Last 12 months
Inside the activity.
0 purchase rows · 3 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 3 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 15, 2018 Filed Mar 16, 2018 23:38 UTC |
Weiss Jonathan G.Sr. Executive Vice President
|
Exercise / conversionRestricted Share Right · Derivative | 4,774.5721 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-011918 · form4.xml · derivative · entry 22 Weiss Jonathan G. · CIK 0001710558 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,549.1442 Underlying: Common Stock, $1 2/3 Par Value · 4,774.5721 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F11 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock. F17 · derivative.exercise_date: These RSRs vest in three installments: one-third on 3/15/2018, 3/15/2019, and 3/15/2020. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2016 annual incentive compensation award. F17 · derivative.expiration_date: These RSRs vest in three installments: one-third on 3/15/2018, 3/15/2019, and 3/15/2020. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2016 annual incentive compensation award. Read SEC document |
| March 15, 2018 Filed Mar 16, 2018 23:38 UTC |
Weiss Jonathan G.Sr. Executive Vice President
|
Exercise / conversionRestricted Share Right · Derivative | 5,288.1495 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-011918 · form4.xml · derivative · entry 21 Weiss Jonathan G. · CIK 0001710558 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,287.091 Underlying: Common Stock, $1 2/3 Par Value · 5,288.1495 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F11 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock. F16 · derivative.exercise_date: These RSRs vest in three installments: one-third on 3/15/2017, 3/15/2018, and 3/15/2019. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2015 annual incentive compensation award. F16 · derivative.expiration_date: These RSRs vest in three installments: one-third on 3/15/2017, 3/15/2018, and 3/15/2019. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2015 annual incentive compensation award. Read SEC document |
| March 15, 2018 Filed Mar 16, 2018 23:38 UTC |
Weiss Jonathan G.Sr. Executive Vice President
|
Exercise / conversionRestricted Share Right · Derivative | 8,938.0122 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-011918 · form4.xml · derivative · entry 20 Weiss Jonathan G. · CIK 0001710558 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,938.012 Underlying: Common Stock, $1 2/3 Par Value · 8,938.0122 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F11 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock. F15 · derivative.exercise_date: These RSRs vest in four installments: one-fourth on 3/15/2016, 3/15/2017, 3/15/2018, and 3/15/2019. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2014 annual incentive compensation award. F15 · derivative.expiration_date: These RSRs vest in four installments: one-fourth on 3/15/2016, 3/15/2017, 3/15/2018, and 3/15/2019. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2014 annual incentive compensation award. Read SEC document |
| March 15, 2018 Filed Mar 16, 2018 23:38 UTC |
Weiss Jonathan G.Sr. Executive Vice President
|
Exercise / conversionRestricted Share Right · Derivative | 4,724.9064 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-011918 · form4.xml · derivative · entry 19 Weiss Jonathan G. · CIK 0001710558 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $1 2/3 Par Value · 4,724.9064 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F11 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock. F14 · derivative.exercise_date: These RSRs vest in three installments: one-third on 3/15/2016, 3/15/2017, and 3/15/2018. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2014 annual incentive compensation award. F14 · derivative.expiration_date: These RSRs vest in three installments: one-third on 3/15/2016, 3/15/2017, and 3/15/2018. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2014 annual incentive compensation award. Read SEC document |
| March 15, 2018 Filed Mar 16, 2018 23:38 UTC |
Weiss Jonathan G.Sr. Executive Vice President
|
Exercise / conversionRestricted Share Right · Derivative | 5,022.8705 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-011918 · form4.xml · derivative · entry 18 Weiss Jonathan G. · CIK 0001710558 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $1 2/3 Par Value · 5,022.8705 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F11 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock. F13 · derivative.exercise_date: These RSRs vest in four installments: one-fourth on 3/15/2015, 3/15/2016, 3/15/2017, and 3/15/2018. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2013 annual incentive compensation award. F13 · derivative.expiration_date: These RSRs vest in four installments: one-fourth on 3/15/2015, 3/15/2016, 3/15/2017, and 3/15/2018. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2013 annual incentive compensation award. Read SEC document |
| March 15, 2018 Filed Mar 16, 2018 23:38 UTC |
Weiss Jonathan G.Sr. Executive Vice President
|
