Last 12 months
Inside the activity.
34 purchase rows · 105 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 15 |
| Dec 2025 | 0 | 25 |
| Jan 2026 | 0 | 3 |
| Feb 2026 | 0 | 12 |
| Mar 2026 | 10 | 25 |
| Apr 2026 | 0 | 3 |
| May 2026 | 22 | 0 |
| Jun 2026 | 2 | 9 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 13 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 08, 2022 Filed May 13, 2022 00:22 UTC |
Ro IsaacChief Financial Officer
|
Exercise / conversionClass A Common Stock | 62,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-028689 · doc4.xml · nonDerivative · entry 1 Ro Isaac · CIK 0001873463 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 221,301 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive 1 share of the Issuer's Class A Common Stock upon settlement for no consideration. Read SEC document |
| May 02, 2022 Filed May 5, 2022 00:28 UTC |
RUCH JOSHUADirector
|
GrantRestricted Stock Unit · Derivative | 45,454 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-027285 · doc4.xml · derivative · entry 2 RUCH JOSHUA · CIK 0000943431 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,454 Underlying: Class A Common Stock · 45,454 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive 1 share of the Issuer's Class A Common Stock upon settlement for no consideration. F1 · derivative.exercise_date: The underlying shares shall vest the earlier of (a) the date of the next annual meeting of the Issuer's shareholders following the grant date, and (b) the first anniversary of the grant date, subject to the Reporting Person continuing to provide services to the Issuer through each vesting date. F1 · derivative.expiration_date: The underlying shares shall vest the earlier of (a) the date of the next annual meeting of the Issuer's shareholders following the grant date, and (b) the first anniversary of the grant date, subject to the Reporting Person continuing to provide services to the Issuer through each vesting date. Read SEC document |
| May 02, 2022 Filed May 5, 2022 00:28 UTC |
RUCH JOSHUADirector
|
GrantStock Option (Right to Buy) · Derivative | 78,914 | $0.00 Strike: $2.16 | $0.00 |
DisclosureSEC source: 0001209191-22-027285 · doc4.xml · derivative · entry 1 RUCH JOSHUA · CIK 0000943431 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,914 Underlying: Class A Common Stock · 78,914 shares Expires 2032-05-01 F1 · derivative.exercise_date: The underlying shares shall vest the earlier of (a) the date of the next annual meeting of the Issuer's shareholders following the grant date, and (b) the first anniversary of the grant date, subject to the Reporting Person continuing to provide services to the Issuer through each vesting date. Read SEC document |
| May 02, 2022 Filed May 5, 2022 00:39 UTC |
Sherman Rachel E.Director
|
GrantRestricted Stock Unit · Derivative | 45,454 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-027292 · doc4.xml · derivative · entry 2 Sherman Rachel E. · CIK 0001784705 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,454 Underlying: Class A Common Stock · 45,454 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive 1 share of the Issuer's Class A Common Stock upon settlement for no consideration. F1 · derivative.exercise_date: The underlying shares shall vest the earlier of (a) the date of the next annual meeting of the Issuer's shareholders following the grant date, and (b) the first anniversary of the grant date, subject to the Reporting Person continuing to provide services to the Issuer through each vesting date. F1 · derivative.expiration_date: The underlying shares shall vest the earlier of (a) the date of the next annual meeting of the Issuer's shareholders following the grant date, and (b) the first anniversary of the grant date, subject to the Reporting Person continuing to provide services to the Issuer through each vesting date. Read SEC document |
| May 02, 2022 Filed May 5, 2022 00:39 UTC |
Sherman Rachel E.Director
|
GrantStock Option (Right to Buy) · Derivative | 78,914 | $0.00 Strike: $2.16 | $0.00 |
DisclosureSEC source: 0001209191-22-027292 · doc4.xml · derivative · entry 1 Sherman Rachel E. · CIK 0001784705 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,914 Underlying: Class A Common Stock · 78,914 shares Expires 2032-05-01 F1 · derivative.exercise_date: The underlying shares shall vest the earlier of (a) the date of the next annual meeting of the Issuer's shareholders following the grant date, and (b) the first anniversary of the grant date, subject to the Reporting Person continuing to provide services to the Issuer through each vesting date. Read SEC document |
| May 02, 2022 Filed May 5, 2022 00:36 UTC |
PFENNIGER RICHARD C JRDirector
|
GrantRestricted Stock Unit · Derivative | 90,909 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-027291 · doc4.xml · derivative · entry 2 PFENNIGER RICHARD C JR · CIK 0001200796 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,909 Underlying: Class A Common Stock · 90,909 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive 1 share of the Issuer's Class A Common Stock upon settlement for no consideration. F3 · derivative.exercise_date: The restricted stock units vests as of 1/3 of the total units annually beginning on May 2, 2023 until fully vested, subject to the Reporting Person's provision of service to the Issuer on each vesting date. F3 · derivative.expiration_date: The restricted stock units vests as of 1/3 of the total units annually beginning on May 2, 2023 until fully vested, subject to the Reporting Person's provision of service to the Issuer on each vesting date. Read SEC document |
| May 02, 2022 Filed May 5, 2022 00:36 UTC |
PFENNIGER RICHARD C JRDirector
|
GrantStock Option (Right to Buy) · Derivative | 157,828 | $0.00 Strike: $2.16 | $0.00 |
DisclosureSEC source: 0001209191-22-027291 · doc4.xml · derivative · entry 1 PFENNIGER RICHARD C JR · CIK 0001200796 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 157,828 Underlying: Class A Common Stock · 157,828 shares Expires 2032-05-01 F1 · derivative.exercise_date: The stock option vests as of 1/36 of the total shares monthly beginning on June 2, 2022 until fully vested, subject to the Reporting Person's provision of service to the Issuer on each vesting date. Read SEC document |
| May 02, 2022 Filed May 5, 2022 00:33 UTC |
Pellini Michael JDirector
|
GrantRestricted Stock Unit · Derivative | 45,454 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-027290 · doc4.xml · derivative · entry 2 Pellini Michael J · CIK 0001402017 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,454 Underlying: Class A Common Stock · 45,454 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive 1 share of the Issuer's Class A Common Stock upon settlement for no consideration. F1 · derivative.exercise_date: The underlying shares shall vest the earlier of (a) the date of the next annual meeting of the Issuer's shareholders following the grant date, and (b) the first anniversary of the grant date, subject to the Reporting Person continuing to provide services to the Issuer through each vesting date. F1 · derivative.expiration_date: The underlying shares shall vest the earlier of (a) the date of the next annual meeting of the Issuer's shareholders following the grant date, and (b) the first anniversary of the grant date, subject to the Reporting Person continuing to provide services to the Issuer through each vesting date. Read SEC document |
