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WELLS FARGO & COMPANY/MN

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2824
SEC CIK
0000072971
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2,929

Last 12 months

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0 purchase rows · 3 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202603
Mar 202600
Apr 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 15, 2016 Filed Mar 17, 2016 17:09 UTC
CARROLL DAVID MSenior Exec. Vice President
Exercise / conversionRestricted Share Right · Derivative 1,405.639 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-046666 · form4.xml · derivative · entry 12

CARROLL DAVID M · CIK 0001232064 · Senior Exec. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $1 2/3 Par Value · 1,405.639 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock.

F9 · derivative.exercise_date: These RSRs vest in three installments: one-third on 3/15/2014, 3/15/2015, and 3/15/2016. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2012 annual incentive compensation award.

F9 · derivative.expiration_date: These RSRs vest in three installments: one-third on 3/15/2014, 3/15/2015, and 3/15/2016. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2012 annual incentive compensation award.

Read SEC document
March 15, 2016 Filed Mar 17, 2016 17:09 UTC
CARROLL DAVID MSenior Exec. Vice President
Exercise / conversion2013 Performance Shares · Derivative 245,527.3823 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-046666 · form4.xml · derivative · entry 11

CARROLL DAVID M · CIK 0001232064 · Senior Exec. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $1 2/3 Par Value · 245,527.3823 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each Performance Share represents a contingent right to receive one share of Company common stock upon vesting based on the attainment of pre-established performance goals.

F7 · derivative.exercise_date: Represents the maximum number of 2013 Performance Shares earned based on the Company's attainment of pre-established performance goals for the three-year performance period ended December 31, 2015, as provided under the terms of a Performance Share award granted on March 8, 2013, which is exempt under Rule 16b-3(d). The 2013 Performance Shares will be settled in shares of common stock of the Company on March 15, 2016. As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

F7 · derivative.expiration_date: Represents the maximum number of 2013 Performance Shares earned based on the Company's attainment of pre-established performance goals for the three-year performance period ended December 31, 2015, as provided under the terms of a Performance Share award granted on March 8, 2013, which is exempt under Rule 16b-3(d). The 2013 Performance Shares will be settled in shares of common stock of the Company on March 15, 2016. As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

Read SEC document
March 15, 2016 Filed Mar 17, 2016 17:09 UTC
CARROLL DAVID MSenior Exec. Vice President
Tax withholdingCommon Stock, $1 2/3 Par Value 372.1099 $49.98 $18,598.05
Disclosure

SEC source: 0001127602-16-046666 · form4.xml · nonDerivative · entry 8

CARROLL DAVID M · CIK 0001232064 · Senior Exec. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,673

Read SEC document
March 15, 2016 Filed Mar 17, 2016 17:09 UTC
CARROLL DAVID MSenior Exec. Vice President
Exercise / conversionCommon Stock, $1 2/3 Par Value 826.1099 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-046666 · form4.xml · nonDerivative · entry 7

CARROLL DAVID M · CIK 0001232064 · Senior Exec. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,045.1099

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Number of shares represents a RSR vesting on 3/15/2016. Original grant date was 2/24/2015. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs).

Read SEC document
March 15, 2016 Filed Mar 17, 2016 17:09 UTC
CARROLL DAVID MSenior Exec. Vice President
Tax withholdingCommon Stock, $1 2/3 Par Value 483.6502 $49.98 $24,172.84
Disclosure

SEC source: 0001127602-16-046666 · form4.xml · nonDerivative · entry 6

CARROLL DAVID M · CIK 0001232064 · Senior Exec. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,219

Read SEC document
March 15, 2016 Filed Mar 17, 2016 17:09 UTC
CARROLL DAVID MSenior Exec. Vice President
Exercise / conversionCommon Stock, $1 2/3 Par Value 1,566.6502 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-046666 · form4.xml · nonDerivative · entry 5

CARROLL DAVID M · CIK 0001232064 · Senior Exec. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,702.6502

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Number of shares represents a RSR vesting on 3/15/2016. Original grant date was 2/25/2014. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs).

