Last 12 months
Inside the activity.
0 purchase rows · 3 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 3 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 15, 2016 Filed Mar 17, 2016 17:09 UTC |
CARROLL DAVID MSenior Exec. Vice President
|
Exercise / conversionRestricted Share Right · Derivative | 1,405.639 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-046666 · form4.xml · derivative · entry 12 CARROLL DAVID M · CIK 0001232064 · Senior Exec. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $1 2/3 Par Value · 1,405.639 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock. F9 · derivative.exercise_date: These RSRs vest in three installments: one-third on 3/15/2014, 3/15/2015, and 3/15/2016. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2012 annual incentive compensation award. F9 · derivative.expiration_date: These RSRs vest in three installments: one-third on 3/15/2014, 3/15/2015, and 3/15/2016. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2012 annual incentive compensation award. Read SEC document |
| March 15, 2016 Filed Mar 17, 2016 17:09 UTC |
CARROLL DAVID MSenior Exec. Vice President
|
Exercise / conversion2013 Performance Shares · Derivative | 245,527.3823 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-046666 · form4.xml · derivative · entry 11 CARROLL DAVID M · CIK 0001232064 · Senior Exec. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $1 2/3 Par Value · 245,527.3823 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Each Performance Share represents a contingent right to receive one share of Company common stock upon vesting based on the attainment of pre-established performance goals. F7 · derivative.exercise_date: Represents the maximum number of 2013 Performance Shares earned based on the Company's attainment of pre-established performance goals for the three-year performance period ended December 31, 2015, as provided under the terms of a Performance Share award granted on March 8, 2013, which is exempt under Rule 16b-3(d). The 2013 Performance Shares will be settled in shares of common stock of the Company on March 15, 2016. As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. F7 · derivative.expiration_date: Represents the maximum number of 2013 Performance Shares earned based on the Company's attainment of pre-established performance goals for the three-year performance period ended December 31, 2015, as provided under the terms of a Performance Share award granted on March 8, 2013, which is exempt under Rule 16b-3(d). The 2013 Performance Shares will be settled in shares of common stock of the Company on March 15, 2016. As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. Read SEC document |
| March 15, 2016 Filed Mar 17, 2016 17:09 UTC |
CARROLL DAVID MSenior Exec. Vice President
|
Tax withholdingCommon Stock, $1 2/3 Par Value | 372.1099 | $49.98 | $18,598.05 |
DisclosureSEC source: 0001127602-16-046666 · form4.xml · nonDerivative · entry 8 CARROLL DAVID M · CIK 0001232064 · Senior Exec. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,673 Read SEC document |
| March 15, 2016 Filed Mar 17, 2016 17:09 UTC |
CARROLL DAVID MSenior Exec. Vice President
|
Exercise / conversionCommon Stock, $1 2/3 Par Value | 826.1099 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-046666 · form4.xml · nonDerivative · entry 7 CARROLL DAVID M · CIK 0001232064 · Senior Exec. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 131,045.1099 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: Number of shares represents a RSR vesting on 3/15/2016. Original grant date was 2/24/2015. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs). Read SEC document |
| March 15, 2016 Filed Mar 17, 2016 17:09 UTC |
CARROLL DAVID MSenior Exec. Vice President
|
Tax withholdingCommon Stock, $1 2/3 Par Value | 483.6502 | $49.98 | $24,172.84 |
DisclosureSEC source: 0001127602-16-046666 · form4.xml · nonDerivative · entry 6 CARROLL DAVID M · CIK 0001232064 · Senior Exec. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,219 Read SEC document |
| March 15, 2016 Filed Mar 17, 2016 17:09 UTC |
CARROLL DAVID MSenior Exec. Vice President
|
Exercise / conversionCommon Stock, $1 2/3 Par Value | 1,566.6502 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-046666 · form4.xml · nonDerivative · entry 5 CARROLL DAVID M · CIK 0001232064 · Senior Exec. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,702.6502 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: Number of shares represents a RSR vesting on 3/15/2016. Original grant date was 2/25/2014. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs). Read SEC document |
| March 15, 2016 Filed Mar 17, 2016 17:09 UTC |
CARROLL DAVID MSenior Exec. Vice President
