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WELLS FARGO & COMPANY/MN

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2824
SEC CIK
0000072971
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2,929

Last 12 months

Inside the activity.

0 purchase rows · 3 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202603
Mar 202600
Apr 202600
May 202600
Jun 202600
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Aug 202600
Sep 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 15, 2021 Filed Mar 17, 2021 16:44 UTC
Flowers Derek A.Sr. Executive Vice President
Exercise / conversion2018 Performance Shares · Derivative 12,323.5737 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-010959 · form4.xml · derivative · entry 11

Flowers Derek A. · CIK 0001779515 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $1 2/3 Par Value · 12,323.5737 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Each Performance Share represents a contingent right to receive one share of Company common stock upon vesting.

F8 · derivative.exercise_date: Represents the number of 2018 Performance Shares determined based on financial performance for the three-year performance period ended December 31, 2020 pursuant to the terms and conditions of a Performance Share award granted on February 26, 2018, which is exempt under Rule 16b-3(d). As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy.

F8 · derivative.expiration_date: Represents the number of 2018 Performance Shares determined based on financial performance for the three-year performance period ended December 31, 2020 pursuant to the terms and conditions of a Performance Share award granted on February 26, 2018, which is exempt under Rule 16b-3(d). As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy.

Read SEC document
March 15, 2021 Filed Mar 17, 2021 16:44 UTC
Flowers Derek A.Sr. Executive Vice President
Tax withholdingCommon Stock, $1 2/3 Par Value 2,728.7665 $39.70 $108,332.03
Disclosure

SEC source: 0001127602-21-010959 · form4.xml · nonDerivative · entry 6

Flowers Derek A. · CIK 0001779515 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,130

Read SEC document
March 15, 2021 Filed Mar 17, 2021 16:44 UTC
Flowers Derek A.Sr. Executive Vice President
Exercise / conversionCommon Stock, $1 2/3 Par Value 6,103.7665 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-010959 · form4.xml · nonDerivative · entry 5

Flowers Derek A. · CIK 0001779515 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,858.7665

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Number of shares represents a RSR vesting on March 15, 2021. Original grant date was March 3, 2020. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs).

Read SEC document
March 15, 2021 Filed Mar 17, 2021 16:44 UTC
Flowers Derek A.Sr. Executive Vice President
Tax withholdingCommon Stock, $1 2/3 Par Value 1,615.0558 $39.70 $64,117.72
Disclosure

SEC source: 0001127602-21-010959 · form4.xml · nonDerivative · entry 4

Flowers Derek A. · CIK 0001779515 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,755

Read SEC document
March 15, 2021 Filed Mar 17, 2021 16:44 UTC
Flowers Derek A.Sr. Executive Vice President
Exercise / conversionCommon Stock, $1 2/3 Par Value 3,611.0558 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-010959 · form4.xml · nonDerivative · entry 3

Flowers Derek A. · CIK 0001779515 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,370.0558

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Number of shares represents a Restricted Share Right ("RSR") vesting on March 15, 2021. Original grant date was February 26, 2019. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs).

Read SEC document
March 15, 2021 Filed Mar 17, 2021 16:44 UTC
Flowers Derek A.Sr. Executive Vice President
Tax withholdingCommon Stock, $1 2/3 Par Value 4,564.5737 $39.70 $181,213.58
Disclosure

SEC source: 0001127602-21-010959 · form4.xml · nonDerivative · entry 2

Flowers Derek A. · CIK 0001779515 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,759

Read SEC document
March 15, 2021 Filed Mar 17, 2021 16:44 UTC
Flowers Derek A.Sr. Executive Vice President
Exercise / conversionCommon Stock, $1 2/3 Par Value 12,323.5737 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-010959 · form4.xml · nonDerivative · entry 1

Flowers Derek A. · CIK 0001779515 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,323.5737

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These shares represent common stock of Wells Fargo & Company (the "Company") acquired on March 15, 2021 upon settlement of a Performance Share award granted on February 26, 2018 for the three-year performance period ended December 31, 2020 (as previously disclosed on a Form 4 filed on February 25, 2021).

