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WELLS FARGO & COMPANY/MN

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2824
SEC CIK
0000072971
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2,929

Last 12 months

Inside the activity.

0 purchase rows · 3 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202603
Mar 202600
Apr 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 15, 2015 Filed Mar 17, 2015 20:54 UTC
TOLSTEDT CARRIE LSr. Executive Vice President
Exercise / conversionCommon Stock, $1 2/3 Par Value 1,704.2012 $0.00 $0.00
Disclosure

SEC source: 0001127602-15-011680 · form4.xml · nonDerivative · entry 5

TOLSTEDT CARRIE L · CIK 0001201261 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,354.2012

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Number of shares represents a RSR vesting on 3/15/2015. Original grant date was 3/8/2013. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs).

Read SEC document
March 15, 2015 Filed Mar 17, 2015 20:54 UTC
TOLSTEDT CARRIE LSr. Executive Vice President
Tax withholdingCommon Stock, $1 2/3 Par Value 769.2484 $55.34 $42,570.21
Disclosure

SEC source: 0001127602-15-011680 · form4.xml · nonDerivative · entry 4

TOLSTEDT CARRIE L · CIK 0001201261 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,650

Read SEC document
March 15, 2015 Filed Mar 17, 2015 20:54 UTC
TOLSTEDT CARRIE LSr. Executive Vice President
Exercise / conversionCommon Stock, $1 2/3 Par Value 1,542.2484 $0.00 $0.00
Disclosure

SEC source: 0001127602-15-011680 · form4.xml · nonDerivative · entry 3

TOLSTEDT CARRIE L · CIK 0001201261 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,419.2484

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Number of shares represents a RSR vesting on 3/15/2015. Original grant date was 2/28/2012. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs).

Read SEC document
March 15, 2015 Filed Mar 17, 2015 20:54 UTC
TOLSTEDT CARRIE LSr. Executive Vice President
Tax withholdingCommon Stock, $1 2/3 Par Value 149,358.6997 $55.34 $8,265,510.44
Disclosure

SEC source: 0001127602-15-011680 · form4.xml · nonDerivative · entry 2

TOLSTEDT CARRIE L · CIK 0001201261 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,877

Read SEC document
March 15, 2015 Filed Mar 17, 2015 20:54 UTC
TOLSTEDT CARRIE LSr. Executive Vice President
Exercise / conversionCommon Stock, $1 2/3 Par Value 286,235.6997 $0.00 $0.00
Disclosure

SEC source: 0001127602-15-011680 · form4.xml · nonDerivative · entry 1

TOLSTEDT CARRIE L · CIK 0001201261 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 286,235.6997

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These shares represent common stock of Wells Fargo & Company (the "Company") acquired on March 15, 2015 upon settlement of a Performance Share award granted on February 28, 2012 in connection with the attainment of pre-established performance goals over the three-year performance period ended December 31, 2014 (as previously disclosed on a Form 4 filed on March 3, 2015).

Read SEC document
March 15, 2015 Filed Mar 17, 2015 21:07 UTC
Shrewsberry John R.Senior Executive VP & CFO
Exercise / conversionRestricted Share Right · Derivative 7,552.5104 $0.00 $0.00
Disclosure

SEC source: 0001127602-15-011696 · form4.xml · derivative · entry 17

Shrewsberry John R. · CIK 0001608198 · Senior Executive VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,103.9937

Underlying: Common Stock, $1 2/3 Par Value · 7,552.5104 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock.

F13 · derivative.exercise_date: These RSRs vest in three installments: one-third on 3/15/2015, 3/15/2016, and 3/15/2017. These RSRs were granted to the reporting person as part of the reporting person's 2013 annual incentive compensation award.

F13 · derivative.expiration_date: These RSRs vest in three installments: one-third on 3/15/2015, 3/15/2016, and 3/15/2017. These RSRs were granted to the reporting person as part of the reporting person's 2013 annual incentive compensation award.

Read SEC document
March 15, 2015 Filed Mar 17, 2015 21:07 UTC
Shrewsberry John R.Senior Executive VP & CFO
Exercise / conversionRestricted Share Right · Derivative 10,297.0068 $0.00 $0.00
Disclosure

SEC source: 0001127602-15-011696 · form4.xml · derivative · entry 16

Shrewsberry John R. · CIK 0001608198 · Senior Executive VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,297.0072

Underlying: Common Stock, $1 2/3 Par Value · 10,297.0068 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock.

F12 · derivative.exercise_date: These RSRs vest in three installments: one-third on 3/15/2014, 3/15/2015, and 3/15/2016. These RSRs were granted to the reporting person as part of the reporting person's 2012 annual incentive compensation award.

F12 · derivative.expiration_date: These RSRs vest in three installments: one-third on 3/15/2014, 3/15/2015, and 3/15/2016. These RSRs were granted to the reporting person as part of the reporting person's 2012 annual incentive compensation award.

