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WELLS FARGO & COMPANY/MN

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2824
SEC CIK
0000072971
Parsed reports
2,929

Last 12 months

Inside the activity.

0 purchase rows · 3 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202603
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 23, 2024 Filed Jan 26, 2024 01:16 UTC
Weiss Jonathan G.Sr. Executive Vice President
GrantRestricted Share Right · Derivative 92,960 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-002178 · form4.xml · derivative · entry 3

Weiss Jonathan G. · CIK 0001710558 · Sr. Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 92,960

Underlying: Common Stock, $1 2/3 Par Value · 92,960 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Restricted Share Right ("RSR") represents a contingent right to receive one share of Company common stock.

F3 · derivative.exercise_date: These RSRs vest in three installments: one-third on 2/5/2025, 2/5/2026, and 2/5/2027. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy.

F3 · derivative.expiration_date: These RSRs vest in three installments: one-third on 2/5/2025, 2/5/2026, and 2/5/2027. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy.

Read SEC document
January 23, 2024 Filed Jan 26, 2024 01:21 UTC
Williams Ather IIISr. Executive Vice President
GrantRestricted Share Right · Derivative 44,481 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-002181 · form4.xml · derivative · entry 2

Williams Ather III · CIK 0001829737 · Sr. Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,481

Underlying: Common Stock, $1 2/3 Par Value · 44,481 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Restricted Share Right ("RSR") represents a contingent right to receive one share of Company common stock.

F3 · derivative.exercise_date: These RSRs vest in three installments: one-third on 2/5/2025, 2/5/2026, and 2/5/2027. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy.

F3 · derivative.expiration_date: These RSRs vest in three installments: one-third on 2/5/2025, 2/5/2026, and 2/5/2027. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy.

Read SEC document
January 23, 2024 Filed Jan 26, 2024 01:24 UTC
Carr Muneera SEVP, CAO & Controller
GrantRestricted Share Right · Derivative 33,083 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-002183 · form4.xml · derivative · entry 3

Carr Muneera S · CIK 0001485017 · EVP, CAO & Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,083

Underlying: Common Stock, $1 2/3 Par Value · 33,083 shares

Expires not disclosed

F3 · derivative.exercise_price: Each Restricted Share Right ("RSR") represents a contingent right to receive one share of Company common stock.

F4 · derivative.exercise_date: These RSRs vest in four installments: one-fourth on 2/5/2025, 2/5/2026, 2/5/2027, and 2/5/2028. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy.

F4 · derivative.expiration_date: These RSRs vest in four installments: one-fourth on 2/5/2025, 2/5/2026, 2/5/2027, and 2/5/2028. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy.

Read SEC document
January 23, 2024 Filed Jan 26, 2024 01:27 UTC
Hranicky Kyle GSr. Executive Vice President
GrantRestricted Share Right · Derivative 33,027 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-002185 · form4.xml · derivative · entry 8

Hranicky Kyle G · CIK 0001882040 · Sr. Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,027

Underlying: Common Stock, $1 2/3 Par Value · 33,027 shares

Expires not disclosed

F5 · derivative.exercise_price: Each Restricted Share Right ("RSR") represents a contingent right to receive one share of Company common stock.

F6 · derivative.exercise_date: These RSRs vest in three installments: one-third on 2/5/2025, 2/5/2026, and 2/5/2027. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy.

F6 · derivative.expiration_date: These RSRs vest in three installments: one-third on 2/5/2025, 2/5/2026, and 2/5/2027. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy.

Read SEC document
January 23, 2024 Filed Jan 26, 2024 01:30 UTC
Flowers Derek A.Sr. EVP and Chief Risk Officer
GrantRestricted Share Right · Derivative 60,745 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-002187 · form4.xml · derivative · entry 5

Flowers Derek A. · CIK 0001779515 · Sr. EVP and Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,745

Underlying: Common Stock, $1 2/3 Par Value · 60,745 shares

Expires not disclosed

F4 · derivative.exercise_price: Each Restricted Share Right ("RSR") represents a contingent right to receive one share of Company common stock.

F5 · derivative.exercise_date: These RSRs vest in three installments: one-third on 2/5/2025, 2/5/2026, and 2/5/2027. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy.

F5 · derivative.expiration_date: These RSRs vest in three installments: one-third on 2/5/2025, 2/5/2026, and 2/5/2027. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy.

Read SEC document
January 23, 2024 Filed Jan 26, 2024 01:33 UTC
Powell ScottSEVP & Chief Operating Officer
GrantRestricted Share Right · Derivative 67,603 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-002189 · form4.xml · derivative · entry 3

Powell Scott · CIK 0001635930 · SEVP & Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 67,603

Underlying: Common Stock, $1 2/3 Par Value · 67,603 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Restricted Share Right ("RSR") represents a contingent right to receive one share of Company common stock.

