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WYNDHAM HOTELS & RESORTS, INC.

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3874
SEC CIK
0001722684
Parsed reports
780

Last 12 months

Inside the activity.

0 purchase rows · 17 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202502
Jan 202603
Feb 202600
Mar 202606
Apr 202600
May 202601
Jun 202603
Jul 202600
Aug 202601
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 01, 2019 Filed Jun 4, 2019 21:25 UTC
Wyshner David BChief Financial Officer
Tax withholdingCommon Stock 4,407 $53.34 $235,069.38
Disclosure

SEC source: 0001437749-19-011431 · rdgdoc.xml · nonDerivative · entry 2

Wyshner David B · CIK 0001314584 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,907

F3 · shares: Common stock withheld as payment of tax liability incident to the June 1, 2019 vesting of restricted stock units granted in accordance with Rule 16b-3.

F2 · balance_after: Includes shares of common stock previously reported.

Read SEC document
June 01, 2019 Filed Jun 4, 2019 21:25 UTC
Wyshner David BChief Financial Officer
GrantCommon Stock 10,688 $0.00 $0.00
Disclosure

SEC source: 0001437749-19-011431 · rdgdoc.xml · nonDerivative · entry 1

Wyshner David B · CIK 0001314584 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,314

F1 · shares: Common stock acquired under the Issuer's 2018 Equity and Incentive Plan upon vesting of previously-granted restricted stock units on June 1, 2019.

F2 · balance_after: Includes shares of common stock previously reported.

Read SEC document
June 01, 2019 Filed Jun 5, 2019 01:27 UTC
Rossi NicolaChief Accounting Officer
Tax withholdingCommon Stock 628 $53.34 $33,497.52
Disclosure

SEC source: 0001437749-19-011438 · rdgdoc.xml · nonDerivative · entry 2

Rossi Nicola · CIK 0001366776 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,586

F3 · shares: Common stock withheld as payment of tax liability incident to the June 1, 2019 vesting of restricted stock units granted in accordance with Rule 16b-3.

F2 · balance_after: Includes administrative reconciliation of shares of common stock.

Read SEC document
June 01, 2019 Filed Jun 5, 2019 01:27 UTC
Rossi NicolaChief Accounting Officer
GrantCommon Stock 1,832 $0.00 $0.00
Disclosure

SEC source: 0001437749-19-011438 · rdgdoc.xml · nonDerivative · entry 1

Rossi Nicola · CIK 0001366776 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,214

F1 · shares: Common stock acquired under the Issuer's 2018 Equity and Incentive Plan upon vesting of previously-granted restricted stock units on June 1, 2019.

F2 · balance_after: Includes administrative reconciliation of shares of common stock.

Read SEC document
June 01, 2019 Filed Jun 5, 2019 01:26 UTC
Ballotti Geoffrey ADirector · President and CEO
Tax withholdingCommon Stock 5,014 $53.34 $267,446.76
Disclosure

SEC source: 0001437749-19-011433 · rdgdoc.xml · nonDerivative · entry 2

Ballotti Geoffrey A · CIK 0001397086 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 176,686

F3 · shares: Common stock withheld as payment of tax liability incident to the June 1, 2019 vesting of restricted stock units granted in accordance with Rule 16b-3.

F2 · balance_after: Includes shares of common stock previously reported.

Read SEC document
June 01, 2019 Filed Jun 5, 2019 01:26 UTC
Ballotti Geoffrey ADirector · President and CEO
GrantCommon Stock 10,179 $0.00 $0.00
Disclosure

SEC source: 0001437749-19-011433 · rdgdoc.xml · nonDerivative · entry 1

Ballotti Geoffrey A · CIK 0001397086 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 181,700

F1 · shares: Common stock acquired under the Issuer's 2018 Equity and Incentive Plan upon vesting of previously-granted restricted stock units on June 1, 2019.

F2 · balance_after: Includes shares of common stock previously reported.

Read SEC document
June 01, 2019 Filed Jun 5, 2019 01:28 UTC
Deoras MukulDirector
GrantCommon Stock 621 $0.00 $0.00
Disclosure

SEC source: 0001437749-19-011442 · rdgdoc.xml · nonDerivative · entry 1

Deoras Mukul · CIK 0001576939 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,800

F1 · shares: Deferred stock units and accrued dividends issued under the Issuer's 2018 Equity and Incentive Plan upon vesting of previously-granted restricted stock units on June 1, 2019.

