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WELLS FARGO & COMPANY/MN

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2824
SEC CIK
0000072971
Parsed reports
2,929

Last 12 months

Inside the activity.

0 purchase rows · 3 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202603
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 05, 2015 Filed Feb 12, 2016 18:08 UTC
Hardison Hope A.Sr. Executive Vice President
GiftCommon Stock, $1 2/3 Par Value 2,271 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-040836 · form5.xml · nonDerivative · entry 2

Hardison Hope A. · CIK 0001608010 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · Through Family Trust

Disclosed balance after: 58,380

Read SEC document
August 05, 2015 Filed Feb 12, 2016 18:08 UTC
Hardison Hope A.Sr. Executive Vice President
GiftCommon Stock, $1 2/3 Par Value 2,271 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-040836 · form5.xml · nonDerivative · entry 1

Hardison Hope A. · CIK 0001608010 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 826.408

Read SEC document
August 04, 2015 Filed Feb 12, 2016 18:15 UTC
HEID MICHAEL JExecutive Vice President
GiftCommon Stock, $1 2/3 Par Value 1,359 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-040838 · form5.xml · nonDerivative · entry 2

HEID MICHAEL J · CIK 0001527028 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · Through MJH Rev Trust

Disclosed balance after: 138,200

Read SEC document
August 04, 2015 Filed Feb 12, 2016 18:15 UTC
HEID MICHAEL JExecutive Vice President
GiftCommon Stock, $1 2/3 Par Value 1,359 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-040838 · form5.xml · nonDerivative · entry 1

HEID MICHAEL J · CIK 0001527028 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
August 04, 2015 Filed Feb 12, 2016 18:35 UTC
TOLSTEDT CARRIE LSr. Executive Vice President
GiftCommon Stock, $1 2/3 Par Value 2,507 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-040847 · form5.xml · nonDerivative · entry 2

TOLSTEDT CARRIE L · CIK 0001201261 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · Through Family Trust

Disclosed balance after: 817,661.77

Read SEC document
August 04, 2015 Filed Feb 12, 2016 18:35 UTC
TOLSTEDT CARRIE LSr. Executive Vice President
GiftCommon Stock, $1 2/3 Par Value 2,507 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-040847 · form5.xml · nonDerivative · entry 1

TOLSTEDT CARRIE L · CIK 0001201261 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
July 28, 2015 Filed Jul 30, 2015 17:45 UTC
CARROLL DAVID MSenior Exec. Vice President
GrantRestricted Share Right · Derivative 17,422 $0.00 $0.00
Disclosure

SEC source: 0001127602-15-023737 · form4.xml · derivative · entry 5

CARROLL DAVID M · CIK 0001232064 · Senior Exec. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,422

Underlying: Common Stock, $1 2/3 Par Value · 17,422 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Restricted Share Right ("RSR") represents a contingent right to receive one share of Company common stock.

F3 · derivative.exercise_date: These RSRs vest in four installments: one-fourth on 7/28/2016, 7/28/2017, 7/28/2018, and 7/28/2019. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

F3 · derivative.expiration_date: These RSRs vest in four installments: one-fourth on 7/28/2016, 7/28/2017, 7/28/2018, and 7/28/2019. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

Read SEC document
July 28, 2015 Filed Jul 30, 2015 17:45 UTC
CARROLL DAVID MSenior Exec. Vice President
GiftCommon Stock, $1 2/3 Par Value 2,731 $0.00 $0.00
Disclosure

SEC source: 0001127602-15-023737 · form4.xml · nonDerivative · entry 3

CARROLL DAVID M · CIK 0001232064 · Senior Exec. Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · Through Trust

Disclosed balance after: 356,964

Read SEC document
July 28, 2015 Filed Jul 30, 2015 17:45 UTC
CARROLL DAVID MSenior Exec. Vice President
GiftCommon Stock, $1 2/3 Par Value 2,731 $0.00 $0.00
Disclosure

SEC source: 0001127602-15-023737 · form4.xml · nonDerivative · entry 2

CARROLL DAVID M · CIK 0001232064 · Senior Exec. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
July 28, 2015 Filed Jul 30, 2015 17:50 UTC
Hardison Hope A.Executive Vice President
GrantRestricted Share Right · Derivative 8,711 $0.00 $0.00
Disclosure

SEC source: 0001127602-15-023739 · form4.xml · derivative · entry 4

Hardison Hope A. · CIK 0001608010 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,711

Underlying: Common Stock, $1 2/3 Par Value · 8,711 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Restricted Share Right ("RSR") represents a contingent right to receive one share of Company common stock.

