WFC

SEC source: 0001127602-16-058616 · form4.xml · nonDerivative · entry 1

CARROLL DAVID M · CIK 0001232064 · Senior Exec. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,146.495

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Number of shares represents a Restricted Share Right ("RSR") vesting on 7/22/2016. Original grant date was 7/22/2014. This vesting represents one-fourth of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs).

SEC source: 0001127602-16-058621 · form4.xml · derivative · entry 6

Hardison Hope A. · CIK 0001608010 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,087.4741

Underlying: Common Stock, $1 2/3 Par Value · 1,544.2656 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock.

F4 · derivative.exercise_date: These RSRs vest in four installments: one-fourth on 7/22/2015, 7/22/2016, 7/22/2017, and 7/22/2018. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

F4 · derivative.expiration_date: These RSRs vest in four installments: one-fourth on 7/22/2015, 7/22/2016, 7/22/2017, and 7/22/2018. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

SEC source: 0001127602-16-058621 · form4.xml · nonDerivative · entry 4

Hardison Hope A. · CIK 0001608010 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 947.408

SEC source: 0001127602-16-058621 · form4.xml · nonDerivative · entry 3

Hardison Hope A. · CIK 0001608010 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,753.6736

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Number of shares represents a Restricted Share Right ("RSR") vesting on 7/22/2016. Original grant date was 7/22/2014. This vesting represents one-fourth of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs).

SEC source: 0001127602-16-058623 · form4.xml · derivative · entry 6

Loughlin Michael J · CIK 0001360758 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,145.438

Underlying: Common Stock, $1 2/3 Par Value · 2,573.7759 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock.

F4 · derivative.exercise_date: These RSRs vest in four installments: one-fourth on 7/22/2015, 7/22/2016, 7/22/2017, and 7/22/2018. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

F4 · derivative.expiration_date: These RSRs vest in four installments: one-fourth on 7/22/2015, 7/22/2016, 7/22/2017, and 7/22/2018. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

SEC source: 0001127602-16-058623 · form4.xml · nonDerivative · entry 4

Loughlin Michael J · CIK 0001360758 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,558

SEC source: 0001127602-16-058623 · form4.xml · nonDerivative · entry 3

Loughlin Michael J · CIK 0001360758 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,840.7759

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Number of shares represents a Restricted Share Right ("RSR") vesting on 7/22/2016. Original grant date was 7/22/2014. This vesting represents one-fourth of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs).

SEC source: 0001127602-16-058626 · form4.xml · derivative · entry 5

Modjtabai Avid · CIK 0001331834 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,291.9327

Underlying: Common Stock, $1 2/3 Par Value · 5,146.495 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock.

F4 · derivative.exercise_date: These RSRs vest in four installments: one-fourth on 7/22/2015, 7/22/2016, 7/22/2017, and 7/22/2018. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

F4 · derivative.expiration_date: These RSRs vest in four installments: one-fourth on 7/22/2015, 7/22/2016, 7/22/2017, and 7/22/2018. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

SEC source: 0001127602-16-058626 · form4.xml · nonDerivative · entry 2

Modjtabai Avid · CIK 0001331834 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,461

SEC source: 0001127602-16-058626 · form4.xml · nonDerivative · entry 1

Modjtabai Avid · CIK 0001331834 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,146.495

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Number of shares represents a Restricted Share Right ("RSR") vesting on 7/22/2016. Original grant date was 7/22/2014. This vesting represents one-fourth of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs).

SEC source: 0001127602-16-058628 · form4.xml · derivative · entry 5

Shrewsberry John R. · CIK 0001608198 · Senior Executive VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,583.8656

Underlying: Common Stock, $1 2/3 Par Value · 10,291.933 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock.

F4 · derivative.exercise_date: These RSRs vest in four installments: one-fourth on 7/22/2015, 7/22/2016, 7/22/2017, and 7/22/2018. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

F4 · derivative.expiration_date: These RSRs vest in four installments: one-fourth on 7/22/2015, 7/22/2016, 7/22/2017, and 7/22/2018. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

SEC source: 0001127602-16-058628 · form4.xml · nonDerivative · entry 3

Shrewsberry John R. · CIK 0001608198 · Senior Executive VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,921

SEC source: 0001127602-16-058628 · form4.xml · nonDerivative · entry 2

Shrewsberry John R. · CIK 0001608198 · Senior Executive VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,291.933

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Number of shares represents a Restricted Share Right ("RSR") vesting on 7/22/2016. Original grant date was 7/22/2014. This vesting represents one-fourth of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs).

SEC source: 0001127602-16-058633 · form4.xml · derivative · entry 5

SLOAN TIMOTHY J · CIK 0001502510 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,438.428

Underlying: Common Stock, $1 2/3 Par Value · 7,719.2138 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock.

F5 · derivative.exercise_date: These RSRs vest in four installments: one-fourth on 7/22/2015, 7/22/2016, 7/22/2017, and 7/22/2018. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

F5 · derivative.expiration_date: These RSRs vest in four installments: one-fourth on 7/22/2015, 7/22/2016, 7/22/2017, and 7/22/2018. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

SEC source: 0001127602-16-058633 · form4.xml · nonDerivative · entry 3

SLOAN TIMOTHY J · CIK 0001502510 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 667,941.274

F2 · balance_after: Includes 150.274 shares acquired on 6/1/2016 through Wells Fargo & Company's (the "Company") dividend reinvestment plan.

SEC source: 0001127602-16-058633 · form4.xml · nonDerivative · entry 2

SLOAN TIMOTHY J · CIK 0001502510 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 671,788.4878

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Number of shares represents a Restricted Share Right ("RSR") vesting on 7/22/2016. Original grant date was 7/22/2014. This vesting represents one-fourth of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs).

SEC source: 0001127602-16-058635 · form4.xml · derivative · entry 4

STROTHER JAMES M · CIK 0001274257 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,145.438

Underlying: Common Stock, $1 2/3 Par Value · 2,573.7759 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock.

F4 · derivative.exercise_date: These RSRs vest in four installments: one-fourth on 7/22/2015, 7/22/2016, 7/22/2017, and 7/22/2018. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

F4 · derivative.expiration_date: These RSRs vest in four installments: one-fourth on 7/22/2015, 7/22/2016, 7/22/2017, and 7/22/2018. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

SEC source: 0001127602-16-058635 · form4.xml · nonDerivative · entry 2

STROTHER JAMES M · CIK 0001274257 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 219,875

SEC source: 0001127602-16-058635 · form4.xml · nonDerivative · entry 1

STROTHER JAMES M · CIK 0001274257 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 221,157.7759

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Number of shares represents a Restricted Share Right ("RSR") vesting on 7/22/2016. Original grant date was 7/22/2014. This vesting represents one-fourth of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs).

SEC source: 0001127602-16-058639 · form4.xml · derivative · entry 6

TOLSTEDT CARRIE L · CIK 0001201261 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,291.9327

Underlying: Common Stock, $1 2/3 Par Value · 5,146.495 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock.

F4 · derivative.exercise_date: These RSRs vest in four installments: one-fourth on 7/22/2015, 7/22/2016, 7/22/2017, and 7/22/2018. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

F4 · derivative.expiration_date: These RSRs vest in four installments: one-fourth on 7/22/2015, 7/22/2016, 7/22/2017, and 7/22/2018. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

SEC source: 0001127602-16-058639 · form4.xml · nonDerivative · entry 4

TOLSTEDT CARRIE L · CIK 0001201261 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,581

SEC source: 0001127602-16-058639 · form4.xml · nonDerivative · entry 3

TOLSTEDT CARRIE L · CIK 0001201261 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,146.495

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Number of shares represents a Restricted Share Right ("RSR") vesting on 7/22/2016. Original grant date was 7/22/2014. This vesting represents one-fourth of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs).

SEC source: 0001127602-16-058204 · form4.xml · derivative · entry 7

LEVY RICHARD · CIK 0001201666 · Executive VP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,033.3969

Underlying: Common Stock, $1 2/3 Par Value · 2,517.7553 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock.

F4 · derivative.exercise_date: These RSRs vest in four installments: one-fourth on 7/15/2015, 7/15/2016, 7/15/2017, and 7/15/2018. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

F4 · derivative.expiration_date: These RSRs vest in four installments: one-fourth on 7/15/2015, 7/15/2016, 7/15/2017, and 7/15/2018. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.

SEC source: 0001127602-16-058204 · form4.xml · nonDerivative · entry 4

LEVY RICHARD · CIK 0001201666 · Executive VP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,946

SEC source: 0001127602-16-058204 · form4.xml · nonDerivative · entry 3

LEVY RICHARD · CIK 0001201666 · Executive VP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,260.7553

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Number of shares represents a Restricted Share Right ("RSR") vesting on 7/15/2016. Original grant date was 6/24/2014. This vesting represents one-fourth of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs).

SEC source: 0001127602-16-057057 · form4.xml · derivative · entry 6

BAKER JOHN D II · CIK 0001190089 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,898.5219

Underlying: Common Stock, $1 2/3 Par Value · 1,079.0984 shares

Expires not disclosed

F2 · derivative.exercise_price: Each phantom stock unit represents the right to receive one share of Wells Fargo & Company common stock.

F3 · derivative.exercise_date: Deferred compensation shares payable in installments based upon director's election.

F3 · derivative.expiration_date: Deferred compensation shares payable in installments based upon director's election.

SEC source: 0001127602-16-057062 · form4.xml · derivative · entry 4

Dean Lloyd H · CIK 0001332215 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,832.6657

Underlying: Common Stock, $1 2/3 Par Value · 231.2354 shares

Expires not disclosed

F2 · derivative.exercise_price: Each phantom stock unit represents the right to receive one share of Company common stock.

F3 · derivative.exercise_date: Deferred compensation shares payable in installments based upon director's election.

F3 · derivative.expiration_date: Deferred compensation shares payable in installments based upon director's election.

SEC source: 0001127602-16-057066 · form4.xml · derivative · entry 2

JAMES DONALD M · CIK 0001188417 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,976.376

Underlying: Common Stock, $1 2/3 Par Value · 611.3119 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit represents the right to receive one share of Wells Fargo & Company common stock.