F3 · derivative.exercise_date: These RSRs vest in three installments: one-third on 2/5/2025, 2/5/2026, and 2/5/2027. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy.

F3 · derivative.expiration_date: These RSRs vest in three installments: one-third on 2/5/2025, 2/5/2026, and 2/5/2027. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy.

Read SEC document
January 23, 2024 Filed Jan 26, 2024 01:35 UTC GrantRestricted Share Right · Derivative 79,093 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-002191 · form4.xml · derivative · entry 4

Santomassimo Michael P. · CIK 0001725890 · Sr. EVP & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 79,093

Underlying: Common Stock, $1 2/3 Par Value · 79,093 shares

Expires not disclosed

F3 · derivative.exercise_price: Each Restricted Share Right ("RSR") represents a contingent right to receive one share of Company common stock.

F4 · derivative.exercise_date: These RSRs vest in three installments: one-third on 2/5/2025, 2/5/2026, and 2/5/2027. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy.

F4 · derivative.expiration_date: These RSRs vest in three installments: one-third on 2/5/2025, 2/5/2026, and 2/5/2027. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy.

Read SEC document
January 23, 2024 Filed Jan 26, 2024 01:38 UTC
Sommers BarrySr. Executive Vice President
GrantRestricted Share Right · Derivative 60,549 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-002193 · form4.xml · derivative · entry 3

Sommers Barry · CIK 0001816316 · Sr. Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,549

Underlying: Common Stock, $1 2/3 Par Value · 60,549 shares

Expires not disclosed

F3 · derivative.exercise_price: Each Restricted Share Right ("RSR") represents a contingent right to receive one share of Company common stock.

F4 · derivative.exercise_date: These RSRs vest in three installments: one-third on 2/5/2025, 2/5/2026, and 2/5/2027. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy.

F4 · derivative.expiration_date: These RSRs vest in three installments: one-third on 2/5/2025, 2/5/2026, and 2/5/2027. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy.

Read SEC document
January 15, 2024 Filed Jan 17, 2024 21:25 UTC
Ling BeiSr. Executive Vice President
Exercise / conversionRestricted Share Right · Derivative 19,016.9603 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-001426 · form4.xml · derivative · entry 4

Ling Bei · CIK 0001886481 · Sr. Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $1 2/3 Par Value · 19,016.9603 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock.

F5 · derivative.exercise_date: These RSRs vest in two installments: 65% on 1/15/2023 and 35% on 1/15/2024. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy.

F5 · derivative.expiration_date: These RSRs vest in two installments: 65% on 1/15/2023 and 35% on 1/15/2024. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy.

Read SEC document
January 15, 2024 Filed Jan 17, 2024 21:25 UTC
Ling BeiSr. Executive Vice President
Tax withholdingCommon Stock, $1 2/3 Par Value 9,819.7217 $47.40 $465,454.81
Disclosure

SEC source: 0001127602-24-001426 · form4.xml · nonDerivative · entry 3

Ling Bei · CIK 0001886481 · Sr. Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,401.2386

Read SEC document
January 15, 2024 Filed Jan 17, 2024 21:25 UTC
Ling BeiSr. Executive Vice President
Exercise / conversionCommon Stock, $1 2/3 Par Value 19,016.9603 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-001426 · form4.xml · nonDerivative · entry 2

Ling Bei · CIK 0001886481 · Sr. Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,220.9603

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Number of shares represents a Restricted Share Right ("RSR") vesting on January 15, 2024. Original grant date was October 26, 2021. This vesting represents 35% of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs).

F3 · balance_after: Includes 19 shares acquired under the Wells Fargo & Company's (the "Company") dividend reinvestment plan subsequent to the date of the reporting person's most recent filing on Form 4.

Read SEC document
January 01, 2024 Filed Jan 3, 2024 22:01 UTC GrantPhantom Stock Units · Derivative 476.1784 $49.22 $23,437.50
Disclosure

SEC source: 0001127602-24-000532 · form4.xml · derivative · entry 2

Clark Celeste A. · CIK 0001261319 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,301.3364

Underlying: Common Stock, $1 2/3 Par Value · 476.1784 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit represents the right to receive one share of Wells Fargo & Company common stock.

F2 · derivative.exercise_date: Deferred compensation shares payable in installments based upon director's election.

F2 · derivative.expiration_date: Deferred compensation shares payable in installments based upon director's election.

Read SEC document
January 01, 2024 Filed Jan 3, 2024 21:50 UTC GrantPhantom Stock Units · Derivative 1,777.7326 $49.22 $87,500.00
Disclosure

SEC source: 0001127602-24-000507 · form4.xml · derivative · entry 2

BLACK STEVEN D · CIK 0001197618 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,847.5715

Underlying: Common Stock, $1 2/3 Par Value · 1,777.7326 shares

Expires not disclosed

F2 · derivative.exercise_price: Each phantom stock unit represents the right to receive one share of Company common stock.