Read SEC document
March 15, 2015 Filed Mar 17, 2015 21:07 UTC
Shrewsberry John R.Senior Executive VP & CFO
Exercise / conversionRestricted Share Right · Derivative 11,140.7604 $0.00 $0.00
Disclosure

SEC source: 0001127602-15-011696 · form4.xml · derivative · entry 15

Shrewsberry John R. · CIK 0001608198 · Senior Executive VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $1 2/3 Par Value · 11,140.7604 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock.

F11 · derivative.exercise_date: These RSRs vest in three installments: one-third on 3/15/2013, 3/15/2014, and 3/15/2015. These RSRs were granted to the reporting person as part of the reporting person's 2011 annual incentive compensation award.

F11 · derivative.expiration_date: These RSRs vest in three installments: one-third on 3/15/2013, 3/15/2014, and 3/15/2015. These RSRs were granted to the reporting person as part of the reporting person's 2011 annual incentive compensation award.

Read SEC document
March 15, 2015 Filed Mar 17, 2015 21:07 UTC
Shrewsberry John R.Senior Executive VP & CFO
Exercise / conversionRestricted Share Right · Derivative 49,170.9398 $0.00 $0.00
Disclosure

SEC source: 0001127602-15-011696 · form4.xml · derivative · entry 14

Shrewsberry John R. · CIK 0001608198 · Senior Executive VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $1 2/3 Par Value · 49,170.9398 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock.

F10 · derivative.exercise_date: These RSRs vest in three installments: 30% on 3/15/2013, 30% on 3/15/2014, and 40% on 3/15/2015.

F10 · derivative.expiration_date: These RSRs vest in three installments: 30% on 3/15/2013, 30% on 3/15/2014, and 40% on 3/15/2015.

Read SEC document
March 15, 2015 Filed Mar 17, 2015 21:07 UTC
Shrewsberry John R.Senior Executive VP & CFO
Exercise / conversion2012 Performance Shares · Derivative 108,422.1516 $0.00 $0.00
Disclosure

SEC source: 0001127602-15-011696 · form4.xml · derivative · entry 13

Shrewsberry John R. · CIK 0001608198 · Senior Executive VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $1 2/3 Par Value · 108,422.1516 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Each Performance Share represents a contingent right to receive one share of Company common stock upon vesting based on the attainment of pre-established performance goals.

F8 · derivative.exercise_date: Represents the maximum number of 2012 Performance Shares earned based on the Company's attainment of pre-established performance goals for the three-year performance period ended December 31, 2014, as provided under the terms of a Performance Share award granted on February 28, 2012, which is exempt under Rule 16b-3(d). The 2012 Performance Shares will be settled in shares of common stock of the Company on March 15, 2015. As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

F8 · derivative.expiration_date: Represents the maximum number of 2012 Performance Shares earned based on the Company's attainment of pre-established performance goals for the three-year performance period ended December 31, 2014, as provided under the terms of a Performance Share award granted on February 28, 2012, which is exempt under Rule 16b-3(d). The 2012 Performance Shares will be settled in shares of common stock of the Company on March 15, 2015. As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

Read SEC document
March 15, 2015 Filed Mar 17, 2015 21:07 UTC
Shrewsberry John R.Senior Executive VP & CFO
Tax withholdingCommon Stock, $1 2/3 Par Value 3,941.5104 $55.34 $218,123.19
Disclosure

SEC source: 0001127602-15-011696 · form4.xml · nonDerivative · entry 10

Shrewsberry John R. · CIK 0001608198 · Senior Executive VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,386

Read SEC document
March 15, 2015 Filed Mar 17, 2015 21:07 UTC
Shrewsberry John R.Senior Executive VP & CFO
Exercise / conversionCommon Stock, $1 2/3 Par Value 7,552.5104 $0.00 $0.00
Disclosure

SEC source: 0001127602-15-011696 · form4.xml · nonDerivative · entry 9

Shrewsberry John R. · CIK 0001608198 · Senior Executive VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,327.5104

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · shares: Number of shares represents a RSR vesting on 3/15/2015. Original grant date was 2/25/2014. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs).

Read SEC document
March 15, 2015 Filed Mar 17, 2015 21:07 UTC
Shrewsberry John R.Senior Executive VP & CFO
Tax withholdingCommon Stock, $1 2/3 Par Value 5,373.0068 $55.34 $297,342.20
Disclosure

SEC source: 0001127602-15-011696 · form4.xml · nonDerivative · entry 8

Shrewsberry John R. · CIK 0001608198 · Senior Executive VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,775

Read SEC document
March 15, 2015 Filed Mar 17, 2015 21:07 UTC
Shrewsberry John R.Senior Executive VP & CFO
Exercise / conversionCommon Stock, $1 2/3 Par Value 10,297.0068 $0.00 $0.00
Disclosure

SEC source: 0001127602-15-011696 · form4.xml · nonDerivative · entry 7

Shrewsberry John R. · CIK 0001608198 · Senior Executive VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,148.0068

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Number of shares represents a RSR vesting on 3/15/2015. Original grant date was 2/26/2013. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs).

