Last 12 months
Inside the activity.
0 purchase rows · 3 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 3 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 27, 2016 Filed Sep 29, 2016 21:15 UTC |
STUMPF JOHN GDirector · Chairman & CEO
|
Disposition to issuerRestricted Share Right · Derivative | 12,572.8268 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-063434 · form4.xml · derivative · entry 12 STUMPF JOHN G · CIK 0001201258 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $1 2/3 Par Value · 12,572.8268 shares Expires not disclosed F2 · derivative.exercise_price: Each Restricted Share Right ("RSR") represents a contingent right to receive one share of Company common stock. F4 · derivative.exercise_date: These RSRs were granted on 2/24/2015 to the reporting person as part of the reporting person's 2014 annual incentive compensation award. As previously disclosed by the Company on a Form 8-K filed 9/28/2016, these RSRs were forfeited on 9/27/2016. F4 · derivative.expiration_date: These RSRs were granted on 2/24/2015 to the reporting person as part of the reporting person's 2014 annual incentive compensation award. As previously disclosed by the Company on a Form 8-K filed 9/28/2016, these RSRs were forfeited on 9/27/2016. Read SEC document |
| September 27, 2016 Filed Sep 29, 2016 21:15 UTC |
STUMPF JOHN GDirector · Chairman & CEO
|
Disposition to issuerRestricted Share Right · Derivative | 7,756.9965 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-063434 · form4.xml · derivative · entry 11 STUMPF JOHN G · CIK 0001201258 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $1 2/3 Par Value · 7,756.9965 shares Expires not disclosed F2 · derivative.exercise_price: Each Restricted Share Right ("RSR") represents a contingent right to receive one share of Company common stock. F3 · derivative.exercise_date: These RSRs were granted on 2/25/2014 to the reporting person as part of the reporting person's 2013 annual incentive compensation award. As previously disclosed by the Company on a Form 8-K filed 9/28/2016, these RSRs were forfeited on 9/27/2016. F3 · derivative.expiration_date: These RSRs were granted on 2/25/2014 to the reporting person as part of the reporting person's 2013 annual incentive compensation award. As previously disclosed by the Company on a Form 8-K filed 9/28/2016, these RSRs were forfeited on 9/27/2016. Read SEC document |
| September 16, 2016 Filed Feb 13, 2017 19:25 UTC |
MILLIGAN CYNTHIADirector
|
GiftCommon Stock, $1 2/3 Par Value | 600 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-005322 · form5.xml · nonDerivative · entry 2 MILLIGAN CYNTHIA · CIK 0001164401 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 8,675 F1 · kind: Reflects the distribution of shares by gift under an annuity benefit by the trustee of a grantor retained annuity trust to the reporting person and to the reporting person's spouse on 9/16/2016. Read SEC document |
| September 16, 2016 Filed Feb 13, 2017 19:25 UTC |
MILLIGAN CYNTHIADirector
|
GiftCommon Stock, $1 2/3 Par Value | 6,050 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-005322 · form5.xml · nonDerivative · entry 1 MILLIGAN CYNTHIA · CIK 0001164401 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,831.983 F1 · kind: Reflects the distribution of shares by gift under an annuity benefit by the trustee of a grantor retained annuity trust to the reporting person and to the reporting person's spouse on 9/16/2016. Read SEC document |
| September 06, 2016 Filed Feb 13, 2017 19:38 UTC |
STUMPF JOHN GDirector · Former Chairman & CEO
|
GiftCommon Stock, $1 2/3 Par Value | 32,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-005336 · form5.xml · nonDerivative · entry 5 STUMPF JOHN G · CIK 0001201258 · Director · Former Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · Through RS GRAT Disclosed balance after: 167,500 F1 · kind: Reflect the transfer of shares already owned between personal accounts of the reporting person and the reporting person's spouse. No change in the reporting person's aggregate beneficial ownership occurred as a result of these transfers. Read SEC document |
| September 06, 2016 Filed Feb 13, 2017 19:38 UTC |
STUMPF JOHN GDirector · Former Chairman & CEO
|