Read SEC document
March 15, 2016 Filed Mar 17, 2016 17:09 UTC
CARROLL DAVID MSenior Exec. Vice President
Tax withholdingCommon Stock, $1 2/3 Par Value 434.639 $49.98 $21,723.26
Disclosure

SEC source: 0001127602-16-046666 · form4.xml · nonDerivative · entry 4

CARROLL DAVID M · CIK 0001232064 · Senior Exec. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,136

Read SEC document
March 15, 2016 Filed Mar 17, 2016 17:09 UTC
CARROLL DAVID MSenior Exec. Vice President
Exercise / conversionCommon Stock, $1 2/3 Par Value 1,405.639 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-046666 · form4.xml · nonDerivative · entry 3

CARROLL DAVID M · CIK 0001232064 · Senior Exec. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,570.639

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Number of shares represents a Restricted Share Right ("RSR") vesting on 3/15/2016. Original grant date was 3/8/2013. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs).

Read SEC document
March 15, 2016 Filed Mar 17, 2016 17:09 UTC
CARROLL DAVID MSenior Exec. Vice President
Tax withholdingCommon Stock, $1 2/3 Par Value 117,362.3823 $49.98 $5,865,771.87
Disclosure

SEC source: 0001127602-16-046666 · form4.xml · nonDerivative · entry 2

CARROLL DAVID M · CIK 0001232064 · Senior Exec. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,165

Read SEC document
March 15, 2016 Filed Mar 17, 2016 17:09 UTC
CARROLL DAVID MSenior Exec. Vice President
Exercise / conversionCommon Stock, $1 2/3 Par Value 245,527.3823 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-046666 · form4.xml · nonDerivative · entry 1

CARROLL DAVID M · CIK 0001232064 · Senior Exec. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 245,527.3823

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These shares represent common stock of Wells Fargo & Company (the "Company") acquired on March 15, 2016 upon settlement of a Performance Share award granted on March 8, 2013 in connection with the attainment of pre-established performance goals over the three-year performance period ended December 31, 2015 (as previously disclosed on a Form 4 filed on March 3, 2016).

Read SEC document
March 15, 2016 Filed Mar 17, 2016 17:23 UTC
Hardison Hope A.Sr. Executive Vice President
Exercise / conversionRestricted Share Right · Derivative 611.6592 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-046684 · form4.xml · derivative · entry 11

Hardison Hope A. · CIK 0001608010 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 611.6592

Underlying: Common Stock, $1 2/3 Par Value · 611.6592 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock.

F9 · derivative.exercise_date: These RSRs vest in three installments: one-third on 3/15/2015, 3/15/2016, and 3/15/2017. These RSRs were granted to the reporting person as part of the reporting person's 2013 annual incentive compensation award.

F9 · derivative.expiration_date: These RSRs vest in three installments: one-third on 3/15/2015, 3/15/2016, and 3/15/2017. These RSRs were granted to the reporting person as part of the reporting person's 2013 annual incentive compensation award.

Read SEC document
March 15, 2016 Filed Mar 17, 2016 17:23 UTC
Hardison Hope A.Sr. Executive Vice President
Exercise / conversionRestricted Share Right · Derivative 677.8356 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-046684 · form4.xml · derivative · entry 10

Hardison Hope A. · CIK 0001608010 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $1 2/3 Par Value · 677.8356 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock.

F8 · derivative.exercise_date: These RSRs vest in three installments: one-third on 3/15/2014, 3/15/2015, and 3/15/2016. These RSRs were granted to the reporting person as part of the reporting person's 2012 annual incentive compensation award.

F8 · derivative.expiration_date: These RSRs vest in three installments: one-third on 3/15/2014, 3/15/2015, and 3/15/2016. These RSRs were granted to the reporting person as part of the reporting person's 2012 annual incentive compensation award.

Read SEC document
March 15, 2016 Filed Mar 17, 2016 17:23 UTC
Hardison Hope A.Sr. Executive Vice President
Exercise / conversion2013 Performance Shares · Derivative 54,704.7875 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-046684 · form4.xml · derivative · entry 9

Hardison Hope A. · CIK 0001608010 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $1 2/3 Par Value · 54,704.7875 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each Performance Share represents a contingent right to receive one share of Company common stock upon vesting based on the attainment of pre-established performance goals.