Read SEC document
March 15, 2015 Filed Mar 17, 2015 21:07 UTC
Shrewsberry John R.Senior Executive VP & CFO
Tax withholdingCommon Stock, $1 2/3 Par Value 5,813.7604 $55.34 $321,733.50
Disclosure

SEC source: 0001127602-15-011696 · form4.xml · nonDerivative · entry 6

Shrewsberry John R. · CIK 0001608198 · Senior Executive VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,851

Read SEC document
March 15, 2015 Filed Mar 17, 2015 21:07 UTC
Shrewsberry John R.Senior Executive VP & CFO
Exercise / conversionCommon Stock, $1 2/3 Par Value 11,140.7604 $0.00 $0.00
Disclosure

SEC source: 0001127602-15-011696 · form4.xml · nonDerivative · entry 5

Shrewsberry John R. · CIK 0001608198 · Senior Executive VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,664.7604

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Number of shares represents a RSR vesting on 3/15/2015. Original grant date was 2/28/2012. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs).

Read SEC document
March 15, 2015 Filed Mar 17, 2015 21:07 UTC
Shrewsberry John R.Senior Executive VP & CFO
Tax withholdingCommon Stock, $1 2/3 Par Value 25,493.9398 $55.34 $1,410,834.63
Disclosure

SEC source: 0001127602-15-011696 · form4.xml · nonDerivative · entry 4

Shrewsberry John R. · CIK 0001608198 · Senior Executive VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,524

Read SEC document
March 15, 2015 Filed Mar 17, 2015 21:07 UTC
Shrewsberry John R.Senior Executive VP & CFO
Exercise / conversionCommon Stock, $1 2/3 Par Value 49,170.9398 $0.00 $0.00
Disclosure

SEC source: 0001127602-15-011696 · form4.xml · nonDerivative · entry 3

Shrewsberry John R. · CIK 0001608198 · Senior Executive VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,017.9398

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Number of shares represents a Restricted Share Right ("RSR") vesting on 3/15/2015. Original grant date was 2/23/2010. This vesting represents 40% of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs).

Read SEC document
March 15, 2015 Filed Mar 17, 2015 21:07 UTC
Shrewsberry John R.Senior Executive VP & CFO
Tax withholdingCommon Stock, $1 2/3 Par Value 56,575.1516 $55.34 $3,130,868.89
Disclosure

SEC source: 0001127602-15-011696 · form4.xml · nonDerivative · entry 2

Shrewsberry John R. · CIK 0001608198 · Senior Executive VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,847

Read SEC document
March 15, 2015 Filed Mar 17, 2015 21:07 UTC
Shrewsberry John R.Senior Executive VP & CFO
Exercise / conversionCommon Stock, $1 2/3 Par Value 108,422.1516 $0.00 $0.00
Disclosure

SEC source: 0001127602-15-011696 · form4.xml · nonDerivative · entry 1

Shrewsberry John R. · CIK 0001608198 · Senior Executive VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,422.1516

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These shares represent common stock of Wells Fargo & Company (the "Company") acquired on March 15, 2015 upon settlement of a Performance Share award granted on February 28, 2012 in connection with the attainment of pre-established performance goals over the three-year performance period ended December 31, 2014 (as previously disclosed on a Form 4 filed on March 3, 2015).

Read SEC document
March 13, 2015 Filed Jun 11, 2015 18:24 UTC
Shrewsberry John R.Senior Executive VP & CFO
GrantPhantom Stock Units · Derivative 1,669 $55.34 $92,362.46
Disclosure

SEC source: 0001127602-15-020397 · form4.xml · derivative · entry 5

Shrewsberry John R. · CIK 0001608198 · Senior Executive VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,392.3824

Underlying: Common Stock, $1 2/3 Par Value · 1,669 shares

Expires not disclosed

F2 · derivative.exercise_price: Conversion price is 1-for-1. Includes shares held through supplemental 401(k) plan and deferred compensation plan.

F3 · derivative.exercise_date: Deferred compensation shares payable in installments based upon executive's election. Supplemental 401(k) plan shares payable upon retirement.

F3 · derivative.expiration_date: Deferred compensation shares payable in installments based upon executive's election. Supplemental 401(k) plan shares payable upon retirement.

Read SEC document
March 12, 2015 Filed Mar 17, 2015 18:35 UTC
Hardison Hope A.Executive Vice President
GiftCommon Stock, $1 2/3 Par Value 2,696 $0.00 $0.00
Disclosure

SEC source: 0001127602-15-011585 · form4.xml · nonDerivative · entry 2

Hardison Hope A. · CIK 0001608010 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · Through Family Trust

Disclosed balance after: 33,279

Read SEC document
March 12, 2015 Filed Mar 17, 2015 18:35 UTC
Hardison Hope A.Executive Vice President
GiftCommon Stock, $1 2/3 Par Value 2,696 $0.00 $0.00
Disclosure

SEC source: 0001127602-15-011585 · form4.xml · nonDerivative · entry 1

Hardison Hope A. · CIK 0001608010 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109.408

Read SEC document
March 01, 2015 Filed Mar 3, 2015 18:50 UTC
CALLAHAN PATRICIA RSenior Executive VP
Grant2012 Performance Shares · Derivative 130,107.2353 $0.00 $0.00
Disclosure

SEC source: 0001127602-15-009338 · form4.xml · derivative · entry 8

CALLAHAN PATRICIA R · CIK 0001201222 · Senior Executive VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,107.2353

Underlying: Common Stock, $1 2/3 Par Value · 130,107.2353 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Performance Share represents a contingent right to receive one share of Company common stock upon vesting based on the attainment of pre-established performance goals.