GiftCommon Stock, $1 2/3 Par Value | 32,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-005336 · form5.xml · nonDerivative · entry 4 STUMPF JOHN G · CIK 0001201258 · Director · Former Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · Through JS GRAT Disclosed balance after: 167,500 F1 · kind: Reflect the transfer of shares already owned between personal accounts of the reporting person and the reporting person's spouse. No change in the reporting person's aggregate beneficial ownership occurred as a result of these transfers. Read SEC document |
| September 06, 2016 Filed Feb 13, 2017 19:38 UTC |
STUMPF JOHN GDirector · Former Chairman & CEO
|
GiftCommon Stock, $1 2/3 Par Value | 65,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-005336 · form5.xml · nonDerivative · entry 3 STUMPF JOHN G · CIK 0001201258 · Director · Former Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · Through Family Trust Disclosed balance after: 1,720,353 F1 · kind: Reflect the transfer of shares already owned between personal accounts of the reporting person and the reporting person's spouse. No change in the reporting person's aggregate beneficial ownership occurred as a result of these transfers. Read SEC document |
| August 17, 2016 Filed Feb 13, 2017 19:38 UTC |
STUMPF JOHN GDirector · Former Chairman & CEO
|
GiftCommon Stock, $1 2/3 Par Value | 258,339 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-005336 · form5.xml · nonDerivative · entry 2 STUMPF JOHN G · CIK 0001201258 · Director · Former Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100 F1 · kind: Reflect the transfer of shares already owned between personal accounts of the reporting person and the reporting person's spouse. No change in the reporting person's aggregate beneficial ownership occurred as a result of these transfers. Read SEC document |
| August 17, 2016 Filed Feb 13, 2017 19:38 UTC |
STUMPF JOHN GDirector · Former Chairman & CEO
|
GiftCommon Stock, $1 2/3 Par Value | 258,339 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-005336 · form5.xml · nonDerivative · entry 1 STUMPF JOHN G · CIK 0001201258 · Director · Former Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · Through Family Trust Disclosed balance after: 1,720,353 F1 · kind: Reflect the transfer of shares already owned between personal accounts of the reporting person and the reporting person's spouse. No change in the reporting person's aggregate beneficial ownership occurred as a result of these transfers. Read SEC document |
| August 08, 2016 Filed Aug 9, 2016 19:41 UTC |
SLOAN TIMOTHY JPresident & COO
|
Exercise / conversionEmployee Stock Purchase Option · Derivative | 82,500 | $0.00 Strike: $31.40 | $0.00 |
DisclosureSEC source: 0001127602-16-059867 · form4.xml · derivative · entry 5 SLOAN TIMOTHY J · CIK 0001502510 · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 411,580 Underlying: Common Stock, $1 2/3 Par Value · 82,500 shares Expires 2018-02-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The employee stock options, representing a right to purchase a total of 494,080 shares, became exercisable in three equal annual installments beginning on the first anniversary of the date of grant (2/26/2009). Read SEC document |
| August 08, 2016 Filed Aug 9, 2016 19:41 UTC |
SLOAN TIMOTHY JPresident & COO
|
Tax withholdingCommon Stock, $1 2/3 Par Value | 68,375 | $48.91 | $3,344,221.25 |
DisclosureSEC source: 0001127602-16-059867 · form4.xml · nonDerivative · entry 3 SLOAN TIMOTHY J · CIK 0001502510 · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 664,940.274 Read SEC document |
| August 08, 2016 Filed Aug 9, 2016 19:41 UTC |
SLOAN TIMOTHY JPresident & COO
|
Exercise / conversionCommon Stock, $1 2/3 Par Value | 82,500 | $31.40 | $2,590,500.00 |
DisclosureSEC source: 0001127602-16-059867 · form4.xml · nonDerivative · entry 2 SLOAN TIMOTHY J · CIK 0001502510 · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 733,315.274 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 08, 2016 Filed Aug 9, 2016 19:41 UTC |
SLOAN TIMOTHY JPresident & COO
|
SaleCommon Stock, $1 2/3 Par Value | 20,500 | $48.92 | $1,002,860.00 |
