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Schadt Eric

Disclosed activity across 1 company

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126983
SEC CIK
0001873468

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
GeneDx Holdings Corp.SMFR · Entity 1634Director · President & Chief R&D OfficerMay 20, 2022May 24, 2022

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

GeneDx Holdings Corp.

Report date May 20, 2022 · Filed May 24, 2022

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect243,380 Reported balance After 2022-05-20 transaction · row 1
1 source row

Row 1 · 2022-05-20 · Purchase · Acquired 100,000 · Balance 243,380

F1: The reported transactions disclosed herein may constitute short-swing profits under Section 16(b) of the Exchange Act in relation to certain previously reported transactions executed by the Issuer's stock administrator as tax withholding sales that did not reflect investment intent of the Reporting Person. The Reporting Person is calculating any profit realized from the transactions and will promptly disgorge to the Issuer the full amount of any recoverable profits should an exemption for the transactions not be available.

F2: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.895 to $1.95, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth herein.

Filing footnotes · ownership attribution and instrument terms

F1: The reported transactions disclosed herein may constitute short-swing profits under Section 16(b) of the Exchange Act in relation to certain previously reported transactions executed by the Issuer's stock administrator as tax withholding sales that did not reflect investment intent of the Reporting Person. The Reporting Person is calculating any profit realized from the transactions and will promptly disgorge to the Issuer the full amount of any recoverable profits should an exemption for the transactions not be available.

F2: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.895 to $1.95, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth herein.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
May 20, 2022 Filed May 24, 2022 20:35 UTC GeneDx Holdings Corp. SMFR · Entity 1634 PurchaseClass A Common Stock 100,000 $1.92 $192,480.00
Disclosure

SEC source: 0001209191-22-031764 · doc4.xml · nonDerivative · entry 1

Schadt Eric · CIK 0001873468 · Director · President & Chief R&D Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 243,380

F1 · kind: The reported transactions disclosed herein may constitute short-swing profits under Section 16(b) of the Exchange Act in relation to certain previously reported transactions executed by the Issuer's stock administrator as tax withholding sales that did not reflect investment intent of the Reporting Person. The Reporting Person is calculating any profit realized from the transactions and will promptly disgorge to the Issuer the full amount of any recoverable profits should an exemption for the transactions not be available.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.895 to $1.95, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth herein.

Read SEC document
April 28, 2022 Filed May 2, 2022 18:48 UTC GeneDx Holdings Corp. SMFR · Entity 1634 SaleClass A Common Stock 35,899 $2.18 $78,274.18
Disclosure

SEC source: 0001209191-22-026493 · doc4.xml · nonDerivative · entry 1

Schadt Eric · CIK 0001873468 · Director · President & Chief R&D Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,380

F1 · kind: The sales reported on this Form 4 represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units. The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.18 to $2.20, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

Read SEC document
April 25, 2022 Filed Apr 27, 2022 19:04 UTC GeneDx Holdings Corp. SMFR · Entity 1634 Exercise / conversionRestricted Stock Unit · Derivative 78,812 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-025888 · doc4.xml · derivative · entry 2

Schadt Eric · CIK 0001873468 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,024,563

Underlying: Class A Common Stock · 78,812 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive 1 share of the Issuer's Class A Common Stock upon settlement for no consideration.

F2 · derivative.exercise_date: 6.25% vest in quarterly installments over the four-year period commencing on July 25, 2021 until fully vested, subject to the Reporting Person's continued service to the Issuer on each vesting date.

F2 · derivative.expiration_date: 6.25% vest in quarterly installments over the four-year period commencing on July 25, 2021 until fully vested, subject to the Reporting Person's continued service to the Issuer on each vesting date.

Read SEC document
April 25, 2022 Filed Apr 27, 2022 19:04 UTC GeneDx Holdings Corp. SMFR · Entity 1634 Exercise / conversionClass A Common Stock 78,812 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-025888 · doc4.xml · nonDerivative · entry 1

Schadt Eric · CIK 0001873468 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 179,279

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive 1 share of the Issuer's Class A Common Stock upon settlement for no consideration.