F3 · derivative.exercise_date: Represents the maximum number of 2012 Performance Shares earned based on the Company's attainment of pre-established performance goals for the three-year performance period ended December 31, 2014, as provided under the terms of a Performance Share award granted on February 28, 2012, which is exempt under Rule 16b-3(d). The 2012 Performance Shares will be settled in shares of common stock of the Company on March 15, 2015. As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

F3 · derivative.expiration_date: Represents the maximum number of 2012 Performance Shares earned based on the Company's attainment of pre-established performance goals for the three-year performance period ended December 31, 2014, as provided under the terms of a Performance Share award granted on February 28, 2012, which is exempt under Rule 16b-3(d). The 2012 Performance Shares will be settled in shares of common stock of the Company on March 15, 2015. As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

Read SEC document
March 01, 2015 Filed Mar 3, 2015 18:57 UTC
CARROLL DAVID MSenior Exec. Vice President
Grant2012 Performance Shares · Derivative 286,235.7001 $0.00 $0.00
Disclosure

SEC source: 0001127602-15-009341 · form4.xml · derivative · entry 3

CARROLL DAVID M · CIK 0001232064 · Senior Exec. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 286,235.7001

Underlying: Common Stock, $1 2/3 Par Value · 286,235.7001 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Performance Share represents a contingent right to receive one share of Company common stock upon vesting based on the attainment of pre-established performance goals.

F3 · derivative.exercise_date: Represents the maximum number of 2012 Performance Shares earned based on the Company's attainment of pre-established performance goals for the three-year performance period ended December 31, 2014, as provided under the terms of a Performance Share award granted on February 28, 2012, which is exempt under Rule 16b-3(d). The 2012 Performance Shares will be settled in shares of common stock of the Company on March 15, 2015. As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

F3 · derivative.expiration_date: Represents the maximum number of 2012 Performance Shares earned based on the Company's attainment of pre-established performance goals for the three-year performance period ended December 31, 2014, as provided under the terms of a Performance Share award granted on February 28, 2012, which is exempt under Rule 16b-3(d). The 2012 Performance Shares will be settled in shares of common stock of the Company on March 15, 2015. As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

Read SEC document
March 01, 2015 Filed Mar 3, 2015 19:06 UTC
Hardison Hope A.Executive Vice President
Grant2012 Performance Shares · Derivative 43,369.0785 $0.00 $0.00
Disclosure

SEC source: 0001127602-15-009353 · form4.xml · derivative · entry 4

Hardison Hope A. · CIK 0001608010 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,369.0785

Underlying: Common Stock, $1 2/3 Par Value · 43,369.0785 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Performance Share represents a contingent right to receive one share of Company common stock upon vesting based on the attainment of pre-established performance goals.

F3 · derivative.exercise_date: Represents the maximum number of 2012 Performance Shares earned based on the Company's attainment of pre-established performance goals for the three-year performance period ended December 31, 2014, as provided under the terms of a Performance Share award granted on February 28, 2012, which is exempt under Rule 16b-3(d). The 2012 Performance Shares will be settled in shares of common stock of the Company on March 15, 2015. As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

F3 · derivative.expiration_date: Represents the maximum number of 2012 Performance Shares earned based on the Company's attainment of pre-established performance goals for the three-year performance period ended December 31, 2014, as provided under the terms of a Performance Share award granted on February 28, 2012, which is exempt under Rule 16b-3(d). The 2012 Performance Shares will be settled in shares of common stock of the Company on March 15, 2015. As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

Read SEC document
March 01, 2015 Filed Mar 3, 2015 19:14 UTC
HEID MICHAEL JExecutive Vice President
Grant2012 Performance Shares · Derivative 130,107.2353 $0.00 $0.00
Disclosure

SEC source: 0001127602-15-009364 · form4.xml · derivative · entry 3

HEID MICHAEL J · CIK 0001527028 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,107.2353

Underlying: Common Stock, $1 2/3 Par Value · 130,107.2353 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Performance Share represents a contingent right to receive one share of Company common stock upon vesting based on the attainment of pre-established performance goals.