DisclosureSEC source: 0001127602-16-059867 · form4.xml · nonDerivative · entry 1 SLOAN TIMOTHY J · CIK 0001502510 · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 650,815.274 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $48.922 to $48.9275 inclusive. The reporting person undertakes to provide to Wells Fargo & Company (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4. Read SEC document |
| August 08, 2016 Filed Aug 9, 2016 19:50 UTC |
STUMPF JOHN GDirector · Chairman & CEO
|
Exercise / conversionEmployee Stock Purchase Option · Derivative | 1,509,006 | $0.00 Strike: $31.40 | $0.00 |
DisclosureSEC source: 0001127602-16-059874 · form4.xml · derivative · entry 13 STUMPF JOHN G · CIK 0001201258 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $1 2/3 Par Value · 1,509,006 shares Expires 2018-02-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The employee stock options, representing a right to purchase a total of 2,000,000 shares, became exercisable in three equal annual installments beginning on the first anniversary of the date of grant (2/26/2009). Read SEC document |
| August 08, 2016 Filed Aug 9, 2016 19:50 UTC |
STUMPF JOHN GDirector · Chairman & CEO
|
Tax withholdingCommon Stock, $1 2/3 Par Value | 1,250,667 | $48.91 | $61,170,122.97 |
DisclosureSEC source: 0001127602-16-059874 · form4.xml · nonDerivative · entry 4 STUMPF JOHN G · CIK 0001201258 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 258,439 Read SEC document |
| August 08, 2016 Filed Aug 9, 2016 19:50 UTC |
STUMPF JOHN GDirector · Chairman & CEO
|
Exercise / conversionCommon Stock, $1 2/3 Par Value | 1,509,006 | $31.40 | $47,382,788.40 |
DisclosureSEC source: 0001127602-16-059874 · form4.xml · nonDerivative · entry 3 STUMPF JOHN G · CIK 0001201258 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,509,106 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 04, 2016 Filed Feb 13, 2017 19:02 UTC |
CARROLL DAVID MSenior Exec. Vice President
|
GiftCommon Stock, $1 2/3 Par Value | 2,446 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-005298 · form5.xml · nonDerivative · entry 2 CARROLL DAVID M · CIK 0001232064 · Senior Exec. Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · Through Trust Disclosed balance after: 428,590 Read SEC document |
| August 04, 2016 Filed Feb 13, 2017 19:02 UTC |
CARROLL DAVID MSenior Exec. Vice President
|
GiftCommon Stock, $1 2/3 Par Value | 2,446 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-005298 · form5.xml · nonDerivative · entry 1 CARROLL DAVID M · CIK 0001232064 · Senior Exec. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| August 03, 2016 Filed Feb 13, 2017 19:17 UTC |
Loughlin Michael JSr. Executive Vice President
|
GiftCommon Stock, $1 2/3 Par Value | 3,682 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-005312 · form5.xml · nonDerivative · entry 2 Loughlin Michael J · CIK 0001360758 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · Through Family Trust Disclosed balance after: 272,328.209 F1 · balance_after: Includes the following shares acquired through Wells Fargo & Company's (the "Company") dividend reinvestment plan: 410.964 shares on 6/1/2016, 27.764 shares on 9/1/2016, and 26.094 shares on 12/1/2016. Read SEC document |
| August 03, 2016 Filed Feb 13, 2017 19:17 UTC |
Loughlin Michael JSr. Executive Vice President
|
GiftCommon Stock, $1 2/3 Par Value | 3,682 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-005312 · form5.xml · nonDerivative · entry 1 Loughlin Michael J · CIK 0001360758 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| August 03, 2016 Filed Feb 13, 2017 19:31 UTC |
Modjtabai AvidSr. Executive Vice President
|
GiftCommon Stock, $1 2/3 Par Value | 4,505 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-005331 · form5.xml · nonDerivative · entry 2 Modjtabai Avid · CIK 0001331834 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100 Read SEC document |
| August 03, 2016 Filed Feb 13, 2017 19:31 UTC |
Modjtabai AvidSr. Executive Vice President
|
GiftCommon Stock, $1 2/3 Par Value | 4,505 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-005331 · form5.xml · nonDerivative · entry 1 Modjtabai Avid · CIK 0001331834 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · Through Trust Disclosed balance after: 369,307 Read SEC document |
| July 29, 2016 Filed Feb 13, 2017 19:02 UTC |