Read SEC document
March 15, 2021 Filed Mar 17, 2021 16:50 UTC
Galloreese DavidSr. Executive Vice President
Exercise / conversionRestricted Share Right · Derivative 6,288.0427 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-010967 · form4.xml · derivative · entry 7

Galloreese David · CIK 0001757760 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,575.0562

Underlying: Common Stock, $1 2/3 Par Value · 6,288.0427 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock.

F6 · derivative.exercise_date: These RSRs vest in three installments: one-third on 3/15/2021, 3/15/2022, and 3/15/2023. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy.

F6 · derivative.expiration_date: These RSRs vest in three installments: one-third on 3/15/2021, 3/15/2022, and 3/15/2023. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy.

Read SEC document
March 15, 2021 Filed Mar 17, 2021 16:50 UTC
Galloreese DavidSr. Executive Vice President
Exercise / conversionRestricted Share Right · Derivative 3,069.5585 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-010967 · form4.xml · derivative · entry 6

Galloreese David · CIK 0001757760 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,069.5584

Underlying: Common Stock, $1 2/3 Par Value · 3,069.5585 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock.

F5 · derivative.exercise_date: These RSRs, which were awarded as a portion of long-term incentive compensation for 2019, vest in three installments: one-third on 3/15/2020, 3/15/2021, and 3/15/2022. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy.

F5 · derivative.expiration_date: These RSRs, which were awarded as a portion of long-term incentive compensation for 2019, vest in three installments: one-third on 3/15/2020, 3/15/2021, and 3/15/2022. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy.

Read SEC document
March 15, 2021 Filed Mar 17, 2021 16:50 UTC
Galloreese DavidSr. Executive Vice President
Tax withholdingCommon Stock, $1 2/3 Par Value 3,095.0427 $39.70 $122,873.20
Disclosure

SEC source: 0001127602-21-010967 · form4.xml · nonDerivative · entry 4

Galloreese David · CIK 0001757760 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,746

Read SEC document
March 15, 2021 Filed Mar 17, 2021 16:50 UTC
Galloreese DavidSr. Executive Vice President
Exercise / conversionCommon Stock, $1 2/3 Par Value 6,288.0427 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-010967 · form4.xml · nonDerivative · entry 3

Galloreese David · CIK 0001757760 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,841.0427

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Number of shares represents a RSR vesting on March 15, 2021. Original grant date was March 3, 2020. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs).

Read SEC document
March 15, 2021 Filed Mar 17, 2021 16:50 UTC
Galloreese DavidSr. Executive Vice President
Tax withholdingCommon Stock, $1 2/3 Par Value 1,516.5585 $39.70 $60,207.37
Disclosure

SEC source: 0001127602-21-010967 · form4.xml · nonDerivative · entry 2

Galloreese David · CIK 0001757760 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,553

Read SEC document
March 15, 2021 Filed Mar 17, 2021 16:50 UTC
Galloreese DavidSr. Executive Vice President
Exercise / conversionCommon Stock, $1 2/3 Par Value 3,069.5585 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-010967 · form4.xml · nonDerivative · entry 1

Galloreese David · CIK 0001757760 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,069.5585

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Number of shares represents a Restricted Share Right ("RSR") vesting on March 15, 2021. Original grant date was February 26, 2019. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs).

Read SEC document
March 15, 2021 Filed Mar 17, 2021 16:57 UTC
Mack Mary TSr. Executive Vice President
Exercise / conversionRestricted Share Right · Derivative 21,117.6525 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-010969 · form4.xml · derivative · entry 10

Mack Mary T · CIK 0001689162 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,233.2463

Underlying: Common Stock, $1 2/3 Par Value · 21,117.6525 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock.

F9 · derivative.exercise_date: These RSRs vest in three installments: one-third on 3/15/2021, 3/15/2022, and 3/15/2023. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy.

F9 · derivative.expiration_date: These RSRs vest in three installments: one-third on 3/15/2021, 3/15/2022, and 3/15/2023. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy.

Read SEC document
March 15, 2021 Filed Mar 17, 2021 16:57 UTC
Mack Mary TSr. Executive Vice President
Exercise / conversionRestricted Share Right · Derivative 13,089.4055 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-010969 · form4.xml · derivative · entry 9

Mack Mary T · CIK 0001689162 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,089.4052

Underlying: Common Stock, $1 2/3 Par Value · 13,089.4055 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock.