F6 · derivative.exercise_date: Represents the maximum number of 2013 Performance Shares earned based on the Company's attainment of pre-established performance goals for the three-year performance period ended December 31, 2015, as provided under the terms of a Performance Share award granted on February 26, 2013, which is exempt under Rule 16b-3(d). The 2013 Performance Shares will be settled in shares of common stock of the Company on March 15, 2016. As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

F6 · derivative.expiration_date: Represents the maximum number of 2013 Performance Shares earned based on the Company's attainment of pre-established performance goals for the three-year performance period ended December 31, 2015, as provided under the terms of a Performance Share award granted on February 26, 2013, which is exempt under Rule 16b-3(d). The 2013 Performance Shares will be settled in shares of common stock of the Company on March 15, 2016. As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

Read SEC document
March 15, 2016 Filed Mar 17, 2016 17:23 UTC
Hardison Hope A.Sr. Executive Vice President
Tax withholdingCommon Stock, $1 2/3 Par Value 230.6592 $49.98 $11,528.35
Disclosure

SEC source: 0001127602-16-046684 · form4.xml · nonDerivative · entry 6

Hardison Hope A. · CIK 0001608010 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,792.408

Read SEC document
March 15, 2016 Filed Mar 17, 2016 17:23 UTC
Hardison Hope A.Sr. Executive Vice President
Exercise / conversionCommon Stock, $1 2/3 Par Value 611.6592 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-046684 · form4.xml · nonDerivative · entry 5

Hardison Hope A. · CIK 0001608010 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,023.0672

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Number of shares represents a RSR vesting on 3/15/2016. Original grant date was 2/25/2014. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs).

Read SEC document
March 15, 2016 Filed Mar 17, 2016 17:23 UTC
Hardison Hope A.Sr. Executive Vice President
Tax withholdingCommon Stock, $1 2/3 Par Value 254.8356 $49.98 $12,736.68
Disclosure

SEC source: 0001127602-16-046684 · form4.xml · nonDerivative · entry 4

Hardison Hope A. · CIK 0001608010 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,411.408

Read SEC document
March 15, 2016 Filed Mar 17, 2016 17:23 UTC
Hardison Hope A.Sr. Executive Vice President
Exercise / conversionCommon Stock, $1 2/3 Par Value 677.8356 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-046684 · form4.xml · nonDerivative · entry 3

Hardison Hope A. · CIK 0001608010 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,666.2436

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Number of shares represents a Restricted Share Right ("RSR") vesting on 3/15/2016. Original grant date was 2/26/2013. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs).

Read SEC document
March 15, 2016 Filed Mar 17, 2016 17:23 UTC
Hardison Hope A.Sr. Executive Vice President
Tax withholdingCommon Stock, $1 2/3 Par Value 26,542.7875 $49.98 $1,326,608.52
Disclosure

SEC source: 0001127602-16-046684 · form4.xml · nonDerivative · entry 2

Hardison Hope A. · CIK 0001608010 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,988.408

Read SEC document
March 15, 2016 Filed Mar 17, 2016 17:23 UTC
Hardison Hope A.Sr. Executive Vice President
Exercise / conversionCommon Stock, $1 2/3 Par Value 54,704.7875 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-046684 · form4.xml · nonDerivative · entry 1

Hardison Hope A. · CIK 0001608010 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,531.1955

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These shares represent common stock of Wells Fargo & Company (the "Company") acquired on March 15, 2016 upon settlement of a Performance Share award granted on February 26, 2013 in connection with the attainment of pre-established performance goals over the three-year performance period ended December 31, 2015 (as previously disclosed on a Form 4 filed on March 3, 2016).

Read SEC document
March 15, 2016 Filed Mar 17, 2016 17:33 UTC
LEVY RICHARDExecutive VP & Controller
Exercise / conversionRestricted Share Right · Derivative 557.5985 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-046689 · form4.xml · derivative · entry 15

LEVY RICHARD · CIK 0001201666 · Executive VP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,115.1968

Underlying: Common Stock, $1 2/3 Par Value · 557.5985 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock.

