's initial public offering, and is reported herein pursuant to Rule 16a-2(a).

F2 · price: Represents an acquisition of Series D Preferred Stock from the Issuer for $1,000 per share.

SEC source: 0001193125-26-269369 · ownership.xml · nonDerivative · entry 1

Downs Michael J · CIK 0001803944 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · By PhiCap Advisors, LLC

Disclosed balance after: 100

F1 · date: This transaction occurred prior to the Issuer's registration of a class of equity securities under Section 12 of the Securities Exchange Act of 1934, as amended, in connection with the Issuer's initial public offering, and is reported herein pursuant to Rule 16a-2(a).

F2 · price: Represents an acquisition of Series D Preferred Stock from the Issuer for $1,000 per share.

F3 · ownership.nature: Represents securities held by PhiCap Advisors, LLC ("PhiCap"). The Reporting Person may be deemed to share beneficial ownership of the shares attributable to PhiCap by virtue of his shared voting and investment power over the securities held by PhiCap. Mr. Downs disclaims beneficial ownership of the shares held by PhiCap except to the extent of his pecuniary interest therein.

SEC source: 0001193125-26-269370 · ownership.xml · nonDerivative · entry 1

Smith Jeffery Allen · CIK 0002137647 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By BCA-WHE LLC

Disclosed balance after: 350

F1 · date: This transaction occurred prior to the Issuer's registration of a class of equity securities under Section 12 of the Securities Exchange Act of 1934, as amended, in connection with the Issuer's initial public offering, and is reported herein pursuant to Rule 16a-2(a).

F2 · price: Represents an acquisition of Series D Preferred Stock from the Issuer for $1,000 per share.

F3 · ownership.nature: Represents securities held by BCA-WHE LLC ("BCA-WHE"). The Reporting Person serves as the Chief Executive Officer of BCA-WHE. In such capacity, Mr. Smith has been delegated voting and dispositive power over the shares held by BCA-WHE. Mr. Smith disclaims beneficial ownership of the shares held by BCA-WHE except to the extent of his pecuniary interest therein.

SEC source: 0001193125-26-269362 · ownership.xml · nonDerivative · entry 1

Heinlein Matthew Ian · CIK 0002137624 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100

F1 · date: This transaction occurred prior to the Issuer's registration of a class of equity securities under Section 12 of the Securities Exchange Act of 1934, as amended, in connection with the Issuer's initial public offering, and is reported herein pursuant to Rule 16a-2(a).

F2 · price: Represents an acquisition of Series D Preferred Stock from the Issuer for $1,000 per share.