Read SEC document
April 04, 2022 Filed Apr 6, 2022 17:15 UTC GeneDx Holdings Corp. SMFR · Entity 1634 GrantRestricted Stock Unit · Derivative 365,972 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-023516 · doc4.xml · derivative · entry 2

Schadt Eric · CIK 0001873468 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 365,972

Underlying: Class A Common Stock · 365,972 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive 1 share of the Issuer's Class A Common Stock upon settlement for no consideration.

F1 · derivative.exercise_date: 6.25% vest in quarterly installments over the four-year period commencing on April 1, 2022 until fully vested, subject to the Reporting Person's continued service to the Issuer on each vesting date.

F1 · derivative.expiration_date: 6.25% vest in quarterly installments over the four-year period commencing on April 1, 2022 until fully vested, subject to the Reporting Person's continued service to the Issuer on each vesting date.

Read SEC document
April 04, 2022 Filed Apr 6, 2022 17:15 UTC GeneDx Holdings Corp. SMFR · Entity 1634 GrantEmployee Stock Option (Right to Buy) · Derivative 635,368 $0.00 Strike: $3.05 $0.00
Disclosure

SEC source: 0001209191-22-023516 · doc4.xml · derivative · entry 1

Schadt Eric · CIK 0001873468 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 635,368

Underlying: Class A Common Stock · 635,368 shares

Expires 2032-04-03

F1 · derivative.exercise_date: 6.25% vest in quarterly installments over the four-year period commencing on April 1, 2022 until fully vested, subject to the Reporting Person's continued service to the Issuer on each vesting date.

Read SEC document
January 28, 2022 Filed Feb 2, 2022 21:26 UTC GeneDx Holdings Corp. SMFR · Entity 1634 SaleClass A Common Stock 29,100 $2.84 $82,667.28
Disclosure

SEC source: 0001209191-22-006609 · doc4.xml · nonDerivative · entry 1

Schadt Eric · CIK 0001873468 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,467

F1 · kind: The sales reported on this Form 4 represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units ("RSUs"). The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.84 to $2.87, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

Read SEC document
January 25, 2022 Filed Jan 27, 2022 20:26 UTC GeneDx Holdings Corp. SMFR · Entity 1634 Exercise / conversionRestricted Stock Unit · Derivative 78,812 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-005286 · doc4.xml · derivative · entry 2

Schadt Eric · CIK 0001873468 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,103,375

Underlying: Class A Common Stock · 78,812 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive 1 share of the Issuer's Class A Common Stock upon settlement for no consideration.

F2 · derivative.exercise_date: 6.25% vest in quarterly installments over the four-year period commencing on July 25, 2021 until fully vested, subject to the Reporting Person's continued service to the Issuer on each vesting date.

F2 · derivative.expiration_date: 6.25% vest in quarterly installments over the four-year period commencing on July 25, 2021 until fully vested, subject to the Reporting Person's continued service to the Issuer on each vesting date.

Read SEC document
January 25, 2022 Filed Jan 27, 2022 20:26 UTC GeneDx Holdings Corp. SMFR · Entity 1634 Exercise / conversionClass A Common Stock 78,812 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-005286 · doc4.xml · nonDerivative · entry 1

Schadt Eric · CIK 0001873468 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,567

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive 1 share of the Issuer's Class A Common Stock upon settlement for no consideration.