Exercise / conversionRestricted Share Right · Derivative | 7,886.5327 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-011918 · form4.xml · derivative · entry 17 Weiss Jonathan G. · CIK 0001710558 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $1 2/3 Par Value · 7,886.5327 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F11 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock. F12 · derivative.exercise_date: These RSRs vest in four installments: one-fourth on 3/15/2015, 3/15/2016, 3/15/2017, and 3/15/2018. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. F12 · derivative.expiration_date: These RSRs vest in four installments: one-fourth on 3/15/2015, 3/15/2016, 3/15/2017, and 3/15/2018. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. Read SEC document |
| March 15, 2018 Filed Mar 16, 2018 23:38 UTC |
Weiss Jonathan G.Sr. Executive Vice President
|
Exercise / conversion2015 Performance Shares · Derivative | 66,374.1048 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-011918 · form4.xml · derivative · entry 16 Weiss Jonathan G. · CIK 0001710558 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $1 2/3 Par Value · 66,374.1048 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · derivative.exercise_price: Each Performance Share represents a contingent right to receive one share of Company common stock upon vesting based on the attainment of pre-established performance goals. F10 · derivative.exercise_date: Represents the final number of 2015 Performance Shares earned for the three-year performance period ended December 31, 2017. The 2015 Performance Shares will be settled in shares of common stock of the Company on March 15, 2018. As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. F10 · derivative.expiration_date: Represents the final number of 2015 Performance Shares earned for the three-year performance period ended December 31, 2017. The 2015 Performance Shares will be settled in shares of common stock of the Company on March 15, 2018. As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. Read SEC document |
| March 15, 2018 Filed Mar 16, 2018 23:38 UTC |
Weiss Jonathan G.Sr. Executive Vice President
|
Tax withholdingCommon Stock, $1 2/3 Par Value | 2,429.5721 | $56.83 | $138,072.58 |
DisclosureSEC source: 0001127602-18-011918 · form4.xml · nonDerivative · entry 14 Weiss Jonathan G. · CIK 0001710558 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 135,165 Read SEC document |
| March 15, 2018 Filed Mar 16, 2018 23:38 UTC |
Weiss Jonathan G.Sr. Executive Vice President
|
Exercise / conversionCommon Stock, $1 2/3 Par Value | 4,774.5721 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-011918 · form4.xml · nonDerivative · entry 13 Weiss Jonathan G. · CIK 0001710558 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 137,594.5721 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · shares: Number of shares represents a RSR vesting on 3/15/2018. Original grant date was 2/28/2017. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs). Read SEC document |
| March 15, 2018 Filed Mar 16, 2018 23:38 UTC |
Weiss Jonathan G.Sr. Executive Vice President
|
Tax withholdingCommon Stock, $1 2/3 Par Value | 2,690.1495 | $56.83 | $152,881.20 |
DisclosureSEC source: 0001127602-18-011918 · form4.xml · nonDerivative · entry 12 Weiss Jonathan G. · CIK 0001710558 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,820 Read SEC document |
| March 15, 2018 Filed Mar 16, 2018 23:38 UTC |
Weiss Jonathan G.Sr. Executive Vice President
|
Exercise / conversionCommon Stock, $1 2/3 Par Value | 5,288.1495 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-011918 · form4.xml · nonDerivative · entry 11 Weiss Jonathan G. · CIK 0001710558 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 135,510.1495 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · shares: Number of shares represents a RSR vesting on 3/15/2018. Original grant date was 2/23/2016. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs). Read SEC document |
| March 15, 2018 Filed Mar 16, 2018 23:38 UTC |
Weiss Jonathan G.Sr. Executive Vice President
|
Tax withholdingCommon Stock, $1 2/3 Par Value | 4,547.0122 | $56.83 | $258,406.70 |
DisclosureSEC source: 0001127602-18-011918 · form4.xml · nonDerivative · entry 10 Weiss Jonathan G. · CIK 0001710558 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,222 Read SEC document |
| March 15, 2018 Filed Mar 16, 2018 23:38 UTC |
Weiss Jonathan G.Sr. Executive Vice President
|
Exercise / conversionCommon Stock, $1 2/3 Par Value | 8,938.0122 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-011918 · form4.xml · nonDerivative · entry 9 Weiss Jonathan G. · CIK 0001710558 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 134,769.0122 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · shares: Number of shares represents a RSR vesting on 3/15/2018. Original grant date was 2/24/2015. This vesting represents one-fourth of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs). Read SEC document |
| March 15, 2018 Filed Mar 16, 2018 23:38 UTC |
Weiss Jonathan G.Sr. Executive Vice President
|
Tax withholdingCommon Stock, $1 2/3 Par Value | 2,403.9064 | $56.83 | $136,614.00 |
DisclosureSEC source: 0001127602-18-011918 · form4.xml · nonDerivative · entry 8 Weiss Jonathan G. · CIK 0001710558 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,831 Read SEC document |
| March 15, 2018 Filed Mar 16, 2018 23:38 UTC |
Weiss Jonathan G.Sr. Executive Vice President