F2 · balance_after: Includes deferred stock units previously reported.

Read SEC document
June 01, 2019 Filed Jun 5, 2019 01:28 UTC
CHECCHIO LISAChief Marketing Officer
Tax withholdingCommon Stock 419 $53.34 $22,349.46
Disclosure

SEC source: 0001437749-19-011441 · rdgdoc.xml · nonDerivative · entry 2

CHECCHIO LISA · CIK 0001768144 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 802

F3 · shares: Common stock withheld as payment of tax liability incident to the June 1, 2019 vesting of restricted stock units granted in accordance with Rule 16b-3.

F2 · balance_after: Includes shares of common stock previously reported.

Read SEC document
June 01, 2019 Filed Jun 5, 2019 01:28 UTC
CHECCHIO LISAChief Marketing Officer
GrantCommon Stock 1,221 $0.00 $0.00
Disclosure

SEC source: 0001437749-19-011441 · rdgdoc.xml · nonDerivative · entry 1

CHECCHIO LISA · CIK 0001768144 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,221

F1 · shares: Common stock acquired under the Issuer's 2018 Equity and Incentive Plan upon vesting of previously-granted restricted stock units on June 1, 2019.

F2 · balance_after: Includes shares of common stock previously reported.

Read SEC document
June 01, 2019 Filed Jun 5, 2019 01:27 UTC
ALLEN MICHELEEVP and Treasurer
Tax withholdingCommon Stock 523 $53.34 $27,896.82
Disclosure

SEC source: 0001437749-19-011439 · rdgdoc.xml · nonDerivative · entry 2

ALLEN MICHELE · CIK 0001768145 · EVP and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,475

F3 · shares: Common stock withheld as payment of tax liability incident to the June 1, 2019 vesting of restricted stock units granted in accordance with Rule 16b-3.

F2 · balance_after: Includes shares of common stock previously reported.

Read SEC document
June 01, 2019 Filed Jun 5, 2019 01:27 UTC
ALLEN MICHELEEVP and Treasurer
GrantCommon Stock 1,526 $0.00 $0.00
Disclosure

SEC source: 0001437749-19-011439 · rdgdoc.xml · nonDerivative · entry 1

ALLEN MICHELE · CIK 0001768145 · EVP and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,998

F1 · shares: Common stock acquired under the Issuer's 2018 Equity and Incentive Plan upon vesting of previously-granted restricted stock units on June 1, 2019.

F2 · balance_after: Includes shares of common stock previously reported.

Read SEC document
June 01, 2019 Filed Jun 5, 2019 01:26 UTC
Barber Thomas HunterGlobal Chief Dev Officer
Tax withholdingCommon Stock 1,046 $53.34 $55,793.64
Disclosure

SEC source: 0001437749-19-011436 · rdgdoc.xml · nonDerivative · entry 2

Barber Thomas Hunter · CIK 0001738575 · Global Chief Dev Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,657

F3 · shares: Common stock withheld as payment of tax liability incident to the June 1, 2019 vesting of restricted stock units granted in accordance with Rule 16b-3.

F2 · balance_after: Includes shares of common stock previously reported.

Read SEC document
June 01, 2019 Filed Jun 5, 2019 01:26 UTC
Barber Thomas HunterGlobal Chief Dev Officer
GrantCommon Stock 3,053 $0.00 $0.00
Disclosure

SEC source: 0001437749-19-011436 · rdgdoc.xml · nonDerivative · entry 1

Barber Thomas Hunter · CIK 0001738575 · Global Chief Dev Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,703

F1 · shares: Common stock acquired under the Issuer's 2018 Equity and Incentive Plan upon vesting of previously-granted restricted stock units on June 1, 2019.

F2 · balance_after: Includes shares of common stock previously reported.

Read SEC document
June 01, 2019 Filed Jun 5, 2019 01:27 UTC
Cash Paul FGeneral Counsel & Corp. Secy.
Tax withholdingCommon Stock 1,046 $53.34 $55,793.64
Disclosure

SEC source: 0001437749-19-011437 · rdgdoc.xml · nonDerivative · entry 2

Cash Paul F · CIK 0001738358 · General Counsel & Corp. Secy.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,908

F3 · shares: Common stock withheld as payment of tax liability incident to the June 1, 2019 vesting of restricted stock units granted in accordance with Rule 16b-3.