|
Tax withholdingCommon Stock, $1 2/3 Par Value | 434.639 | $49.98 | $21,723.26 |
DisclosureSEC source: 0001127602-16-046666 · form4.xml · nonDerivative · entry 4 CARROLL DAVID M · CIK 0001232064 · Senior Exec. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,136 Read SEC document |
| March 15, 2016 Filed Mar 17, 2016 17:09 UTC |
CARROLL DAVID MSenior Exec. Vice President
|
Exercise / conversionCommon Stock, $1 2/3 Par Value | 1,405.639 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-046666 · form4.xml · nonDerivative · entry 3 CARROLL DAVID M · CIK 0001232064 · Senior Exec. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,570.639 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Number of shares represents a Restricted Share Right ("RSR") vesting on 3/15/2016. Original grant date was 3/8/2013. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs). Read SEC document |
| March 15, 2016 Filed Mar 17, 2016 17:09 UTC |
CARROLL DAVID MSenior Exec. Vice President
|
Tax withholdingCommon Stock, $1 2/3 Par Value | 117,362.3823 | $49.98 | $5,865,771.87 |
DisclosureSEC source: 0001127602-16-046666 · form4.xml · nonDerivative · entry 2 CARROLL DAVID M · CIK 0001232064 · Senior Exec. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 128,165 Read SEC document |
| March 15, 2016 Filed Mar 17, 2016 17:09 UTC |
CARROLL DAVID MSenior Exec. Vice President
|
Exercise / conversionCommon Stock, $1 2/3 Par Value | 245,527.3823 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-046666 · form4.xml · nonDerivative · entry 1 CARROLL DAVID M · CIK 0001232064 · Senior Exec. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 245,527.3823 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These shares represent common stock of Wells Fargo & Company (the "Company") acquired on March 15, 2016 upon settlement of a Performance Share award granted on March 8, 2013 in connection with the attainment of pre-established performance goals over the three-year performance period ended December 31, 2015 (as previously disclosed on a Form 4 filed on March 3, 2016). Read SEC document |
| March 15, 2016 Filed Mar 17, 2016 17:23 UTC |
Hardison Hope A.Sr. Executive Vice President
|
Exercise / conversionRestricted Share Right · Derivative | 611.6592 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-046684 · form4.xml · derivative · entry 11 Hardison Hope A. · CIK 0001608010 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 611.6592 Underlying: Common Stock, $1 2/3 Par Value · 611.6592 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock. F9 · derivative.exercise_date: These RSRs vest in three installments: one-third on 3/15/2015, 3/15/2016, and 3/15/2017. These RSRs were granted to the reporting person as part of the reporting person's 2013 annual incentive compensation award. F9 · derivative.expiration_date: These RSRs vest in three installments: one-third on 3/15/2015, 3/15/2016, and 3/15/2017. These RSRs were granted to the reporting person as part of the reporting person's 2013 annual incentive compensation award. Read SEC document |
| March 15, 2016 Filed Mar 17, 2016 17:23 UTC |
Hardison Hope A.Sr. Executive Vice President
|
Exercise / conversionRestricted Share Right · Derivative | 677.8356 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-046684 · form4.xml · derivative · entry 10 Hardison Hope A. · CIK 0001608010 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $1 2/3 Par Value · 677.8356 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock. F8 · derivative.exercise_date: These RSRs vest in three installments: one-third on 3/15/2014, 3/15/2015, and 3/15/2016. These RSRs were granted to the reporting person as part of the reporting person's 2012 annual incentive compensation award. F8 · derivative.expiration_date: These RSRs vest in three installments: one-third on 3/15/2014, 3/15/2015, and 3/15/2016. These RSRs were granted to the reporting person as part of the reporting person's 2012 annual incentive compensation award. Read SEC document |
| March 15, 2016 Filed Mar 17, 2016 17:23 UTC |
Hardison Hope A.Sr. Executive Vice President
|