|
Exercise / conversionCommon Stock, $1 2/3 Par Value | 4,724.9064 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-011918 · form4.xml · nonDerivative · entry 7 Weiss Jonathan G. · CIK 0001710558 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 128,234.9064 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: Number of shares represents a RSR vesting on 3/15/2018. Original grant date was 2/24/2015. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs). Read SEC document |
| March 15, 2018 Filed Mar 16, 2018 23:38 UTC |
Weiss Jonathan G.Sr. Executive Vice President
|
Tax withholdingCommon Stock, $1 2/3 Par Value | 2,555.8705 | $56.83 | $145,250.12 |
DisclosureSEC source: 0001127602-18-011918 · form4.xml · nonDerivative · entry 6 Weiss Jonathan G. · CIK 0001710558 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 123,510 Read SEC document |
| March 15, 2018 Filed Mar 16, 2018 23:38 UTC |
Weiss Jonathan G.Sr. Executive Vice President
|
Exercise / conversionCommon Stock, $1 2/3 Par Value | 5,022.8705 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-011918 · form4.xml · nonDerivative · entry 5 Weiss Jonathan G. · CIK 0001710558 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 126,065.8705 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: Number of shares represents a RSR vesting on 3/15/2018. Original grant date was 2/25/2014. This vesting represents one-fourth of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs). Read SEC document |
| March 15, 2018 Filed Mar 16, 2018 23:38 UTC |
Weiss Jonathan G.Sr. Executive Vice President
|
Tax withholdingCommon Stock, $1 2/3 Par Value | 4,012.5327 | $56.83 | $228,032.23 |
DisclosureSEC source: 0001127602-18-011918 · form4.xml · nonDerivative · entry 4 Weiss Jonathan G. · CIK 0001710558 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 121,043 Read SEC document |
| March 15, 2018 Filed Mar 16, 2018 23:38 UTC |
Weiss Jonathan G.Sr. Executive Vice President
|
Exercise / conversionCommon Stock, $1 2/3 Par Value | 7,886.5327 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-011918 · form4.xml · nonDerivative · entry 3 Weiss Jonathan G. · CIK 0001710558 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,055.5327 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Number of shares represents a Restricted Share Right ("RSR") vesting on 3/15/2018. Original grant date was 2/25/2014. This vesting represents one-fourth of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs). Read SEC document |
| March 15, 2018 Filed Mar 16, 2018 23:38 UTC |
Weiss Jonathan G.Sr. Executive Vice President
|
Tax withholdingCommon Stock, $1 2/3 Par Value | 35,325.1048 | $56.83 | $2,007,525.71 |
DisclosureSEC source: 0001127602-18-011918 · form4.xml · nonDerivative · entry 2 Weiss Jonathan G. · CIK 0001710558 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,169 Read SEC document |
| March 15, 2018 Filed Mar 16, 2018 23:38 UTC |
Weiss Jonathan G.Sr. Executive Vice President
|
Exercise / conversionCommon Stock, $1 2/3 Par Value | 66,374.1048 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-011918 · form4.xml · nonDerivative · entry 1 Weiss Jonathan G. · CIK 0001710558 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 152,494.1048 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These shares represent common stock of Wells Fargo & Company (the "Company") acquired on March 15, 2018 upon settlement of a Performance Share award granted on February 24, 2015 for the three-year performance period ended December 31, 2017 (as previously disclosed on a Form 4 filed on February 28, 2018). Read SEC document |
| March 12, 2018 Filed Mar 13, 2018 19:05 UTC |
HERNANDEZ ENRIQUE JRDirector
|
Exercise / conversionDirector Stock Purchase Option · Derivative | 10,490 | $0.00 Strike: $29.88 | $0.00 |
DisclosureSEC source: 0001127602-18-011361 · form4.xml · derivative · entry 3 HERNANDEZ ENRIQUE JR · CIK 0001042343 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $1 2/3 Par Value · 10,490 shares Expires 2018-04-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 12, 2018 Filed Mar 13, 2018 19:05 UTC |
HERNANDEZ ENRIQUE JRDirector
|
Tax withholdingCommon Stock, $1 2/3 Par Value | 5,402 | $58.02 | $313,424.04 |
DisclosureSEC source: 0001127602-18-011361 · form4.xml · nonDerivative · entry 2 HERNANDEZ ENRIQUE JR · CIK 0001042343 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,710 Read SEC document |
| March 12, 2018 Filed Mar 13, 2018 19:05 UTC |
HERNANDEZ ENRIQUE JRDirector
|
Exercise / conversionCommon Stock, $1 2/3 Par Value | 10,490 | $29.88 | $313,441.20 |
DisclosureSEC source: 0001127602-18-011361 · form4.xml · nonDerivative · entry 1 HERNANDEZ ENRIQUE JR · CIK 0001042343 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,112 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 01, 2018 Filed Mar 2, 2018 20:42 UTC |
Dean Lloyd HDirector
|
Exercise / conversionPhantom Stock Units · Derivative | 4,793.8631 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-18-009616 · form4.xml · derivative · entry 4 Dean Lloyd H · CIK 0001332215 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,489.9647 Underlying: Common Stock, $1 2/3 Par Value · 4,793.8631 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each phantom stock unit represents the right to receive one share of Company common stock. F3 · price: Each phantom stock unit represents the right to receive one share of Company common stock. F4 · derivative.exercise_date: Deferred compensation shares payable in installments based upon director's election. F4 · derivative.expiration_date: Deferred compensation shares payable in installments based upon director's election. Read SEC document |