F3 · derivative.exercise_date: Represents the maximum number of 2012 Performance Shares earned based on the Company's attainment of pre-established performance goals for the three-year performance period ended December 31, 2014, as provided under the terms of a Performance Share award granted on February 28, 2012, which is exempt under Rule 16b-3(d). The 2012 Performance Shares will be settled in shares of common stock of the Company on March 15, 2015. As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

F3 · derivative.expiration_date: Represents the maximum number of 2012 Performance Shares earned based on the Company's attainment of pre-established performance goals for the three-year performance period ended December 31, 2014, as provided under the terms of a Performance Share award granted on February 28, 2012, which is exempt under Rule 16b-3(d). The 2012 Performance Shares will be settled in shares of common stock of the Company on March 15, 2015. As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

Read SEC document
March 01, 2015 Filed Mar 3, 2015 19:20 UTC
LEVY RICHARDExecutive VP & Controller
Grant2012 Performance Shares · Derivative 91,074.303 $0.00 $0.00
Disclosure

SEC source: 0001127602-15-009369 · form4.xml · derivative · entry 5

LEVY RICHARD · CIK 0001201666 · Executive VP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,074.303

Underlying: Common Stock, $1 2/3 Par Value · 91,074.303 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Performance Share represents a contingent right to receive one share of Company common stock upon vesting based on the attainment of pre-established performance goals.

F3 · derivative.exercise_date: Represents the maximum number of 2012 Performance Shares earned based on the Company's attainment of pre-established performance goals for the three-year performance period ended December 31, 2014, as provided under the terms of a Performance Share award granted on February 28, 2012, which is exempt under Rule 16b-3(d). The 2012 Performance Shares will be settled in shares of common stock of the Company on March 15, 2015. As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

F3 · derivative.expiration_date: Represents the maximum number of 2012 Performance Shares earned based on the Company's attainment of pre-established performance goals for the three-year performance period ended December 31, 2014, as provided under the terms of a Performance Share award granted on February 28, 2012, which is exempt under Rule 16b-3(d). The 2012 Performance Shares will be settled in shares of common stock of the Company on March 15, 2015. As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

Read SEC document
March 01, 2015 Filed Mar 3, 2015 19:30 UTC
Loughlin Michael JSr. Executive Vice President
Exercise / conversionPhantom Stock Units · Derivative 15.18 $0.00 $0.00
Disclosure

SEC source: 0001127602-15-009371 · form4.xml · derivative · entry 6

Loughlin Michael J · CIK 0001360758 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,602.6881

Underlying: Common Stock, $1 2/3 Par Value · 15.18 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Conversion price is 1-for-1. Includes shares held through supplemental 401(k) plan and deferred compensation plan.

F5 · derivative.exercise_date: Deferred compensation shares payable in installments depending upon executive's election. Supplemental 401(k) plan shares payable upon retirement.

F5 · derivative.expiration_date: Deferred compensation shares payable in installments depending upon executive's election. Supplemental 401(k) plan shares payable upon retirement.

Read SEC document
March 01, 2015 Filed Mar 3, 2015 19:30 UTC
Loughlin Michael JSr. Executive Vice President
Grant2012 Performance Shares · Derivative 130,107.2353 $0.00 $0.00
Disclosure

SEC source: 0001127602-15-009371 · form4.xml · derivative · entry 5

Loughlin Michael J · CIK 0001360758 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,107.2353

Underlying: Common Stock, $1 2/3 Par Value · 130,107.2353 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Performance Share represents a contingent right to receive one share of Company common stock upon vesting based on the attainment of pre-established performance goals.

F3 · derivative.exercise_date: Represents the maximum number of 2012 Performance Shares earned based on the Company's attainment of pre-established performance goals for the three-year performance period ended December 31, 2014, as provided under the terms of a Performance Share award granted on February 28, 2012, which is exempt under Rule 16b-3(d). The 2012 Performance Shares will be settled in shares of common stock of the Company on March 15, 2015. As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

F3 · derivative.expiration_date: Represents the maximum number of 2012 Performance Shares earned based on the Company's attainment of pre-established performance goals for the three-year performance period ended December 31, 2014, as provided under the terms of a Performance Share award granted on February 28, 2012, which is exempt under Rule 16b-3(d). The 2012 Performance Shares will be settled in shares of common stock of the Company on March 15, 2015. As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

Read SEC document
March 01, 2015 Filed Mar 3, 2015 19:30 UTC
Loughlin Michael JSr. Executive Vice President
Tax withholdingCommon Stock, $1 2/3 Par Value 5.18 $54.79 $283.81
Disclosure

SEC source: 0001127602-15-009371 · form4.xml · nonDerivative · entry 2

Loughlin Michael J · CIK 0001360758 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16

Read SEC document
March 01, 2015 Filed Mar 3, 2015 19:30 UTC
Loughlin Michael JSr. Executive Vice President
Exercise / conversionCommon Stock, $1 2/3 Par Value 15.18 $54.79 $831.71
Disclosure

SEC source: 0001127602-15-009371 · form4.xml · nonDerivative · entry 1

Loughlin Michael J · CIK 0001360758 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21.18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2015 Filed Mar 3, 2015 19:37 UTC
Modjtabai AvidSr. Executive Vice President
Grant2012 Performance Shares · Derivative 286,235.7001 $0.00 $0.00
Disclosure

SEC source: 0001127602-15-009375 · form4.xml · derivative · entry 3

Modjtabai Avid · CIK 0001331834 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 286,235.7001

Underlying: Common Stock, $1 2/3 Par Value · 286,235.7001 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Performance Share represents a contingent right to receive one share of Company common stock upon vesting based on the attainment of pre-established performance goals.