Exercise / conversion2013 Performance Shares · Derivative | 54,704.7875 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-046684 · form4.xml · derivative · entry 9 Hardison Hope A. · CIK 0001608010 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $1 2/3 Par Value · 54,704.7875 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each Performance Share represents a contingent right to receive one share of Company common stock upon vesting based on the attainment of pre-established performance goals. F6 · derivative.exercise_date: Represents the maximum number of 2013 Performance Shares earned based on the Company's attainment of pre-established performance goals for the three-year performance period ended December 31, 2015, as provided under the terms of a Performance Share award granted on February 26, 2013, which is exempt under Rule 16b-3(d). The 2013 Performance Shares will be settled in shares of common stock of the Company on March 15, 2016. As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. F6 · derivative.expiration_date: Represents the maximum number of 2013 Performance Shares earned based on the Company's attainment of pre-established performance goals for the three-year performance period ended December 31, 2015, as provided under the terms of a Performance Share award granted on February 26, 2013, which is exempt under Rule 16b-3(d). The 2013 Performance Shares will be settled in shares of common stock of the Company on March 15, 2016. As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. Read SEC document |
| March 15, 2016 Filed Mar 17, 2016 17:23 UTC |
Hardison Hope A.Sr. Executive Vice President
|
Tax withholdingCommon Stock, $1 2/3 Par Value | 230.6592 | $49.98 | $11,528.35 |
DisclosureSEC source: 0001127602-16-046684 · form4.xml · nonDerivative · entry 6 Hardison Hope A. · CIK 0001608010 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,792.408 Read SEC document |
| March 15, 2016 Filed Mar 17, 2016 17:23 UTC |
Hardison Hope A.Sr. Executive Vice President
|
Exercise / conversionCommon Stock, $1 2/3 Par Value | 611.6592 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-046684 · form4.xml · nonDerivative · entry 5 Hardison Hope A. · CIK 0001608010 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,023.0672 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: Number of shares represents a RSR vesting on 3/15/2016. Original grant date was 2/25/2014. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs). Read SEC document |
| March 15, 2016 Filed Mar 17, 2016 17:23 UTC |
Hardison Hope A.Sr. Executive Vice President
|
Tax withholdingCommon Stock, $1 2/3 Par Value | 254.8356 | $49.98 | $12,736.68 |
DisclosureSEC source: 0001127602-16-046684 · form4.xml · nonDerivative · entry 4 Hardison Hope A. · CIK 0001608010 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,411.408 Read SEC document |
| March 15, 2016 Filed Mar 17, 2016 17:23 UTC |
Hardison Hope A.Sr. Executive Vice President
|
Exercise / conversionCommon Stock, $1 2/3 Par Value | 677.8356 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-046684 · form4.xml · nonDerivative · entry 3 Hardison Hope A. · CIK 0001608010 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,666.2436 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Number of shares represents a Restricted Share Right ("RSR") vesting on 3/15/2016. Original grant date was 2/26/2013. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs). Read SEC document |
| March 15, 2016 Filed Mar 17, 2016 17:23 UTC |
Hardison Hope A.Sr. Executive Vice President
|
Tax withholdingCommon Stock, $1 2/3 Par Value | 26,542.7875 | $49.98 | $1,326,608.52 |
DisclosureSEC source: 0001127602-16-046684 · form4.xml · nonDerivative · entry 2 Hardison Hope A. · CIK 0001608010 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,988.408 Read SEC document |
| March 15, 2016 Filed Mar 17, 2016 17:23 UTC |
Hardison Hope A.Sr. Executive Vice President
|
Exercise / conversionCommon Stock, $1 2/3 Par Value | 54,704.7875 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-046684 · form4.xml · nonDerivative · entry 1 Hardison Hope A. · CIK 0001608010 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,531.1955 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These shares represent common stock of Wells Fargo & Company (the "Company") acquired on March 15, 2016 upon settlement of a Performance Share award granted on February 26, 2013 in connection with the attainment of pre-established performance goals over the three-year performance period ended December 31, 2015 (as previously disclosed on a Form 4 filed on March 3, 2016). Read SEC document |
| March 15, 2016 Filed Mar 17, 2016 17:33 UTC |
LEVY RICHARDExecutive VP & Controller
|
Exercise / conversionRestricted Share Right · Derivative | 557.5985 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-046689 · form4.xml · derivative · entry 15 LEVY RICHARD · CIK 0001201666 · Executive VP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,115.1968 Underlying: Common Stock, $1 2/3 Par Value · 557.5985 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock. F11 · derivative.exercise_date: These RSRs vest in three installments: one-third on 3/15/2016, 3/15/2017, and 3/15/2018. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2014 annual incentive compensation award. F11 · derivative.expiration_date: These RSRs vest in three installments: one-third on 3/15/2016, 3/15/2017, and 3/15/2018. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2014 annual incentive compensation award. Read SEC document |