F3 · derivative.exercise_date: Deferred compensation shares payable in installments based upon director's election.

F3 · derivative.expiration_date: Deferred compensation shares payable in installments based upon director's election.

Read SEC document
January 01, 2024 Filed Jan 3, 2024 21:58 UTC GrantPhantom Stock Units · Derivative 558.716 $49.22 $27,500.00
Disclosure

SEC source: 0001127602-24-000526 · form4.xml · derivative · entry 2

Chancy Mark A · CIK 0001300651 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,876.3517

Underlying: Common Stock, $1 2/3 Par Value · 558.716 shares

Expires not disclosed

F2 · derivative.exercise_price: Each phantom stock unit represents the right to receive one share of Company common stock.

F3 · derivative.exercise_date: Deferred compensation shares payable in installments based upon director's election.

F3 · derivative.expiration_date: Deferred compensation shares payable in installments based upon director's election.

Read SEC document
January 01, 2024 Filed Jan 3, 2024 22:04 UTC GrantPhantom Stock Units · Derivative 761.8854 $49.22 $37,500.00
Disclosure

SEC source: 0001127602-24-000538 · form4.xml · derivative · entry 3

SARGENT RONALD · CIK 0001180656 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 61,962.1111

Underlying: Common Stock, $1 2/3 Par Value · 761.8854 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit represents the right to receive one share of Wells Fargo & Company common stock.

F2 · derivative.exercise_date: Deferred compensation shares payable in installments based upon director's election.

F2 · derivative.expiration_date: Deferred compensation shares payable in installments based upon director's election.

Read SEC document
December 07, 2023 Filed May 10, 2024 20:18 UTC GiftCommon Stock, $1 2/3 Par Value 210 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-014993 · form4.xml · nonDerivative · entry 1

Morken CeCelia · CIK 0001367198 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100

F1 · kind: The gifted shares were previously held in a managed account.

Read SEC document
November 09, 2023 Filed Nov 9, 2023 21:20 UTC PurchaseCommon Stock, $1 2/3 Par Value 3,500 $41.22 $144,270.00
Disclosure

SEC source: 0001127602-23-027095 · form4.xml · nonDerivative · entry 1

DAVIS RICHARD K · CIK 0001185480 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,244

Read SEC document
October 24, 2023 Filed Oct 26, 2023 20:37 UTC
NIDES THOMAS RVice Chairman
GrantRestricted Share Right · Derivative 146,843 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-026271 · form4.xml · derivative · entry 1

NIDES THOMAS R · CIK 0001333770 · Vice Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 146,843

Underlying: Common Stock, $1 2/3 Par Value · 146,843 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Share Right ("RSR") represents a contingent right to receive one share of Wells Fargo & Company (the "Company") common stock.

F2 · derivative.exercise_date: These RSRs vest in three installments: one-third on 10/15/2024, 10/15/2025, and 10/15/2026. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy.

F2 · derivative.expiration_date: These RSRs vest in three installments: one-third on 10/15/2024, 10/15/2025, and 10/15/2026. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy.

Read SEC document
October 21, 2023 Filed Oct 24, 2023 20:21 UTC
SCHARF CHARLES WDirector · CEO & President
Exercise / conversionRestricted Share Right · Derivative 127,050.4373 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-026190 · form4.xml · derivative · entry 4

SCHARF CHARLES W · CIK 0001195358 · Director · CEO & President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 127,050.4365

Underlying: Common Stock, $1 2/3 Par Value · 127,050.4373 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Wells Fargo & Company (the "Company") common stock.

F3 · derivative.exercise_date: These RSRs vest in five installments: one-fifth on 10/21/2020, 10/21/2021, 10/21/2022, 10/21/2023, and 10/21/2024. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy.

F3 · derivative.expiration_date: These RSRs vest in five installments: one-fifth on 10/21/2020, 10/21/2021, 10/21/2022, 10/21/2023, and 10/21/2024. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy.

Read SEC document
October 21, 2023 Filed Oct 24, 2023 20:21 UTC
SCHARF CHARLES WDirector · CEO & President
Tax withholdingCommon Stock, $1 2/3 Par Value 70,259.4373 $40.27 $2,829,347.54
Disclosure

SEC source: 0001127602-23-026190 · form4.xml · nonDerivative · entry 3

SCHARF CHARLES W · CIK 0001195358 · Director · CEO & President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 586,597

Read SEC document
October 21, 2023 Filed Oct 24, 2023 20:21 UTC
SCHARF CHARLES WDirector · CEO & President
Exercise / conversionCommon Stock, $1 2/3 Par Value 127,050.4373 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-026190 · form4.xml · nonDerivative · entry 2

SCHARF CHARLES W · CIK 0001195358 · Director · CEO & President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 656,856.4373

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Number of shares represents a Restricted Share Right ("RSR") vesting on 10/21/2023. Original grant date was 10/21/2019. This vesting represents one-fifth of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs).