| March 01, 2018 Filed Mar 2, 2018 20:42 UTC |
Dean Lloyd HDirector
|
Exercise / conversionCommon Stock, $1 2/3 Par Value | 4,795 | $57.31 | $274,801.45 |
DisclosureSEC source: 0001127602-18-009616 · form4.xml · nonDerivative · entry 1 Dean Lloyd H · CIK 0001332215 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,008.359 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Fractional number of phantom stock units rounded up and paid out in whole number of shares under the terms of the applicable director deferral plan. F2 · balance_after: Includes the following shares acquired through Wells Fargo & Company's (the "Company") dividend reinvestment plan: 36.139 shares on 3/1/2018. Read SEC document |
| March 01, 2018 Filed Mar 2, 2018 20:53 UTC |
Loughlin Michael JSr. Executive Vice President
|
Exercise / conversionPhantom Stock Units · Derivative | 13.7845 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-009623 · form4.xml · derivative · entry 5 Loughlin Michael J · CIK 0001360758 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,766.8773 Underlying: Common Stock, $1 2/3 Par Value · 13.7845 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Conversion price is 1-for-1. Includes shares held through supplemental 401(k) plan and deferred compensation plan. F4 · derivative.exercise_date: Deferred compensation shares payable in installments depending upon executive's election. Supplemental 401(k) plan shares payable upon retirement. F4 · derivative.expiration_date: Deferred compensation shares payable in installments depending upon executive's election. Supplemental 401(k) plan shares payable upon retirement. Read SEC document |
| March 01, 2018 Filed Mar 2, 2018 20:53 UTC |
Loughlin Michael JSr. Executive Vice President
|
Tax withholdingCommon Stock, $1 2/3 Par Value | 5.5966 | $57.31 | $320.74 |
DisclosureSEC source: 0001127602-18-009623 · form4.xml · nonDerivative · entry 2 Loughlin Michael J · CIK 0001360758 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8 Read SEC document |
| March 01, 2018 Filed Mar 2, 2018 20:53 UTC |
Loughlin Michael JSr. Executive Vice President
|
Exercise / conversionCommon Stock, $1 2/3 Par Value | 13.7845 | $57.31 | $789.99 |
DisclosureSEC source: 0001127602-18-009623 · form4.xml · nonDerivative · entry 1 Loughlin Michael J · CIK 0001360758 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13.7845 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Includes a fractional share (0.1879) for which the executive received $10.77 in cash. Read SEC document |
| March 01, 2018 Filed Mar 2, 2018 21:04 UTC |
Pelos Petros GSr. Executive Vice President
|
Exercise / conversionPhantom Stock Units · Derivative | 1,553.8037 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-009633 · form4.xml · derivative · entry 4 Pelos Petros G · CIK 0001689421 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,481.3275 Underlying: Common Stock, $1 2/3 Par Value · 1,553.8037 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Conversion price is 1-for-1. Includes shares held through supplemental 401(k) plan and deferred compensation plan. F4 · derivative.exercise_date: Deferred compensation shares payable in installments based upon executive's election. Supplemental 401(k) plan shares payable upon retirement. F4 · derivative.expiration_date: Deferred compensation shares payable in installments based upon executive's election. Supplemental 401(k) plan shares payable upon retirement. Read SEC document |
| March 01, 2018 Filed Mar 2, 2018 21:04 UTC |
Pelos Petros GSr. Executive Vice President
|
Tax withholdingCommon Stock, $1 2/3 Par Value | 697.6578 | $57.31 | $39,982.77 |
DisclosureSEC source: 0001127602-18-009633 · form4.xml · nonDerivative · entry 2 Pelos Petros G · CIK 0001689421 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 856 Read SEC document |
| March 01, 2018 Filed Mar 2, 2018 21:04 UTC |
Pelos Petros GSr. Executive Vice President
|
Exercise / conversionCommon Stock, $1 2/3 Par Value | 1,553.8037 | $57.31 | $89,048.49 |
DisclosureSEC source: 0001127602-18-009633 · form4.xml · nonDerivative · entry 1 Pelos Petros G · CIK 0001689421 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,553.8037 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Includes a fractional share (.1459) for which the executive received $8.36 in cash. Read SEC document |
| March 01, 2018 Filed Apr 3, 2018 18:18 UTC Amendment |
Loughlin Michael JSr. Executive Vice President
|
Exercise / conversionPhantom Stock Units · Derivative | 13.7845 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-013585 · form4a.xml · derivative · entry 3 Loughlin Michael J · CIK 0001360758 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,766.8773 Underlying: Common Stock, $1 2/3 Par Value · 13.7845 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Conversion price is 1-for-1. Includes shares held through supplemental 401(k) plan and deferred compensation plan. F4 · derivative.exercise_date: Deferred compensation shares payable in installments depending upon executive's election. Supplemental 401(k) plan shares payable upon retirement. F4 · derivative.expiration_date: Deferred compensation shares payable in installments depending upon executive's election. Supplemental 401(k) plan shares payable upon retirement. Read SEC document |