| May 02, 2022 Filed May 5, 2022 00:33 UTC |
Pellini Michael JDirector
|
GrantStock Option (Right to Buy) · Derivative | 78,914 | $0.00 Strike: $2.16 | $0.00 |
DisclosureSEC source: 0001209191-22-027290 · doc4.xml · derivative · entry 1 Pellini Michael J · CIK 0001402017 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,914 Underlying: Class A Common Stock · 78,914 shares Expires 2032-05-01 F1 · derivative.exercise_date: The underlying shares shall vest the earlier of (a) the date of the next annual meeting of the Issuer's shareholders following the grant date, and (b) the first anniversary of the grant date, subject to the Reporting Person continuing to provide services to the Issuer through each vesting date. Read SEC document |
| May 02, 2022 Filed May 5, 2022 00:31 UTC |
Meister Keith A.Director
|
GrantRestricted Stock Unit · Derivative | 45,454 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-027289 · doc4.xml · derivative · entry 2 Meister Keith A. · CIK 0001307631 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,454 Underlying: Class A Common Stock · 45,454 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive 1 share of the Issuer's Class A Common Stock upon settlement for no consideration. F1 · derivative.exercise_date: The underlying shares shall vest the earlier of (a) the date of the next annual meeting of the Issuer's shareholders following the grant date, and (b) the first anniversary of the grant date, subject to the Reporting Person continuing to provide services to the Issuer through each vesting date. F1 · derivative.expiration_date: The underlying shares shall vest the earlier of (a) the date of the next annual meeting of the Issuer's shareholders following the grant date, and (b) the first anniversary of the grant date, subject to the Reporting Person continuing to provide services to the Issuer through each vesting date. Read SEC document |
| May 02, 2022 Filed May 5, 2022 00:31 UTC |
Meister Keith A.Director
|
GrantStock Option (Right to Buy) · Derivative | 78,914 | $0.00 Strike: $2.16 | $0.00 |
DisclosureSEC source: 0001209191-22-027289 · doc4.xml · derivative · entry 1 Meister Keith A. · CIK 0001307631 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,914 Underlying: Class A Common Stock · 78,914 shares Expires 2032-05-01 F1 · derivative.exercise_date: The underlying shares shall vest the earlier of (a) the date of the next annual meeting of the Issuer's shareholders following the grant date, and (b) the first anniversary of the grant date, subject to the Reporting Person continuing to provide services to the Issuer through each vesting date. Read SEC document |
| May 02, 2022 Filed May 5, 2022 00:30 UTC |
Stueland KatherineDirector · Chief Executive Officer
|
GrantRestricted Stock Unit · Derivative | 2,045,454 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-027287 · doc4.xml · derivative · entry 2 Stueland Katherine · CIK 0001689575 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,045,454 Underlying: Class A Common Stock · 2,045,454 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive 1 share of the Issuer's Class A Common Stock upon settlement for no consideration. F1 · derivative.exercise_date: 25% of the underlying shares each vest on April 29, 2023 and April 29, 2024, and 6.25% vest in quarterly installments thereafter until fully vested, subject to the Reporting Person's continued service to the Issuer on each vesting date. F1 · derivative.expiration_date: 25% of the underlying shares each vest on April 29, 2023 and April 29, 2024, and 6.25% vest in quarterly installments thereafter until fully vested, subject to the Reporting Person's continued service to the Issuer on each vesting date. Read SEC document |
| May 02, 2022 Filed May 5, 2022 00:30 UTC |
Stueland KatherineDirector · Chief Executive Officer
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 3,551,136 | $0.00 Strike: $2.16 | $0.00 |
DisclosureSEC source: 0001209191-22-027287 · doc4.xml · derivative · entry 1 Stueland Katherine · CIK 0001689575 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,551,136 Underlying: Class A Common Stock · 3,551,136 shares Expires 2032-05-01 F1 · derivative.exercise_date: 25% of the underlying shares each vest on April 29, 2023 and April 29, 2024, and 6.25% vest in quarterly installments thereafter until fully vested, subject to the Reporting Person's continued service to the Issuer on each vesting date. Read SEC document |
| May 02, 2022 Filed May 5, 2022 00:27 UTC |
Leproust Emily M.Director
|
GrantRestricted Stock Unit · Derivative | 45,454 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-027284 · doc4.xml · derivative · entry 2 Leproust Emily M. · CIK 0001753655 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,454 Underlying: Class A Common Stock · 45,454 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive 1 share of the Issuer's Class A Common Stock upon settlement for no consideration. F1 · derivative.exercise_date: The underlying shares shall vest the earlier of (a) the date of the next annual meeting of the Issuer's shareholders following the grant date, and (b) the first anniversary of the grant date, subject to the Reporting Person continuing to provide services to the Issuer through each vesting date. F1 · derivative.expiration_date: The underlying shares shall vest the earlier of (a) the date of the next annual meeting of the Issuer's shareholders following the grant date, and (b) the first anniversary of the grant date, subject to the Reporting Person continuing to provide services to the Issuer through each vesting date. Read SEC document |
| May 02, 2022 Filed May 5, 2022 00:27 UTC |
Leproust Emily M.Director
|
GrantStock Option (Right to Buy) · Derivative | 78,914 | $0.00 Strike: $2.16 | $0.00 |
DisclosureSEC source: 0001209191-22-027284 · doc4.xml · derivative · entry 1 Leproust Emily M. · CIK 0001753655 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,914 Underlying: Class A Common Stock · 78,914 shares Expires 2032-05-01 F1 · derivative.exercise_date: The underlying shares shall vest the earlier of (a) the date of the next annual meeting of the Issuer's shareholders following the grant date, and (b) the first anniversary of the grant date, subject to the Reporting Person continuing to provide services to the Issuer through each vesting date. Read SEC document |
| May 02, 2022 Filed May 5, 2022 00:24 UTC |
Casdin EliDirector
|
GrantRestricted Stock Unit · Derivative | 45,454 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-027280 · doc4.xml · derivative · entry 2 Casdin Eli · CIK 0001534264 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,454 Underlying: Class A Common Stock · 45,454 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive 1 share of the Issuer's Class A Common Stock upon settlement for no consideration. F1 · derivative.exercise_date: The underlying shares shall vest the earlier of (a) the date of the next annual meeting of the Issuer's shareholders following the grant date, and (b) the first anniversary of the grant date, subject to the Reporting Person continuing to provide services to the Issuer through each vesting date. F1 · derivative.expiration_date: The underlying shares shall vest the earlier of (a) the date of the next annual meeting of the Issuer's shareholders following the grant date, and (b) the first anniversary of the grant date, subject to the Reporting Person continuing to provide services to the Issuer through each vesting date. Read SEC document |