F3 · derivative.exercise_date: These RSRs vest in four installments: one-fourth on 7/28/2016, 7/28/2017, 7/28/2018, and 7/28/2019. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

F3 · derivative.expiration_date: These RSRs vest in four installments: one-fourth on 7/28/2016, 7/28/2017, 7/28/2018, and 7/28/2019. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

Read SEC document
July 28, 2015 Filed Jul 30, 2015 17:57 UTC
Loughlin Michael JSr. Executive Vice President
GrantRestricted Share Right · Derivative 8,711 $0.00 $0.00
Disclosure

SEC source: 0001127602-15-023741 · form4.xml · derivative · entry 4

Loughlin Michael J · CIK 0001360758 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,711

Underlying: Common Stock, $1 2/3 Par Value · 8,711 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Restricted Share Right ("RSR") represents a contingent right to receive one share of Company common stock.

F3 · derivative.exercise_date: These RSRs vest in four installments: one-fourth on 7/28/2016, 7/28/2017, 7/28/2018, and 7/28/2019. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

F3 · derivative.expiration_date: These RSRs vest in four installments: one-fourth on 7/28/2016, 7/28/2017, 7/28/2018, and 7/28/2019. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

Read SEC document
July 28, 2015 Filed Jul 30, 2015 18:01 UTC
Modjtabai AvidSr. Executive Vice President
GrantRestricted Share Right · Derivative 17,422 $0.00 $0.00
Disclosure

SEC source: 0001127602-15-023743 · form4.xml · derivative · entry 4

Modjtabai Avid · CIK 0001331834 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,422

Underlying: Common Stock, $1 2/3 Par Value · 17,422 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Restricted Share Right ("RSR") represents a contingent right to receive one share of Company common stock.

F3 · derivative.exercise_date: These RSRs vest in four installments: one-fourth on 7/28/2016, 7/28/2017, 7/28/2018, and 7/28/2019. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

F3 · derivative.expiration_date: These RSRs vest in four installments: one-fourth on 7/28/2016, 7/28/2017, 7/28/2018, and 7/28/2019. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

Read SEC document
July 28, 2015 Filed Jul 30, 2015 18:08 UTC
Rhein Kevin ASr. Executive Vice President
GrantRestricted Share Right · Derivative 17,422 $0.00 $0.00
Disclosure

SEC source: 0001127602-15-023745 · form4.xml · derivative · entry 3

Rhein Kevin A · CIK 0001452637 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,422

Underlying: Common Stock, $1 2/3 Par Value · 17,422 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Restricted Share Right ("RSR") represents a contingent right to receive one share of Company common stock.

F3 · derivative.exercise_date: These RSRs vest in four installments: one-fourth on 7/28/2016, 7/28/2017, 7/28/2018, and 7/28/2019. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

F3 · derivative.expiration_date: These RSRs vest in four installments: one-fourth on 7/28/2016, 7/28/2017, 7/28/2018, and 7/28/2019. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

Read SEC document
July 28, 2015 Filed Jul 30, 2015 18:12 UTC
Shrewsberry John R.Senior Executive VP & CFO
GrantRestricted Share Right · Derivative 17,422 $0.00 $0.00
Disclosure

SEC source: 0001127602-15-023747 · form4.xml · derivative · entry 4

Shrewsberry John R. · CIK 0001608198 · Senior Executive VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,422

Underlying: Common Stock, $1 2/3 Par Value · 17,422 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Restricted Share Right ("RSR") represents a contingent right to receive one share of Company common stock.

F3 · derivative.exercise_date: These RSRs vest in four installments: one-fourth on 7/28/2016, 7/28/2017, 7/28/2018, and 7/28/2019. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

F3 · derivative.expiration_date: These RSRs vest in four installments: one-fourth on 7/28/2016, 7/28/2017, 7/28/2018, and 7/28/2019. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

Read SEC document
July 28, 2015 Filed Jul 30, 2015 18:18 UTC
SLOAN TIMOTHY JSr. Executive Vice President
GrantRestricted Share Right · Derivative 26,133 $0.00 $0.00
Disclosure

SEC source: 0001127602-15-023749 · form4.xml · derivative · entry 3

SLOAN TIMOTHY J · CIK 0001502510 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,133

Underlying: Common Stock, $1 2/3 Par Value · 26,133 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Restricted Share Right ("RSR") represents a contingent right to receive one share of Company common stock.