F11 · derivative.exercise_date: These RSRs vest in three installments: one-third on 3/15/2016, 3/15/2017, and 3/15/2018. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2014 annual incentive compensation award.

F11 · derivative.expiration_date: These RSRs vest in three installments: one-third on 3/15/2016, 3/15/2017, and 3/15/2018. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2014 annual incentive compensation award.

Read SEC document
March 15, 2016 Filed Mar 17, 2016 17:33 UTC
LEVY RICHARDExecutive VP & Controller
Exercise / conversionRestricted Share Right · Derivative 987.7399 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-046689 · form4.xml · derivative · entry 14

LEVY RICHARD · CIK 0001201666 · Executive VP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 986.6832

Underlying: Common Stock, $1 2/3 Par Value · 987.7399 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock.

F10 · derivative.exercise_date: These RSRs vest in three installments: one-third on 3/15/2015, 3/15/2016, and 3/15/2017. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2013 annual incentive compensation award.

F10 · derivative.expiration_date: These RSRs vest in three installments: one-third on 3/15/2015, 3/15/2016, and 3/15/2017. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2013 annual incentive compensation award.

Read SEC document
March 15, 2016 Filed Mar 17, 2016 17:33 UTC
LEVY RICHARDExecutive VP & Controller
Exercise / conversionRestricted Share Right · Derivative 1,235.0942 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-046689 · form4.xml · derivative · entry 13

LEVY RICHARD · CIK 0001201666 · Executive VP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $1 2/3 Par Value · 1,235.0942 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock.

F9 · derivative.exercise_date: These RSRs vest in three installments: one-third on 3/15/2014, 3/15/2015, and 3/15/2016. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2012 annual incentive compensation award.

F9 · derivative.expiration_date: These RSRs vest in three installments: one-third on 3/15/2014, 3/15/2015, and 3/15/2016. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2012 annual incentive compensation award.

Read SEC document
March 15, 2016 Filed Mar 17, 2016 17:33 UTC
LEVY RICHARDExecutive VP & Controller
Exercise / conversion2013 Performance Shares · Derivative 81,842.0988 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-046689 · form4.xml · derivative · entry 12

LEVY RICHARD · CIK 0001201666 · Executive VP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $1 2/3 Par Value · 81,842.0988 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each Performance Share represents a contingent right to receive one share of Company common stock upon vesting based on the attainment of pre-established performance goals.

F7 · derivative.exercise_date: Represents the maximum number of 2013 Performance Shares earned based on the Company's attainment of pre-established performance goals for the three-year performance period ended December 31, 2015, as provided under the terms of a Performance Share award granted on March 8, 2013, which is exempt under Rule 16b-3(d). The 2013 Performance Shares will be settled in shares of common stock of the Company on March 15, 2016. As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

F7 · derivative.expiration_date: Represents the maximum number of 2013 Performance Shares earned based on the Company's attainment of pre-established performance goals for the three-year performance period ended December 31, 2015, as provided under the terms of a Performance Share award granted on March 8, 2013, which is exempt under Rule 16b-3(d). The 2013 Performance Shares will be settled in shares of common stock of the Company on March 15, 2016. As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

Read SEC document
March 15, 2016 Filed Mar 17, 2016 17:33 UTC
LEVY RICHARDExecutive VP & Controller
Tax withholdingCommon Stock, $1 2/3 Par Value 278.5985 $49.98 $13,924.35
Disclosure

SEC source: 0001127602-16-046689 · form4.xml · nonDerivative · entry 8

LEVY RICHARD · CIK 0001201666 · Executive VP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,743

Read SEC document
March 15, 2016 Filed Mar 17, 2016 17:33 UTC
LEVY RICHARDExecutive VP & Controller
Exercise / conversionCommon Stock, $1 2/3 Par Value 557.5985 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-046689 · form4.xml · nonDerivative · entry 7

LEVY RICHARD · CIK 0001201666 · Executive VP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,021.5985

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Number of shares represents a RSR vesting on 3/15/2016. Original grant date was 2/24/2015. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs).