F2 · balance_after: Includes shares of common stock previously reported.

Read SEC document
June 01, 2019 Filed Jun 5, 2019 01:27 UTC
Cash Paul FGeneral Counsel & Corp. Secy.
GrantCommon Stock 3,053 $0.00 $0.00
Disclosure

SEC source: 0001437749-19-011437 · rdgdoc.xml · nonDerivative · entry 1

Cash Paul F · CIK 0001738358 · General Counsel & Corp. Secy.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,954

F1 · shares: Common stock acquired under the Issuer's 2018 Equity and Incentive Plan upon vesting of previously-granted restricted stock units on June 1, 2019.

F2 · balance_after: Includes shares of common stock previously reported.

Read SEC document
May 17, 2019 Filed May 21, 2019 20:50 UTC SaleCommon Stock 10,000 $55.72 $557,204.00
Disclosure

SEC source: 0001437749-19-010590 · rdgdoc.xml · nonDerivative · entry 1

RICHARDS PAULINE · CIK 0001223012 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,648

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $55.55 to $55.93, inclusive. The reporting person undertakes to provide to Wyndham Hotels and Resorts, Inc., any security holder of Wyndham Hotel and Resorts, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

F2 · balance_after: Includes shares of common stock previously reported.

Read SEC document
May 09, 2019 Filed May 14, 2019 01:38 UTC
HOLMES STEPHEN PDirector · Non-Executive Chairman
SaleCommon Stock 1,000 $56.05 $56,054.00
Disclosure

SEC source: 0001437749-19-009713 · rdgdoc.xml · nonDerivative · entry 2

HOLMES STEPHEN P · CIK 0001028284 · Director · Non-Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 867,297

F1 · kind: Sale effectuated pursuant to the previously reported Rule 10b5-1 plan covering 200,000 shares of common stock in the aggregate with such plan to be executed between February 21, 2019 and June 28, 2019 subject to the terms of the plan.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $56.04 to $56.09, inclusive. The reporting person undertakes to provide to Wyndham Hotels and Resorts, Inc., any security holder of Wyndham Hotel and Resorts, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

F3 · balance_after: Includes shares of common stock previously reported.

Read SEC document
May 09, 2019 Filed May 14, 2019 01:38 UTC
HOLMES STEPHEN PDirector · Non-Executive Chairman
SaleCommon Stock 24,000 $55.44 $1,330,516.80
Disclosure

SEC source: 0001437749-19-009713 · rdgdoc.xml · nonDerivative · entry 1

HOLMES STEPHEN P · CIK 0001028284 · Director · Non-Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 868,297

F1 · kind: Sale effectuated pursuant to the previously reported Rule 10b5-1 plan covering 200,000 shares of common stock in the aggregate with such plan to be executed between February 21, 2019 and June 28, 2019 subject to the terms of the plan.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $55.00 to $55.99, inclusive. The reporting person undertakes to provide to Wyndham Hotels and Resorts, Inc., any security holder of Wyndham Hotel and Resorts, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

F3 · balance_after: Includes shares of common stock previously reported.

Read SEC document
May 08, 2019 Filed May 9, 2019 00:13 UTC
HOLMES STEPHEN PDirector · Non-Executive Chairman
SaleCommon Stock 500 $56.14 $28,071.00
Disclosure

SEC source: 0001437749-19-009150 · rdgdoc.xml · nonDerivative · entry 5

HOLMES STEPHEN P · CIK 0001028284 · Director · Non-Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 892,297

F1 · kind: Sale effectuated pursuant to the previously reported Rule 10b5-1 plan covering 200,000 shares of common stock in the aggregate with such plan to be executed between February 21, 2019 and June 28, 2019 subject to the terms of the plan.

F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $56.095 to $56.31, inclusive. The reporting person undertakes to provide to Wyndham Hotels and Resorts, Inc., any security holder of Wyndham Hotel and Resorts, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

F3 · balance_after: Includes shares of common stock previously reported.