Read SEC document
December 09, 2021 Filed Dec 13, 2021 19:07 UTC GeneDx Holdings Corp. SMFR · Entity 1634 GrantRestricted Stock Unit · Derivative 201,474 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-069329 · doc4.xml · derivative · entry 5

Schadt Eric · CIK 0001873468 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 201,474

Underlying: Class A Common Stock · 201,474 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Class A Common Stock upon settlement for no consideration, granted pursuant to the terms of that certain Agreement and Plan of Merger, dated as of February 9, 2021 (as amended, the "Merger Agreement"), by and among CM Life Sciences, Inc., S-IV Sub, Inc. and Mount Sinai Genomics, Inc. d/b/a Sema4. In addition, in the event that any similar RSUs are forfeited (for example, as a result of the recipient no longer being an employee of the Issuer), the Merger Agreement provides for the shares underlying such forfeited RSUs to become available for issuance to other RSU recipients. Therefore, each RSU also represents to right to receive additional shares of the Issuer's Class A Common Stock from this "forfeiture pool". The number of shares of the Issuer's Class A Common Stock that may be issued to the Reporting Person pursuant to the "forfeiture pool" is not determinable at this time.

F2 · derivative.exercise_price: [cont'd from footnote 1] Any shares of the Issuer's Class A Common Stock ultimately issued to the Reporting Person in respect of each RSU will be reported in a subsequent filing.

F6 · derivative.exercise_date: The vesting of the RSUs is conditioned on the satisfaction of both a service requirement and a market-based requirement. The service requirement is deemed satisfied as of the grant date with respect to 100,737 of the RSUs, and will be satisfied with respect to the remainder of the RSUs over 8 quarterly periods, subject to the Reporting Person's continued service to the Issuer on each service-based vesting date.

F6 · derivative.expiration_date: The vesting of the RSUs is conditioned on the satisfaction of both a service requirement and a market-based requirement. The service requirement is deemed satisfied as of the grant date with respect to 100,737 of the RSUs, and will be satisfied with respect to the remainder of the RSUs over 8 quarterly periods, subject to the Reporting Person's continued service to the Issuer on each service-based vesting date.

Read SEC document
December 09, 2021 Filed Dec 13, 2021 19:07 UTC GeneDx Holdings Corp. SMFR · Entity 1634 GrantRestricted Stock Unit · Derivative 83,716 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-069329 · doc4.xml · derivative · entry 4

Schadt Eric · CIK 0001873468 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,716

Underlying: Class A Common Stock · 83,716 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Class A Common Stock upon settlement for no consideration, granted pursuant to the terms of that certain Agreement and Plan of Merger, dated as of February 9, 2021 (as amended, the "Merger Agreement"), by and among CM Life Sciences, Inc., S-IV Sub, Inc. and Mount Sinai Genomics, Inc. d/b/a Sema4. In addition, in the event that any similar RSUs are forfeited (for example, as a result of the recipient no longer being an employee of the Issuer), the Merger Agreement provides for the shares underlying such forfeited RSUs to become available for issuance to other RSU recipients. Therefore, each RSU also represents to right to receive additional shares of the Issuer's Class A Common Stock from this "forfeiture pool". The number of shares of the Issuer's Class A Common Stock that may be issued to the Reporting Person pursuant to the "forfeiture pool" is not determinable at this time.

F2 · derivative.exercise_price: [cont'd from footnote 1] Any shares of the Issuer's Class A Common Stock ultimately issued to the Reporting Person in respect of each RSU will be reported in a subsequent filing.

F5 · derivative.exercise_date: The vesting of the RSUs is conditioned on the satisfaction of both a service requirement and a market-based requirement. The service requirement is deemed satisfied as of the grant date with respect to 54,532 of the RSUs, and will be satisfied with respect to the remainder of the RSUs over 5 semi-annual periods, subject to the Reporting Person's continued service to the Issuer on each service-based vesting date.

F5 · derivative.expiration_date: The vesting of the RSUs is conditioned on the satisfaction of both a service requirement and a market-based requirement. The service requirement is deemed satisfied as of the grant date with respect to 54,532 of the RSUs, and will be satisfied with respect to the remainder of the RSUs over 5 semi-annual periods, subject to the Reporting Person's continued service to the Issuer on each service-based vesting date.