Read SEC document
March 15, 2016 Filed Mar 17, 2016 17:33 UTC
LEVY RICHARDExecutive VP & Controller
Tax withholdingCommon Stock, $1 2/3 Par Value 492.7399 $49.98 $24,627.14
Disclosure

SEC source: 0001127602-16-046689 · form4.xml · nonDerivative · entry 6

LEVY RICHARD · CIK 0001201666 · Executive VP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,464

Read SEC document
March 15, 2016 Filed Mar 17, 2016 17:33 UTC
LEVY RICHARDExecutive VP & Controller
Exercise / conversionCommon Stock, $1 2/3 Par Value 987.7399 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-046689 · form4.xml · nonDerivative · entry 5

LEVY RICHARD · CIK 0001201666 · Executive VP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,956.7399

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Number of shares represents a RSR vesting on 3/15/2016. Original grant date was 2/25/2014. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs).

Read SEC document
March 15, 2016 Filed Mar 17, 2016 17:33 UTC
LEVY RICHARDExecutive VP & Controller
Tax withholdingCommon Stock, $1 2/3 Par Value 616.0942 $49.98 $30,792.39
Disclosure

SEC source: 0001127602-16-046689 · form4.xml · nonDerivative · entry 4

LEVY RICHARD · CIK 0001201666 · Executive VP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,969

Read SEC document
March 15, 2016 Filed Mar 17, 2016 17:33 UTC
LEVY RICHARDExecutive VP & Controller
Exercise / conversionCommon Stock, $1 2/3 Par Value 1,235.0942 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-046689 · form4.xml · nonDerivative · entry 3

LEVY RICHARD · CIK 0001201666 · Executive VP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,585.0942

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Number of shares represents a Restricted Share Right ("RSR") vesting on 3/15/2016. Original grant date was 3/8/2013. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs).

Read SEC document
March 15, 2016 Filed Mar 17, 2016 17:33 UTC
LEVY RICHARDExecutive VP & Controller
Tax withholdingCommon Stock, $1 2/3 Par Value 42,706.0988 $49.98 $2,134,450.82
Disclosure

SEC source: 0001127602-16-046689 · form4.xml · nonDerivative · entry 2

LEVY RICHARD · CIK 0001201666 · Executive VP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,350

Read SEC document
March 15, 2016 Filed Mar 17, 2016 17:33 UTC
LEVY RICHARDExecutive VP & Controller
Exercise / conversionCommon Stock, $1 2/3 Par Value 81,842.0988 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-046689 · form4.xml · nonDerivative · entry 1

LEVY RICHARD · CIK 0001201666 · Executive VP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,056.0988

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These shares represent common stock of Wells Fargo & Company (the "Company") acquired on March 15, 2016 upon settlement of a Performance Share award granted on March 8, 2013 in connection with the attainment of pre-established performance goals over the three-year performance period ended December 31, 2015 (as previously disclosed on a Form 4 filed on March 3, 2016).

Read SEC document
March 15, 2016 Filed Mar 17, 2016 17:38 UTC
Loughlin Michael JSr. Executive Vice President
Exercise / conversion2013 Performance Shares · Derivative 111,604.9354 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-046693 · form4.xml · derivative · entry 5

Loughlin Michael J · CIK 0001360758 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $1 2/3 Par Value · 111,604.9354 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Performance Share represents a contingent right to receive one share of Company common stock upon vesting based on the attainment of pre-established performance goals.

F4 · derivative.exercise_date: Represents the maximum number of 2013 Performance Shares earned based on the Company's attainment of pre-established performance goals for the three-year performance period ended December 31, 2015, as provided under the terms of a Performance Share award granted on March 8, 2013, which is exempt under Rule 16b-3(d). The 2013 Performance Shares will be settled in shares of common stock of the Company on March 15, 2016. As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

F4 · derivative.expiration_date: Represents the maximum number of 2013 Performance Shares earned based on the Company's attainment of pre-established performance goals for the three-year performance period ended December 31, 2015, as provided under the terms of a Performance Share award granted on March 8, 2013, which is exempt under Rule 16b-3(d). The 2013 Performance Shares will be settled in shares of common stock of the Company on March 15, 2016. As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