| March 15, 2016 Filed Mar 17, 2016 17:33 UTC |
LEVY RICHARDExecutive VP & Controller
|
Exercise / conversionRestricted Share Right · Derivative | 987.7399 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-046689 · form4.xml · derivative · entry 14 LEVY RICHARD · CIK 0001201666 · Executive VP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 986.6832 Underlying: Common Stock, $1 2/3 Par Value · 987.7399 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock. F10 · derivative.exercise_date: These RSRs vest in three installments: one-third on 3/15/2015, 3/15/2016, and 3/15/2017. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2013 annual incentive compensation award. F10 · derivative.expiration_date: These RSRs vest in three installments: one-third on 3/15/2015, 3/15/2016, and 3/15/2017. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2013 annual incentive compensation award. Read SEC document |
| March 15, 2016 Filed Mar 17, 2016 17:33 UTC |
LEVY RICHARDExecutive VP & Controller
|
Exercise / conversionRestricted Share Right · Derivative | 1,235.0942 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-046689 · form4.xml · derivative · entry 13 LEVY RICHARD · CIK 0001201666 · Executive VP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $1 2/3 Par Value · 1,235.0942 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock. F9 · derivative.exercise_date: These RSRs vest in three installments: one-third on 3/15/2014, 3/15/2015, and 3/15/2016. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2012 annual incentive compensation award. F9 · derivative.expiration_date: These RSRs vest in three installments: one-third on 3/15/2014, 3/15/2015, and 3/15/2016. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2012 annual incentive compensation award. Read SEC document |
| March 15, 2016 Filed Mar 17, 2016 17:33 UTC |
LEVY RICHARDExecutive VP & Controller
|
Exercise / conversion2013 Performance Shares · Derivative | 81,842.0988 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-046689 · form4.xml · derivative · entry 12 LEVY RICHARD · CIK 0001201666 · Executive VP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $1 2/3 Par Value · 81,842.0988 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Each Performance Share represents a contingent right to receive one share of Company common stock upon vesting based on the attainment of pre-established performance goals. F7 · derivative.exercise_date: Represents the maximum number of 2013 Performance Shares earned based on the Company's attainment of pre-established performance goals for the three-year performance period ended December 31, 2015, as provided under the terms of a Performance Share award granted on March 8, 2013, which is exempt under Rule 16b-3(d). The 2013 Performance Shares will be settled in shares of common stock of the Company on March 15, 2016. As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. F7 · derivative.expiration_date: Represents the maximum number of 2013 Performance Shares earned based on the Company's attainment of pre-established performance goals for the three-year performance period ended December 31, 2015, as provided under the terms of a Performance Share award granted on March 8, 2013, which is exempt under Rule 16b-3(d). The 2013 Performance Shares will be settled in shares of common stock of the Company on March 15, 2016. As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. Read SEC document |
| March 15, 2016 Filed Mar 17, 2016 17:33 UTC |
LEVY RICHARDExecutive VP & Controller
|
Tax withholdingCommon Stock, $1 2/3 Par Value | 278.5985 | $49.98 | $13,924.35 |
DisclosureSEC source: 0001127602-16-046689 · form4.xml · nonDerivative · entry 8 LEVY RICHARD · CIK 0001201666 · Executive VP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,743 Read SEC document |
| March 15, 2016 Filed Mar 17, 2016 17:33 UTC |
LEVY RICHARDExecutive VP & Controller
|
Exercise / conversionCommon Stock, $1 2/3 Par Value | 557.5985 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-046689 · form4.xml · nonDerivative · entry 7 LEVY RICHARD · CIK 0001201666 · Executive VP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,021.5985 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: Number of shares represents a RSR vesting on 3/15/2016. Original grant date was 2/24/2015. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs). Read SEC document |
| March 15, 2016 Filed Mar 17, 2016 17:33 UTC |