CARROLL DAVID MSenior Exec. Vice President
|
GiftCommon Stock, $1 2/3 Par Value | 2,807 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-005298 · form5.xml · nonDerivative · entry 4 CARROLL DAVID M · CIK 0001232064 · Senior Exec. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| July 29, 2016 Filed Feb 13, 2017 19:02 UTC |
CARROLL DAVID MSenior Exec. Vice President
|
GiftCommon Stock, $1 2/3 Par Value | 2,807 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-005298 · form5.xml · nonDerivative · entry 3 CARROLL DAVID M · CIK 0001232064 · Senior Exec. Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · Through Trust Disclosed balance after: 428,590 Read SEC document |
| July 28, 2016 Filed Jul 29, 2016 19:05 UTC |
CARROLL DAVID MSenior Exec. Vice President
|
Exercise / conversionRestricted Share Right · Derivative | 4,484.7437 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-058904 · form4.xml · derivative · entry 5 CARROLL DAVID M · CIK 0001232064 · Senior Exec. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,452.1719 Underlying: Common Stock, $1 2/3 Par Value · 4,484.7437 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock. F4 · derivative.exercise_date: These RSRs vest in four installments: one-fourth on 7/28/2016, 7/28/2017, 7/28/2018, and 7/28/2019. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. F4 · derivative.expiration_date: These RSRs vest in four installments: one-fourth on 7/28/2016, 7/28/2017, 7/28/2018, and 7/28/2019. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. Read SEC document |
| July 28, 2016 Filed Jul 29, 2016 19:05 UTC |
CARROLL DAVID MSenior Exec. Vice President
|
Tax withholdingCommon Stock, $1 2/3 Par Value | 2,038.7437 | $48.13 | $98,124.73 |
DisclosureSEC source: 0001127602-16-058904 · form4.xml · nonDerivative · entry 2 CARROLL DAVID M · CIK 0001232064 · Senior Exec. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,253 Read SEC document |
| July 28, 2016 Filed Jul 29, 2016 19:05 UTC |
CARROLL DAVID MSenior Exec. Vice President
|
Exercise / conversionCommon Stock, $1 2/3 Par Value | 4,484.7437 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-058904 · form4.xml · nonDerivative · entry 1 CARROLL DAVID M · CIK 0001232064 · Senior Exec. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,291.7437 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Number of shares represents a Restricted Share Right ("RSR") vesting on 7/28/2016. Original grant date was 7/28/2015. This vesting represents one-fourth of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs). Read SEC document |
| July 28, 2016 Filed Jul 29, 2016 19:09 UTC |
Hardison Hope A.Sr. Executive Vice President
|
Exercise / conversionRestricted Share Right · Derivative | 2,242.3718 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-058906 · form4.xml · derivative · entry 5 Hardison Hope A. · CIK 0001608010 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,726.086 Underlying: Common Stock, $1 2/3 Par Value · 2,242.3718 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock. F4 · derivative.exercise_date: These RSRs vest in four installments: one-fourth on 7/28/2016, 7/28/2017, 7/28/2018, and 7/28/2019. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. F4 · derivative.expiration_date: These RSRs vest in four installments: one-fourth on 7/28/2016, 7/28/2017, 7/28/2018, and 7/28/2019. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. Read SEC document |
| July 28, 2016 Filed Jul 29, 2016 19:09 UTC |
Hardison Hope A.Sr. Executive Vice President
|
Tax withholdingCommon Stock, $1 2/3 Par Value | 1,170.3718 | $48.13 | $56,329.99 |
DisclosureSEC source: 0001127602-16-058906 · form4.xml · nonDerivative · entry 2 Hardison Hope A. · CIK 0001608010 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,019.408 Read SEC document |
| July 28, 2016 Filed Jul 29, 2016 19:09 UTC |
Hardison Hope A.Sr. Executive Vice President
|
Exercise / conversionCommon Stock, $1 2/3 Par Value | 2,242.3718 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-058906 · form4.xml · nonDerivative · entry 1 Hardison Hope A. · CIK 0001608010 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,189.7798 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Number of shares represents a Restricted Share Right ("RSR") vesting on 7/28/2016. Original grant date was 7/28/2015. This vesting represents one-fourth of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs). Read SEC document |