F3 · derivative.exercise_date: Represents the maximum number of 2012 Performance Shares earned based on the Company's attainment of pre-established performance goals for the three-year performance period ended December 31, 2014, as provided under the terms of a Performance Share award granted on February 28, 2012, which is exempt under Rule 16b-3(d). The 2012 Performance Shares will be settled in shares of common stock of the Company on March 15, 2015. As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

F3 · derivative.expiration_date: Represents the maximum number of 2012 Performance Shares earned based on the Company's attainment of pre-established performance goals for the three-year performance period ended December 31, 2014, as provided under the terms of a Performance Share award granted on February 28, 2012, which is exempt under Rule 16b-3(d). The 2012 Performance Shares will be settled in shares of common stock of the Company on March 15, 2015. As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

Read SEC document
March 01, 2015 Filed Mar 3, 2015 19:46 UTC
Rhein Kevin ASr. Executive Vice President
Grant2012 Performance Shares · Derivative 104,087.0943 $0.00 $0.00
Disclosure

SEC source: 0001127602-15-009386 · form4.xml · derivative · entry 3

Rhein Kevin A · CIK 0001452637 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,087.0943

Underlying: Common Stock, $1 2/3 Par Value · 104,087.0943 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Performance Share represents a contingent right to receive one share of Company common stock upon vesting based on the attainment of pre-established performance goals.

F3 · derivative.exercise_date: Represents the maximum number of 2012 Performance Shares earned based on the Company's attainment of pre-established performance goals for the three-year performance period ended December 31, 2014, as provided under the terms of a Performance Share award granted on February 28, 2012, which is exempt under Rule 16b-3(d). The 2012 Performance Shares will be settled in shares of common stock of the Company on March 15, 2015. As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

F3 · derivative.expiration_date: Represents the maximum number of 2012 Performance Shares earned based on the Company's attainment of pre-established performance goals for the three-year performance period ended December 31, 2014, as provided under the terms of a Performance Share award granted on February 28, 2012, which is exempt under Rule 16b-3(d). The 2012 Performance Shares will be settled in shares of common stock of the Company on March 15, 2015. As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

Read SEC document
March 01, 2015 Filed Mar 3, 2015 19:52 UTC
Shrewsberry John R.Senior Executive VP & CFO
Grant2012 Performance Shares · Derivative 108,422.1518 $0.00 $0.00
Disclosure

SEC source: 0001127602-15-009388 · form4.xml · derivative · entry 3

Shrewsberry John R. · CIK 0001608198 · Senior Executive VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,422.1518

Underlying: Common Stock, $1 2/3 Par Value · 108,422.1518 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Performance Share represents a contingent right to receive one share of Company common stock upon vesting based on the attainment of pre-established performance goals.

F3 · derivative.exercise_date: Represents the maximum number of 2012 Performance Shares earned based on the Company's attainment of pre-established performance goals for the three-year performance period ended December 31, 2014, as provided under the terms of a Performance Share award granted on February 28, 2012, which is exempt under Rule 16b-3(d). The 2012 Performance Shares will be settled in shares of common stock of the Company on March 15, 2015. As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

F3 · derivative.expiration_date: Represents the maximum number of 2012 Performance Shares earned based on the Company's attainment of pre-established performance goals for the three-year performance period ended December 31, 2014, as provided under the terms of a Performance Share award granted on February 28, 2012, which is exempt under Rule 16b-3(d). The 2012 Performance Shares will be settled in shares of common stock of the Company on March 15, 2015. As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

Read SEC document
March 01, 2015 Filed Mar 3, 2015 19:58 UTC
SLOAN TIMOTHY JSr. Executive Vice President
Grant2012 Performance Shares · Derivative 286,235.7001 $0.00 $0.00
Disclosure

SEC source: 0001127602-15-009392 · form4.xml · derivative · entry 3

SLOAN TIMOTHY J · CIK 0001502510 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 286,235.7001

Underlying: Common Stock, $1 2/3 Par Value · 286,235.7001 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Performance Share represents a contingent right to receive one share of Company common stock upon vesting based on the attainment of pre-established performance goals.