F3 · derivative.exercise_date: These RSRs vest in four installments: one-fourth on 7/28/2016, 7/28/2017, 7/28/2018, and 7/28/2019. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

F3 · derivative.expiration_date: These RSRs vest in four installments: one-fourth on 7/28/2016, 7/28/2017, 7/28/2018, and 7/28/2019. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

Read SEC document
July 28, 2015 Filed Jul 30, 2015 18:22 UTC
STROTHER JAMES MSr. Executive Vice President
GrantRestricted Share Right · Derivative 8,711 $0.00 $0.00
Disclosure

SEC source: 0001127602-15-023751 · form4.xml · derivative · entry 3

STROTHER JAMES M · CIK 0001274257 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,711

Underlying: Common Stock, $1 2/3 Par Value · 8,711 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Restricted Share Right ("RSR") represents a contingent right to receive one share of Company common stock.

F3 · derivative.exercise_date: These RSRs vest in four installments: one-fourth on 7/28/2016, 7/28/2017, 7/28/2018, and 7/28/2019. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

F3 · derivative.expiration_date: These RSRs vest in four installments: one-fourth on 7/28/2016, 7/28/2017, 7/28/2018, and 7/28/2019. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

Read SEC document
July 28, 2015 Filed Jul 30, 2015 18:29 UTC
TOLSTEDT CARRIE LSr. Executive Vice President
GrantRestricted Share Right · Derivative 17,422 $0.00 $0.00
Disclosure

SEC source: 0001127602-15-023753 · form4.xml · derivative · entry 4

TOLSTEDT CARRIE L · CIK 0001201261 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,422

Underlying: Common Stock, $1 2/3 Par Value · 17,422 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Restricted Share Right ("RSR") represents a contingent right to receive one share of Company common stock.

F3 · derivative.exercise_date: These RSRs vest in four installments: one-fourth on 7/28/2016, 7/28/2017, 7/28/2018, and 7/28/2019. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

F3 · derivative.expiration_date: These RSRs vest in four installments: one-fourth on 7/28/2016, 7/28/2017, 7/28/2018, and 7/28/2019. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

Read SEC document
July 27, 2015 Filed Jul 29, 2015 17:20 UTC
Hardison Hope A.Executive Vice President
Exercise / conversionRestricted Share Right · Derivative 4,749.9879 $0.00 $0.00
Disclosure

SEC source: 0001127602-15-023606 · form4.xml · derivative · entry 5

Hardison Hope A. · CIK 0001608010 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $1 2/3 Par Value · 4,749.9879 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock.

F4 · derivative.exercise_date: These RSRs vest in three installments: 30% on 7/27/2013, 30% on 7/27/2014, and 40% on 7/27/2015.

F4 · derivative.expiration_date: These RSRs vest in three installments: 30% on 7/27/2013, 30% on 7/27/2014, and 40% on 7/27/2015.

Read SEC document
July 27, 2015 Filed Jul 29, 2015 17:20 UTC
Hardison Hope A.Executive Vice President
Tax withholdingCommon Stock, $1 2/3 Par Value 2,478.9879 $57.59 $142,764.91
Disclosure

SEC source: 0001127602-15-023606 · form4.xml · nonDerivative · entry 2

Hardison Hope A. · CIK 0001608010 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,097.408

Read SEC document
July 27, 2015 Filed Jul 29, 2015 17:20 UTC
Hardison Hope A.Executive Vice President
Exercise / conversionCommon Stock, $1 2/3 Par Value 4,749.9879 $0.00 $0.00
Disclosure

SEC source: 0001127602-15-023606 · form4.xml · nonDerivative · entry 1

Hardison Hope A. · CIK 0001608010 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,576.3959

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Number of shares represents a Restricted Share Right ("RSR") vesting on 7/27/2015. Original grant date was 7/27/2010. This vesting represents 40% of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs).