Read SEC document
March 15, 2016 Filed Mar 17, 2016 17:38 UTC
Loughlin Michael JSr. Executive Vice President
Tax withholdingCommon Stock, $1 2/3 Par Value 56,774.9354 $49.98 $2,837,611.27
Disclosure

SEC source: 0001127602-16-046693 · form4.xml · nonDerivative · entry 2

Loughlin Michael J · CIK 0001360758 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,095.9126

Read SEC document
March 15, 2016 Filed Mar 17, 2016 17:38 UTC
Loughlin Michael JSr. Executive Vice President
Exercise / conversionCommon Stock, $1 2/3 Par Value 111,604.9354 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-046693 · form4.xml · nonDerivative · entry 1

Loughlin Michael J · CIK 0001360758 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,870.848

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These shares represent common stock of Wells Fargo & Company (the "Company") acquired on March 15, 2016 upon settlement of a Performance Share award granted on March 8, 2013 in connection with the attainment of pre-established performance goals over the three-year performance period ended December 31, 2015 (as previously disclosed on a Form 4 filed on March 3, 2016).

Read SEC document
March 15, 2016 Filed Mar 17, 2016 17:46 UTC
Modjtabai AvidSr. Executive Vice President
Exercise / conversionRestricted Share Right · Derivative 620.3541 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-046698 · form4.xml · derivative · entry 14

Modjtabai Avid · CIK 0001331834 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,238.6504

Underlying: Common Stock, $1 2/3 Par Value · 620.3541 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock.

F11 · derivative.exercise_date: These RSRs vest in three installments: one-third on 3/15/2016, 3/15/2017, and 3/15/2018. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2014 annual incentive compensation award.

F11 · derivative.expiration_date: These RSRs vest in three installments: one-third on 3/15/2016, 3/15/2017, and 3/15/2018. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2014 annual incentive compensation award.

Read SEC document
March 15, 2016 Filed Mar 17, 2016 17:46 UTC
Modjtabai AvidSr. Executive Vice President
Exercise / conversionRestricted Share Right · Derivative 1,566.6502 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-046698 · form4.xml · derivative · entry 13

Modjtabai Avid · CIK 0001331834 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,566.6507

Underlying: Common Stock, $1 2/3 Par Value · 1,566.6502 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock.

F10 · derivative.exercise_date: These RSRs vest in three installments: one-third on 3/15/2015, 3/15/2016, and 3/15/2017. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2013 annual incentive compensation award.

F10 · derivative.expiration_date: These RSRs vest in three installments: one-third on 3/15/2015, 3/15/2016, and 3/15/2017. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2013 annual incentive compensation award.

Read SEC document
March 15, 2016 Filed Mar 17, 2016 17:46 UTC
Modjtabai AvidSr. Executive Vice President
Exercise / conversionRestricted Share Right · Derivative 1,405.639 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-046698 · form4.xml · derivative · entry 12

Modjtabai Avid · CIK 0001331834 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $1 2/3 Par Value · 1,405.639 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock.

F9 · derivative.exercise_date: These RSRs vest in three installments: one-third on 3/15/2014, 3/15/2015, and 3/15/2016. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2012 annual incentive compensation award.

F9 · derivative.expiration_date: These RSRs vest in three installments: one-third on 3/15/2014, 3/15/2015, and 3/15/2016. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2012 annual incentive compensation award.

Read SEC document
March 15, 2016 Filed Mar 17, 2016 17:46 UTC
Modjtabai AvidSr. Executive Vice President
Exercise / conversion2013 Performance Shares · Derivative 245,527.3823 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-046698 · form4.xml · derivative · entry 11

Modjtabai Avid · CIK 0001331834 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $1 2/3 Par Value · 245,527.3823 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each Performance Share represents a contingent right to receive one share of Company common stock upon vesting based on the attainment of pre-established performance goals.