Read SEC document
May 08, 2019 Filed May 9, 2019 00:13 UTC
HOLMES STEPHEN PDirector · Non-Executive Chairman
SaleCommon Stock 24,500 $55.45 $1,358,463.75
Disclosure

SEC source: 0001437749-19-009150 · rdgdoc.xml · nonDerivative · entry 4

HOLMES STEPHEN P · CIK 0001028284 · Director · Non-Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 892,797

F1 · kind: Sale effectuated pursuant to the previously reported Rule 10b5-1 plan covering 200,000 shares of common stock in the aggregate with such plan to be executed between February 21, 2019 and June 28, 2019 subject to the terms of the plan.

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $55.10 to $56.09, inclusive. The reporting person undertakes to provide to Wyndham Hotels and Resorts, Inc., any security holder of Wyndham Hotel and Resorts, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

F3 · balance_after: Includes shares of common stock previously reported.

Read SEC document
May 07, 2019 Filed May 9, 2019 00:13 UTC
HOLMES STEPHEN PDirector · Non-Executive Chairman
SaleCommon Stock 25,000 $56.46 $1,411,407.50
Disclosure

SEC source: 0001437749-19-009150 · rdgdoc.xml · nonDerivative · entry 3

HOLMES STEPHEN P · CIK 0001028284 · Director · Non-Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 917,297

F1 · kind: Sale effectuated pursuant to the previously reported Rule 10b5-1 plan covering 200,000 shares of common stock in the aggregate with such plan to be executed between February 21, 2019 and June 28, 2019 subject to the terms of the plan.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $56.155 to $56.79, inclusive. The reporting person undertakes to provide to Wyndham Hotels and Resorts, Inc., any security holder of Wyndham Hotel and Resorts, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

F3 · balance_after: Includes shares of common stock previously reported.

Read SEC document
May 06, 2019 Filed May 9, 2019 00:13 UTC
HOLMES STEPHEN PDirector · Non-Executive Chairman
SaleCommon Stock 11,119 $56.74 $630,943.21
Disclosure

SEC source: 0001437749-19-009150 · rdgdoc.xml · nonDerivative · entry 2

HOLMES STEPHEN P · CIK 0001028284 · Director · Non-Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 942,297

F1 · kind: Sale effectuated pursuant to the previously reported Rule 10b5-1 plan covering 200,000 shares of common stock in the aggregate with such plan to be executed between February 21, 2019 and June 28, 2019 subject to the terms of the plan.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $56.67 to $56.87, inclusive. The reporting person undertakes to provide to Wyndham Hotels and Resorts, Inc., any security holder of Wyndham Hotel and Resorts, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

F3 · balance_after: Includes shares of common stock previously reported.

Read SEC document
May 06, 2019 Filed May 9, 2019 00:13 UTC
HOLMES STEPHEN PDirector · Non-Executive Chairman
SaleCommon Stock 13,881 $56.42 $783,150.75
Disclosure

SEC source: 0001437749-19-009150 · rdgdoc.xml · nonDerivative · entry 1

HOLMES STEPHEN P · CIK 0001028284 · Director · Non-Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 953,416

F1 · kind: Sale effectuated pursuant to the previously reported Rule 10b5-1 plan covering 200,000 shares of common stock in the aggregate with such plan to be executed between February 21, 2019 and June 28, 2019 subject to the terms of the plan.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $55.67 to $56.66, inclusive. The reporting person undertakes to provide to Wyndham Hotels and Resorts, Inc., any security holder of Wyndham Hotel and Resorts, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

F3 · balance_after: Includes shares of common stock previously reported.

Read SEC document
May 01, 2019 Filed May 3, 2019 20:05 UTC
HOLMES STEPHEN PDirector · Non-Executive Chairman
GrantCommon Stock 805 $56.63 $45,587.15
Disclosure

SEC source: 0001437749-19-008705 · rdgdoc.xml · nonDerivative · entry 1

HOLMES STEPHEN P · CIK 0001028284 · Director · Non-Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 967,297

F1 · shares: Common stock issued for quarterly retainer fees.

F2 · balance_after: Includes shares of common stock previously reported.