| May 02, 2022 Filed May 5, 2022 00:24 UTC |
Casdin EliDirector
|
GrantStock Option (Right to Buy) · Derivative | 78,914 | $0.00 Strike: $2.16 | $0.00 |
DisclosureSEC source: 0001209191-22-027280 · doc4.xml · derivative · entry 1 Casdin Eli · CIK 0001534264 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,914 Underlying: Class A Common Stock · 78,914 shares Expires 2032-05-01 F1 · derivative.exercise_date: The underlying shares shall vest the earlier of (a) the date of the next annual meeting of the Issuer's shareholders following the grant date, and (b) the first anniversary of the grant date, subject to the Reporting Person continuing to provide services to the Issuer through each vesting date. Read SEC document |
| May 02, 2022 Filed May 6, 2022 22:59 UTC Amendment |
RUCH JOSHUADirector
|
GrantStock Option · Derivative | 78,914 | $0.00 Strike: $2.20 | $0.00 |
DisclosureSEC source: 0001209191-22-027689 · doc4a.xml · derivative · entry 1 RUCH JOSHUA · CIK 0000943431 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,914 Underlying: Class A Common Stock · 78,914 shares Expires 2032-05-01 F1 · derivative.exercise_price: This Form 4 amendment has been filed solely to correct the exercise price of a previously issued stock option to purchase shares of Class A Common Stock of the Issuer reported in a Form 4 filed on May 4, 2022 (the "Form 4"). The exercise price was inadvertently stated as $2.155 in the Form 4. The exercise price should have been stated as $2.20 in the Form 4. F2 · derivative.exercise_date: The underlying shares shall vest the earlier of (a) the date of the next annual meeting of the Issuer's shareholders following the grant date, and (b) the first anniversary of the grant date, subject to the Reporting Person continuing to provide services to the Issuer through each vesting date. Read SEC document |
| May 02, 2022 Filed May 6, 2022 23:05 UTC Amendment |
PFENNIGER RICHARD C JRDirector
|
GrantStock Option · Derivative | 157,828 | $0.00 Strike: $2.20 | $0.00 |
DisclosureSEC source: 0001209191-22-027694 · doc4a.xml · derivative · entry 1 PFENNIGER RICHARD C JR · CIK 0001200796 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 157,828 Underlying: Class A Common Stock · 157,828 shares Expires 2032-05-01 F1 · derivative.exercise_price: This Form 4 amendment has been filed solely to correct the exercise price of a previously issued stock option to purchase shares of Class A Common Stock of the Issuer reported in a Form 4 filed on May 4, 2022 (the "Form 4"). The exercise price was inadvertently stated as $2.155 in the Form 4. The exercise price should have been stated as $2.20 in the Form 4. F2 · derivative.exercise_date: The stock option vests as of 1/36 of the total shares monthly beginning on June 2, 2022 until fully vested, subject to the Reporting Person's provision of service to the Issuer on each vesting date. Read SEC document |
| May 02, 2022 Filed May 6, 2022 23:04 UTC Amendment |
Pellini Michael JDirector
|
GrantStock Option · Derivative | 78,914 | $0.00 Strike: $2.20 | $0.00 |
DisclosureSEC source: 0001209191-22-027693 · doc4a.xml · derivative · entry 1 Pellini Michael J · CIK 0001402017 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,914 Underlying: Class A Common Stock · 78,914 shares Expires 2032-05-01 F1 · derivative.exercise_price: This Form 4 amendment has been filed solely to correct the exercise price of a previously issued stock option to purchase shares of Class A Common Stock of the Issuer reported in a Form 4 filed on May 4, 2022 (the "Form 4"). The exercise price was inadvertently stated as $2.155 in the Form 4. The exercise price should have been stated as $2.20 in the Form 4. F2 · derivative.exercise_date: The underlying shares shall vest the earlier of (a) the date of the next annual meeting of the Issuer's shareholders following the grant date, and (b) the first anniversary of the grant date, subject to the Reporting Person continuing to provide services to the Issuer through each vesting date. Read SEC document |
| May 02, 2022 Filed May 6, 2022 23:03 UTC Amendment |
Stueland KatherineDirector · Chief Executive Officer
|
GrantEmployee Stock Option · Derivative | 3,551,136 | $0.00 Strike: $2.20 | $0.00 |
DisclosureSEC source: 0001209191-22-027692 · doc4a.xml · derivative · entry 1 Stueland Katherine · CIK 0001689575 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,551,136 Underlying: Class A Common Stock · 3,551,136 shares Expires 2032-05-01 F1 · derivative.exercise_price: This Form 4 amendment has been filed solely to correct the exercise price of a previously issued stock option to purchase shares of Class A Common Stock of the Issuer reported in a Form 4 filed on May 4, 2022 (the "Form 4"). The exercise price was inadvertently stated as $2.155 in the Form 4. The exercise price should have been stated as $2.20 in the Form 4. F2 · derivative.exercise_date: 25% of the underlying shares each vest on April 29, 2023 and April 29, 2024, and 6.25% vest in quarterly installments thereafter until fully vested, subject to the Reporting Person's continued service to the Issuer on each vesting date. Read SEC document |
| May 02, 2022 Filed May 6, 2022 23:02 UTC Amendment |
Meister Keith A.Director
|
GrantStock Option · Derivative | 78,914 | $0.00 Strike: $2.20 | $0.00 |
DisclosureSEC source: 0001209191-22-027691 · doc4a.xml · derivative · entry 1 Meister Keith A. · CIK 0001307631 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,914 Underlying: Class A Common Stock · 78,914 shares Expires 2032-05-01 F1 · derivative.exercise_price: This Form 4 amendment has been filed solely to correct the exercise price of a previously issued stock option to purchase shares of Class A Common Stock of the Issuer reported in a Form 4 filed on May 4, 2022 (the "Form 4"). The exercise price was inadvertently stated as $2.155 in the Form 4. The exercise price should have been stated as $2.20 in the Form 4. F2 · derivative.exercise_date: The underlying shares shall vest the earlier of (a) the date of the next annual meeting of the Issuer's shareholders following the grant date, and (b) the first anniversary of the grant date, subject to the Reporting Person continuing to provide services to the Issuer through each vesting date. Read SEC document |
| May 02, 2022 Filed May 6, 2022 23:01 UTC Amendment |
Sherman Rachel E.Director
|
GrantStock Option · Derivative | 78,914 | $0.00 Strike: $2.20 | $0.00 |