Read SEC document
October 08, 2023 Filed Oct 11, 2023 21:15 UTC
Fercho KristySr. Executive Vice President
Exercise / conversionRestricted Share Right · Derivative 3,704.6083 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-025781 · form4.xml · derivative · entry 4

Fercho Kristy · CIK 0001716351 · Sr. Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $1 2/3 Par Value · 3,704.6083 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock.

F5 · derivative.exercise_date: These RSRs vest in three installments: 50% on 10/8/2021, 40% on 10/27/2022, and 10% on 10/8/2023. Original grant date was 10/8/2020.

F5 · derivative.expiration_date: These RSRs vest in three installments: 50% on 10/8/2021, 40% on 10/27/2022, and 10% on 10/8/2023. Original grant date was 10/8/2020.

Read SEC document
October 08, 2023 Filed Oct 11, 2023 21:15 UTC
Fercho KristySr. Executive Vice President
Tax withholdingCommon Stock, $1 2/3 Par Value 1,637.6083 $39.69 $64,996.67
Disclosure

SEC source: 0001127602-23-025781 · form4.xml · nonDerivative · entry 3

Fercho Kristy · CIK 0001716351 · Sr. Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,341.433

Read SEC document
October 08, 2023 Filed Oct 11, 2023 21:15 UTC
Fercho KristySr. Executive Vice President
Exercise / conversionCommon Stock, $1 2/3 Par Value 3,704.6083 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-025781 · form4.xml · nonDerivative · entry 2

Fercho Kristy · CIK 0001716351 · Sr. Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,979.0413

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Number of shares represents a Restricted Share Right ("RSR") vesting on 10/8/2023. Original grant date was 10/8/2020. This vesting represents 10% of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs).

F3 · balance_after: Includes the following shares acquired through Wells Fargo & Company's (the "Company") dividend reinvestment plan: 72.942 shares on 3/1/2023, 55 shares on 3/2/2023, 84.784 shares on 6/1/2023, and 96.216 shares on 9/1/2023.

Read SEC document
October 01, 2023 Filed Oct 3, 2023 21:08 UTC GrantPhantom Stock Units · Derivative 2,141.4586 $40.86 $87,500.00
Disclosure

SEC source: 0001127602-23-025293 · form4.xml · derivative · entry 2

BLACK STEVEN D · CIK 0001197618 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,753.0117

Underlying: Common Stock, $1 2/3 Par Value · 2,141.4586 shares

Expires not disclosed

F2 · derivative.exercise_price: Each phantom stock unit represents the right to receive one share of Company common stock.

F3 · derivative.exercise_date: Deferred compensation shares payable in installments based upon director's election.

F3 · derivative.expiration_date: Deferred compensation shares payable in installments based upon director's election.

Read SEC document
October 01, 2023 Filed Oct 3, 2023 21:11 UTC GrantPhantom Stock Units · Derivative 673.0298 $40.86 $27,500.00
Disclosure

SEC source: 0001127602-23-025299 · form4.xml · derivative · entry 2

Chancy Mark A · CIK 0001300651 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,276.6135

Underlying: Common Stock, $1 2/3 Par Value · 673.0298 shares

Expires not disclosed

F2 · derivative.exercise_price: Each phantom stock unit represents the right to receive one share of Company common stock.

F3 · derivative.exercise_date: Deferred compensation shares payable in installments based upon director's election.

F3 · derivative.expiration_date: Deferred compensation shares payable in installments based upon director's election.

Read SEC document
October 01, 2023 Filed Oct 3, 2023 21:14 UTC GrantPhantom Stock Units · Derivative 573.605 $40.86 $23,437.50
Disclosure

SEC source: 0001127602-23-025304 · form4.xml · derivative · entry 2

Clark Celeste A. · CIK 0001261319 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,541.0762

Underlying: Common Stock, $1 2/3 Par Value · 573.605 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit represents the right to receive one share of Wells Fargo & Company common stock.

F2 · derivative.exercise_date: Deferred compensation shares payable in installments based upon director's election.

F2 · derivative.expiration_date: Deferred compensation shares payable in installments based upon director's election.

Read SEC document
October 01, 2023 Filed Oct 3, 2023 21:17 UTC GrantPhantom Stock Units · Derivative 917.768 $40.86 $37,500.00
Disclosure

SEC source: 0001127602-23-025315 · form4.xml · derivative · entry 3

SARGENT RONALD · CIK 0001180656 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,728.1057

Underlying: Common Stock, $1 2/3 Par Value · 917.768 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit represents the right to receive one share of Wells Fargo & Company common stock.

F2 · derivative.exercise_date: Deferred compensation shares payable in installments based upon director's election.