| March 01, 2018 Filed Apr 3, 2018 18:18 UTC Amendment |
Loughlin Michael JSr. Executive Vice President
|
Tax withholdingCommon Stock, $1 2/3 Par Value | 6.0101 | $57.31 | $344.44 |
DisclosureSEC source: 0001127602-18-013585 · form4a.xml · nonDerivative · entry 2 Loughlin Michael J · CIK 0001360758 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7 F1 · shares: Amounts amended to reflect actual rather than estimated shares for the deferred compensation plan distribution and withholding amounts. F2 · shares: Includes a fractional share (0.77438) for which the executive received $44.38 in cash, which amounts have been amended to account for actual rather than estimated tax withholding. Read SEC document |
| March 01, 2018 Filed Apr 3, 2018 18:18 UTC Amendment |
Loughlin Michael JSr. Executive Vice President
|
Exercise / conversionCommon Stock, $1 2/3 Par Value | 13.7845 | $57.31 | $789.99 |
DisclosureSEC source: 0001127602-18-013585 · form4a.xml · nonDerivative · entry 1 Loughlin Michael J · CIK 0001360758 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13.7845 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Amounts amended to reflect actual rather than estimated shares for the deferred compensation plan distribution and withholding amounts. Read SEC document |
| March 01, 2018 Filed Apr 3, 2018 18:26 UTC Amendment |
Pelos Petros GSr. Executive Vice President
|
Exercise / conversionPhantom Stock Units · Derivative | 1,553.8038 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-013589 · form4a.xml · derivative · entry 3 Pelos Petros G · CIK 0001689421 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,481.3272 Underlying: Common Stock, $1 2/3 Par Value · 1,553.8038 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Conversion price is 1-for-1. Includes shares held through supplemental 401(k) plan and deferred compensation plan. F4 · derivative.exercise_date: Deferred compensation shares payable in installments based upon executive's election. Supplemental 401(k) plan shares payable upon retirement. F4 · derivative.expiration_date: Deferred compensation shares payable in installments based upon executive's election. Supplemental 401(k) plan shares payable upon retirement. Read SEC document |
| March 01, 2018 Filed Apr 3, 2018 18:26 UTC Amendment |
Pelos Petros GSr. Executive Vice President
|
Tax withholdingCommon Stock, $1 2/3 Par Value | 574.9075 | $57.31 | $32,947.95 |
DisclosureSEC source: 0001127602-18-013589 · form4a.xml · nonDerivative · entry 2 Pelos Petros G · CIK 0001689421 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 978 F1 · shares: Amounts amended to reflect actual rather than estimated shares for the deferred compensation plan distribution and withholding amounts. F2 · shares: Includes a fractional share (.8963) for which the executive received $51.37 in cash, which amounts have been amended to account for actual rather than estimated tax withholding. Read SEC document |
| March 01, 2018 Filed Apr 3, 2018 18:26 UTC Amendment |
Pelos Petros GSr. Executive Vice President
|
Exercise / conversionCommon Stock, $1 2/3 Par Value | 1,553.8038 | $57.31 | $89,048.50 |
DisclosureSEC source: 0001127602-18-013589 · form4a.xml · nonDerivative · entry 1 Pelos Petros G · CIK 0001689421 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,553.8038 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Amounts amended to reflect actual rather than estimated shares for the deferred compensation plan distribution and withholding amounts. Read SEC document |
| February 26, 2018 Filed Feb 28, 2018 20:58 UTC |
Hardison Hope A.Sr. Executive Vice President
|
Grant2015 Performance Shares · Derivative | 58,601.0235 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-009063 · form4.xml · derivative · entry 4 Hardison Hope A. · CIK 0001608010 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,601.0235 Underlying: Common Stock, $1 2/3 Par Value · 58,601.0235 shares Expires not disclosed F2 · derivative.exercise_price: Each Performance Share represents a contingent right to receive one share of Company common stock upon vesting based on the attainment of pre-established performance goals. F3 · derivative.exercise_date: Represents the final number of 2015 Performance Shares earned based on the Company's attainment of pre-established performance goals for the three-year performance period ended December 31, 2017, as provided under the terms of a Performance Share award granted on February 24, 2015, which is exempt under Rule 16b-3(d). The 2015 Performance Shares will be settled in shares of common stock of the Company on March 15, 2018. As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. F3 · derivative.expiration_date: Represents the final number of 2015 Performance Shares earned based on the Company's attainment of pre-established performance goals for the three-year performance period ended December 31, 2017, as provided under the terms of a Performance Share award granted on February 24, 2015, which is exempt under Rule 16b-3(d). The 2015 Performance Shares will be settled in shares of common stock of the Company on March 15, 2018. As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. Read SEC document |