LEVY RICHARDExecutive VP & Controller
|
Tax withholdingCommon Stock, $1 2/3 Par Value | 492.7399 | $49.98 | $24,627.14 |
DisclosureSEC source: 0001127602-16-046689 · form4.xml · nonDerivative · entry 6 LEVY RICHARD · CIK 0001201666 · Executive VP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,464 Read SEC document |
| March 15, 2016 Filed Mar 17, 2016 17:33 UTC |
LEVY RICHARDExecutive VP & Controller
|
Exercise / conversionCommon Stock, $1 2/3 Par Value | 987.7399 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-046689 · form4.xml · nonDerivative · entry 5 LEVY RICHARD · CIK 0001201666 · Executive VP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,956.7399 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: Number of shares represents a RSR vesting on 3/15/2016. Original grant date was 2/25/2014. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs). Read SEC document |
| March 15, 2016 Filed Mar 17, 2016 17:33 UTC |
LEVY RICHARDExecutive VP & Controller
|
Tax withholdingCommon Stock, $1 2/3 Par Value | 616.0942 | $49.98 | $30,792.39 |
DisclosureSEC source: 0001127602-16-046689 · form4.xml · nonDerivative · entry 4 LEVY RICHARD · CIK 0001201666 · Executive VP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,969 Read SEC document |
| March 15, 2016 Filed Mar 17, 2016 17:33 UTC |
LEVY RICHARDExecutive VP & Controller
|
Exercise / conversionCommon Stock, $1 2/3 Par Value | 1,235.0942 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-046689 · form4.xml · nonDerivative · entry 3 LEVY RICHARD · CIK 0001201666 · Executive VP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,585.0942 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Number of shares represents a Restricted Share Right ("RSR") vesting on 3/15/2016. Original grant date was 3/8/2013. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs). Read SEC document |
| March 15, 2016 Filed Mar 17, 2016 17:33 UTC |
LEVY RICHARDExecutive VP & Controller
|
Tax withholdingCommon Stock, $1 2/3 Par Value | 42,706.0988 | $49.98 | $2,134,450.82 |
DisclosureSEC source: 0001127602-16-046689 · form4.xml · nonDerivative · entry 2 LEVY RICHARD · CIK 0001201666 · Executive VP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,350 Read SEC document |
| March 15, 2016 Filed Mar 17, 2016 17:33 UTC |
LEVY RICHARDExecutive VP & Controller
|
Exercise / conversionCommon Stock, $1 2/3 Par Value | 81,842.0988 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-046689 · form4.xml · nonDerivative · entry 1 LEVY RICHARD · CIK 0001201666 · Executive VP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,056.0988 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These shares represent common stock of Wells Fargo & Company (the "Company") acquired on March 15, 2016 upon settlement of a Performance Share award granted on March 8, 2013 in connection with the attainment of pre-established performance goals over the three-year performance period ended December 31, 2015 (as previously disclosed on a Form 4 filed on March 3, 2016). Read SEC document |
| March 15, 2016 Filed Mar 17, 2016 17:38 UTC |
Loughlin Michael JSr. Executive Vice President
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Exercise / conversion2013 Performance Shares · Derivative | 111,604.9354 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-046693 · form4.xml · derivative · entry 5 Loughlin Michael J · CIK 0001360758 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $1 2/3 Par Value · 111,604.9354 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each Performance Share represents a contingent right to receive one share of Company common stock upon vesting based on the attainment of pre-established performance goals. F4 · derivative.exercise_date: Represents the maximum number of 2013 Performance Shares earned based on the Company's attainment of pre-established performance goals for the three-year performance period ended December 31, 2015, as provided under the terms of a Performance Share award granted on March 8, 2013, which is exempt under Rule 16b-3(d). The 2013 Performance Shares will be settled in shares of common stock of the Company on March 15, 2016. As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. F4 · derivative.expiration_date: Represents the maximum number of 2013 Performance Shares earned based on the Company's attainment of pre-established performance goals for the three-year performance period ended December 31, 2015, as provided under the terms of a Performance Share award granted on March 8, 2013, which is exempt under Rule 16b-3(d). The 2013 Performance Shares will be settled in shares of common stock of the Company on March 15, 2016. As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. Read SEC document |