Read SEC document
May 01, 2019 Filed May 3, 2019 16:05 UTC GrantCommon Stock 1,188 $0.00 $0.00
Disclosure

SEC source: 0001437749-19-008706 · rdgdoc.xml · nonDerivative · entry 1

MULRONEY BRIAN · CIK 0001128476 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,021

F1 · shares: Deferred stock units issued for quarterly retainer fees and dividends. Each deferred stock unit entitles the reporting person to receive one share of common stock following the reporting person's retirement or termination of service from the Board of Directors.

F2 · balance_after: Includes deferred stock units previously reported.

Read SEC document
May 01, 2019 Filed May 3, 2019 20:06 UTC GrantCommon Stock 944 $0.00 $0.00
Disclosure

SEC source: 0001437749-19-008709 · rdgdoc.xml · nonDerivative · entry 1

BUCKMAN JAMES E · CIK 0001128483 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,102

F1 · shares: Deferred stock units issued for quarterly retainer fees and dividends. Each deferred stock unit entitles the reporting person to receive one share of common stock following the reporting person's retirement or termination of service from the Board of Directors.

F2 · balance_after: Includes deferred stock units previously reported.

Read SEC document
May 01, 2019 Filed May 3, 2019 20:04 UTC GrantCommon Stock 948 $0.00 $0.00
Disclosure

SEC source: 0001437749-19-008701 · rdgdoc.xml · nonDerivative · entry 1

BIBLOWIT MYRA J · CIK 0001128480 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,563

F1 · shares: Deferred stock units issued for quarterly retainer fees and dividends. Each deferred stock unit entitles the reporting person to receive one share of common stock following the reporting person's retirement or termination of service from the Board of Directors.

F2 · balance_after: Includes deferred stock units previously reported.

Read SEC document
May 01, 2019 Filed May 3, 2019 20:05 UTC GrantCommon Stock 575 $0.00 $0.00
Disclosure

SEC source: 0001437749-19-008702 · rdgdoc.xml · nonDerivative · entry 1

CHURCHILL BRUCE · CIK 0001273861 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,551

F1 · shares: Deferred stock units issued for quarterly retainer fees and dividends. Each deferred stock unit entitles the reporting person to receive one share of common stock following the reporting person's retirement or termination of service from the Board of Directors.

F2 · balance_after: Includes deferred stock units previously reported.

Read SEC document
May 01, 2019 Filed May 3, 2019 20:06 UTC GrantCommon Stock 260 $0.00 $0.00
Disclosure

SEC source: 0001437749-19-008707 · rdgdoc.xml · nonDerivative · entry 2

RICHARDS PAULINE · CIK 0001223012 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,066

F3 · shares: Deferred stock units issued for quarterly dividends. Each deferred stock unit entitles the reporting person to receive one share of common stock following the reporting person's retirement or termination of service from the Board of Directors.

F4 · balance_after: Includes deferred stock units previously reported.

Read SEC document
May 01, 2019 Filed May 3, 2019 20:06 UTC GrantCommon Stock 601 $56.63 $34,034.63
Disclosure

SEC source: 0001437749-19-008707 · rdgdoc.xml · nonDerivative · entry 1

RICHARDS PAULINE · CIK 0001223012 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,648

F1 · shares: Common stock issued for quarterly retainer fees.

F2 · balance_after: Includes shares of common stock previously reported.

Read SEC document
May 01, 2019 Filed May 3, 2019 20:05 UTC
Deoras MukulDirector
GrantCommon Stock 561 $0.00 $0.00
Disclosure

SEC source: 0001437749-19-008704 · rdgdoc.xml · nonDerivative · entry 1

Deoras Mukul · CIK 0001576939 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,179

F1 · shares: Deferred stock units issued for quarterly retainer fees and dividends. Each deferred stock unit entitles the reporting person to receive one share of common stock following the reporting person's retirement or termination of service from the Board of Directors

F2 · balance_after: Includes deferred stock units previously reported.

Read SEC document
April 30, 2019 Filed May 2, 2019 21:54 UTC
Rossi NicolaChief Accounting Officer
SaleCommon Stock 2,000 $56.20 $112,400.00
Disclosure

SEC source: 0001437749-19-008617 · rdgdoc.xml · nonDerivative · entry 1

Rossi Nicola · CIK 0001366776 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 383

F1 · kind: Sale effectuated pursuant to Rule 10b5-1 plan.