| July 28, 2016 Filed Jul 29, 2016 19:15 UTC |
Loughlin Michael JSr. Executive Vice President
|
Exercise / conversionRestricted Share Right · Derivative | 2,242.3718 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-058908 · form4.xml · derivative · entry 5 Loughlin Michael J · CIK 0001360758 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,726.086 Underlying: Common Stock, $1 2/3 Par Value · 2,242.3718 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock. F4 · derivative.exercise_date: These RSRs vest in four installments: one-fourth on 7/28/2016, 7/28/2017, 7/28/2018, and 7/28/2019. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. F4 · derivative.expiration_date: These RSRs vest in four installments: one-fourth on 7/28/2016, 7/28/2017, 7/28/2018, and 7/28/2019. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. Read SEC document |
| July 28, 2016 Filed Jul 29, 2016 19:15 UTC |
Loughlin Michael JSr. Executive Vice President
|
Tax withholdingCommon Stock, $1 2/3 Par Value | 1,118.3718 | $48.13 | $53,827.23 |
DisclosureSEC source: 0001127602-16-058908 · form4.xml · nonDerivative · entry 2 Loughlin Michael J · CIK 0001360758 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,682 Read SEC document |
| July 28, 2016 Filed Jul 29, 2016 19:15 UTC |
Loughlin Michael JSr. Executive Vice President
|
Exercise / conversionCommon Stock, $1 2/3 Par Value | 2,242.3718 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-058908 · form4.xml · nonDerivative · entry 1 Loughlin Michael J · CIK 0001360758 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,800.3718 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Number of shares represents a Restricted Share Right ("RSR") vesting on 7/28/2016. Original grant date was 7/28/2015. This vesting represents one-fourth of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs). Read SEC document |
| July 28, 2016 Filed Jul 29, 2016 19:21 UTC |
Modjtabai AvidSr. Executive Vice President
|
Exercise / conversionRestricted Share Right · Derivative | 4,484.7437 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-058914 · form4.xml · derivative · entry 5 Modjtabai Avid · CIK 0001331834 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,452.1719 Underlying: Common Stock, $1 2/3 Par Value · 4,484.7437 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock. F4 · derivative.exercise_date: These RSRs vest in four installments: one-fourth on 7/28/2016, 7/28/2017, 7/28/2018, and 7/28/2019. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. F4 · derivative.expiration_date: These RSRs vest in four installments: one-fourth on 7/28/2016, 7/28/2017, 7/28/2018, and 7/28/2019. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. Read SEC document |
| July 28, 2016 Filed Jul 29, 2016 19:21 UTC |
Modjtabai AvidSr. Executive Vice President
|
Tax withholdingCommon Stock, $1 2/3 Par Value | 2,340.7437 | $48.13 | $112,659.99 |
DisclosureSEC source: 0001127602-16-058914 · form4.xml · nonDerivative · entry 2 Modjtabai Avid · CIK 0001331834 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,605 Read SEC document |
| July 28, 2016 Filed Jul 29, 2016 19:21 UTC |
Modjtabai AvidSr. Executive Vice President
|
Exercise / conversionCommon Stock, $1 2/3 Par Value | 4,484.7437 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-058914 · form4.xml · nonDerivative · entry 1 Modjtabai Avid · CIK 0001331834 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,945.7437 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Number of shares represents a Restricted Share Right ("RSR") vesting on 7/28/2016. Original grant date was 7/28/2015. This vesting represents one-fourth of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs). Read SEC document |
| July 28, 2016 Filed Jul 29, 2016 19:30 UTC |
Shrewsberry John R.Senior Executive VP & CFO
|