Read SEC document
December 09, 2021 Filed Dec 13, 2021 19:07 UTC GeneDx Holdings Corp. SMFR · Entity 1634 GrantRestricted Stock Unit · Derivative 197,394 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-069329 · doc4.xml · derivative · entry 3

Schadt Eric · CIK 0001873468 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 197,394

Underlying: Class A Common Stock · 197,394 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Class A Common Stock upon settlement for no consideration, granted pursuant to the terms of that certain Agreement and Plan of Merger, dated as of February 9, 2021 (as amended, the "Merger Agreement"), by and among CM Life Sciences, Inc., S-IV Sub, Inc. and Mount Sinai Genomics, Inc. d/b/a Sema4. In addition, in the event that any similar RSUs are forfeited (for example, as a result of the recipient no longer being an employee of the Issuer), the Merger Agreement provides for the shares underlying such forfeited RSUs to become available for issuance to other RSU recipients. Therefore, each RSU also represents to right to receive additional shares of the Issuer's Class A Common Stock from this "forfeiture pool". The number of shares of the Issuer's Class A Common Stock that may be issued to the Reporting Person pursuant to the "forfeiture pool" is not determinable at this time.

F2 · derivative.exercise_price: [cont'd from footnote 1] Any shares of the Issuer's Class A Common Stock ultimately issued to the Reporting Person in respect of each RSU will be reported in a subsequent filing.

F3 · derivative.exercise_date: The vesting of the RSUs is conditioned on the satisfaction of both a service requirement and a market-based requirement. The service requirement is deemed satisfied as of the grant date.

F3 · derivative.expiration_date: The vesting of the RSUs is conditioned on the satisfaction of both a service requirement and a market-based requirement. The service requirement is deemed satisfied as of the grant date.

Read SEC document
December 09, 2021 Filed Dec 13, 2021 19:07 UTC GeneDx Holdings Corp. SMFR · Entity 1634 GrantRestricted Stock Unit · Derivative 35,012 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-069329 · doc4.xml · derivative · entry 2

Schadt Eric · CIK 0001873468 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,012

Underlying: Class A Common Stock · 35,012 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Class A Common Stock upon settlement for no consideration, granted pursuant to the terms of that certain Agreement and Plan of Merger, dated as of February 9, 2021 (as amended, the "Merger Agreement"), by and among CM Life Sciences, Inc., S-IV Sub, Inc. and Mount Sinai Genomics, Inc. d/b/a Sema4. In addition, in the event that any similar RSUs are forfeited (for example, as a result of the recipient no longer being an employee of the Issuer), the Merger Agreement provides for the shares underlying such forfeited RSUs to become available for issuance to other RSU recipients. Therefore, each RSU also represents to right to receive additional shares of the Issuer's Class A Common Stock from this "forfeiture pool". The number of shares of the Issuer's Class A Common Stock that may be issued to the Reporting Person pursuant to the "forfeiture pool" is not determinable at this time.

F2 · derivative.exercise_price: [cont'd from footnote 1] Any shares of the Issuer's Class A Common Stock ultimately issued to the Reporting Person in respect of each RSU will be reported in a subsequent filing.

F4 · derivative.exercise_date: The vesting of the RSUs is conditioned on the satisfaction of both a service requirement and a market-based requirement. The service requirement is deemed satisfied as of the grant date with respect to 12,254 of the RSUs, and will be satisfied with respect to the remainder of the RSUs over 4 vesting periods, subject to the Reporting Person's continued service to the Issuer on each service-based vesting date.

F4 · derivative.expiration_date: The vesting of the RSUs is conditioned on the satisfaction of both a service requirement and a market-based requirement. The service requirement is deemed satisfied as of the grant date with respect to 12,254 of the RSUs, and will be satisfied with respect to the remainder of the RSUs over 4 vesting periods, subject to the Reporting Person's continued service to the Issuer on each service-based vesting date.