DisclosureSEC source: 0001209191-22-027690 · doc4a.xml · derivative · entry 1 Sherman Rachel E. · CIK 0001784705 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,914 Underlying: Class A Common Stock · 78,914 shares Expires 2032-05-01 F1 · derivative.exercise_price: This Form 4 amendment has been filed solely to correct the exercise price of a previously issued stock option to purchase shares of Class A Common Stock of the Issuer reported in a Form 4 filed on May 4, 2022 (the "Form 4"). The exercise price was inadvertently stated as $2.155 in the Form 4. The exercise price should have been stated as $2.20 in the Form 4. F2 · derivative.exercise_date: The underlying shares shall vest the earlier of (a) the date of the next annual meeting of the Issuer's shareholders following the grant date, and (b) the first anniversary of the grant date, subject to the Reporting Person continuing to provide services to the Issuer through each vesting date. Read SEC document |
| May 02, 2022 Filed May 6, 2022 22:58 UTC Amendment |
Leproust Emily M.Director
|
GrantStock Option · Derivative | 78,914 | $0.00 Strike: $2.20 | $0.00 |
DisclosureSEC source: 0001209191-22-027688 · doc4a.xml · derivative · entry 1 Leproust Emily M. · CIK 0001753655 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,914 Underlying: Class A Common Stock · 78,914 shares Expires 2032-05-01 F1 · derivative.exercise_price: This Form 4 amendment has been filed solely to correct the exercise price of a previously issued stock option to purchase shares of Class A Common Stock of the Issuer reported in a Form 4 filed on May 4, 2022 (the "Form 4"). The exercise price was inadvertently stated as $2.155 in the Form 4. The exercise price should have been stated as $2.20 in the Form 4. F2 · derivative.exercise_date: The underlying shares shall vest the earlier of (a) the date of the next annual meeting of the Issuer's shareholders following the grant date, and (b) the first anniversary of the grant date, subject to the Reporting Person continuing to provide services to the Issuer through each vesting date. Read SEC document |
| May 02, 2022 Filed May 6, 2022 22:56 UTC Amendment |
Casdin EliDirector
|
GrantStock Option · Derivative | 78,914 | $0.00 Strike: $2.20 | $0.00 |
DisclosureSEC source: 0001209191-22-027687 · doc4a.xml · derivative · entry 1 Casdin Eli · CIK 0001534264 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,914 Underlying: Class A Common Stock · 78,914 shares Expires 2032-05-01 F1 · derivative.exercise_price: This Form 4 amendment has been filed solely to correct the exercise price of a previously issued stock option to purchase shares of Class A Common Stock of the Issuer reported in a Form 4 filed on May 4, 2022 (the "Form 4"). The exercise price was inadvertently stated as $2.155 in the Form 4. The exercise price should have been stated as $2.20 in the Form 4. F2 · derivative.exercise_date: The underlying shares shall vest the earlier of (a) the date of the next annual meeting of the Issuer's shareholders following the grant date, and (b) the first anniversary of the grant date, subject to the Reporting Person continuing to provide services to the Issuer through each vesting date. Read SEC document |
| April 29, 2022 Filed May 4, 2022 00:26 UTC |
BTO Sema4 Holdings L.P.10% owner
BTO Holdings Manager L.L.C.10% owner
BTOA L.L.C.10% owner
BTO Side-by-Side GP L.L.C.10% owner
Blackstone Holdings III L.P.10% owner
Blackstone Holdings III GP L.P.10% owner
|
PurchaseClass A Common Stock | 14,735 | $4.00 | $58,940.00 |
DisclosureSEC source: 0000899243-22-016474 · doc4.xml · nonDerivative · entry 3 BTO Sema4 Holdings L.P. · CIK 0001880845 · 10% owner BTO Holdings Manager L.L.C. · CIK 0001660521 · 10% owner Blackstone Tactical Opportunities Associates L.L.C. · CIK 0001660520 · 10% owner BTOA L.L.C. · CIK 0001575478 · 10% owner Blackstone Family Tactical Opportunities Investment Partnership III ESC L.P. · CIK 0001757294 · 10% owner BTO Side-by-Side GP L.L.C. · CIK 0001700510 · 10% owner Blackstone Holdings III L.P. · CIK 0001404073 · 10% owner Blackstone Holdings III GP L.P. · CIK 0001478809 · 10% owner Blackstone Holdings III GP Management L.L.C. · CIK 0001478815 · 10% owner Blackstone Tactical Opportunities Fund - FD L.P. · CIK 0001825978 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 162,309 F11 · kind: Purchase from the Issuer. F3 · ownership.nature: Reflects securities directly held by Blackstone Family Tactical Opportunistic Investment Partnership III ESC L.P. BTO Side-by-Side GP L.L.C. is the general partner of Blackstone Family Tactical Opportunistic Investment Partnership III ESC L.P. F5 · ownership.nature: Blackstone Holdings III L.P. is the managing member of BTOA L.L.C. and the sole member of BTO Side-by-Side GP L.L.C. Blackstone Holdings III GP L.P. is the general partner of Blackstone Holdings III L.P. Blackstone Holdings III GP Management L.L.C. is the general partner of Blackstone Holdings III GP L.P. F7 · ownership.nature: Blackstone Inc. is the sole member of each of Blackstone Holdings I/II GP L.L.C. and Blackstone Holdings III GP Management L.L.C. The sole holder of the Series II preferred stock of Blackstone Inc. is Blackstone Group Management L.L.C. Blackstone Group Management L.L.C. is wholly-owned by Blackstone's senior managing directors and controlled by its founder, Stephen A. Schwarzman. F8 · ownership.nature: Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person. F9 · ownership.nature: Each of the Reporting Persons (other than to the extent it directly holds securities reported herein) disclaims beneficial ownership of the securities held by the other Reporting Persons, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons (other than to the extent it directly holds securities reported herein) states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose. F10 · ownership.nature: Due to the limitations of the electronic filing system certain Reporting Persons are filing a separate Form 4. Read SEC document |
| April 29, 2022 Filed May 4, 2022 00:26 UTC |
BTO Sema4 Holdings L.P.10% owner
BTO Holdings Manager L.L.C.10% owner
BTOA L.L.C.10% owner
BTO Side-by-Side GP L.L.C.10% owner
Blackstone Holdings III L.P.10% owner
Blackstone Holdings III GP L.P.10% owner
|
PurchaseClass A Common Stock | 50,402 | $4.00 | $201,608.00 |
DisclosureSEC source: 0000899243-22-016474 · doc4.xml · nonDerivative · entry 2 BTO Sema4 Holdings L.P. · CIK 0001880845 · 10% owner BTO Holdings Manager L.L.C. · CIK 0001660521 · 10% owner Blackstone Tactical Opportunities Associates L.L.C. · CIK 0001660520 · 10% owner BTOA L.L.C. · CIK 0001575478 · 10% owner Blackstone Family Tactical Opportunities Investment Partnership III ESC L.P. · CIK 0001757294 · 10% owner BTO Side-by-Side GP L.L.C. · CIK 0001700510 · 10% owner Blackstone Holdings III L.P. · CIK 0001404073 · 10% owner Blackstone Holdings III GP L.P. · CIK 0001478809 · 10% owner Blackstone Holdings III GP Management L.L.C. · CIK 0001478815 · 10% owner Blackstone Tactical Opportunities Fund - FD L.P. · CIK 0001825978 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 555,497 F11 · kind: Purchase from the Issuer. F2 · ownership.nature: Reflects securities directly held by Blackstone Tactical Opportunities Fund - FD L.P. Blackstone Tactical Opportunities Associates III - NQ L.P. is the general partner of Blackstone Tactical Opportunities Fund - FD L.P. BTO DE GP - NQ L.L.C. is the general partner of Blackstone Tactical Opportunities Associates III - NQ L.P. Blackstone Holdings II L.P. is the managing member of BTO DE GP - NQ L.L.C. F6 · ownership.nature: Blackstone Holdings I/II GP L.L.C. is the general partner of each of Blackstone Holdings I L.P. and Blackstone Holdings II L.P. F7 · ownership.nature: Blackstone Inc. is the sole member of each of Blackstone Holdings I/II GP L.L.C. and Blackstone Holdings III GP Management L.L.C. The sole holder of the Series II preferred stock of Blackstone Inc. is Blackstone Group Management L.L.C. Blackstone Group Management L.L.C. is wholly-owned by Blackstone's senior managing directors and controlled by its founder, Stephen A. Schwarzman. F8 · ownership.nature: Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person. F9 · ownership.nature: Each of the Reporting Persons (other than to the extent it directly holds securities reported herein) disclaims beneficial ownership of the securities held by the other Reporting Persons, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons (other than to the extent it directly holds securities reported herein) states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose. F10 · ownership.nature: Due to the limitations of the electronic filing system certain Reporting Persons are filing a separate Form 4. Read SEC document |
| April 29, 2022 Filed May 4, 2022 00:26 UTC |
BTO Sema4 Holdings L.P.10% owner
BTO Holdings Manager L.L.C.10% owner
BTOA L.L.C.10% owner
BTO Side-by-Side GP L.L.C.10% owner
Blackstone Holdings III L.P.10% owner
Blackstone Holdings III GP L.P.10% owner
|
PurchaseClass A Common Stock | 2,434,863 | $4.00 | $9,739,452.00 |
DisclosureSEC source: 0000899243-22-016474 · doc4.xml · nonDerivative · entry 1 BTO Sema4 Holdings L.P. · CIK 0001880845 · 10% owner BTO Holdings Manager L.L.C. · CIK 0001660521 · 10% owner Blackstone Tactical Opportunities Associates L.L.C. · CIK 0001660520 · 10% owner BTOA L.L.C. · CIK 0001575478 · 10% owner Blackstone Family Tactical Opportunities Investment Partnership III ESC L.P. · CIK 0001757294 · 10% owner BTO Side-by-Side GP L.L.C. · CIK 0001700510 · 10% owner Blackstone Holdings III L.P. · CIK 0001404073 · 10% owner Blackstone Holdings III GP L.P. · CIK 0001478809 · 10% owner Blackstone Holdings III GP Management L.L.C. · CIK 0001478815 · 10% owner Blackstone Tactical Opportunities Fund - FD L.P. · CIK 0001825978 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 26,839,187 F11 · kind: Purchase from the Issuer. F1 · ownership.nature: Reflects securities directly held by BTO Sema4 Holdings L.P. BTO Holdings Manager L.L.C. is the general partner of BTO Sema4 Holdings L.P. Blackstone Tactical Opportunities Associates L.L.C. is the managing member of BTO Holdings Manager L.L.C. BTOA L.L.C. is the managing member of Blackstone Tactical Opportunities Associates L.L.C. F5 · ownership.nature: Blackstone Holdings III L.P. is the managing member of BTOA L.L.C. and the sole member of BTO Side-by-Side GP L.L.C. Blackstone Holdings III GP L.P. is the general partner of Blackstone Holdings III L.P. Blackstone Holdings III GP Management L.L.C. is the general partner of Blackstone Holdings III GP L.P. F7 · ownership.nature: Blackstone Inc. is the sole member of each of Blackstone Holdings I/II GP L.L.C. and Blackstone Holdings III GP Management L.L.C. The sole holder of the Series II preferred stock of Blackstone Inc. is Blackstone Group Management L.L.C. Blackstone Group Management L.L.C. is wholly-owned by Blackstone's senior managing directors and controlled by its founder, Stephen A. Schwarzman. F8 · ownership.nature: Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person. F9 · ownership.nature: Each of the Reporting Persons (other than to the extent it directly holds securities reported herein) disclaims beneficial ownership of the securities held by the other Reporting Persons, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons (other than to the extent it directly holds securities reported herein) states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose. F10 · ownership.nature: Due to the limitations of the electronic filing system certain Reporting Persons are filing a separate Form 4. Read SEC document |
| April 29, 2022 Filed May 3, 2022 20:01 UTC |
Meister Keith A.Director
|
PurchaseClass A Common Stock | 11,437,500 | $4.00 | $45,750,000.00 |
DisclosureSEC source: 0001213900-22-023580 · ownership.xml · nonDerivative · entry 1 Meister Keith A. · CIK 0001307631 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 26,931,250 F1 · ownership.nature: Investment funds advised by Corvex Management LP are the record holders of 15,937,500 shares of the Class A common stock, par value $0.0001 per share ("Class A Common Stock") reported herein. Mr. Meister may be deemed to be indirectly beneficially own these shares by virtue of Mr. Meister's control of the general partner of Corvex Management LP. F2 · ownership.nature: CMLS Holdings LLC ("CMLS Holdings") is the record holder of 10,993,750 shares of the Class A common stock, par value $0.0001 per share ("Class A Common Stock") reported herein. Mr. Meister is one of two members of the Board of Managers of CMLS Holdings, and Mr. Meister shares voting and investment discretion with respect to the securities held of record by CMLS Holdings.Stock") reported herein. Mr. Meister is one of two members of the Board of Managers of CMLS Holdings, and Mr. Meister shares voting and investment discretion with respect to the securities held of record by CMLS Holdings. F3 · ownership.nature: For the purposes of this filing, Mr. Meister disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. This filing shall not be deemed an admission that Mr. Meister is the beneficial owner of any of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise.This filing shall not be deemed an admission that Mr. Meister is the beneficial owner of any of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise. Read SEC document |
| April 29, 2022 Filed May 3, 2022 20:01 UTC |
Casdin EliDirector
|
PurchaseClass A Common Stock | 11,437,500 | $4.00 | $45,750,000.00 |
DisclosureSEC source: 0001213900-22-023579 · ownership.xml · nonDerivative · entry 1 Casdin Eli · CIK 0001534264 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Casdin Partners Master Fund, LP Disclosed balance after: 16,437,500 F1 · ownership.nature: The 11,437,500 shares of Class A common stock reported in the table above are owned directly by Casdin Partners Master Fund, LP and may be deemed to be indirectly beneficially owned by (i) Casdin Capital, LLC, the investment adviser to Casdin Partners Master Fund, LP, (ii) Casdin Partners GP, LLC, the general partner of Casdin Partners Master Fund LP, and (iii) Mr. Casdin, the managing member of Casdin Capital, LLC and Casdin Partners GP, LLC. Each of Casdin Capital, LLC, Casdin Partners GP, LLC and Mr. Casdin disclaims beneficial ownership of such securities except to the extent of its or his respective pecuniary interest therein. Read SEC document |
| April 29, 2022 Filed May 5, 2022 19:27 UTC |
MOUNT SINAI HEALTH SYSTEM, INC.10% owner
|
PurchaseClass A Common Stock | 6,250,000 | $4.00 | $25,000,000.00 |