F2 · derivative.exercise_date: Deferred compensation shares payable in installments based upon director's election.

F2 · derivative.expiration_date: Deferred compensation shares payable in installments based upon director's election.

SEC source: 0001127602-16-057074 · form4.xml · derivative · entry 3

SANGER STEPHEN W · CIK 0001204994 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,122.521

Underlying: Common Stock, $1 2/3 Par Value · 1,243.8869 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit represents the right to receive one share of Wells Fargo & Company common stock.

F2 · derivative.exercise_date: Deferred compensation shares payable in installments based upon director's election.

F2 · derivative.expiration_date: Deferred compensation shares payable in installments based upon director's election.

SEC source: 0001127602-16-058621 · form4.xml · nonDerivative · entry 2

Hardison Hope A. · CIK 0001608010 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · Through Family Trust

Disclosed balance after: 87,963

SEC source: 0001127602-16-058621 · form4.xml · nonDerivative · entry 1

Hardison Hope A. · CIK 0001608010 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 209.408

SEC source: 0001127602-16-059874 · form4.xml · nonDerivative · entry 2

STUMPF JOHN G · CIK 0001201258 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Through Family Trust

Disclosed balance after: 1,397,014

SEC source: 0001127602-16-059874 · form4.xml · nonDerivative · entry 1

STUMPF JOHN G · CIK 0001201258 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100

SEC source: 0001127602-16-058628 · form4.xml · nonDerivative · entry 1

Shrewsberry John R. · CIK 0001608198 · Senior Executive VP & CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · Through Family Trust

Disclosed balance after: 276,756

SEC source: 0001127602-16-058633 · form4.xml · nonDerivative · entry 1

SLOAN TIMOTHY J · CIK 0001502510 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 664,069.274

SEC source: 0001127602-16-053669 · form4.xml · nonDerivative · entry 3

Shrewsberry John R. · CIK 0001608198 · Senior Executive VP & CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · Through Family Trust

Disclosed balance after: 279,326

SEC source: 0001127602-16-053667 · form4.xml · nonDerivative · entry 1

MILLIGAN CYNTHIA · CIK 0001164401 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,301.996

SEC source: 0001127602-16-053675 · form4.xml · derivative · entry 19

STUMPF JOHN G · CIK 0001201258 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,509,006

Underlying: Common Stock, $1 2/3 Par Value · 490,994 shares

Expires 2018-02-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The employee stock options, representing a right to purchase a total of 2,000,000 shares, became exercisable in three equal annual installments beginning on the first anniversary of the date of grant (2/26/2009).

SEC source: 0001127602-16-053675 · form4.xml · derivative · entry 18

STUMPF JOHN G · CIK 0001201258 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $1 2/3 Par Value · 400,000 shares

Expires 2017-06-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The employee stock options, representing a right to purchase a total of 400,000 shares, became exercisable in three equal annual installments beginning on the first anniversary of the date of grant (6/26/2008).

SEC source: 0001127602-16-053675 · form4.xml · derivative · entry 17

STUMPF JOHN G · CIK 0001201258 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $1 2/3 Par Value · 800,000 shares

Expires 2017-02-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The employee stock options, representing a right to purchase a total of 800,000 shares, became exercisable in three equal annual installments beginning on the first anniversary of the date of grant (2/27/2008).

SEC source: 0001127602-16-053675 · form4.xml · nonDerivative · entry 8

STUMPF JOHN G · CIK 0001201258 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 269,429

SEC source: 0001127602-16-053675 · form4.xml · nonDerivative · entry 7

STUMPF JOHN G · CIK 0001201258 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 671,619

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001127602-16-053675 · form4.xml · nonDerivative · entry 6

STUMPF JOHN G · CIK 0001201258 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 180,625

SEC source: 0001127602-16-053675 · form4.xml · nonDerivative · entry 5

STUMPF JOHN G · CIK 0001201258 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 522,141

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001127602-16-053675 · form4.xml · nonDerivative · entry 4

STUMPF JOHN G · CIK 0001201258 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,141

SEC source: 0001127602-16-053675 · form4.xml · nonDerivative · entry 3

STUMPF JOHN G · CIK 0001201258 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 800,100

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001127602-17-005304 · form5.xml · nonDerivative · entry 2

Duke Elizabeth A · CIK 0001628509 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Through Revocable Trust

Disclosed balance after: 4,225

SEC source: 0001127602-17-005304 · form5.xml · nonDerivative · entry 1

Duke Elizabeth A · CIK 0001628509 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100

SEC source: 0001127602-16-051003 · form4.xml · nonDerivative · entry 1

Quigley James H. · CIK 0001554331 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,150

SEC source: 0001127602-16-051006 · form4.xml · derivative · entry 4

SLOAN TIMOTHY J · CIK 0001502510 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $1 2/3 Par Value · 131,190 shares

Expires 2017-02-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The employee stock options, representing a right to purchase a total of 392,380 shares, became exercisable in three equal annual installments beginning on the first anniversary of the date of grant (2/27/2008).