| February 26, 2018 Filed Feb 28, 2018 21:03 UTC |
LEVY RICHARDExecutive VP & Controller
|
Grant2015 Performance Shares · Derivative | 53,717.6951 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-009070 · form4.xml · derivative · entry 5 LEVY RICHARD · CIK 0001201666 · Executive VP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,717.6951 Underlying: Common Stock, $1 2/3 Par Value · 53,717.6951 shares Expires not disclosed F2 · derivative.exercise_price: Each Performance Share represents a contingent right to receive one share of Company common stock upon vesting based on the attainment of pre-established performance goals. F3 · derivative.exercise_date: Represents the final number of 2015 Performance Shares earned based on the Company's attainment of pre-established performance goals for the three-year performance period ended December 31, 2017, as provided under the terms of a Performance Share award granted on February 24, 2015, which is exempt under Rule 16b-3(d). The 2015 Performance Shares will be settled in shares of common stock of the Company on March 15, 2018. As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. F3 · derivative.expiration_date: Represents the final number of 2015 Performance Shares earned based on the Company's attainment of pre-established performance goals for the three-year performance period ended December 31, 2017, as provided under the terms of a Performance Share award granted on February 24, 2015, which is exempt under Rule 16b-3(d). The 2015 Performance Shares will be settled in shares of common stock of the Company on March 15, 2018. As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. Read SEC document |
| February 26, 2018 Filed Feb 28, 2018 21:09 UTC |
Loughlin Michael JSr. Executive Vice President
|
Grant2015 Performance Shares · Derivative | 73,251.0091 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-009082 · form4.xml · derivative · entry 3 Loughlin Michael J · CIK 0001360758 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,251.0091 Underlying: Common Stock, $1 2/3 Par Value · 73,251.0091 shares Expires not disclosed F2 · derivative.exercise_price: Each Performance Share represents a contingent right to receive one share of Company common stock upon vesting based on the attainment of pre-established performance goals. F3 · derivative.exercise_date: Represents the final number of 2015 Performance Shares earned based on the Company's attainment of pre-established performance goals for the three-year performance period ended December 31, 2017, as provided under the terms of a Performance Share award granted on February 24, 2015, which is exempt under Rule 16b-3(d). The 2015 Performance Shares will be settled in shares of common stock of the Company on March 15, 2018. As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. F3 · derivative.expiration_date: Represents the final number of 2015 Performance Shares earned based on the Company's attainment of pre-established performance goals for the three-year performance period ended December 31, 2017, as provided under the terms of a Performance Share award granted on February 24, 2015, which is exempt under Rule 16b-3(d). The 2015 Performance Shares will be settled in shares of common stock of the Company on March 15, 2018. As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. Read SEC document |
| February 26, 2018 Filed Feb 28, 2018 21:14 UTC |
Mack Mary TSr. Executive Vice President
|
Grant2015 Performance Shares · Derivative | 36,625.5047 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-009093 · form4.xml · derivative · entry 2 Mack Mary T · CIK 0001689162 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,625.5047 Underlying: Common Stock, $1 2/3 Par Value · 36,625.5047 shares Expires not disclosed F2 · derivative.exercise_price: Each Performance Share represents a contingent right to receive one share of Company common stock upon vesting based on the attainment of pre-established performance goals. F3 · derivative.exercise_date: Represents the final number of 2015 Performance Shares earned based on the Company's attainment of pre-established performance goals for the three-year performance period ended December 31, 2017, as provided under the terms of a Performance Share award granted on February 24, 2015, which is exempt under Rule 16b-3(d). The 2015 Performance Shares will be settled in shares of common stock of the Company on March 15, 2018. As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. F3 · derivative.expiration_date: Represents the final number of 2015 Performance Shares earned based on the Company's attainment of pre-established performance goals for the three-year performance period ended December 31, 2017, as provided under the terms of a Performance Share award granted on February 24, 2015, which is exempt under Rule 16b-3(d). The 2015 Performance Shares will be settled in shares of common stock of the Company on March 15, 2018. As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. Read SEC document |