DisclosureSEC source: 0001209191-22-027435 · doc4.xml · nonDerivative · entry 1 ICAHN SCHOOL OF MEDICINE AT MOUNT SINAI · CIK 0001883139 · 10% owner MOUNT SINAI HEALTH SYSTEM, INC. · CIK 0001883135 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,605,473 Read SEC document |
| April 29, 2022 Filed Jul 12, 2022 20:36 UTC |
RUCH JOSHUADirector
|
GrantClass A Common Stock | 162,372 | $4.00 | $649,488.00 |
DisclosureSEC source: 0001209191-22-041915 · doc4.xml · nonDerivative · entry 3 RUCH JOSHUA · CIK 0000943431 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Kariba LLC Disclosed balance after: 162,372 F1 · ownership.nature: Mr. Ruch is (i) a managing member of the managing member of the general partner of Vaal Investment Partners Q9 LP ("Q9"), (ii) a managing member of RUGU2 LLC ("RUGU2") and (iii) a managing member of Kariba LLC ("Kariba"). As such, Mr. Ruch exercises voting and investment power with respect to the shares owned by Q9, RUGU2 and Kariba. Mr. Ruch disclaims beneficial ownership of such securities, except to the extent of his pecuniary interest therein. Read SEC document |
| April 29, 2022 Filed Jul 12, 2022 20:36 UTC |
RUCH JOSHUADirector
|
GrantClass A Common Stock | 329,665 | $4.00 | $1,318,660.00 |
DisclosureSEC source: 0001209191-22-041915 · doc4.xml · nonDerivative · entry 2 RUCH JOSHUA · CIK 0000943431 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By RUGU2 LLC Disclosed balance after: 329,665 F1 · ownership.nature: Mr. Ruch is (i) a managing member of the managing member of the general partner of Vaal Investment Partners Q9 LP ("Q9"), (ii) a managing member of RUGU2 LLC ("RUGU2") and (iii) a managing member of Kariba LLC ("Kariba"). As such, Mr. Ruch exercises voting and investment power with respect to the shares owned by Q9, RUGU2 and Kariba. Mr. Ruch disclaims beneficial ownership of such securities, except to the extent of his pecuniary interest therein. Read SEC document |
| April 29, 2022 Filed Jul 12, 2022 20:36 UTC |
RUCH JOSHUADirector
|
GrantClass A Common Stock | 1,632,963 | $4.00 | $6,531,852.00 |
DisclosureSEC source: 0001209191-22-041915 · doc4.xml · nonDerivative · entry 1 RUCH JOSHUA · CIK 0000943431 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Vaal Investment Partners Q9 LP Disclosed balance after: 1,632,963 F1 · ownership.nature: Mr. Ruch is (i) a managing member of the managing member of the general partner of Vaal Investment Partners Q9 LP ("Q9"), (ii) a managing member of RUGU2 LLC ("RUGU2") and (iii) a managing member of Kariba LLC ("Kariba"). As such, Mr. Ruch exercises voting and investment power with respect to the shares owned by Q9, RUGU2 and Kariba. Mr. Ruch disclaims beneficial ownership of such securities, except to the extent of his pecuniary interest therein. Read SEC document |
| April 29, 2022 Filed May 3, 2022 20:28 UTC |
BTO DE GP - NQ L.L.C.10% owner
Blackstone Holdings II L.P.10% owner
Blackstone Holdings I L.P.10% owner
Blackstone Holdings I/II GP L.L.C.10% owner
Blackstone Inc.10% owner
Blackstone Group Management L.L.C.10% owner
SCHWARZMAN STEPHEN A10% owner
|
PurchaseClass A Common Stock | 14,735 | $4.00 | $58,940.00 |
DisclosureSEC source: 0000899243-22-016476 · doc4.xml · nonDerivative · entry 3 Blackstone Tactical Opportunities Associates III - NQ L.P. · CIK 0001826419 · 10% owner BTO DE GP - NQ L.L.C. · CIK 0001826374 · 10% owner Blackstone Holdings II L.P. · CIK 0001484870 · 10% owner Blackstone Aqua Master Sub-Fund, a sub-fund of Blackstone Global Master Fund ICAV · CIK 0001876914 · 10% owner Blackstone Alternative Solutions L.L.C. · CIK 0001728531 · 10% owner Blackstone Holdings I L.P. · CIK 0001464694 · 10% owner Blackstone Holdings I/II GP L.L.C. · CIK 0001464695 · 10% owner Blackstone Inc. · CIK 0001393818 · 10% owner Blackstone Group Management L.L.C. · CIK 0001404071 · 10% owner SCHWARZMAN STEPHEN A · CIK 0001070844 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 162,309 F11 · kind: Purchase from the Issuer. F3 · ownership.nature: Reflects securities directly held by Blackstone Family Tactical Opportunistic Investment Partnership III ESC L.P. BTO Side-by-Side GP L.L.C. is the general partner of Blackstone Family Tactical Opportunistic Investment Partnership III ESC L.P. F5 · ownership.nature: Blackstone Holdings III L.P. is the managing member of BTOA L.L.C. and the sole member of BTO Side-by-Side GP L.L.C. Blackstone Holdings III GP L.P. is the general partner of Blackstone Holdings III L.P. Blackstone Holdings III GP Management L.L.C. is the general partner of Blackstone Holdings III GP L.P. F7 · ownership.nature: Blackstone Inc. is the sole member of each of Blackstone Holdings I/II GP L.L.C. and Blackstone Holdings III GP Management L.L.C. The sole holder of the Series II preferred stock of Blackstone Inc. is Blackstone Group Management L.L.C. Blackstone Group Management L.L.C. is wholly-owned by Blackstone's senior managing directors and controlled by its founder, Stephen A. Schwarzman. F8 · ownership.nature: Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person. F9 · ownership.nature: Each of the Reporting Persons (other than to the extent it directly holds securities reported herein) disclaims beneficial ownership of the securities held by the other Reporting Persons, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons (other than to the extent it directly holds securities reported herein) states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose. F10 · ownership.nature: Due to the limitations of the electronic filing system certain Reporting Persons are filing a separate Form 4. Read SEC document |
| April 29, 2022 Filed May 3, 2022 20:28 UTC |
BTO DE GP - NQ L.L.C.10% owner
Blackstone Holdings II L.P.10% owner
Blackstone Holdings I L.P.10% owner
Blackstone Holdings I/II GP L.L.C.10% owner
Blackstone Inc.10% owner
Blackstone Group Management L.L.C.10% owner
SCHWARZMAN STEPHEN A10% owner
|
PurchaseClass A Common Stock | 50,402 | $4.00 | $201,608.00 |
DisclosureSEC source: 0000899243-22-016476 · doc4.xml · nonDerivative · entry 2 Blackstone Tactical Opportunities Associates III - NQ L.P. · CIK 0001826419 · 10% owner BTO DE GP - NQ L.L.C. · CIK 0001826374 · 10% owner Blackstone Holdings II L.P. · CIK 0001484870 · 10% owner Blackstone Aqua Master Sub-Fund, a sub-fund of Blackstone Global Master Fund ICAV · CIK 0001876914 · 10% owner Blackstone Alternative Solutions L.L.C. · CIK 0001728531 · 10% owner Blackstone Holdings I L.P. · CIK 0001464694 · 10% owner Blackstone Holdings I/II GP L.L.C. · CIK 0001464695 · 10% owner Blackstone Inc. · CIK 0001393818 · 10% owner Blackstone Group Management L.L.C. · CIK 0001404071 · 10% owner SCHWARZMAN STEPHEN A · CIK 0001070844 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 555,497 F11 · kind: Purchase from the Issuer. F2 · ownership.nature: Reflects securities directly held by Blackstone Tactical Opportunities Fund - FD L.P. Blackstone Tactical Opportunities Associates III - NQ L.P. is the general partner of Blackstone Tactical Opportunities Fund - FD L.P. BTO DE GP - NQ L.L.C. is the general partner of Blackstone Tactical Opportunities Associates III - NQ L.P. Blackstone Holdings II L.P. is the managing member of BTO DE GP - NQ L.L.C. F6 · ownership.nature: Blackstone Holdings I/II GP L.L.C. is the general partner of each of Blackstone Holdings I L.P. and Blackstone Holdings II L.P. F7 · ownership.nature: Blackstone Inc. is the sole member of each of Blackstone Holdings I/II GP L.L.C. and Blackstone Holdings III GP Management L.L.C. The sole holder of the Series II preferred stock of Blackstone Inc. is Blackstone Group Management L.L.C. Blackstone Group Management L.L.C. is wholly-owned by Blackstone's senior managing directors and controlled by its founder, Stephen A. Schwarzman. F8 · ownership.nature: Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person. F9 · ownership.nature: Each of the Reporting Persons (other than to the extent it directly holds securities reported herein) disclaims beneficial ownership of the securities held by the other Reporting Persons, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons (other than to the extent it directly holds securities reported herein) states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose. F10 · ownership.nature: Due to the limitations of the electronic filing system certain Reporting Persons are filing a separate Form 4. Read SEC document |