Read SEC document
July 27, 2015 Filed Jul 30, 2015 18:01 UTC
Modjtabai AvidSr. Executive Vice President
GiftCommon Stock, $1 2/3 Par Value 2,390 $0.00 $0.00
Disclosure

SEC source: 0001127602-15-023743 · form4.xml · nonDerivative · entry 2

Modjtabai Avid · CIK 0001331834 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · Through Trust

Disclosed balance after: 301,517

Read SEC document
July 27, 2015 Filed Jul 30, 2015 18:01 UTC
Modjtabai AvidSr. Executive Vice President
GiftCommon Stock, $1 2/3 Par Value 2,390 $0.00 $0.00
Disclosure

SEC source: 0001127602-15-023743 · form4.xml · nonDerivative · entry 1

Modjtabai Avid · CIK 0001331834 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
July 27, 2015 Filed Nov 24, 2015 19:37 UTC GiftCommon Stock, $1 2/3 Par Value 2,400 $0.00 $0.00
Disclosure

SEC source: 0001127602-15-032454 · form4.xml · nonDerivative · entry 1

SANGER STEPHEN W · CIK 0001204994 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Through KOS Revocable Trust

Disclosed balance after: 0

Read SEC document
July 23, 2015 Filed Jul 24, 2015 18:04 UTC
STROTHER JAMES MSr. Executive Vice President
SaleCommon Stock, $1 2/3 Par Value 31,000 $58.28 $1,806,680.00
Disclosure

SEC source: 0001127602-15-023365 · form4.xml · nonDerivative · entry 3

STROTHER JAMES M · CIK 0001274257 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 176,403

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $58.27 to $58.295 inclusive. The reporting person undertakes to provide to Wells Fargo & Company (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.

Read SEC document
July 22, 2015 Filed Jul 24, 2015 17:06 UTC
CALLAHAN PATRICIA RSenior Executive VP
Exercise / conversionRestricted Share Right · Derivative 2,499.8905 $0.00 $0.00
Disclosure

SEC source: 0001127602-15-023345 · form4.xml · derivative · entry 9

CALLAHAN PATRICIA R · CIK 0001201222 · Senior Executive VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,497.6182

Underlying: Common Stock, $1 2/3 Par Value · 2,499.8905 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock.

F4 · derivative.exercise_date: These RSRs vest in four installments: one-fourth on 7/22/2015, 7/22/2016, 7/22/2017, and 7/22/2018. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

F4 · derivative.expiration_date: These RSRs vest in four installments: one-fourth on 7/22/2015, 7/22/2016, 7/22/2017, and 7/22/2018. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

Read SEC document
July 22, 2015 Filed Jul 24, 2015 17:06 UTC
CALLAHAN PATRICIA RSenior Executive VP
Tax withholdingCommon Stock, $1 2/3 Par Value 1,118.8905 $58.52 $65,477.47
Disclosure

SEC source: 0001127602-15-023345 · form4.xml · nonDerivative · entry 2

CALLAHAN PATRICIA R · CIK 0001201222 · Senior Executive VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,381

Read SEC document
July 22, 2015 Filed Jul 24, 2015 17:06 UTC
CALLAHAN PATRICIA RSenior Executive VP
Exercise / conversionCommon Stock, $1 2/3 Par Value 2,499.8905 $0.00 $0.00
Disclosure

SEC source: 0001127602-15-023345 · form4.xml · nonDerivative · entry 1

CALLAHAN PATRICIA R · CIK 0001201222 · Senior Executive VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,499.8905

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Number of shares represents a Restricted Share Right ("RSR") vesting on 7/22/2015. Original grant date was 7/22/2014. This vesting represents one-fourth of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs).

Read SEC document
July 22, 2015 Filed Jul 24, 2015 17:11 UTC
CARROLL DAVID MSenior Exec. Vice President
Exercise / conversionRestricted Share Right · Derivative 4,998.7544 $0.00 $0.00
Disclosure

SEC source: 0001127602-15-023348 · form4.xml · derivative · entry 5

CARROLL DAVID M · CIK 0001232064 · Senior Exec. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,995.2362

Underlying: Common Stock, $1 2/3 Par Value · 4,998.7544 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock.