F2 · balance_after: Includes shares of common stock as previously reported.

Read SEC document
April 12, 2019 Filed Apr 16, 2019 21:06 UTC
Rossi NicolaChief Accounting Officer
SaleCommon Stock 2,000 $54.00 $108,000.00
Disclosure

SEC source: 0001437749-19-007326 · rdgdoc.xml · nonDerivative · entry 1

Rossi Nicola · CIK 0001366776 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,383

F1 · kind: Sale effectuated pursuant to Rule 10b5-1 plan.

F2 · balance_after: Shares of common stock as previously reported.

Read SEC document
February 27, 2019 Filed Mar 2, 2019 02:32 UTC
HOLMES STEPHEN PDirector · Non-Executive Chairman
GrantCommon Stock 1,906 $0.00 $0.00
Disclosure

SEC source: 0001437749-19-003838 · rdgdoc.xml · nonDerivative · entry 1

HOLMES STEPHEN P · CIK 0001028284 · Director · Non-Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,780

F1 · shares: Restricted stock units granted on February 27, 2019 under the Registrant's 2018 Equity and Incentive Plan. The units vest in four equal installments on each of the first four anniversaries of February 27, 2019, subject to the reporting person's continuous service as a Director. The reporting person will receive one share of common stock for each vested restricted stock unit.

F2 · balance_after: Includes previously reported restricted stock units.

Read SEC document
February 27, 2019 Filed Mar 1, 2019 21:31 UTC GrantCommon Stock 1,906 $0.00 $0.00
Disclosure

SEC source: 0001437749-19-003835 · rdgdoc.xml · nonDerivative · entry 1

MULRONEY BRIAN · CIK 0001128476 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,780

F1 · shares: Restricted stock units granted on February 27, 2019 under the Registrant's 2018 Equity and Incentive Plan. The units vest in four equal installments on each of the first four anniversaries of February 27, 2019, subject to the reporting person's continuous service as a Director. The reporting person will receive one share of common stock for each vested restricted stock unit.

F2 · balance_after: Includes previously reported restricted stock units.

Read SEC document
February 27, 2019 Filed Mar 2, 2019 02:32 UTC GrantCommon Stock 1,906 $0.00 $0.00
Disclosure

SEC source: 0001437749-19-003837 · rdgdoc.xml · nonDerivative · entry 1

BUCKMAN JAMES E · CIK 0001128483 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,780

F1 · shares: Restricted stock units granted on February 27, 2019 under the Registrant's 2018 Equity and Incentive Plan. The units vest in four equal installments on each of the first four anniversaries of February 27, 2019, subject to the reporting person's continuous service as a Director. The reporting person will receive one share of common stock for each vested restricted stock unit.

F2 · balance_after: Includes restricted stock units as previously reported.

Read SEC document
February 27, 2019 Filed Mar 2, 2019 02:29 UTC GrantCommon Stock 1,906 $0.00 $0.00
Disclosure

SEC source: 0001437749-19-003832 · rdgdoc.xml · nonDerivative · entry 1

BIBLOWIT MYRA J · CIK 0001128480 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,780

F1 · shares: Restricted stock units granted on February 27, 2019 under the Registrant's 2018 Equity and Incentive Plan. The units vest in four equal installments on each of the first four anniversaries of February 27, 2019, subject to the reporting person's continuous service as a Director. The reporting person will receive one share of common stock for each vested restricted stock unit.

F2 · balance_after: Includes restricted stock units as previously reported.

Read SEC document
February 27, 2019 Filed Mar 1, 2019 21:55 UTC
Loewen Robert D.Chief Operating Officer
GrantStock Options (Right to Buy) · Derivative 35,850 $0.00 Strike: $52.44 $0.00
Disclosure

SEC source: 0001437749-19-003847 · rdgdoc.xml · derivative · entry 3

Loewen Robert D. · CIK 0001738471 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,850

Underlying: Common Stock · 35,850 shares

Expires 2029-02-27

F4 · derivative.exercise_date: Stock options granted on February 27, 2019 under the Plan. The options vest in four equal installments on each of the first four anniversaries of February 27, 2019, subject to the reporting person's continued employment.