| March 15, 2016 Filed Mar 17, 2016 17:38 UTC |
Loughlin Michael JSr. Executive Vice President
|
Tax withholdingCommon Stock, $1 2/3 Par Value | 56,774.9354 | $49.98 | $2,837,611.27 |
DisclosureSEC source: 0001127602-16-046693 · form4.xml · nonDerivative · entry 2 Loughlin Michael J · CIK 0001360758 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,095.9126 Read SEC document |
| March 15, 2016 Filed Mar 17, 2016 17:38 UTC |
Loughlin Michael JSr. Executive Vice President
|
Exercise / conversionCommon Stock, $1 2/3 Par Value | 111,604.9354 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-046693 · form4.xml · nonDerivative · entry 1 Loughlin Michael J · CIK 0001360758 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,870.848 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These shares represent common stock of Wells Fargo & Company (the "Company") acquired on March 15, 2016 upon settlement of a Performance Share award granted on March 8, 2013 in connection with the attainment of pre-established performance goals over the three-year performance period ended December 31, 2015 (as previously disclosed on a Form 4 filed on March 3, 2016). Read SEC document |
| March 15, 2016 Filed Mar 17, 2016 17:46 UTC |
Modjtabai AvidSr. Executive Vice President
|
Exercise / conversionRestricted Share Right · Derivative | 620.3541 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-046698 · form4.xml · derivative · entry 14 Modjtabai Avid · CIK 0001331834 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,238.6504 Underlying: Common Stock, $1 2/3 Par Value · 620.3541 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock. F11 · derivative.exercise_date: These RSRs vest in three installments: one-third on 3/15/2016, 3/15/2017, and 3/15/2018. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2014 annual incentive compensation award. F11 · derivative.expiration_date: These RSRs vest in three installments: one-third on 3/15/2016, 3/15/2017, and 3/15/2018. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2014 annual incentive compensation award. Read SEC document |
| March 15, 2016 Filed Mar 17, 2016 17:46 UTC |
Modjtabai AvidSr. Executive Vice President
|
Exercise / conversionRestricted Share Right · Derivative | 1,566.6502 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-046698 · form4.xml · derivative · entry 13 Modjtabai Avid · CIK 0001331834 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,566.6507 Underlying: Common Stock, $1 2/3 Par Value · 1,566.6502 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock. F10 · derivative.exercise_date: These RSRs vest in three installments: one-third on 3/15/2015, 3/15/2016, and 3/15/2017. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2013 annual incentive compensation award. F10 · derivative.expiration_date: These RSRs vest in three installments: one-third on 3/15/2015, 3/15/2016, and 3/15/2017. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2013 annual incentive compensation award. Read SEC document |
| March 15, 2016 Filed Mar 17, 2016 17:46 UTC |
Modjtabai AvidSr. Executive Vice President
|
Exercise / conversionRestricted Share Right · Derivative | 1,405.639 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-046698 · form4.xml · derivative · entry 12 Modjtabai Avid · CIK 0001331834 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $1 2/3 Par Value · 1,405.639 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock. F9 · derivative.exercise_date: These RSRs vest in three installments: one-third on 3/15/2014, 3/15/2015, and 3/15/2016. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2012 annual incentive compensation award. F9 · derivative.expiration_date: These RSRs vest in three installments: one-third on 3/15/2014, 3/15/2015, and 3/15/2016. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2012 annual incentive compensation award. Read SEC document |
| March 15, 2016 Filed Mar 17, 2016 17:46 UTC |
Modjtabai AvidSr. Executive Vice President
|