F3 · derivative.exercise_date: Represents the maximum number of 2012 Performance Shares earned based on the Company's attainment of pre-established performance goals for the three-year performance period ended December 31, 2014, as provided under the terms of a Performance Share award granted on February 28, 2012, which is exempt under Rule 16b-3(d). The 2012 Performance Shares will be settled in shares of common stock of the Company on March 15, 2015. As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

F3 · derivative.expiration_date: Represents the maximum number of 2012 Performance Shares earned based on the Company's attainment of pre-established performance goals for the three-year performance period ended December 31, 2014, as provided under the terms of a Performance Share award granted on February 28, 2012, which is exempt under Rule 16b-3(d). The 2012 Performance Shares will be settled in shares of common stock of the Company on March 15, 2015. As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

Read SEC document
March 01, 2015 Filed Mar 3, 2015 20:03 UTC
STROTHER JAMES MSr. Executive Vice President
Grant2012 Performance Shares · Derivative 130,107.2353 $0.00 $0.00
Disclosure

SEC source: 0001127602-15-009398 · form4.xml · derivative · entry 3

STROTHER JAMES M · CIK 0001274257 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,107.2353

Underlying: Common Stock, $1 2/3 Par Value · 130,107.2353 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Performance Share represents a contingent right to receive one share of Company common stock upon vesting based on the attainment of pre-established performance goals.

F3 · derivative.exercise_date: Represents the maximum number of 2012 Performance Shares earned based on the Company's attainment of pre-established performance goals for the three-year performance period ended December 31, 2014, as provided under the terms of a Performance Share award granted on February 28, 2012, which is exempt under Rule 16b-3(d). The 2012 Performance Shares will be settled in shares of common stock of the Company on March 15, 2015. As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

F3 · derivative.expiration_date: Represents the maximum number of 2012 Performance Shares earned based on the Company's attainment of pre-established performance goals for the three-year performance period ended December 31, 2014, as provided under the terms of a Performance Share award granted on February 28, 2012, which is exempt under Rule 16b-3(d). The 2012 Performance Shares will be settled in shares of common stock of the Company on March 15, 2015. As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

Read SEC document
March 01, 2015 Filed Mar 3, 2015 20:09 UTC
STUMPF JOHN GDirector · President, Chairman & CEO
Grant2012 Performance Shares · Derivative 650,536.1765 $0.00 $0.00
Disclosure

SEC source: 0001127602-15-009400 · form4.xml · derivative · entry 10

STUMPF JOHN G · CIK 0001201258 · Director · President, Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 650,536.1765

Underlying: Common Stock, $1 2/3 Par Value · 650,536.1765 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Performance Share represents a contingent right to receive one share of Company common stock upon vesting based on the attainment of pre-established performance goals.

F3 · derivative.exercise_date: Represents the maximum number of 2012 Performance Shares earned based on the Company's attainment of pre-established performance goals for the three-year performance period ended December 31, 2014, as provided under the terms of a Performance Share award granted on February 28, 2012, which is exempt under Rule 16b-3(d). The 2012 Performance Shares will be settled in shares of common stock of the Company on March 15, 2015. As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

F3 · derivative.expiration_date: Represents the maximum number of 2012 Performance Shares earned based on the Company's attainment of pre-established performance goals for the three-year performance period ended December 31, 2014, as provided under the terms of a Performance Share award granted on February 28, 2012, which is exempt under Rule 16b-3(d). The 2012 Performance Shares will be settled in shares of common stock of the Company on March 15, 2015. As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

Read SEC document
March 01, 2015 Filed Mar 3, 2015 20:14 UTC
TOLSTEDT CARRIE LSr. Executive Vice President
Grant2012 Performance Shares · Derivative 286,235.7001 $0.00 $0.00
Disclosure

SEC source: 0001127602-15-009403 · form4.xml · derivative · entry 3

TOLSTEDT CARRIE L · CIK 0001201261 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 286,235.7001

Underlying: Common Stock, $1 2/3 Par Value · 286,235.7001 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Performance Share represents a contingent right to receive one share of Company common stock upon vesting based on the attainment of pre-established performance goals.

F3 · derivative.exercise_date: Represents the maximum number of 2012 Performance Shares earned based on the Company's attainment of pre-established performance goals for the three-year performance period ended December 31, 2014, as provided under the terms of a Performance Share award granted on February 28, 2012, which is exempt under Rule 16b-3(d). The 2012 Performance Shares will be settled in shares of common stock of the Company on March 15, 2015. As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

F3 · derivative.expiration_date: Represents the maximum number of 2012 Performance Shares earned based on the Company's attainment of pre-established performance goals for the three-year performance period ended December 31, 2014, as provided under the terms of a Performance Share award granted on February 28, 2012, which is exempt under Rule 16b-3(d). The 2012 Performance Shares will be settled in shares of common stock of the Company on March 15, 2015. As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

Read SEC document
March 01, 2015 Filed Mar 27, 2015 16:15 UTC Amendment
Loughlin Michael JSr. Executive Vice President
Exercise / conversionPhantom Stock Units · Derivative 12.65 $0.00 $0.00
Disclosure

SEC source: 0001127602-15-012708 · form4a.xml · derivative · entry 3

Loughlin Michael J · CIK 0001360758 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,600.1581

Underlying: Common Stock, $1 2/3 Par Value · 12.65 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Conversion price is 1-for-1. Includes shares held through supplemental 401(k) plan and deferred compensation plan.

F1 · shares: Amounts amended to reflect actual rather than estimated shares withheld for taxes and to correct price used to calculate the deferred compensation plan distribution and withholding amounts.