| February 26, 2018 Filed Feb 28, 2018 21:19 UTC |
Modjtabai AvidSr. Executive Vice President
|
Grant2015 Performance Shares · Derivative | 161,153.0853 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-009103 · form4.xml · derivative · entry 3 Modjtabai Avid · CIK 0001331834 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 161,153.0853 Underlying: Common Stock, $1 2/3 Par Value · 161,153.0853 shares Expires not disclosed F2 · derivative.exercise_price: Each Performance Share represents a contingent right to receive one share of Company common stock upon vesting based on the attainment of pre-established performance goals. F3 · derivative.exercise_date: Represents the final number of 2015 Performance Shares earned based on the Company's attainment of pre-established performance goals for the three-year performance period ended December 31, 2017, as provided under the terms of a Performance Share award granted on February 24, 2015, which is exempt under Rule 16b-3(d). The 2015 Performance Shares will be settled in shares of common stock of the Company on March 15, 2018. As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. F3 · derivative.expiration_date: Represents the final number of 2015 Performance Shares earned based on the Company's attainment of pre-established performance goals for the three-year performance period ended December 31, 2017, as provided under the terms of a Performance Share award granted on February 24, 2015, which is exempt under Rule 16b-3(d). The 2015 Performance Shares will be settled in shares of common stock of the Company on March 15, 2018. As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. Read SEC document |
| February 26, 2018 Filed Feb 28, 2018 21:26 UTC |
Pelos Petros GSr. Executive Vice President
|
Grant2015 Performance Shares · Derivative | 48,834.3666 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-009113 · form4.xml · derivative · entry 2 Pelos Petros G · CIK 0001689421 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,834.3666 Underlying: Common Stock, $1 2/3 Par Value · 48,834.3666 shares Expires not disclosed F2 · derivative.exercise_price: Each Performance Share represents a contingent right to receive one share of Company common stock upon vesting based on the attainment of pre-established performance goals. F3 · derivative.exercise_date: Represents the final number of 2015 Performance Shares earned based on the Company's attainment of pre-established performance goals for the three-year performance period ended December 31, 2017, as provided under the terms of a Performance Share award granted on February 24, 2015, which is exempt under Rule 16b-3(d). The 2015 Performance Shares will be settled in shares of common stock of the Company on March 15, 2018. As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. F3 · derivative.expiration_date: Represents the final number of 2015 Performance Shares earned based on the Company's attainment of pre-established performance goals for the three-year performance period ended December 31, 2017, as provided under the terms of a Performance Share award granted on February 24, 2015, which is exempt under Rule 16b-3(d). The 2015 Performance Shares will be settled in shares of common stock of the Company on March 15, 2018. As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. Read SEC document |
| February 26, 2018 Filed Feb 28, 2018 21:31 UTC |
Shrewsberry John R.Senior Executive VP & CFO
|
Grant2015 Performance Shares · Derivative | 161,153.0853 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-009120 · form4.xml · derivative · entry 4 Shrewsberry John R. · CIK 0001608198 · Senior Executive VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 161,153.0853 Underlying: Common Stock, $1 2/3 Par Value · 161,153.0853 shares Expires not disclosed F2 · derivative.exercise_price: Each Performance Share represents a contingent right to receive one share of Company common stock upon vesting based on the attainment of pre-established performance goals. F3 · derivative.exercise_date: Represents the final number of 2015 Performance Shares earned based on the Company's attainment of pre-established performance goals for the three-year performance period ended December 31, 2017, as provided under the terms of a Performance Share award granted on February 24, 2015, which is exempt under Rule 16b-3(d). The 2015 Performance Shares will be settled in shares of common stock of the Company on March 15, 2018. As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. F3 · derivative.expiration_date: Represents the final number of 2015 Performance Shares earned based on the Company's attainment of pre-established performance goals for the three-year performance period ended December 31, 2017, as provided under the terms of a Performance Share award granted on February 24, 2015, which is exempt under Rule 16b-3(d). The 2015 Performance Shares will be settled in shares of common stock of the Company on March 15, 2018. As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. Read SEC document |
| February 26, 2018 Filed Feb 28, 2018 21:50 UTC |
SLOAN TIMOTHY JDirector · CEO & President
|