Read SEC document
December 09, 2021 Filed Dec 13, 2021 19:07 UTC GeneDx Holdings Corp. SMFR · Entity 1634 GrantRestricted Stock Unit · Derivative 223,557 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-069329 · doc4.xml · derivative · entry 1

Schadt Eric · CIK 0001873468 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 223,557

Underlying: Class A Common Stock · 223,557 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Class A Common Stock upon settlement for no consideration, granted pursuant to the terms of that certain Agreement and Plan of Merger, dated as of February 9, 2021 (as amended, the "Merger Agreement"), by and among CM Life Sciences, Inc., S-IV Sub, Inc. and Mount Sinai Genomics, Inc. d/b/a Sema4. In addition, in the event that any similar RSUs are forfeited (for example, as a result of the recipient no longer being an employee of the Issuer), the Merger Agreement provides for the shares underlying such forfeited RSUs to become available for issuance to other RSU recipients. Therefore, each RSU also represents to right to receive additional shares of the Issuer's Class A Common Stock from this "forfeiture pool". The number of shares of the Issuer's Class A Common Stock that may be issued to the Reporting Person pursuant to the "forfeiture pool" is not determinable at this time.

F2 · derivative.exercise_price: [cont'd from footnote 1] Any shares of the Issuer's Class A Common Stock ultimately issued to the Reporting Person in respect of each RSU will be reported in a subsequent filing.

F3 · derivative.exercise_date: The vesting of the RSUs is conditioned on the satisfaction of both a service requirement and a market-based requirement. The service requirement is deemed satisfied as of the grant date.

F3 · derivative.expiration_date: The vesting of the RSUs is conditioned on the satisfaction of both a service requirement and a market-based requirement. The service requirement is deemed satisfied as of the grant date.

Read SEC document
December 01, 2021 Filed Dec 3, 2021 18:55 UTC GeneDx Holdings Corp. SMFR · Entity 1634 Tax withholdingClass A Common Stock 5,452 $5.52 $30,095.04
Disclosure

SEC source: 0001209191-21-067985 · doc4.xml · nonDerivative · entry 2

Schadt Eric · CIK 0001873468 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,755

F2 · kind: Represents the number of shares required to be sold by the Reporting Person to cover certain tax obligation in connection with the stock bonus granted to the reporting person. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.51 to $5.64, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

Read SEC document
December 01, 2021 Filed Dec 3, 2021 18:55 UTC GeneDx Holdings Corp. SMFR · Entity 1634 GrantClass A Common Stock 10,727 $6.05 $64,898.35
Disclosure

SEC source: 0001209191-21-067985 · doc4.xml · nonDerivative · entry 1

Schadt Eric · CIK 0001873468 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,207

F1 · shares: The indicated shares were issued to Reporting Person as a stock bonus in connection with the elimination of Issuer's sabbatical leave program, in which all employees of Issuer hired on or before June 30, 2021 were provided an opportunity to receive a stock bonus in lieu of their continued eligibility to take sabbatical leave. The stock bonus was fully vested as of the date of issuance.

Read SEC document
October 25, 2021 Filed Nov 2, 2021 20:19 UTC GeneDx Holdings Corp. SMFR · Entity 1634 Exercise / conversionRestricted Stock Unit · Derivative 78,812 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-062548 · doc4.xml · derivative · entry 3

Schadt Eric · CIK 0001873468 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,182,187

Underlying: Class A Common Stock · 78,812 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Class A Common Stock upon settlement for no consideration.

F3 · derivative.exercise_date: 6.25% vest in quarterly installments over the four-year period commencing on July 25, 2021 until fully vested, subject to the Reporting Person's continued service to the Issuer on each vesting date.

F3 · derivative.expiration_date: 6.25% vest in quarterly installments over the four-year period commencing on July 25, 2021 until fully vested, subject to the Reporting Person's continued service to the Issuer on each vesting date.

Read SEC document
October 25, 2021 Filed Nov 2, 2021 20:19 UTC GeneDx Holdings Corp. SMFR · Entity 1634 SaleClass A Common Stock 33,332 $7.54 $251,323.28
Disclosure

SEC source: 0001209191-21-062548 · doc4.xml · nonDerivative · entry 2

Schadt Eric · CIK 0001873468 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,480

F2 · kind: The sale reported on this Form 4 represents shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of RSUs. The sale was to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person.