F4 · derivative.exercise_date: Deferred compensation shares payable in installments depending upon executive's election. Supplemental 401(k) plan shares payable upon retirement.

F4 · derivative.expiration_date: Deferred compensation shares payable in installments depending upon executive's election. Supplemental 401(k) plan shares payable upon retirement.

F1 · derivative.underlying_shares: Amounts amended to reflect actual rather than estimated shares withheld for taxes and to correct price used to calculate the deferred compensation plan distribution and withholding amounts.

Read SEC document
March 01, 2015 Filed Mar 27, 2015 16:15 UTC Amendment
Loughlin Michael JSr. Executive Vice President
Tax withholdingCommon Stock, $1 2/3 Par Value 5.85 $55.55 $324.97
Disclosure

SEC source: 0001127602-15-012708 · form4a.xml · nonDerivative · entry 2

Loughlin Michael J · CIK 0001360758 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12

F1 · shares: Amounts amended to reflect actual rather than estimated shares withheld for taxes and to correct price used to calculate the deferred compensation plan distribution and withholding amounts.

F2 · shares: Includes a fractional share (0.8) for which the executive received $44.44 in cash.

F1 · price: Amounts amended to reflect actual rather than estimated shares withheld for taxes and to correct price used to calculate the deferred compensation plan distribution and withholding amounts.

Read SEC document
March 01, 2015 Filed Mar 27, 2015 16:15 UTC Amendment
Loughlin Michael JSr. Executive Vice President
Exercise / conversionCommon Stock, $1 2/3 Par Value 12.65 $55.55 $702.71
Disclosure

SEC source: 0001127602-15-012708 · form4a.xml · nonDerivative · entry 1

Loughlin Michael J · CIK 0001360758 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18.65

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Amounts amended to reflect actual rather than estimated shares withheld for taxes and to correct price used to calculate the deferred compensation plan distribution and withholding amounts.

F1 · price: Amounts amended to reflect actual rather than estimated shares withheld for taxes and to correct price used to calculate the deferred compensation plan distribution and withholding amounts.

Read SEC document
February 27, 2015 Filed Mar 2, 2015 19:11 UTC Exercise / conversionDirector Stock Purchase Option · Derivative 7,740 $0.00 Strike: $29.58 $0.00
Disclosure

SEC source: 0001127602-15-009028 · form4.xml · derivative · entry 4

RUNSTAD JUDITH M · CIK 0001180477 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $1 2/3 Par Value · 7,740 shares

Expires 2015-04-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 27, 2015 Filed Mar 2, 2015 19:11 UTC Tax withholdingCommon Stock, $1 2/3 Par Value 4,177 $54.79 $228,857.83
Disclosure

SEC source: 0001127602-15-009028 · form4.xml · nonDerivative · entry 2

RUNSTAD JUDITH M · CIK 0001180477 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,850

Read SEC document
February 27, 2015 Filed Mar 2, 2015 19:11 UTC Exercise / conversionCommon Stock, $1 2/3 Par Value 7,740 $29.58 $228,910.50
Disclosure

SEC source: 0001127602-15-009028 · form4.xml · nonDerivative · entry 1

RUNSTAD JUDITH M · CIK 0001180477 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,027

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 27, 2015 Filed Mar 2, 2015 19:16 UTC Exercise / conversionDirector Stock Purchase Option · Derivative 7,740 $0.00 Strike: $29.58 $0.00
Disclosure

SEC source: 0001127602-15-009030 · form4.xml · derivative · entry 5

SANGER STEPHEN W · CIK 0001204994 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $1 2/3 Par Value · 7,740 shares

Expires 2015-04-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 27, 2015 Filed Mar 2, 2015 19:16 UTC Tax withholdingCommon Stock, $1 2/3 Par Value 4,177 $54.79 $228,857.83
Disclosure

SEC source: 0001127602-15-009030 · form4.xml · nonDerivative · entry 2

SANGER STEPHEN W · CIK 0001204994 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,563

Read SEC document
February 27, 2015 Filed Mar 2, 2015 19:16 UTC Exercise / conversionCommon Stock, $1 2/3 Par Value 7,740 $29.58 $228,910.50
Disclosure

SEC source: 0001127602-15-009030 · form4.xml · nonDerivative · entry 1

SANGER STEPHEN W · CIK 0001204994 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,740

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 26, 2015 Filed Mar 2, 2015 19:05 UTC Exercise / conversionDirector Stock Purchase Option · Derivative 7,740 $0.00 Strike: $29.58 $0.00
Disclosure

SEC source: 0001127602-15-009024 · form4.xml · derivative · entry 3

ENGEL SUSAN E · CIK 0001217310 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $1 2/3 Par Value · 7,740 shares

Expires 2015-04-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 26, 2015 Filed Mar 2, 2015 19:05 UTC Tax withholdingCommon Stock, $1 2/3 Par Value 4,150 $55.15 $228,872.50
Disclosure

SEC source: 0001127602-15-009024 · form4.xml · nonDerivative · entry 2

ENGEL SUSAN E · CIK 0001217310 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,433

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.