F8 · derivative.exercise_date: These RSRs, which were awarded as a portion of long-term incentive compensation for 2019, vest in three installments: one-third on 3/15/2020, 3/15/2021, and 3/15/2022. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy.

F8 · derivative.expiration_date: These RSRs, which were awarded as a portion of long-term incentive compensation for 2019, vest in three installments: one-third on 3/15/2020, 3/15/2021, and 3/15/2022. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy.

Read SEC document
March 15, 2021 Filed Mar 17, 2021 16:57 UTC
Mack Mary TSr. Executive Vice President
Exercise / conversion2018 Performance Shares · Derivative 33,888.9957 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-010969 · form4.xml · derivative · entry 8

Mack Mary T · CIK 0001689162 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $1 2/3 Par Value · 33,888.9957 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each Performance Share represents a contingent right to receive one share of Company common stock upon vesting.

F6 · derivative.exercise_date: Represents the number of 2018 Performance Shares determined based on financial performance for the three-year performance period ended December 31, 2020 pursuant to the terms and conditions of a Performance Share award granted on February 26, 2018, which is exempt under Rule 16b-3(d). As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy.

F6 · derivative.expiration_date: Represents the number of 2018 Performance Shares determined based on financial performance for the three-year performance period ended December 31, 2020 pursuant to the terms and conditions of a Performance Share award granted on February 26, 2018, which is exempt under Rule 16b-3(d). As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy.

Read SEC document
March 15, 2021 Filed Mar 17, 2021 16:57 UTC
Mack Mary TSr. Executive Vice President
Tax withholdingCommon Stock, $1 2/3 Par Value 8,943.6525 $39.70 $355,063.00
Disclosure

SEC source: 0001127602-21-010969 · form4.xml · nonDerivative · entry 6

Mack Mary T · CIK 0001689162 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,036

Read SEC document
March 15, 2021 Filed Mar 17, 2021 16:57 UTC
Mack Mary TSr. Executive Vice President
Exercise / conversionCommon Stock, $1 2/3 Par Value 21,117.6525 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-010969 · form4.xml · nonDerivative · entry 5

Mack Mary T · CIK 0001689162 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,979.6525

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Number of shares represents a RSR vesting on March 15, 2021. Original grant date was March 3, 2020. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs).

Read SEC document
March 15, 2021 Filed Mar 17, 2021 16:57 UTC
Mack Mary TSr. Executive Vice President
Tax withholdingCommon Stock, $1 2/3 Par Value 5,543.4055 $39.70 $220,073.20
Disclosure

SEC source: 0001127602-21-010969 · form4.xml · nonDerivative · entry 4

Mack Mary T · CIK 0001689162 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,862

Read SEC document
March 15, 2021 Filed Mar 17, 2021 16:57 UTC
Mack Mary TSr. Executive Vice President
Exercise / conversionCommon Stock, $1 2/3 Par Value 13,089.4055 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-010969 · form4.xml · nonDerivative · entry 3

Mack Mary T · CIK 0001689162 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,405.4055

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Number of shares represents a Restricted Share Right ("RSR") vesting on March 15, 2021. Original grant date was February 26, 2019. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs).

Read SEC document
March 15, 2021 Filed Mar 17, 2021 16:57 UTC
Mack Mary TSr. Executive Vice President
Tax withholdingCommon Stock, $1 2/3 Par Value 15,148.9957 $39.70 $601,415.13
Disclosure

SEC source: 0001127602-21-010969 · form4.xml · nonDerivative · entry 2

Mack Mary T · CIK 0001689162 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,316

Read SEC document
March 15, 2021 Filed Mar 17, 2021 16:57 UTC
Mack Mary TSr. Executive Vice President
Exercise / conversionCommon Stock, $1 2/3 Par Value 33,888.9957 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-010969 · form4.xml · nonDerivative · entry 1

Mack Mary T · CIK 0001689162 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,464.9957

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These shares represent common stock of Wells Fargo & Company (the "Company") acquired on March 15, 2021 upon settlement of a Performance Share award granted on February 26, 2018 for the three-year performance period ended December 31, 2020 (as previously disclosed on a Form 4 filed on February 25, 2021).