| April 29, 2022 Filed May 3, 2022 20:28 UTC |
BTO DE GP - NQ L.L.C.10% owner
Blackstone Holdings II L.P.10% owner
Blackstone Holdings I L.P.10% owner
Blackstone Holdings I/II GP L.L.C.10% owner
Blackstone Inc.10% owner
Blackstone Group Management L.L.C.10% owner
SCHWARZMAN STEPHEN A10% owner
|
PurchaseClass A Common Stock | 2,434,863 | $4.00 | $9,739,452.00 |
DisclosureSEC source: 0000899243-22-016476 · doc4.xml · nonDerivative · entry 1 Blackstone Tactical Opportunities Associates III - NQ L.P. · CIK 0001826419 · 10% owner BTO DE GP - NQ L.L.C. · CIK 0001826374 · 10% owner Blackstone Holdings II L.P. · CIK 0001484870 · 10% owner Blackstone Aqua Master Sub-Fund, a sub-fund of Blackstone Global Master Fund ICAV · CIK 0001876914 · 10% owner Blackstone Alternative Solutions L.L.C. · CIK 0001728531 · 10% owner Blackstone Holdings I L.P. · CIK 0001464694 · 10% owner Blackstone Holdings I/II GP L.L.C. · CIK 0001464695 · 10% owner Blackstone Inc. · CIK 0001393818 · 10% owner Blackstone Group Management L.L.C. · CIK 0001404071 · 10% owner SCHWARZMAN STEPHEN A · CIK 0001070844 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 26,839,187 F11 · kind: Purchase from the Issuer. F1 · ownership.nature: Reflects securities directly held by BTO Sema4 Holdings L.P. BTO Holdings Manager L.L.C. is the general partner of BTO Sema4 Holdings L.P. Blackstone Tactical Opportunities Associates L.L.C. is the managing member of BTO Holdings Manager L.L.C. BTOA L.L.C. is the managing member of Blackstone Tactical Opportunities Associates L.L.C. F5 · ownership.nature: Blackstone Holdings III L.P. is the managing member of BTOA L.L.C. and the sole member of BTO Side-by-Side GP L.L.C. Blackstone Holdings III GP L.P. is the general partner of Blackstone Holdings III L.P. Blackstone Holdings III GP Management L.L.C. is the general partner of Blackstone Holdings III GP L.P. F7 · ownership.nature: Blackstone Inc. is the sole member of each of Blackstone Holdings I/II GP L.L.C. and Blackstone Holdings III GP Management L.L.C. The sole holder of the Series II preferred stock of Blackstone Inc. is Blackstone Group Management L.L.C. Blackstone Group Management L.L.C. is wholly-owned by Blackstone's senior managing directors and controlled by its founder, Stephen A. Schwarzman. F8 · ownership.nature: Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person. F9 · ownership.nature: Each of the Reporting Persons (other than to the extent it directly holds securities reported herein) disclaims beneficial ownership of the securities held by the other Reporting Persons, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons (other than to the extent it directly holds securities reported herein) states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose. F10 · ownership.nature: Due to the limitations of the electronic filing system certain Reporting Persons are filing a separate Form 4. Read SEC document |
| April 28, 2022 Filed May 2, 2022 18:47 UTC |
Clark Daniel EmmettSecretary and General Counsel
|
SaleClass A Common Stock | 1,212 | $2.18 | $2,642.64 |
DisclosureSEC source: 0001209191-22-026492 · doc4.xml · nonDerivative · entry 1 Clark Daniel Emmett · CIK 0001874449 · Secretary and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 309,547 F1 · kind: The sales reported on this Form 4 represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units. The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction. F1 · shares: The sales reported on this Form 4 represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units. The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.18 to $2.20, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein. Read SEC document |
| April 28, 2022 Filed May 2, 2022 18:48 UTC |
Schadt EricDirector · President & Chief R&D Officer
|
SaleClass A Common Stock | 35,899 | $2.18 | $78,274.18 |
DisclosureSEC source: 0001209191-22-026493 · doc4.xml · nonDerivative · entry 1 Schadt Eric · CIK 0001873468 · Director · President & Chief R&D Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 143,380 F1 · kind: The sales reported on this Form 4 represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units. The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.18 to $2.20, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein. Read SEC document |
| April 28, 2022 Filed May 2, 2022 22:54 UTC |
Prentice AnthonyChief Product Officer
|
SaleClass A Common Stock | 1,691 | $2.18 | $3,687.56 |
DisclosureSEC source: 0001209191-22-026497 · doc4.xml · nonDerivative · entry 1 Prentice Anthony · CIK 0001873901 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,860 F1 · kind: The sales reported on this Form 4 represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units. The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.18 to $2.21, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein. Read SEC document |
| April 28, 2022 Filed May 2, 2022 22:50 UTC |
White Karen AnnChief People Officer
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SaleClass A Common Stock | 1,430 | $2.18 | $3,117.69 |
DisclosureSEC source: 0001209191-22-026494 · doc4.xml · nonDerivative · entry 1 White Karen Ann · CIK 0001874118 · Chief People Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,506 F1 · kind: The sales reported on this Form 4 represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units. The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.18 to $2.19, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein. Read SEC document |
| April 27, 2022 Filed May 13, 2022 00:23 UTC |
RUCH JOSHUADirector
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Exercise / conversionRestricted Stock Unit · Derivative | 12,836 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-028692 · doc4.xml · derivative · entry 2 RUCH JOSHUA · CIK 0000943431 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 12,836 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Class A Common Stock upon settlement for no consideration. F2 · derivative.exercise_date: The RSUs will vest on the earlier of (i) the date of the next annual meeting of the Company's shareholders following the grant date and (i) the first anniversary of the grant date, in each case so long as the non-employee director continues to provide services to the Company through such vesting date. F2 · derivative.expiration_date: The RSUs will vest on the earlier of (i) the date of the next annual meeting of the Company's shareholders following the grant date and (i) the first anniversary of the grant date, in each case so long as the non-employee director continues to provide services to the Company through such vesting date. Read SEC document |