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February 27, 2019 Filed Mar 1, 2019 21:55 UTC
Loewen Robert D.Chief Operating Officer
GrantCommon Stock 21,453 $0.00 $0.00
Disclosure

SEC source: 0001437749-19-003847 · rdgdoc.xml · nonDerivative · entry 1

Loewen Robert D. · CIK 0001738471 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,503

F1 · shares: Restricted stock units granted on February 27, 2019 under the Registrant's 2018 Equity and Incentive Plan (Plan). The units vest in four equal installments on each of the first four anniversaries of February 27, 2019, subject to the reporting person's continued employment. The reporting person will receive one share of common stock for each vested restricted stock unit.

F2 · balance_after: Includes restricted stock units as previously reported.

Read SEC document
February 27, 2019 Filed Mar 2, 2019 02:52 UTC
Strickland Scott R.Chief Information Officer
GrantStock Options (Right to Buy) · Derivative 12,547 $0.00 Strike: $52.44 $0.00
Disclosure

SEC source: 0001437749-19-003843 · rdgdoc.xml · derivative · entry 3

Strickland Scott R. · CIK 0001738507 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,547

Underlying: Common Stock · 12,547 shares

Expires 2029-02-27

F4 · derivative.exercise_date: Stock options granted on February 27, 2019 under the Plan. The options vest in four equal installments on each of the first four anniversaries of February 27, 2019, subject to the reporting person's continued employment.

Read SEC document
February 27, 2019 Filed Mar 2, 2019 02:52 UTC
Strickland Scott R.Chief Information Officer
GrantCommon Stock 7,508 $0.00 $0.00
Disclosure

SEC source: 0001437749-19-003843 · rdgdoc.xml · nonDerivative · entry 1

Strickland Scott R. · CIK 0001738507 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,474

F1 · shares: Restricted stock units granted on February 27, 2019 under the Registrant's 2018 Equity and Incentive Plan (Plan). The units vest in four equal installments on each of the first four anniversaries of February 27, 2019, subject to the reporting person's continued employment. The reporting person will receive one share of common stock for each vested restricted stock unit.

F2 · balance_after: Includes restricted stock units as previously reported.

Read SEC document
February 27, 2019 Filed Mar 2, 2019 02:29 UTC GrantCommon Stock 1,906 $0.00 $0.00
Disclosure

SEC source: 0001437749-19-003833 · rdgdoc.xml · nonDerivative · entry 1

CHURCHILL BRUCE · CIK 0001273861 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,348

F1 · shares: Restricted stock units granted on February 27, 2019 under the Registrant's 2018 Equity and Incentive Plan. The units vest in four equal installments on each of the first four anniversaries of February 27, 2019, subject to the reporting person's continuous service as a Director. The reporting person will receive one share of common stock for each vested restricted stock unit.

F2 · balance_after: Includes previously reported restricted stock units.

Read SEC document
February 27, 2019 Filed Mar 2, 2019 02:32 UTC GrantCommon Stock 1,906 $0.00 $0.00
Disclosure

SEC source: 0001437749-19-003836 · rdgdoc.xml · nonDerivative · entry 1

RICHARDS PAULINE · CIK 0001223012 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,780

F1 · shares: Restricted stock units granted on February 27, 2019 under the Registrant's 2018 Equity and Incentive Plan. The units vest in four equal installments on each of the first four anniversaries of February 27, 2019, subject to the reporting person's continuous service as a Director. The reporting person will receive one share of common stock for each vested restricted stock unit.

F2 · balance_after: Includes previously reported restricted stock units.

Read SEC document
February 27, 2019 Filed Mar 1, 2019 21:35 UTC
Wyshner David BChief Financial Officer
GrantStock Options (Right to Buy) · Derivative 59,751 $0.00 Strike: $52.44 $0.00
Disclosure

SEC source: 0001437749-19-003841 · rdgdoc.xml · derivative · entry 3

Wyshner David B · CIK 0001314584 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,751

Underlying: Common Stock · 59,751 shares

Expires 2029-02-27

F4 · derivative.exercise_date: Stock options granted on February 27, 2019 under the Plan. The options vest in four equal installments on each of the first four anniversaries of February 27, 2019, subject to the reporting person's continued employment.