Exercise / conversion2013 Performance Shares · Derivative | 245,527.3823 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-046698 · form4.xml · derivative · entry 11 Modjtabai Avid · CIK 0001331834 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $1 2/3 Par Value · 245,527.3823 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Each Performance Share represents a contingent right to receive one share of Company common stock upon vesting based on the attainment of pre-established performance goals. F7 · derivative.exercise_date: Represents the maximum number of 2013 Performance Shares earned based on the Company's attainment of pre-established performance goals for the three-year performance period ended December 31, 2015, as provided under the terms of a Performance Share award granted on March 8, 2013, which is exempt under Rule 16b-3(d). The 2013 Performance Shares will be settled in shares of common stock of the Company on March 15, 2016. As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. F7 · derivative.expiration_date: Represents the maximum number of 2013 Performance Shares earned based on the Company's attainment of pre-established performance goals for the three-year performance period ended December 31, 2015, as provided under the terms of a Performance Share award granted on March 8, 2013, which is exempt under Rule 16b-3(d). The 2013 Performance Shares will be settled in shares of common stock of the Company on March 15, 2016. As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. Read SEC document |
| March 15, 2016 Filed Mar 17, 2016 17:46 UTC |
Modjtabai AvidSr. Executive Vice President
|
Tax withholdingCommon Stock, $1 2/3 Par Value | 320.3541 | $49.98 | $16,011.30 |
DisclosureSEC source: 0001127602-16-046698 · form4.xml · nonDerivative · entry 8 Modjtabai Avid · CIK 0001331834 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,565 Read SEC document |
| March 15, 2016 Filed Mar 17, 2016 17:46 UTC |
Modjtabai AvidSr. Executive Vice President
|
Exercise / conversionCommon Stock, $1 2/3 Par Value | 620.3541 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-046698 · form4.xml · nonDerivative · entry 7 Modjtabai Avid · CIK 0001331834 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,885.3541 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: Number of shares represents a RSR vesting on 3/15/2016. Original grant date was 2/24/2015. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs). Read SEC document |
| March 15, 2016 Filed Mar 17, 2016 17:46 UTC |
Modjtabai AvidSr. Executive Vice President
|
Tax withholdingCommon Stock, $1 2/3 Par Value | 589.6502 | $49.98 | $29,470.72 |
DisclosureSEC source: 0001127602-16-046698 · form4.xml · nonDerivative · entry 6 Modjtabai Avid · CIK 0001331834 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,265 Read SEC document |
| March 15, 2016 Filed Mar 17, 2016 17:46 UTC |
Modjtabai AvidSr. Executive Vice President
|
Exercise / conversionCommon Stock, $1 2/3 Par Value | 1,566.6502 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-046698 · form4.xml · nonDerivative · entry 5 Modjtabai Avid · CIK 0001331834 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,854.6502 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: Number of shares represents a RSR vesting on 3/15/2016. Original grant date was 2/25/2014. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs). Read SEC document |
| March 15, 2016 Filed Mar 17, 2016 17:46 UTC |
Modjtabai AvidSr. Executive Vice President
|
Tax withholdingCommon Stock, $1 2/3 Par Value | 528.639 | $49.98 | $26,421.38 |
DisclosureSEC source: 0001127602-16-046698 · form4.xml · nonDerivative · entry 4 Modjtabai Avid · CIK 0001331834 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,288 Read SEC document |
| March 15, 2016 Filed Mar 17, 2016 17:46 UTC |
Modjtabai AvidSr. Executive Vice President
|
Exercise / conversionCommon Stock, $1 2/3 Par Value | 1,405.639 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-046698 · form4.xml · nonDerivative · entry 3 Modjtabai Avid · CIK 0001331834 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,816.639 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Number of shares represents a Restricted Share Right ("RSR") vesting on 3/15/2016. Original grant date was 3/8/2013. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs). Read SEC document |
| March 15, 2016 Filed Mar 17, 2016 17:46 UTC |
Modjtabai AvidSr. Executive Vice President
|
Tax withholdingCommon Stock, $1 2/3 Par Value | 128,116.3823 | $49.98 | $6,403,256.79 |
DisclosureSEC source: 0001127602-16-046698 · form4.xml · nonDerivative · entry 2 Modjtabai Avid · CIK 0001331834 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,411 Read SEC document |
| March 15, 2016 Filed Mar 17, 2016 17:46 UTC |
Modjtabai AvidSr. Executive Vice President
|
Exercise / conversionCommon Stock, $1 2/3 Par Value | 245,527.3823 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-046698 · form4.xml · nonDerivative · entry 1 Modjtabai Avid · CIK 0001331834 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 245,527.3823 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These shares represent common stock of Wells Fargo & Company (the "Company") acquired on March 15, 2016 upon settlement of a Performance Share award granted on March 8, 2013 in connection with the attainment of pre-established performance goals over the three-year performance period ended December 31, 2015 (as previously disclosed on a Form 4 filed on March 3, 2016). Read SEC document |