Read SEC document
March 15, 2021 Filed Mar 17, 2021 17:02 UTC
Norton Amanda GSr. EVP and Chief Risk Officer
Exercise / conversionRestricted Share Right · Derivative 11,096.7277 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-010971 · form4.xml · derivative · entry 7

Norton Amanda G · CIK 0001742901 · Sr. EVP and Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,191.3967

Underlying: Common Stock, $1 2/3 Par Value · 11,096.7277 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock.

F6 · derivative.exercise_date: These RSRs vest in three installments: one-third on 3/15/2021, 3/15/2022, and 3/15/2023. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy.

F6 · derivative.expiration_date: These RSRs vest in three installments: one-third on 3/15/2021, 3/15/2022, and 3/15/2023. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy.

Read SEC document
March 15, 2021 Filed Mar 17, 2021 17:02 UTC
Norton Amanda GSr. EVP and Chief Risk Officer
Exercise / conversionRestricted Share Right · Derivative 7,222.1111 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-010971 · form4.xml · derivative · entry 6

Norton Amanda G · CIK 0001742901 · Sr. EVP and Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,222.1117

Underlying: Common Stock, $1 2/3 Par Value · 7,222.1111 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock.

F5 · derivative.exercise_date: These RSRs, which were awarded as a portion of long-term incentive compensation for 2019, vest in three installments: one-third on 3/15/2020, 3/15/2021, and 3/15/2022. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy.

F5 · derivative.expiration_date: These RSRs, which were awarded as a portion of long-term incentive compensation for 2019, vest in three installments: one-third on 3/15/2020, 3/15/2021, and 3/15/2022. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy.

Read SEC document
March 15, 2021 Filed Mar 17, 2021 17:02 UTC
Norton Amanda GSr. EVP and Chief Risk Officer
Tax withholdingCommon Stock, $1 2/3 Par Value 4,960.7277 $39.70 $196,940.89
Disclosure

SEC source: 0001127602-21-010971 · form4.xml · nonDerivative · entry 4

Norton Amanda G · CIK 0001742901 · Sr. EVP and Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,402

Read SEC document
March 15, 2021 Filed Mar 17, 2021 17:02 UTC
Norton Amanda GSr. EVP and Chief Risk Officer
Exercise / conversionCommon Stock, $1 2/3 Par Value 11,096.7277 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-010971 · form4.xml · nonDerivative · entry 3

Norton Amanda G · CIK 0001742901 · Sr. EVP and Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,362.7277

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Number of shares represents a RSR vesting on March 15, 2021. Original grant date was March 3, 2020. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs).

Read SEC document
March 15, 2021 Filed Mar 17, 2021 17:02 UTC
Norton Amanda GSr. EVP and Chief Risk Officer
Tax withholdingCommon Stock, $1 2/3 Par Value 3,059.1111 $39.70 $121,446.71
Disclosure

SEC source: 0001127602-21-010971 · form4.xml · nonDerivative · entry 2

Norton Amanda G · CIK 0001742901 · Sr. EVP and Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,266

Read SEC document
March 15, 2021 Filed Mar 17, 2021 17:02 UTC
Norton Amanda GSr. EVP and Chief Risk Officer
Exercise / conversionCommon Stock, $1 2/3 Par Value 7,222.1111 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-010971 · form4.xml · nonDerivative · entry 1

Norton Amanda G · CIK 0001742901 · Sr. EVP and Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,325.1111

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Number of shares represents a Restricted Share Right ("RSR") vesting on March 15, 2021. Original grant date was February 26, 2019. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs).

Read SEC document
March 15, 2021 Filed Mar 17, 2021 17:10 UTC
Patterson Ellen RSr. EVP and General Counsel
Exercise / conversionRestricted Share Right · Derivative 26,066.3465 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-010974 · form4.xml · derivative · entry 3

Patterson Ellen R · CIK 0001807816 · Sr. EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,130.6337

Underlying: Common Stock, $1 2/3 Par Value · 26,066.3465 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Wells Fargo & Company (the "Company") common stock.

F3 · derivative.exercise_date: These RSRs vest in three installments: one-third on 3/15/2021, 3/15/2022, and 3/15/2023. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy.

F3 · derivative.expiration_date: These RSRs vest in three installments: one-third on 3/15/2021, 3/15/2022, and 3/15/2023. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy.