| April 27, 2022 Filed May 13, 2022 00:23 UTC |
RUCH JOSHUADirector
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Exercise / conversionClass A Common Stock | 12,836 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-028692 · doc4.xml · nonDerivative · entry 1 RUCH JOSHUA · CIK 0000943431 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,836 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Class A Common Stock upon settlement for no consideration. Read SEC document |
| April 27, 2022 Filed May 13, 2022 00:20 UTC |
Casdin EliDirector
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Exercise / conversionRestricted Stock Unit · Derivative | 12,836 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-028687 · doc4.xml · derivative · entry 2 Casdin Eli · CIK 0001534264 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 12,836 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Class A Common Stock upon settlement for no consideration. F2 · derivative.exercise_date: The RSUs will vest on the earlier of (i) the date of the next annual meeting of the Company's shareholders following the grant date and (i) the first anniversary of the grant date, in each case so long as the non-employee director continues to provide services to the Company through such vesting date. F2 · derivative.expiration_date: The RSUs will vest on the earlier of (i) the date of the next annual meeting of the Company's shareholders following the grant date and (i) the first anniversary of the grant date, in each case so long as the non-employee director continues to provide services to the Company through such vesting date. Read SEC document |
| April 27, 2022 Filed May 13, 2022 00:20 UTC |
Casdin EliDirector
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Exercise / conversionClass A Common Stock | 12,836 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-028687 · doc4.xml · nonDerivative · entry 1 Casdin Eli · CIK 0001534264 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,836 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Class A Common Stock upon settlement for no consideration. Read SEC document |
| April 27, 2022 Filed May 13, 2022 00:26 UTC |
Sherman Rachel E.Director
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Exercise / conversionRestricted Stock Unit · Derivative | 12,836 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-028696 · doc4.xml · derivative · entry 2 Sherman Rachel E. · CIK 0001784705 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 12,836 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Class A Common Stock upon settlement for no consideration. F2 · derivative.exercise_date: The RSUs will vest on the earlier of (i) the date of the next annual meeting of the Company's shareholders following the grant date and (i) the first anniversary of the grant date, in each case so long as the non-employee director continues to provide services to the Company through such vesting date. F2 · derivative.expiration_date: The RSUs will vest on the earlier of (i) the date of the next annual meeting of the Company's shareholders following the grant date and (i) the first anniversary of the grant date, in each case so long as the non-employee director continues to provide services to the Company through such vesting date. Read SEC document |
| April 27, 2022 Filed May 13, 2022 00:26 UTC |
Sherman Rachel E.Director
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Exercise / conversionClass A Common Stock | 12,836 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-028696 · doc4.xml · nonDerivative · entry 1 Sherman Rachel E. · CIK 0001784705 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,836 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Class A Common Stock upon settlement for no consideration. Read SEC document |
| April 27, 2022 Filed May 13, 2022 00:25 UTC |
Turner NatDirector
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Exercise / conversionRestricted Stock Unit · Derivative | 12,836 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-028695 · doc4.xml · derivative · entry 2 Turner Nat · CIK 0001822293 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 12,836 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Class A Common Stock upon settlement for no consideration. F2 · derivative.exercise_date: The RSUs will vest on the earlier of (i) the date of the next annual meeting of the Company's shareholders following the grant date and (i) the first anniversary of the grant date, in each case so long as the non-employee director continues to provide services to the Company through such vesting date. F2 · derivative.expiration_date: The RSUs will vest on the earlier of (i) the date of the next annual meeting of the Company's shareholders following the grant date and (i) the first anniversary of the grant date, in each case so long as the non-employee director continues to provide services to the Company through such vesting date. Read SEC document |
| April 27, 2022 Filed May 13, 2022 00:25 UTC |
Turner NatDirector
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Exercise / conversionClass A Common Stock | 12,836 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-028695 · doc4.xml · nonDerivative · entry 1 Turner Nat · CIK 0001822293 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,836 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Class A Common Stock upon settlement for no consideration. Read SEC document |
| April 27, 2022 Filed May 13, 2022 00:24 UTC |
Pellini Michael JDirector
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Exercise / conversionRestricted Stock Unit · Derivative | 12,836 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-028693 · doc4.xml · derivative · entry 2 Pellini Michael J · CIK 0001402017 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 12,836 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Class A Common Stock upon settlement for no consideration. F2 · derivative.exercise_date: The RSUs will vest on the earlier of (i) the date of the next annual meeting of the Company's shareholders following the grant date and (i) the first anniversary of the grant date, in each case so long as the non-employee director continues to provide services to the Company through such vesting date. F2 · derivative.expiration_date: The RSUs will vest on the earlier of (i) the date of the next annual meeting of the Company's shareholders following the grant date and (i) the first anniversary of the grant date, in each case so long as the non-employee director continues to provide services to the Company through such vesting date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.