F2 · derivative.expiration_date: Deferred compensation shares payable in installments based upon director's election.

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September 15, 2023 Filed Sep 19, 2023 20:39 UTC OtherPreferred Shares, Series Q 498 $25.00 $12,450.00
Disclosure

SEC source: 0001127602-23-024442 · form4.xml · nonDerivative · entry 1

Norwood Felicia F · CIK 0001743548 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · kind: Depositary shares, each representing a 1/1,000th interest in a share of Wells Fargo & Company 5.85% Fixed-to-Floating Rate Non-Cumulative Perpetual Class A Preferred Stock, Series Q, were called for redemption by the issuer at a price equal to their face value.

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July 01, 2023 Filed Jul 5, 2023 20:57 UTC GrantPhantom Stock Units · Derivative 2,050.1406 $42.68 $87,500.00
Disclosure

SEC source: 0001127602-23-020147 · form4.xml · derivative · entry 2

BLACK STEVEN D · CIK 0001197618 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,289.7904

Underlying: Common Stock, $1 2/3 Par Value · 2,050.1406 shares

Expires not disclosed

F2 · derivative.exercise_price: Each phantom stock unit represents the right to receive one share of Company common stock.

F3 · derivative.exercise_date: Deferred compensation shares payable in installments based upon director's election.

F3 · derivative.expiration_date: Deferred compensation shares payable in installments based upon director's election.

Read SEC document
July 01, 2023 Filed Jul 5, 2023 20:59 UTC GrantPhantom Stock Units · Derivative 644.3299 $42.68 $27,500.00
Disclosure

SEC source: 0001127602-23-020155 · form4.xml · derivative · entry 2

Chancy Mark A · CIK 0001300651 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,565.2207

Underlying: Common Stock, $1 2/3 Par Value · 644.3299 shares

Expires not disclosed

F2 · derivative.exercise_price: Each phantom stock unit represents the right to receive one share of Company common stock.

F3 · derivative.exercise_date: Deferred compensation shares payable in installments based upon director's election.

F3 · derivative.expiration_date: Deferred compensation shares payable in installments based upon director's election.

Read SEC document
July 01, 2023 Filed Jul 5, 2023 21:04 UTC GrantPhantom Stock Units · Derivative 549.1448 $42.68 $23,437.50
Disclosure

SEC source: 0001127602-23-020163 · form4.xml · derivative · entry 2

Clark Celeste A. · CIK 0001261319 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,667.7425

Underlying: Common Stock, $1 2/3 Par Value · 549.1448 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit represents the right to receive one share of Wells Fargo & Company common stock.

F2 · derivative.exercise_date: Deferred compensation shares payable in installments based upon director's election.

F2 · derivative.expiration_date: Deferred compensation shares payable in installments based upon director's election.

Read SEC document
July 01, 2023 Filed Jul 5, 2023 21:13 UTC GrantPhantom Stock Units · Derivative 878.6317 $42.68 $37,500.00
Disclosure

SEC source: 0001127602-23-020187 · form4.xml · derivative · entry 3

SARGENT RONALD · CIK 0001180656 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 59,311.9185

Underlying: Common Stock, $1 2/3 Par Value · 878.6317 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit represents the right to receive one share of Wells Fargo & Company common stock.

F2 · derivative.exercise_date: Deferred compensation shares payable in installments based upon director's election.

F2 · derivative.expiration_date: Deferred compensation shares payable in installments based upon director's election.

Read SEC document
April 25, 2023 Filed Apr 27, 2023 21:09 UTC GrantCommon Stock Units · Derivative 5,919 $40.55 $240,015.45
Disclosure

SEC source: 0001127602-23-013660 · form4.xml · derivative · entry 2

BLACK STEVEN D · CIK 0001197618 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,919

Underlying: Common Stock, $1 2/3 Par Value · 5,919 shares

Expires not disclosed

F1 · security: Common Stock Units vested upon grant with settlement deferred until the later of termination of service as a director of Wells Fargo & Company (the "Company") or such later settlement date elected by the director.

F2 · derivative.exercise_price: Each Common Stock Unit represents a right to receive one share of Company common stock.

F1 · derivative.exercise_date: Common Stock Units vested upon grant with settlement deferred until the later of termination of service as a director of Wells Fargo & Company (the "Company") or such later settlement date elected by the director.

F1 · derivative.expiration_date: Common Stock Units vested upon grant with settlement deferred until the later of termination of service as a director of Wells Fargo & Company (the "Company") or such later settlement date elected by the director.