Grant2015 Performance Shares · Derivative | 190,454.1378 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-009147 · form4.xml · derivative · entry 3 SLOAN TIMOTHY J · CIK 0001502510 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 190,454.1378 Underlying: Common Stock, $1 2/3 Par Value · 190,454.1378 shares Expires not disclosed F2 · derivative.exercise_price: Each Performance Share represents a contingent right to receive one share of Company common stock upon vesting based on the attainment of pre-established performance goals. F3 · derivative.exercise_date: Represents the final number of 2015 Performance Shares earned based on the Company's attainment of pre-established performance goals for the three-year performance period ended December 31, 2017, as provided under the terms of a Performance Share award granted on February 24, 2015, which is exempt under Rule 16b-3(d). The 2015 Performance Shares will be settled in shares of common stock of the Company on March 15, 2018. As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. F3 · derivative.expiration_date: Represents the final number of 2015 Performance Shares earned based on the Company's attainment of pre-established performance goals for the three-year performance period ended December 31, 2017, as provided under the terms of a Performance Share award granted on February 24, 2015, which is exempt under Rule 16b-3(d). The 2015 Performance Shares will be settled in shares of common stock of the Company on March 15, 2018. As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. Read SEC document |
| February 26, 2018 Filed Feb 28, 2018 21:56 UTC |
Weiss Jonathan G.Sr. Executive Vice President
|
GrantRestricted Share Right · Derivative | 5,837 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-009155 · form4.xml · derivative · entry 4 Weiss Jonathan G. · CIK 0001710558 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,837 Underlying: Common Stock, $1 2/3 Par Value · 5,837 shares Expires not disclosed F4 · derivative.exercise_price: Each Restricted Share Right ("RSR") represents a contingent right to receive one share of Company common stock. F5 · derivative.exercise_date: These RSRs vest in three installments: one-third on 3/15/2019, 3/15/2020, and 3/15/2021. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2017 annual incentive compensation award. F5 · derivative.expiration_date: These RSRs vest in three installments: one-third on 3/15/2019, 3/15/2020, and 3/15/2021. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2017 annual incentive compensation award. Read SEC document |
| February 26, 2018 Filed Feb 28, 2018 21:56 UTC |
Weiss Jonathan G.Sr. Executive Vice President
|
Grant2015 Performance Shares · Derivative | 65,925.4757 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-009155 · form4.xml · derivative · entry 3 Weiss Jonathan G. · CIK 0001710558 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,925.4757 Underlying: Common Stock, $1 2/3 Par Value · 65,925.4757 shares Expires not disclosed F2 · derivative.exercise_price: Each Performance Share represents a contingent right to receive one share of Company common stock upon vesting based on the attainment of pre-established performance goals. F3 · derivative.exercise_date: Represents the final number of 2015 Performance Shares earned based on the Company's attainment of pre-established performance goals for the three-year performance period ended December 31, 2017, as provided under the terms of a Performance Share award granted on February 24, 2015, which is exempt under Rule 16b-3(d). The 2015 Performance Shares will be settled in shares of common stock of the Company on March 15, 2018. As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. F3 · derivative.expiration_date: Represents the final number of 2015 Performance Shares earned based on the Company's attainment of pre-established performance goals for the three-year performance period ended December 31, 2017, as provided under the terms of a Performance Share award granted on February 24, 2015, which is exempt under Rule 16b-3(d). The 2015 Performance Shares will be settled in shares of common stock of the Company on March 15, 2018. As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. Read SEC document |
| February 20, 2018 Filed Feb 21, 2018 19:35 UTC |
SLOAN TIMOTHY JDirector · CEO & President
|
Exercise / conversionEmployee Stock Purchase Option · Derivative | 205,790 | $0.00 Strike: $31.40 | $0.00 |
DisclosureSEC source: 0001127602-18-007502 · form4.xml · derivative · entry 4 SLOAN TIMOTHY J · CIK 0001502510 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $1 2/3 Par Value · 205,790 shares Expires 2018-02-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The employee stock options, representing a right to purchase a total of 494,080 shares, became exercisable in three equal annual installments beginning on the first anniversary of the date of grant (2/26/2009). Read SEC document |
| February 20, 2018 Filed Feb 21, 2018 19:35 UTC |
SLOAN TIMOTHY JDirector · CEO & President
|
Tax withholdingCommon Stock, $1 2/3 Par Value | 153,874 | $59.95 | $9,224,746.30 |
DisclosureSEC source: 0001127602-18-007502 · form4.xml · nonDerivative · entry 2 SLOAN TIMOTHY J · CIK 0001502510 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 842,356.185 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.