Exercise / conversionRestricted Share Right · Derivative | 4,484.7437 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-058916 · form4.xml · derivative · entry 5 Shrewsberry John R. · CIK 0001608198 · Senior Executive VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,452.1719 Underlying: Common Stock, $1 2/3 Par Value · 4,484.7437 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock. F4 · derivative.exercise_date: These RSRs vest in four installments: one-fourth on 7/28/2016, 7/28/2017, 7/28/2018, and 7/28/2019. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. F4 · derivative.expiration_date: These RSRs vest in four installments: one-fourth on 7/28/2016, 7/28/2017, 7/28/2018, and 7/28/2019. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. Read SEC document |
| July 28, 2016 Filed Jul 29, 2016 19:30 UTC |
Shrewsberry John R.Senior Executive VP & CFO
|
Tax withholdingCommon Stock, $1 2/3 Par Value | 2,340.7437 | $48.13 | $112,659.99 |
DisclosureSEC source: 0001127602-16-058916 · form4.xml · nonDerivative · entry 2 Shrewsberry John R. · CIK 0001608198 · Senior Executive VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,065 Read SEC document |
| July 28, 2016 Filed Jul 29, 2016 19:30 UTC |
Shrewsberry John R.Senior Executive VP & CFO
|
Exercise / conversionCommon Stock, $1 2/3 Par Value | 4,484.7437 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-058916 · form4.xml · nonDerivative · entry 1 Shrewsberry John R. · CIK 0001608198 · Senior Executive VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,405.7437 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Number of shares represents a Restricted Share Right ("RSR") vesting on 7/28/2016. Original grant date was 7/28/2015. This vesting represents one-fourth of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs). Read SEC document |
| July 28, 2016 Filed Jul 29, 2016 19:36 UTC |
SLOAN TIMOTHY JPresident & COO
|
Exercise / conversionRestricted Share Right · Derivative | 6,727.1155 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-058918 · form4.xml · derivative · entry 4 SLOAN TIMOTHY J · CIK 0001502510 · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,178.2578 Underlying: Common Stock, $1 2/3 Par Value · 6,727.1155 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock. F4 · derivative.exercise_date: These RSRs vest in four installments: one-fourth on 7/28/2016, 7/28/2017, 7/28/2018, and 7/28/2019. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. F4 · derivative.expiration_date: These RSRs vest in four installments: one-fourth on 7/28/2016, 7/28/2017, 7/28/2018, and 7/28/2019. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. Read SEC document |
| July 28, 2016 Filed Jul 29, 2016 19:36 UTC |
SLOAN TIMOTHY JPresident & COO
|
Tax withholdingCommon Stock, $1 2/3 Par Value | 3,353.1155 | $48.13 | $161,385.45 |
DisclosureSEC source: 0001127602-16-058918 · form4.xml · nonDerivative · entry 2 SLOAN TIMOTHY J · CIK 0001502510 · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 671,315.274 Read SEC document |
| July 28, 2016 Filed Jul 29, 2016 19:36 UTC |
SLOAN TIMOTHY JPresident & COO
|
Exercise / conversionCommon Stock, $1 2/3 Par Value | 6,727.1155 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-058918 · form4.xml · nonDerivative · entry 1 SLOAN TIMOTHY J · CIK 0001502510 · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 674,668.3895 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Number of shares represents a Restricted Share Right ("RSR") vesting on 7/28/2016. Original grant date was 7/28/2015. This vesting represents one-fourth of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs). Read SEC document |
| July 28, 2016 Filed Jul 29, 2016 19:42 UTC |
STROTHER JAMES MSr. Executive Vice President
|
Exercise / conversionRestricted Share Right · Derivative | 2,242.3718 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-058920 · form4.xml · derivative · entry 4 STROTHER JAMES M · CIK 0001274257 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,726.086 Underlying: Common Stock, $1 2/3 Par Value · 2,242.3718 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock. F4 · derivative.exercise_date: These RSRs vest in four installments: one-fourth on 7/28/2016, 7/28/2017, 7/28/2018, and 7/28/2019. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. F4 · derivative.expiration_date: These RSRs vest in four installments: one-fourth on 7/28/2016, 7/28/2017, 7/28/2018, and 7/28/2019. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. Read SEC document |