Read SEC document
March 15, 2021 Filed Mar 17, 2021 17:10 UTC
Patterson Ellen RSr. EVP and General Counsel
Tax withholdingCommon Stock, $1 2/3 Par Value 13,286.3465 $39.70 $527,467.96
Disclosure

SEC source: 0001127602-21-010974 · form4.xml · nonDerivative · entry 2

Patterson Ellen R · CIK 0001807816 · Sr. EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,780

Read SEC document
March 15, 2021 Filed Mar 17, 2021 17:10 UTC
Patterson Ellen RSr. EVP and General Counsel
Exercise / conversionCommon Stock, $1 2/3 Par Value 26,066.3465 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-010974 · form4.xml · nonDerivative · entry 1

Patterson Ellen R · CIK 0001807816 · Sr. EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,066.3465

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Number of shares represents a Restricted Share Right ("RSR") vesting on March 15, 2021. Original grant date was March 30, 2020. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs).

Read SEC document
March 15, 2021 Filed Mar 17, 2021 17:16 UTC
Pelos Petros GSr. Executive Vice President
Exercise / conversionRestricted Share Right · Derivative 18,776.623 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-010976 · form4.xml · derivative · entry 10

Pelos Petros G · CIK 0001689421 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,553.2456

Underlying: Common Stock, $1 2/3 Par Value · 18,776.623 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock.

F9 · derivative.exercise_date: These RSRs vest in three installments: one-third on 3/15/2021, 3/15/2022, and 3/15/2023. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy.

F9 · derivative.expiration_date: These RSRs vest in three installments: one-third on 3/15/2021, 3/15/2022, and 3/15/2023. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy.

Read SEC document
March 15, 2021 Filed Mar 17, 2021 17:16 UTC
Pelos Petros GSr. Executive Vice President
Exercise / conversionRestricted Share Right · Derivative 13,541.7273 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-010976 · form4.xml · derivative · entry 9

Pelos Petros G · CIK 0001689421 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,540.6529

Underlying: Common Stock, $1 2/3 Par Value · 13,541.7273 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock.

F8 · derivative.exercise_date: These RSRs, which were awarded as a portion of long-term incentive compensation for 2019, vest in three installments: one-third on 3/15/2020, 3/15/2021, and 3/15/2022. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy.

F8 · derivative.expiration_date: These RSRs, which were awarded as a portion of long-term incentive compensation for 2019, vest in three installments: one-third on 3/15/2020, 3/15/2021, and 3/15/2022. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy.

Read SEC document
March 15, 2021 Filed Mar 17, 2021 17:16 UTC
Pelos Petros GSr. Executive Vice President
Exercise / conversion2018 Performance Shares · Derivative 40,050.2282 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-010976 · form4.xml · derivative · entry 8

Pelos Petros G · CIK 0001689421 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $1 2/3 Par Value · 40,050.2282 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each Performance Share represents a contingent right to receive one share of Company common stock upon vesting.

F6 · derivative.exercise_date: Represents the number of 2018 Performance Shares determined based on financial performance for the three-year performance period ended December 31, 2020 pursuant to the terms and conditions of a Performance Share award granted on February 26, 2018, which is exempt under Rule 16b-3(d). As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy.

F6 · derivative.expiration_date: Represents the number of 2018 Performance Shares determined based on financial performance for the three-year performance period ended December 31, 2020 pursuant to the terms and conditions of a Performance Share award granted on February 26, 2018, which is exempt under Rule 16b-3(d). As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy.

Read SEC document
March 15, 2021 Filed Mar 17, 2021 17:16 UTC
Pelos Petros GSr. Executive Vice President
Tax withholdingCommon Stock, $1 2/3 Par Value 6,966.623 $39.70 $276,574.93
Disclosure

SEC source: 0001127602-21-010976 · form4.xml · nonDerivative · entry 6

Pelos Petros G · CIK 0001689421 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,556

Read SEC document
March 15, 2021 Filed Mar 17, 2021 17:16 UTC
Pelos Petros GSr. Executive Vice President
Exercise / conversionCommon Stock, $1 2/3 Par Value 18,776.623 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-010976 · form4.xml · nonDerivative · entry 5

Pelos Petros G · CIK 0001689421 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,522.623

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Number of shares represents a RSR vesting on March 15, 2021. Original grant date was March 3, 2020. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs).