Read SEC document
October 25, 2021 Filed Nov 2, 2021 20:19 UTC GeneDx Holdings Corp. SMFR · Entity 1634 Exercise / conversionClass A Common Stock 78,812 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-062548 · doc4.xml · nonDerivative · entry 1

Schadt Eric · CIK 0001873468 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,812

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Class A Common Stock upon settlement for no consideration.

Read SEC document
October 01, 2021 Filed Oct 5, 2021 21:42 UTC GeneDx Holdings Corp. SMFR · Entity 1634 GrantRestricted Stock Unit · Derivative 1,260,999 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-059755 · doc4.xml · derivative · entry 2

Schadt Eric · CIK 0001873468 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,260,999

Underlying: Class A Common Stock · 1,260,999 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive 1 share of the Issuer's Class A Common Stock upon settlement for no consideration.

F1 · derivative.exercise_date: 6.25% vest in quarterly installments over the four-year period commencing on July 25, 2021 until fully vested, subject to the Reporting Person's continued service to the Issuer on each vesting date.

F1 · derivative.expiration_date: 6.25% vest in quarterly installments over the four-year period commencing on July 25, 2021 until fully vested, subject to the Reporting Person's continued service to the Issuer on each vesting date.

Read SEC document
October 01, 2021 Filed Oct 5, 2021 21:42 UTC GeneDx Holdings Corp. SMFR · Entity 1634 GrantEmployee Stock Option (Right to Buy) · Derivative 840,666 $0.00 Strike: $7.62 $0.00
Disclosure

SEC source: 0001209191-21-059755 · doc4.xml · derivative · entry 1

Schadt Eric · CIK 0001873468 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 840,666

Underlying: Class A Common Stock · 840,666 shares

Expires 2031-09-30

F1 · derivative.exercise_date: 6.25% vest in quarterly installments over the four-year period commencing on July 25, 2021 until fully vested, subject to the Reporting Person's continued service to the Issuer on each vesting date.

Read SEC document
July 22, 2021 Filed Jul 26, 2021 18:50 UTC GeneDx Holdings Corp. SMFR · Entity 1634 GrantEmployee Stock Option (Right to Buy) · Derivative 2,311,488 Not disclosed Strike: $0.77 Not disclosed
Disclosure

SEC source: 0001209191-21-048228 · doc4.xml · derivative · entry 5

Schadt Eric · CIK 0001873468 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,311,488

Underlying: Class A Common Stock · 2,311,488 shares

Expires 2030-02-17

F2 · price: Pursuant to the business combination between the Issuer (which was formerly known as CM Life Sciences, Inc.) and Mount Sinai Genomics, Inc. d/b/a Sema4 ("Sema4"), each share of Sema4 outstanding common stock was automatically converted into the right to shares of the Issuer's Class A Common Stock based on a 1 to 123.8338 exchange ratio ("Exchange Ratio"). In addition, each outstanding Sema4 equity award was automatically converted into a corresponding equity award of the Issuer based on the Exchange Ratio and with the same terms and vesting conditions as the Sema4 equity awards.

F3 · derivative.exercise_date: 6.25% of the total shares underlying the option vest in quarterly installments until fully vested, subject to the Reporting Person's continued service to the Issuer on each vesting date.

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July 22, 2021 Filed Jul 26, 2021 18:50 UTC GeneDx Holdings Corp. SMFR · Entity 1634 GrantEmployee Stock Option (Right to Buy) · Derivative 960,472 Not disclosed Strike: $0.77 Not disclosed
Disclosure

SEC source: 0001209191-21-048228 · doc4.xml · derivative · entry 4

Schadt Eric · CIK 0001873468 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 960,472

Underlying: Class A Common Stock · 960,472 shares

Expires 2029-10-16

F2 · price: Pursuant to the business combination between the Issuer (which was formerly known as CM Life Sciences, Inc.) and Mount Sinai Genomics, Inc. d/b/a Sema4 ("Sema4"), each share of Sema4 outstanding common stock was automatically converted into the right to shares of the Issuer's Class A Common Stock based on a 1 to 123.8338 exchange ratio ("Exchange Ratio"). In addition, each outstanding Sema4 equity award was automatically converted into a corresponding equity award of the Issuer based on the Exchange Ratio and with the same terms and vesting conditions as the Sema4 equity awards.