Read SEC document
April 25, 2023 Filed Apr 27, 2023 21:12 UTC GrantCommon Stock Units · Derivative 5,919 $40.55 $240,015.45
Disclosure

SEC source: 0001127602-23-013663 · form4.xml · derivative · entry 2

Chancy Mark A · CIK 0001300651 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,919

Underlying: Common Stock, $1 2/3 Par Value · 5,919 shares

Expires not disclosed

F1 · security: Common Stock Units vested upon grant with settlement deferred until the later of termination of service as a director of Wells Fargo & Company (the "Company") or such later settlement date elected by the director.

F2 · derivative.exercise_price: Each Common Stock Unit represents a right to receive one share of Company common stock.

F1 · derivative.exercise_date: Common Stock Units vested upon grant with settlement deferred until the later of termination of service as a director of Wells Fargo & Company (the "Company") or such later settlement date elected by the director.

F1 · derivative.expiration_date: Common Stock Units vested upon grant with settlement deferred until the later of termination of service as a director of Wells Fargo & Company (the "Company") or such later settlement date elected by the director.

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April 25, 2023 Filed Apr 27, 2023 21:15 UTC GrantCommon Stock Units · Derivative 5,919 $40.55 $240,015.45
Disclosure

SEC source: 0001127602-23-013667 · form4.xml · derivative · entry 2

Clark Celeste A. · CIK 0001261319 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,919

Underlying: Common Stock, $1 2/3 Par Value · 5,919 shares

Expires not disclosed

F1 · security: Common Stock Units vested upon grant with settlement deferred until the later of termination of service as a director of Wells Fargo & Company (the "Company") or such later settlement date elected by the director.

F2 · derivative.exercise_price: Each Common Stock Unit represents a right to receive one share of Company common stock.

F1 · derivative.exercise_date: Common Stock Units vested upon grant with settlement deferred until the later of termination of service as a director of Wells Fargo & Company (the "Company") or such later settlement date elected by the director.

F1 · derivative.expiration_date: Common Stock Units vested upon grant with settlement deferred until the later of termination of service as a director of Wells Fargo & Company (the "Company") or such later settlement date elected by the director.

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April 25, 2023 Filed Apr 27, 2023 21:18 UTC GrantCommon Stock Units · Derivative 5,919 $40.55 $240,015.45
Disclosure

SEC source: 0001127602-23-013670 · form4.xml · derivative · entry 4

CRAVER THEODORE F JR · CIK 0001187019 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,919

Underlying: Common Stock, $1 2/3 Par Value · 5,919 shares

Expires not disclosed

F1 · security: Common Stock Units vested upon grant with settlement deferred until the later of termination of service as a director of Wells Fargo & Company (the "Company") or such later settlement date elected by the director.

F2 · derivative.exercise_price: Each Common Stock Unit represents a right to receive one share of Company common stock.

F1 · derivative.exercise_date: Common Stock Units vested upon grant with settlement deferred until the later of termination of service as a director of Wells Fargo & Company (the "Company") or such later settlement date elected by the director.

F1 · derivative.expiration_date: Common Stock Units vested upon grant with settlement deferred until the later of termination of service as a director of Wells Fargo & Company (the "Company") or such later settlement date elected by the director.

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April 25, 2023 Filed Apr 27, 2023 21:22 UTC GrantCommon Stock Units · Derivative 5,919 $40.55 $240,015.45
Disclosure

SEC source: 0001127602-23-013673 · form4.xml · derivative · entry 2

DAVIS RICHARD K · CIK 0001185480 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,919

Underlying: Common Stock, $1 2/3 Par Value · 5,919 shares

Expires not disclosed

F1 · security: Common Stock Units vested upon grant with settlement deferred until the later of termination of service as a director of Wells Fargo & Company (the "Company") or such later settlement date elected by the director.

F2 · derivative.exercise_price: Each Common Stock Unit represents a right to receive one share of Company common stock.

F1 · derivative.exercise_date: Common Stock Units vested upon grant with settlement deferred until the later of termination of service as a director of Wells Fargo & Company (the "Company") or such later settlement date elected by the director.

F1 · derivative.expiration_date: Common Stock Units vested upon grant with settlement deferred until the later of termination of service as a director of Wells Fargo & Company (the "Company") or such later settlement date elected by the director.

Read SEC document
April 25, 2023 Filed Apr 27, 2023 21:24 UTC GrantCommon Stock Units · Derivative 5,919 $40.55 $240,015.45
Disclosure

SEC source: 0001127602-23-013676 · form4.xml · derivative · entry 2

Hewett Wayne M. · CIK 0001500124 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,919

Underlying: Common Stock, $1 2/3 Par Value · 5,919 shares

Expires not disclosed

F1 · security: Common Stock Units vested upon grant with settlement deferred until the later of termination of service as a director of Wells Fargo & Company (the "Company") or such later settlement date elected by the director.

F2 · derivative.exercise_price: Each Common Stock Unit represents a right to receive one share of Company common stock.

F1 · derivative.exercise_date: Common Stock Units vested upon grant with settlement deferred until the later of termination of service as a director of Wells Fargo & Company (the "Company") or such later settlement date elected by the director.