Read SEC document
March 15, 2021 Filed Mar 17, 2021 17:16 UTC
Pelos Petros GSr. Executive Vice President
Tax withholdingCommon Stock, $1 2/3 Par Value 5,024.7273 $39.70 $199,481.67
Disclosure

SEC source: 0001127602-21-010976 · form4.xml · nonDerivative · entry 4

Pelos Petros G · CIK 0001689421 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,746

Read SEC document
March 15, 2021 Filed Mar 17, 2021 17:16 UTC
Pelos Petros GSr. Executive Vice President
Exercise / conversionCommon Stock, $1 2/3 Par Value 13,541.7273 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-010976 · form4.xml · nonDerivative · entry 3

Pelos Petros G · CIK 0001689421 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,770.7273

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Number of shares represents a Restricted Share Right ("RSR") vesting on March 15, 2021. Original grant date was February 26, 2019. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs).

Read SEC document
March 15, 2021 Filed Mar 17, 2021 17:16 UTC
Pelos Petros GSr. Executive Vice President
Tax withholdingCommon Stock, $1 2/3 Par Value 15,800.2282 $39.70 $627,269.06
Disclosure

SEC source: 0001127602-21-010976 · form4.xml · nonDerivative · entry 2

Pelos Petros G · CIK 0001689421 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,229

Read SEC document
March 15, 2021 Filed Mar 17, 2021 17:16 UTC
Pelos Petros GSr. Executive Vice President
Exercise / conversionCommon Stock, $1 2/3 Par Value 40,050.2282 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-010976 · form4.xml · nonDerivative · entry 1

Pelos Petros G · CIK 0001689421 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,029.2282

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These shares represent common stock of Wells Fargo & Company (the "Company") acquired on March 15, 2021 upon settlement of a Performance Share award granted on February 26, 2018 for the three-year performance period ended December 31, 2020 (as previously disclosed on a Form 4 filed on February 25, 2021).

Read SEC document
March 15, 2021 Filed Mar 17, 2021 17:21 UTC
Powell ScottSEVP & Chief Operating Officer
Exercise / conversionRestricted Share Right · Derivative 1,695.5478 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-010978 · form4.xml · derivative · entry 4

Powell Scott · CIK 0001635930 · SEVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,391.0958

Underlying: Common Stock, $1 2/3 Par Value · 1,695.5478 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock.

F4 · derivative.exercise_date: These RSRs vest in three installments: one-third on 3/15/2021, 3/15/2022, and 3/15/2023. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy.

F4 · derivative.expiration_date: These RSRs vest in three installments: one-third on 3/15/2021, 3/15/2022, and 3/15/2023. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy.

Read SEC document
March 15, 2021 Filed Mar 17, 2021 17:21 UTC
Powell ScottSEVP & Chief Operating Officer
Tax withholdingCommon Stock, $1 2/3 Par Value 835.5478 $39.70 $33,171.25
Disclosure

SEC source: 0001127602-21-010978 · form4.xml · nonDerivative · entry 2

Powell Scott · CIK 0001635930 · SEVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,147

Read SEC document
March 15, 2021 Filed Mar 17, 2021 17:21 UTC
Powell ScottSEVP & Chief Operating Officer
Exercise / conversionCommon Stock, $1 2/3 Par Value 1,695.5478 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-010978 · form4.xml · nonDerivative · entry 1

Powell Scott · CIK 0001635930 · SEVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,982.5478

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Number of shares represents a Restricted Share Right ("RSR") vesting on March 15, 2021. Original grant date was March 3, 2020. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs).

Read SEC document
March 15, 2021 Filed Mar 17, 2021 17:25 UTC
Van Beurden SaulSr. Executive Vice President
Exercise / conversionRestricted Share Right · Derivative 7,397.8185 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-010981 · form4.xml · derivative · entry 7

Van Beurden Saul · CIK 0001773342 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,794.6076

Underlying: Common Stock, $1 2/3 Par Value · 7,397.8185 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Wells Fargo & Company (the "Company") common stock.

F3 · derivative.exercise_date: These RSRs vest in three installments: one-third on 3/15/2021, 3/15/2022, and 3/15/2023. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy.

F3 · derivative.expiration_date: These RSRs vest in three installments: one-third on 3/15/2021, 3/15/2022, and 3/15/2023. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy.