F3 · derivative.exercise_date: 6.25% of the total shares underlying the option vest in quarterly installments until fully vested, subject to the Reporting Person's continued service to the Issuer on each vesting date.

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July 22, 2021 Filed Jul 26, 2021 18:50 UTC GeneDx Holdings Corp. SMFR · Entity 1634 GrantEmployee Stock Option (Right to Buy) · Derivative 401,699 Not disclosed Strike: $0.77 Not disclosed
Disclosure

SEC source: 0001209191-21-048228 · doc4.xml · derivative · entry 3

Schadt Eric · CIK 0001873468 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 401,699

Underlying: Class A Common Stock · 401,699 shares

Expires 2029-10-16

F2 · price: Pursuant to the business combination between the Issuer (which was formerly known as CM Life Sciences, Inc.) and Mount Sinai Genomics, Inc. d/b/a Sema4 ("Sema4"), each share of Sema4 outstanding common stock was automatically converted into the right to shares of the Issuer's Class A Common Stock based on a 1 to 123.8338 exchange ratio ("Exchange Ratio"). In addition, each outstanding Sema4 equity award was automatically converted into a corresponding equity award of the Issuer based on the Exchange Ratio and with the same terms and vesting conditions as the Sema4 equity awards.

F3 · derivative.exercise_date: 6.25% of the total shares underlying the option vest in quarterly installments until fully vested, subject to the Reporting Person's continued service to the Issuer on each vesting date.

Read SEC document
July 22, 2021 Filed Jul 26, 2021 18:50 UTC GeneDx Holdings Corp. SMFR · Entity 1634 GrantEmployee Stock Option (Right to Buy) · Derivative 2,264,674 Not disclosed Strike: $0.15 Not disclosed
Disclosure

SEC source: 0001209191-21-048228 · doc4.xml · derivative · entry 2

Schadt Eric · CIK 0001873468 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,264,674

Underlying: Class A Common Stock · 2,264,674 shares

Expires 2027-05-31

F2 · price: Pursuant to the business combination between the Issuer (which was formerly known as CM Life Sciences, Inc.) and Mount Sinai Genomics, Inc. d/b/a Sema4 ("Sema4"), each share of Sema4 outstanding common stock was automatically converted into the right to shares of the Issuer's Class A Common Stock based on a 1 to 123.8338 exchange ratio ("Exchange Ratio"). In addition, each outstanding Sema4 equity award was automatically converted into a corresponding equity award of the Issuer based on the Exchange Ratio and with the same terms and vesting conditions as the Sema4 equity awards.

F1 · derivative.exercise_date: This option is fully vested.

Read SEC document
July 22, 2021 Filed Jul 26, 2021 18:50 UTC GeneDx Holdings Corp. SMFR · Entity 1634 GrantEmployee Stock Option (Right to Buy) · Derivative 2,564,847 Not disclosed Strike: $0.15 Not disclosed
Disclosure

SEC source: 0001209191-21-048228 · doc4.xml · derivative · entry 1

Schadt Eric · CIK 0001873468 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,564,847

Underlying: Class A Common Stock · 2,564,847 shares

Expires 2027-05-31

F2 · price: Pursuant to the business combination between the Issuer (which was formerly known as CM Life Sciences, Inc.) and Mount Sinai Genomics, Inc. d/b/a Sema4 ("Sema4"), each share of Sema4 outstanding common stock was automatically converted into the right to shares of the Issuer's Class A Common Stock based on a 1 to 123.8338 exchange ratio ("Exchange Ratio"). In addition, each outstanding Sema4 equity award was automatically converted into a corresponding equity award of the Issuer based on the Exchange Ratio and with the same terms and vesting conditions as the Sema4 equity awards.

F1 · derivative.exercise_date: This option is fully vested.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.