F4 · derivative.exercise_date: These RSRs vest in four installments: one-fourth on 7/22/2015, 7/22/2016, 7/22/2017, and 7/22/2018. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

F4 · derivative.expiration_date: These RSRs vest in four installments: one-fourth on 7/22/2015, 7/22/2016, 7/22/2017, and 7/22/2018. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

Read SEC document
July 22, 2015 Filed Jul 24, 2015 17:11 UTC
CARROLL DAVID MSenior Exec. Vice President
Tax withholdingCommon Stock, $1 2/3 Par Value 2,267.7544 $58.52 $132,708.99
Disclosure

SEC source: 0001127602-15-023348 · form4.xml · nonDerivative · entry 2

CARROLL DAVID M · CIK 0001232064 · Senior Exec. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,731

Read SEC document
July 22, 2015 Filed Jul 24, 2015 17:11 UTC
CARROLL DAVID MSenior Exec. Vice President
Exercise / conversionCommon Stock, $1 2/3 Par Value 4,998.7544 $0.00 $0.00
Disclosure

SEC source: 0001127602-15-023348 · form4.xml · nonDerivative · entry 1

CARROLL DAVID M · CIK 0001232064 · Senior Exec. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,998.7544

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Number of shares represents a Restricted Share Right ("RSR") vesting on 7/22/2015. Original grant date was 7/22/2014. This vesting represents one-fourth of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs).

Read SEC document
July 22, 2015 Filed Jul 24, 2015 17:16 UTC
Hardison Hope A.Executive Vice President
Exercise / conversionRestricted Share Right · Derivative 1,499.9343 $0.00 $0.00
Disclosure

SEC source: 0001127602-15-023350 · form4.xml · derivative · entry 5

Hardison Hope A. · CIK 0001608010 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,498.7762

Underlying: Common Stock, $1 2/3 Par Value · 1,499.9343 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock.

F4 · derivative.exercise_date: These RSRs vest in four installments: one-fourth on 7/22/2015, 7/22/2016, 7/22/2017, and 7/22/2018. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

F4 · derivative.expiration_date: These RSRs vest in four installments: one-fourth on 7/22/2015, 7/22/2016, 7/22/2017, and 7/22/2018. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

Read SEC document
July 22, 2015 Filed Jul 24, 2015 17:16 UTC
Hardison Hope A.Executive Vice President
Tax withholdingCommon Stock, $1 2/3 Par Value 782.9343 $58.52 $45,817.32
Disclosure

SEC source: 0001127602-15-023350 · form4.xml · nonDerivative · entry 2

Hardison Hope A. · CIK 0001608010 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 826.408

Read SEC document
July 22, 2015 Filed Jul 24, 2015 17:16 UTC
Hardison Hope A.Executive Vice President
Exercise / conversionCommon Stock, $1 2/3 Par Value 1,499.9343 $0.00 $0.00
Disclosure

SEC source: 0001127602-15-023350 · form4.xml · nonDerivative · entry 1

Hardison Hope A. · CIK 0001608010 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,609.3423

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Number of shares represents a Restricted Share Right ("RSR") vesting on 7/22/2015. Original grant date was 7/22/2014. This vesting represents one-fourth of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs).

Read SEC document
July 22, 2015 Filed Jul 24, 2015 17:21 UTC
HEID MICHAEL JExecutive Vice President
Exercise / conversionRestricted Share Right · Derivative 2,499.8905 $0.00 $0.00
Disclosure

SEC source: 0001127602-15-023352 · form4.xml · derivative · entry 5

HEID MICHAEL J · CIK 0001527028 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,497.6182

Underlying: Common Stock, $1 2/3 Par Value · 2,499.8905 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock.

F4 · derivative.exercise_date: These RSRs vest in four installments: one-fourth on 7/22/2015, 7/22/2016, 7/22/2017, and 7/22/2018. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

F4 · derivative.expiration_date: These RSRs vest in four installments: one-fourth on 7/22/2015, 7/22/2016, 7/22/2017, and 7/22/2018. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

Read SEC document
July 22, 2015 Filed Jul 24, 2015 17:21 UTC
HEID MICHAEL JExecutive Vice President
Tax withholdingCommon Stock, $1 2/3 Par Value 1,140.8905 $58.52 $66,764.91
Disclosure

SEC source: 0001127602-15-023352 · form4.xml · nonDerivative · entry 2

HEID MICHAEL J · CIK 0001527028 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,359

Read SEC document
July 22, 2015 Filed Jul 24, 2015 17:21 UTC
HEID MICHAEL JExecutive Vice President
Exercise / conversionCommon Stock, $1 2/3 Par Value 2,499.8905 $0.00 $0.00
Disclosure

SEC source: 0001127602-15-023352 · form4.xml · nonDerivative · entry 1

HEID MICHAEL J · CIK 0001527028 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,499.8905

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Number of shares represents a Restricted Share Right ("RSR") vesting on 7/22/2015. Original grant date was 7/22/2014. This vesting represents one-fourth of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs).