F7 · derivative.exercise_date: Represents the maximum number of 2013 Performance Shares earned based on the Company's attainment of pre-established performance goals for the three-year performance period ended December 31, 2015, as provided under the terms of a Performance Share award granted on March 8, 2013, which is exempt under Rule 16b-3(d). The 2013 Performance Shares will be settled in shares of common stock of the Company on March 15, 2016. As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

F7 · derivative.expiration_date: Represents the maximum number of 2013 Performance Shares earned based on the Company's attainment of pre-established performance goals for the three-year performance period ended December 31, 2015, as provided under the terms of a Performance Share award granted on March 8, 2013, which is exempt under Rule 16b-3(d). The 2013 Performance Shares will be settled in shares of common stock of the Company on March 15, 2016. As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

Read SEC document
March 15, 2016 Filed Mar 17, 2016 17:46 UTC
Modjtabai AvidSr. Executive Vice President
Tax withholdingCommon Stock, $1 2/3 Par Value 320.3541 $49.98 $16,011.30
Disclosure

SEC source: 0001127602-16-046698 · form4.xml · nonDerivative · entry 8

Modjtabai Avid · CIK 0001331834 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,565

Read SEC document
March 15, 2016 Filed Mar 17, 2016 17:46 UTC
Modjtabai AvidSr. Executive Vice President
Exercise / conversionCommon Stock, $1 2/3 Par Value 620.3541 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-046698 · form4.xml · nonDerivative · entry 7

Modjtabai Avid · CIK 0001331834 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,885.3541

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Number of shares represents a RSR vesting on 3/15/2016. Original grant date was 2/24/2015. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs).

Read SEC document
March 15, 2016 Filed Mar 17, 2016 17:46 UTC
Modjtabai AvidSr. Executive Vice President
Tax withholdingCommon Stock, $1 2/3 Par Value 589.6502 $49.98 $29,470.72
Disclosure

SEC source: 0001127602-16-046698 · form4.xml · nonDerivative · entry 6

Modjtabai Avid · CIK 0001331834 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,265

Read SEC document
March 15, 2016 Filed Mar 17, 2016 17:46 UTC
Modjtabai AvidSr. Executive Vice President
Exercise / conversionCommon Stock, $1 2/3 Par Value 1,566.6502 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-046698 · form4.xml · nonDerivative · entry 5

Modjtabai Avid · CIK 0001331834 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,854.6502

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Number of shares represents a RSR vesting on 3/15/2016. Original grant date was 2/25/2014. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs).

Read SEC document
March 15, 2016 Filed Mar 17, 2016 17:46 UTC
Modjtabai AvidSr. Executive Vice President
Tax withholdingCommon Stock, $1 2/3 Par Value 528.639 $49.98 $26,421.38
Disclosure

SEC source: 0001127602-16-046698 · form4.xml · nonDerivative · entry 4

Modjtabai Avid · CIK 0001331834 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,288

Read SEC document
March 15, 2016 Filed Mar 17, 2016 17:46 UTC
Modjtabai AvidSr. Executive Vice President
Exercise / conversionCommon Stock, $1 2/3 Par Value 1,405.639 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-046698 · form4.xml · nonDerivative · entry 3

Modjtabai Avid · CIK 0001331834 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,816.639

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Number of shares represents a Restricted Share Right ("RSR") vesting on 3/15/2016. Original grant date was 3/8/2013. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs).

Read SEC document
March 15, 2016 Filed Mar 17, 2016 17:46 UTC
Modjtabai AvidSr. Executive Vice President
Tax withholdingCommon Stock, $1 2/3 Par Value 128,116.3823 $49.98 $6,403,256.79
Disclosure

SEC source: 0001127602-16-046698 · form4.xml · nonDerivative · entry 2

Modjtabai Avid · CIK 0001331834 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,411

Read SEC document
March 15, 2016 Filed Mar 17, 2016 17:46 UTC
Modjtabai AvidSr. Executive Vice President
Exercise / conversionCommon Stock, $1 2/3 Par Value 245,527.3823 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-046698 · form4.xml · nonDerivative · entry 1

Modjtabai Avid · CIK 0001331834 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 245,527.3823

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These shares represent common stock of Wells Fargo & Company (the "Company") acquired on March 15, 2016 upon settlement of a Performance Share award granted on March 8, 2013 in connection with the attainment of pre-established performance goals over the three-year performance period ended December 31, 2015 (as previously disclosed on a Form 4 filed on March 3, 2016).