| July 28, 2016 Filed Jul 29, 2016 19:42 UTC |
STROTHER JAMES MSr. Executive Vice President
|
Tax withholdingCommon Stock, $1 2/3 Par Value | 1,118.3718 | $48.13 | $53,827.23 |
DisclosureSEC source: 0001127602-16-058920 · form4.xml · nonDerivative · entry 2 STROTHER JAMES M · CIK 0001274257 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 220,999 Read SEC document |
| July 28, 2016 Filed Jul 29, 2016 19:42 UTC |
STROTHER JAMES MSr. Executive Vice President
|
Exercise / conversionCommon Stock, $1 2/3 Par Value | 2,242.3718 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-058920 · form4.xml · nonDerivative · entry 1 STROTHER JAMES M · CIK 0001274257 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 222,117.3718 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Number of shares represents a Restricted Share Right ("RSR") vesting on 7/28/2016. Original grant date was 7/28/2015. This vesting represents one-fourth of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs). Read SEC document |
| July 28, 2016 Filed Jul 29, 2016 19:47 UTC |
TOLSTEDT CARRIE LSr. Executive Vice President
|
Exercise / conversionRestricted Share Right · Derivative | 4,484.7437 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-058922 · form4.xml · derivative · entry 5 TOLSTEDT CARRIE L · CIK 0001201261 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,452.1719 Underlying: Common Stock, $1 2/3 Par Value · 4,484.7437 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock. F4 · derivative.exercise_date: These RSRs vest in four installments: one-fourth on 7/28/2016, 7/28/2017, 7/28/2018, and 7/28/2019. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. F4 · derivative.expiration_date: These RSRs vest in four installments: one-fourth on 7/28/2016, 7/28/2017, 7/28/2018, and 7/28/2019. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. Read SEC document |
| July 28, 2016 Filed Jul 29, 2016 19:47 UTC |
TOLSTEDT CARRIE LSr. Executive Vice President
|
Tax withholdingCommon Stock, $1 2/3 Par Value | 2,235.7437 | $48.13 | $107,606.34 |
DisclosureSEC source: 0001127602-16-058922 · form4.xml · nonDerivative · entry 2 TOLSTEDT CARRIE L · CIK 0001201261 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,830 Read SEC document |
| July 28, 2016 Filed Jul 29, 2016 19:47 UTC |
TOLSTEDT CARRIE LSr. Executive Vice President
|
Exercise / conversionCommon Stock, $1 2/3 Par Value | 4,484.7437 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-058922 · form4.xml · nonDerivative · entry 1 TOLSTEDT CARRIE L · CIK 0001201261 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,065.7437 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Number of shares represents a Restricted Share Right ("RSR") vesting on 7/28/2016. Original grant date was 7/28/2015. This vesting represents one-fourth of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs). Read SEC document |
| July 22, 2016 Filed Jul 26, 2016 17:32 UTC |
CARROLL DAVID MSenior Exec. Vice President
|
Exercise / conversionRestricted Share Right · Derivative | 5,146.495 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-058616 · form4.xml · derivative · entry 5 CARROLL DAVID M · CIK 0001232064 · Senior Exec. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,291.9327 Underlying: Common Stock, $1 2/3 Par Value · 5,146.495 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock. F4 · derivative.exercise_date: These RSRs vest in four installments: one-fourth on 7/22/2015, 7/22/2016, 7/22/2017, and 7/22/2018. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. F4 · derivative.expiration_date: These RSRs vest in four installments: one-fourth on 7/22/2015, 7/22/2016, 7/22/2017, and 7/22/2018. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. Read SEC document |
| July 22, 2016 Filed Jul 26, 2016 17:32 UTC |
CARROLL DAVID MSenior Exec. Vice President
|
Tax withholdingCommon Stock, $1 2/3 Par Value | 2,339.495 | $48.32 | $113,044.40 |
DisclosureSEC source: 0001127602-16-058616 · form4.xml · nonDerivative · entry 2 CARROLL DAVID M · CIK 0001232064 · Senior Exec. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,807 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.