| March 15, 2016 Filed Mar 17, 2016 17:57 UTC |
Shrewsberry John R.Senior Executive VP & CFO
|
Exercise / conversionRestricted Share Right · Derivative | 1,239.6792 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-046710 · form4.xml · derivative · entry 14 Shrewsberry John R. · CIK 0001608198 · Senior Executive VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,477.301 Underlying: Common Stock, $1 2/3 Par Value · 1,239.6792 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock. F11 · derivative.exercise_date: These RSRs vest in three installments: one-third on 3/15/2016, 3/15/2017, and 3/15/2018. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2014 annual incentive compensation award. F11 · derivative.expiration_date: These RSRs vest in three installments: one-third on 3/15/2016, 3/15/2017, and 3/15/2018. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2014 annual incentive compensation award. Read SEC document |
| March 15, 2016 Filed Mar 17, 2016 17:57 UTC |
Shrewsberry John R.Senior Executive VP & CFO
|
Exercise / conversionRestricted Share Right · Derivative | 7,769.8678 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-046710 · form4.xml · derivative · entry 13 Shrewsberry John R. · CIK 0001608198 · Senior Executive VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,768.8112 Underlying: Common Stock, $1 2/3 Par Value · 7,769.8678 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock. F10 · derivative.exercise_date: These RSRs vest in three installments: one-third on 3/15/2015, 3/15/2016, and 3/15/2017. These RSRs were granted to the reporting person as part of the reporting person's 2013 annual incentive compensation award. F10 · derivative.expiration_date: These RSRs vest in three installments: one-third on 3/15/2015, 3/15/2016, and 3/15/2017. These RSRs were granted to the reporting person as part of the reporting person's 2013 annual incentive compensation award. Read SEC document |
| March 15, 2016 Filed Mar 17, 2016 17:57 UTC |
Shrewsberry John R.Senior Executive VP & CFO
|
Exercise / conversionRestricted Share Right · Derivative | 10,593.3499 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-046710 · form4.xml · derivative · entry 12 Shrewsberry John R. · CIK 0001608198 · Senior Executive VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $1 2/3 Par Value · 10,593.3499 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock. F9 · derivative.exercise_date: These RSRs vest in three installments: one-third on 3/15/2014, 3/15/2015, and 3/15/2016. These RSRs were granted to the reporting person as part of the reporting person's 2012 annual incentive compensation award. F9 · derivative.expiration_date: These RSRs vest in three installments: one-third on 3/15/2014, 3/15/2015, and 3/15/2016. These RSRs were granted to the reporting person as part of the reporting person's 2012 annual incentive compensation award. Read SEC document |
| March 15, 2016 Filed Mar 17, 2016 17:57 UTC |
Shrewsberry John R.Senior Executive VP & CFO
|
Exercise / conversion2013 Performance Shares · Derivative | 109,409.5749 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-046710 · form4.xml · derivative · entry 11 Shrewsberry John R. · CIK 0001608198 · Senior Executive VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $1 2/3 Par Value · 109,409.5749 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Each Performance Share represents a contingent right to receive one share of Company common stock upon vesting based on the attainment of pre-established performance goals. F7 · derivative.exercise_date: Represents the maximum number of 2013 Performance Shares earned based on the Company's attainment of pre-established performance goals for the three-year performance period ended December 31, 2015, as provided under the terms of a Performance Share award granted on February 26, 2013, which is exempt under Rule 16b-3(d). The 2013 Performance Shares will be settled in shares of common stock of the Company on March 15, 2016. As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. F7 · derivative.expiration_date: Represents the maximum number of 2013 Performance Shares earned based on the Company's attainment of pre-established performance goals for the three-year performance period ended December 31, 2015, as provided under the terms of a Performance Share award granted on February 26, 2013, which is exempt under Rule 16b-3(d). The 2013 Performance Shares will be settled in shares of common stock of the Company on March 15, 2016. As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.