Read SEC document
February 27, 2019 Filed Mar 1, 2019 21:35 UTC
Wyshner David BChief Financial Officer
GrantCommon Stock 35,755 $0.00 $0.00
Disclosure

SEC source: 0001437749-19-003841 · rdgdoc.xml · nonDerivative · entry 1

Wyshner David B · CIK 0001314584 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,616

F1 · shares: Restricted stock units granted on February 27, 2019 under the Registrant's 2018 Equity and Incentive Plan (Plan). The units vest in four equal installments on each of the first four anniversaries of February 27, 2019, subject to the reporting person's continued employment. The reporting person will receive one share of common stock for each vested restricted stock unit.

F2 · balance_after: Includes restricted stock units as previously reported.

Read SEC document
February 27, 2019 Filed Mar 2, 2019 02:34 UTC
Rossi NicolaChief Accounting Officer
GrantStock Options (Right to Buy) · Derivative 12,547 $0.00 Strike: $52.44 $0.00
Disclosure

SEC source: 0001437749-19-003839 · rdgdoc.xml · derivative · entry 3

Rossi Nicola · CIK 0001366776 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,547

Underlying: Common Stock · 12,547 shares

Expires 2029-02-27

F4 · derivative.exercise_date: Stock options granted on February 27, 2019 under the Plan. The options vest in four equal installments on each of the first four anniversaries of February 27, 2019, subject to the reporting person's continued employment.

Read SEC document
February 27, 2019 Filed Mar 2, 2019 02:34 UTC
Rossi NicolaChief Accounting Officer
GrantCommon Stock 7,508 $0.00 $0.00
Disclosure

SEC source: 0001437749-19-003839 · rdgdoc.xml · nonDerivative · entry 1

Rossi Nicola · CIK 0001366776 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,284

F1 · shares: Restricted stock units granted on February 27, 2019 under the Registrant's 2018 Equity and Incentive Plan (Plan). The units vest in four equal installments on each of the first four anniversaries of February 27, 2019, subject to the reporting person's continued employment. The reporting person will receive one share of common stock for each vested restricted stock unit.

F2 · balance_after: Includes restricted stock units as previously reported.

Read SEC document
February 27, 2019 Filed Mar 1, 2019 21:56 UTC
Falvey Mary RChief Administrative Officer
GrantStock Options (Right to Buy) · Derivative 35,850 $0.00 Strike: $52.44 $0.00
Disclosure

SEC source: 0001437749-19-003848 · rdgdoc.xml · derivative · entry 3

Falvey Mary R · CIK 0001366778 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,850

Underlying: Common Stock · 35,850 shares

Expires 2029-02-27

F4 · derivative.exercise_date: Stock options granted on February 27, 2019 under the Plan. The options vest in four equal installments on each of the first four anniversaries of February 27, 2019, subject to the reporting person's continued employment.

Read SEC document
February 27, 2019 Filed Mar 1, 2019 21:56 UTC
Falvey Mary RChief Administrative Officer
GrantCommon Stock 21,453 $0.00 $0.00
Disclosure

SEC source: 0001437749-19-003848 · rdgdoc.xml · nonDerivative · entry 1

Falvey Mary R · CIK 0001366778 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,666

F1 · shares: Restricted stock units granted on February 27, 2019 under the Registrant's 2018 Equity and Incentive Plan (Plan). The units vest in four equal installments on each of the first four anniversaries of February 27, 2019, subject to the reporting person's continued employment. The reporting person will receive one share of common stock for each vested restricted stock unit.

F2 · balance_after: Includes restricted stock units as previously reported.

Read SEC document
February 27, 2019 Filed Mar 2, 2019 02:56 UTC
Ballotti Geoffrey ADirector · President and CEO
GrantStock Options (Right to Buy) · Derivative 191,204 $0.00 Strike: $52.44 $0.00
Disclosure

SEC source: 0001437749-19-003849 · rdgdoc.xml · derivative · entry 3

Ballotti Geoffrey A · CIK 0001397086 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 191,204

Underlying: Common Stock · 191,204 shares

Expires 2029-02-27

F4 · derivative.exercise_date: Stock options granted on February 27, 2019 under the Plan. The options vest in four equal installments on each of the first four anniversaries of February 27, 2019, subject to the reporting person's continued employment.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.