Read SEC document
March 15, 2016 Filed Mar 17, 2016 17:57 UTC
Shrewsberry John R.Senior Executive VP & CFO
Exercise / conversionRestricted Share Right · Derivative 1,239.6792 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-046710 · form4.xml · derivative · entry 14

Shrewsberry John R. · CIK 0001608198 · Senior Executive VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,477.301

Underlying: Common Stock, $1 2/3 Par Value · 1,239.6792 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock.

F11 · derivative.exercise_date: These RSRs vest in three installments: one-third on 3/15/2016, 3/15/2017, and 3/15/2018. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2014 annual incentive compensation award.

F11 · derivative.expiration_date: These RSRs vest in three installments: one-third on 3/15/2016, 3/15/2017, and 3/15/2018. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2014 annual incentive compensation award.

Read SEC document
March 15, 2016 Filed Mar 17, 2016 17:57 UTC
Shrewsberry John R.Senior Executive VP & CFO
Exercise / conversionRestricted Share Right · Derivative 7,769.8678 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-046710 · form4.xml · derivative · entry 13

Shrewsberry John R. · CIK 0001608198 · Senior Executive VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,768.8112

Underlying: Common Stock, $1 2/3 Par Value · 7,769.8678 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock.

F10 · derivative.exercise_date: These RSRs vest in three installments: one-third on 3/15/2015, 3/15/2016, and 3/15/2017. These RSRs were granted to the reporting person as part of the reporting person's 2013 annual incentive compensation award.

F10 · derivative.expiration_date: These RSRs vest in three installments: one-third on 3/15/2015, 3/15/2016, and 3/15/2017. These RSRs were granted to the reporting person as part of the reporting person's 2013 annual incentive compensation award.

Read SEC document
March 15, 2016 Filed Mar 17, 2016 17:57 UTC
Shrewsberry John R.Senior Executive VP & CFO
Exercise / conversionRestricted Share Right · Derivative 10,593.3499 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-046710 · form4.xml · derivative · entry 12

Shrewsberry John R. · CIK 0001608198 · Senior Executive VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $1 2/3 Par Value · 10,593.3499 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock.

F9 · derivative.exercise_date: These RSRs vest in three installments: one-third on 3/15/2014, 3/15/2015, and 3/15/2016. These RSRs were granted to the reporting person as part of the reporting person's 2012 annual incentive compensation award.

F9 · derivative.expiration_date: These RSRs vest in three installments: one-third on 3/15/2014, 3/15/2015, and 3/15/2016. These RSRs were granted to the reporting person as part of the reporting person's 2012 annual incentive compensation award.

Read SEC document
March 15, 2016 Filed Mar 17, 2016 17:57 UTC
Shrewsberry John R.Senior Executive VP & CFO
Exercise / conversion2013 Performance Shares · Derivative 109,409.5749 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-046710 · form4.xml · derivative · entry 11

Shrewsberry John R. · CIK 0001608198 · Senior Executive VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $1 2/3 Par Value · 109,409.5749 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each Performance Share represents a contingent right to receive one share of Company common stock upon vesting based on the attainment of pre-established performance goals.

F7 · derivative.exercise_date: Represents the maximum number of 2013 Performance Shares earned based on the Company's attainment of pre-established performance goals for the three-year performance period ended December 31, 2015, as provided under the terms of a Performance Share award granted on February 26, 2013, which is exempt under Rule 16b-3(d). The 2013 Performance Shares will be settled in shares of common stock of the Company on March 15, 2016. As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

F7 · derivative.expiration_date: Represents the maximum number of 2013 Performance Shares earned based on the Company's attainment of pre-established performance goals for the three-year performance period ended December 31, 2015, as provided under the terms of a Performance Share award granted on February 26, 2013, which is exempt under Rule 16b-3(d). The 2013 Performance Shares will be settled in shares of common stock of the Company on March 15, 2016. As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.