F1 · derivative.expiration_date: Common Stock Units vested upon grant with settlement deferred until the later of termination of service as a director of Wells Fargo & Company (the "Company") or such later settlement date elected by the director.

Read SEC document
April 25, 2023 Filed Apr 27, 2023 21:27 UTC GrantCommon Stock Units · Derivative 5,919 $40.55 $240,015.45
Disclosure

SEC source: 0001127602-23-013679 · form4.xml · derivative · entry 2

Morken CeCelia · CIK 0001367198 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,919

Underlying: Common Stock, $1 2/3 Par Value · 5,919 shares

Expires not disclosed

F1 · security: Common Stock Units vested upon grant with settlement deferred until the later of termination of service as a director of Wells Fargo & Company (the "Company") or such later settlement date elected by the director.

F2 · derivative.exercise_price: Each Common Stock Unit represents a right to receive one share of Company common stock.

F1 · derivative.exercise_date: Common Stock Units vested upon grant with settlement deferred until the later of termination of service as a director of Wells Fargo & Company (the "Company") or such later settlement date elected by the director.

F1 · derivative.expiration_date: Common Stock Units vested upon grant with settlement deferred until the later of termination of service as a director of Wells Fargo & Company (the "Company") or such later settlement date elected by the director.

Read SEC document
April 25, 2023 Filed Apr 27, 2023 21:30 UTC GrantCommon Stock Units · Derivative 5,919 $40.55 $240,015.45
Disclosure

SEC source: 0001127602-23-013681 · form4.xml · derivative · entry 2

Morris Maria R · CIK 0001423154 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,919

Underlying: Common Stock, $1 2/3 Par Value · 5,919 shares

Expires not disclosed

F1 · security: Common Stock Units vested upon grant with settlement deferred until the later of termination of service as a director of Wells Fargo & Company (the "Company") or such later settlement date elected by the director.

F2 · derivative.exercise_price: Each Common Stock Unit represents a right to receive one share of Company common stock.

F1 · derivative.exercise_date: Common Stock Units vested upon grant with settlement deferred until the later of termination of service as a director of Wells Fargo & Company (the "Company") or such later settlement date elected by the director.

F1 · derivative.expiration_date: Common Stock Units vested upon grant with settlement deferred until the later of termination of service as a director of Wells Fargo & Company (the "Company") or such later settlement date elected by the director.

Read SEC document
April 25, 2023 Filed Apr 27, 2023 21:33 UTC GrantCommon Stock Units · Derivative 5,919 $40.55 $240,015.45
Disclosure

SEC source: 0001127602-23-013683 · form4.xml · derivative · entry 2

Payne Richard B JR · CIK 0001288880 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,919

Underlying: Common Stock, $1 2/3 Par Value · 5,919 shares

Expires not disclosed

F1 · security: Common Stock Units vested upon grant with settlement deferred until the later of termination of service as a director of Wells Fargo & Company (the "Company") or such later settlement date elected by the director.

F2 · derivative.exercise_price: Each Common Stock Unit represents a right to receive one share of Company common stock.

F1 · derivative.exercise_date: Common Stock Units vested upon grant with settlement deferred until the later of termination of service as a director of Wells Fargo & Company (the "Company") or such later settlement date elected by the director.

F1 · derivative.expiration_date: Common Stock Units vested upon grant with settlement deferred until the later of termination of service as a director of Wells Fargo & Company (the "Company") or such later settlement date elected by the director.

Read SEC document
April 25, 2023 Filed Apr 27, 2023 21:36 UTC GrantCommon Stock Units · Derivative 5,919 $40.55 $240,015.45
Disclosure

SEC source: 0001127602-23-013685 · form4.xml · derivative · entry 3

SARGENT RONALD · CIK 0001180656 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,919

Underlying: Common Stock, $1 2/3 Par Value · 5,919 shares

Expires not disclosed

F1 · security: Common Stock Units vested upon grant with settlement deferred until the later of termination of service as a director of Wells Fargo & Company (the "Company") or such later settlement date elected by the director.

F2 · derivative.exercise_price: Each Common Stock Unit represents a right to receive one share of Company common stock.

F1 · derivative.exercise_date: Common Stock Units vested upon grant with settlement deferred until the later of termination of service as a director of Wells Fargo & Company (the "Company") or such later settlement date elected by the director.

F1 · derivative.expiration_date: Common Stock Units vested upon grant with settlement deferred until the later of termination of service as a director of Wells Fargo & Company (the "Company") or such later settlement date elected by the director.