Read SEC document
July 22, 2015 Filed Jul 24, 2015 17:29 UTC
Loughlin Michael JSr. Executive Vice President
Exercise / conversionRestricted Share Right · Derivative 2,499.8905 $0.00 $0.00
Disclosure

SEC source: 0001127602-15-023355 · form4.xml · derivative · entry 5

Loughlin Michael J · CIK 0001360758 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,497.6182

Underlying: Common Stock, $1 2/3 Par Value · 2,499.8905 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock.

F4 · derivative.exercise_date: These RSRs vest in four installments: one-fourth on 7/22/2015, 7/22/2016, 7/22/2017, and 7/22/2018. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

F4 · derivative.expiration_date: These RSRs vest in four installments: one-fourth on 7/22/2015, 7/22/2016, 7/22/2017, and 7/22/2018. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

Read SEC document
July 22, 2015 Filed Jul 24, 2015 17:29 UTC
Loughlin Michael JSr. Executive Vice President
Tax withholdingCommon Stock, $1 2/3 Par Value 1,245.8905 $58.52 $72,909.51
Disclosure

SEC source: 0001127602-15-023355 · form4.xml · nonDerivative · entry 2

Loughlin Michael J · CIK 0001360758 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,260

Read SEC document
July 22, 2015 Filed Jul 24, 2015 17:29 UTC
Loughlin Michael JSr. Executive Vice President
Exercise / conversionCommon Stock, $1 2/3 Par Value 2,499.8905 $0.00 $0.00
Disclosure

SEC source: 0001127602-15-023355 · form4.xml · nonDerivative · entry 1

Loughlin Michael J · CIK 0001360758 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,505.8905

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Number of shares represents a Restricted Share Right ("RSR") vesting on 7/22/2015. Original grant date was 7/22/2014. This vesting represents one-fourth of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs).

Read SEC document
July 22, 2015 Filed Jul 24, 2015 17:36 UTC
Modjtabai AvidSr. Executive Vice President
Exercise / conversionRestricted Share Right · Derivative 4,998.7544 $0.00 $0.00
Disclosure

SEC source: 0001127602-15-023357 · form4.xml · derivative · entry 5

Modjtabai Avid · CIK 0001331834 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,995.2362

Underlying: Common Stock, $1 2/3 Par Value · 4,998.7544 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock.

F4 · derivative.exercise_date: These RSRs vest in four installments: one-fourth on 7/22/2015, 7/22/2016, 7/22/2017, and 7/22/2018. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

F4 · derivative.expiration_date: These RSRs vest in four installments: one-fourth on 7/22/2015, 7/22/2016, 7/22/2017, and 7/22/2018. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

Read SEC document
July 22, 2015 Filed Jul 24, 2015 17:36 UTC
Modjtabai AvidSr. Executive Vice President
Tax withholdingCommon Stock, $1 2/3 Par Value 2,608.7544 $58.52 $152,664.31
Disclosure

SEC source: 0001127602-15-023357 · form4.xml · nonDerivative · entry 2

Modjtabai Avid · CIK 0001331834 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,390

Read SEC document
July 22, 2015 Filed Jul 24, 2015 17:36 UTC
Modjtabai AvidSr. Executive Vice President
Exercise / conversionCommon Stock, $1 2/3 Par Value 4,998.7544 $0.00 $0.00
Disclosure

SEC source: 0001127602-15-023357 · form4.xml · nonDerivative · entry 1

Modjtabai Avid · CIK 0001331834 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,998.7544

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Number of shares represents a Restricted Share Right ("RSR") vesting on 7/22/2015. Original grant date was 7/22/2014. This vesting represents one-fourth of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs).

Read SEC document
July 22, 2015 Filed Jul 24, 2015 17:43 UTC
Rhein Kevin ASr. Executive Vice President
Exercise / conversionRestricted Share Right · Derivative 4,998.7544 $0.00 $0.00
Disclosure

SEC source: 0001127602-15-023359 · form4.xml · derivative · entry 4

Rhein Kevin A · CIK 0001452637 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,995.2362

Underlying: Common Stock, $1 2/3 Par Value · 4,998.7544 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock.