Read SEC document
March 15, 2021 Filed Mar 17, 2021 17:25 UTC
Van Beurden SaulSr. Executive Vice President
Tax withholdingCommon Stock, $1 2/3 Par Value 3,642.8185 $39.70 $144,619.89
Disclosure

SEC source: 0001127602-21-010981 · form4.xml · nonDerivative · entry 6

Van Beurden Saul · CIK 0001773342 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,924

Read SEC document
March 15, 2021 Filed Mar 17, 2021 17:25 UTC
Van Beurden SaulSr. Executive Vice President
Exercise / conversionCommon Stock, $1 2/3 Par Value 7,397.8185 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-010981 · form4.xml · nonDerivative · entry 5

Van Beurden Saul · CIK 0001773342 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,566.8185

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Number of shares represents a Restricted Share Right ("RSR") vesting on March 15, 2021. Original grant date was March 3, 2020. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs).

Read SEC document
March 15, 2021 Filed Mar 17, 2021 17:31 UTC
Weiss Jonathan G.Sr. Executive Vice President
Exercise / conversionRestricted Share Right · Derivative 14,564.0048 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-010983 · form4.xml · derivative · entry 13

Weiss Jonathan G. · CIK 0001710558 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,126.9803

Underlying: Common Stock, $1 2/3 Par Value · 14,564.0048 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock.

F11 · derivative.exercise_date: These RSRs vest in three installments: one-third on 3/15/2021, 3/15/2022, and 3/15/2023. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy.

F11 · derivative.expiration_date: These RSRs vest in three installments: one-third on 3/15/2021, 3/15/2022, and 3/15/2023. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy.

Read SEC document
March 15, 2021 Filed Mar 17, 2021 17:31 UTC
Weiss Jonathan G.Sr. Executive Vice President
Exercise / conversionRestricted Share Right · Derivative 9,027.1017 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-010983 · form4.xml · derivative · entry 12

Weiss Jonathan G. · CIK 0001710558 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,027.1022

Underlying: Common Stock, $1 2/3 Par Value · 9,027.1017 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock.

F10 · derivative.exercise_date: These RSRs, which were awarded as a portion of long-term incentive compensation for 2019, vest in three installments: one-third on 3/15/2020, 3/15/2021, and 3/15/2022. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy.

F10 · derivative.expiration_date: These RSRs, which were awarded as a portion of long-term incentive compensation for 2019, vest in three installments: one-third on 3/15/2020, 3/15/2021, and 3/15/2022. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy.

Read SEC document
March 15, 2021 Filed Mar 17, 2021 17:31 UTC
Weiss Jonathan G.Sr. Executive Vice President
Exercise / conversionRestricted Share Right · Derivative 2,156.0987 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-010983 · form4.xml · derivative · entry 11

Weiss Jonathan G. · CIK 0001710558 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $1 2/3 Par Value · 2,156.0987 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock.

F9 · derivative.exercise_date: These RSRs vest in three installments: one-third on 3/15/2019, 3/15/2020, and 3/15/2021. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy. These RSRs were granted to the reporting person as part of the reporting person's 2017 annual incentive compensation award.

F9 · derivative.expiration_date: These RSRs vest in three installments: one-third on 3/15/2019, 3/15/2020, and 3/15/2021. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy. These RSRs were granted to the reporting person as part of the reporting person's 2017 annual incentive compensation award.

Read SEC document
March 15, 2021 Filed Mar 17, 2021 17:31 UTC
Weiss Jonathan G.Sr. Executive Vice President
Exercise / conversion2018 Performance Shares · Derivative 24,647.147 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-010983 · form4.xml · derivative · entry 10

Weiss Jonathan G. · CIK 0001710558 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $1 2/3 Par Value · 24,647.147 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each Performance Share represents a contingent right to receive one share of Company common stock upon vesting.

F7 · derivative.exercise_date: Represents the number of 2018 Performance Shares determined based on financial performance for the three-year performance period ended December 31, 2020 pursuant to the terms and conditions of a Performance Share award granted on February 26, 2018, which is exempt under Rule 16b-3(d). As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy.

F7 · derivative.expiration_date: Represents the number of 2018 Performance Shares determined based on financial performance for the three-year performance period ended December 31, 2020 pursuant to the terms and conditions of a Performance Share award granted on February 26, 2018, which is exempt under Rule 16b-3(d). As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.