Read SEC document
April 25, 2023 Filed Apr 27, 2023 21:38 UTC GrantCommon Stock Units · Derivative 5,919 $40.55 $240,015.45
Disclosure

SEC source: 0001127602-23-013687 · form4.xml · derivative · entry 3

Vautrinot Suzanne M · CIK 0001589791 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,919

Underlying: Common Stock, $1 2/3 Par Value · 5,919 shares

Expires not disclosed

F2 · security: Common Stock Units vested upon grant with settlement deferred until the later of termination of service as a director of the Company or such later settlement date elected by the director.

F3 · derivative.exercise_price: Each Common Stock Unit represents a right to receive one share of Company common stock.

F2 · derivative.exercise_date: Common Stock Units vested upon grant with settlement deferred until the later of termination of service as a director of the Company or such later settlement date elected by the director.

F2 · derivative.expiration_date: Common Stock Units vested upon grant with settlement deferred until the later of termination of service as a director of the Company or such later settlement date elected by the director.

Read SEC document
April 25, 2023 Filed Apr 27, 2023 22:23 UTC GrantCommon Stock Units · Derivative 5,919 $40.55 $240,015.45
Disclosure

SEC source: 0001127602-23-013693 · form4.xml · derivative · entry 9

Norwood Felicia F · CIK 0001743548 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,919

Underlying: Common Stock, $1 2/3 Par Value · 5,919 shares

Expires not disclosed

F6 · security: Common Stock Units vested upon grant with settlement deferred until the later of termination of service as a director of Wells Fargo & Company (the "Company") or such later settlement date elected by the director.

F7 · derivative.exercise_price: Each Common Stock Unit represents a right to receive one share of Company common stock.

F6 · derivative.exercise_date: Common Stock Units vested upon grant with settlement deferred until the later of termination of service as a director of Wells Fargo & Company (the "Company") or such later settlement date elected by the director.

F6 · derivative.expiration_date: Common Stock Units vested upon grant with settlement deferred until the later of termination of service as a director of Wells Fargo & Company (the "Company") or such later settlement date elected by the director.

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April 21, 2023 Filed Apr 25, 2023 23:03 UTC
Hranicky Kyle GSr. Executive Vice President
GiftCommon Stock, $1 2/3 Par Value 800 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-011687 · doc4.xml · nonDerivative · entry 6

Hranicky Kyle G · CIK 0001882040 · Sr. Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Indirect · Through PAH Trust

Disclosed balance after: 3,800

F3 · kind: These transactions involved gifts of securities by the Reporting Person to trusts for the benefit of his children.

F4 · ownership.nature: The Reporting Person disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest therein, if any.

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April 21, 2023 Filed Apr 25, 2023 23:03 UTC
Hranicky Kyle GSr. Executive Vice President
GiftCommon Stock, $1 2/3 Par Value 800 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-011687 · doc4.xml · nonDerivative · entry 5

Hranicky Kyle G · CIK 0001882040 · Sr. Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Indirect · Through KGH Trust

Disclosed balance after: 3,800

F3 · kind: These transactions involved gifts of securities by the Reporting Person to trusts for the benefit of his children.

F4 · ownership.nature: The Reporting Person disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest therein, if any.

Read SEC document
April 21, 2023 Filed Apr 25, 2023 23:03 UTC
Hranicky Kyle GSr. Executive Vice President
GiftCommon Stock, $1 2/3 Par Value 800 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-011687 · doc4.xml · nonDerivative · entry 4

Hranicky Kyle G · CIK 0001882040 · Sr. Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Indirect · Through COH Trust

Disclosed balance after: 3,800

F3 · kind: These transactions involved gifts of securities by the Reporting Person to trusts for the benefit of his children.

F4 · ownership.nature: The Reporting Person disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest therein, if any.

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April 21, 2023 Filed Apr 25, 2023 23:03 UTC
Hranicky Kyle GSr. Executive Vice President
GiftCommon Stock, $1 2/3 Par Value 2,400 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-011687 · doc4.xml · nonDerivative · entry 3

Hranicky Kyle G · CIK 0001882040 · Sr. Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,198

F3 · kind: These transactions involved gifts of securities by the Reporting Person to trusts for the benefit of his children.

Read SEC document
April 21, 2023 Filed Apr 25, 2023 23:03 UTC
Hranicky Kyle GSr. Executive Vice President
OtherCommon Stock, $1 2/3 Par Value 114,029 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-011687 · doc4.xml · nonDerivative · entry 2

Hranicky Kyle G · CIK 0001882040 · Sr. Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Indirect · Through PCK Family Holdings LP

Disclosed balance after: 114,029

F1 · kind: As part of his estate planning, the Reporting Person and his spouse contributed shares to a partnership for the benefit of the Reporting Person, his spouse and his descendants. The contribution of shares resulted in a decrease in the number of shares the Reporting Person beneficially owns directly and a corresponding increase in the number of shares the Reporting Person owns indirectly.

F2 · ownership.nature: The Reporting Person and his spouse jointly control the general partner of the limited partnership.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.