F4 · derivative.exercise_date: These RSRs vest in four installments: one-fourth on 7/22/2015, 7/22/2016, 7/22/2017, and 7/22/2018. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

F4 · derivative.expiration_date: These RSRs vest in four installments: one-fourth on 7/22/2015, 7/22/2016, 7/22/2017, and 7/22/2018. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

Read SEC document
July 22, 2015 Filed Jul 24, 2015 17:43 UTC
Rhein Kevin ASr. Executive Vice President
Tax withholdingCommon Stock, $1 2/3 Par Value 2,292.7544 $58.52 $134,171.99
Disclosure

SEC source: 0001127602-15-023359 · form4.xml · nonDerivative · entry 2

Rhein Kevin A · CIK 0001452637 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 212,351

Read SEC document
July 22, 2015 Filed Jul 24, 2015 17:43 UTC
Rhein Kevin ASr. Executive Vice President
Exercise / conversionCommon Stock, $1 2/3 Par Value 4,998.7544 $0.00 $0.00
Disclosure

SEC source: 0001127602-15-023359 · form4.xml · nonDerivative · entry 1

Rhein Kevin A · CIK 0001452637 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 214,643.7544

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Number of shares represents a Restricted Share Right ("RSR") vesting on 7/22/2015. Original grant date was 7/22/2014. This vesting represents one-fourth of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs).

Read SEC document
July 22, 2015 Filed Jul 24, 2015 17:50 UTC
Shrewsberry John R.Senior Executive VP & CFO
Exercise / conversionRestricted Share Right · Derivative 9,997.5087 $0.00 $0.00
Disclosure

SEC source: 0001127602-15-023361 · form4.xml · derivative · entry 5

Shrewsberry John R. · CIK 0001608198 · Senior Executive VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,989.4461

Underlying: Common Stock, $1 2/3 Par Value · 9,997.5087 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock.

F4 · derivative.exercise_date: These RSRs vest in four installments: one-fourth on 7/22/2015, 7/22/2016, 7/22/2017, and 7/22/2018. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

F4 · derivative.expiration_date: These RSRs vest in four installments: one-fourth on 7/22/2015, 7/22/2016, 7/22/2017, and 7/22/2018. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

Read SEC document
July 22, 2015 Filed Jul 24, 2015 17:50 UTC
Shrewsberry John R.Senior Executive VP & CFO
Tax withholdingCommon Stock, $1 2/3 Par Value 5,217.5087 $58.52 $305,328.61
Disclosure

SEC source: 0001127602-15-023361 · form4.xml · nonDerivative · entry 2

Shrewsberry John R. · CIK 0001608198 · Senior Executive VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,780

Read SEC document
July 22, 2015 Filed Jul 24, 2015 17:50 UTC
Shrewsberry John R.Senior Executive VP & CFO
Exercise / conversionCommon Stock, $1 2/3 Par Value 9,997.5087 $0.00 $0.00
Disclosure

SEC source: 0001127602-15-023361 · form4.xml · nonDerivative · entry 1

Shrewsberry John R. · CIK 0001608198 · Senior Executive VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,997.5087

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Number of shares represents a Restricted Share Right ("RSR") vesting on 7/22/2015. Original grant date was 7/22/2014. This vesting represents one-fourth of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs).

Read SEC document
July 22, 2015 Filed Jul 24, 2015 17:57 UTC
SLOAN TIMOTHY JSr. Executive Vice President
Exercise / conversionRestricted Share Right · Derivative 7,497.6181 $0.00 $0.00
Disclosure

SEC source: 0001127602-15-023363 · form4.xml · derivative · entry 4

SLOAN TIMOTHY J · CIK 0001502510 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,492.8546

Underlying: Common Stock, $1 2/3 Par Value · 7,497.6181 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock.

F4 · derivative.exercise_date: These RSRs vest in four installments: one-fourth on 7/22/2015, 7/22/2016, 7/22/2017, and 7/22/2018. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

F4 · derivative.expiration_date: These RSRs vest in four installments: one-fourth on 7/22/2015, 7/22/2016, 7/22/2017, and 7/22/2018. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

Read SEC document
July 22, 2015 Filed Jul 24, 2015 17:57 UTC
SLOAN TIMOTHY JSr. Executive Vice President
Tax withholdingCommon Stock, $1 2/3 Par Value 3,736.6181 $58.52 $218,666.89
Disclosure

SEC source: 0001127602-15-023363 · form4.xml · nonDerivative · entry 2

SLOAN TIMOTHY J · CIK 0001502510 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 500,344

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.