Last 12 months
Inside the activity.
19 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 11 | 0 |
| Dec 2025 | 1 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 2 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 4 | 0 |
| Jun 2026 | 1 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 28, 2023 Filed Aug 31, 2023 00:06 UTC |
Ford William AGROUP PRESIDENT, OPERATIONS
|
PurchaseCOMMON STOCK | 4,000 | $10.05 | $40,200.00 |
DisclosureSEC source: 0001903601-23-000100 · primary_doc.xml · nonDerivative · entry 3 Ford William A · CIK 0001933479 · GROUP PRESIDENT, OPERATIONS 10b5-1 filing: No plan indicated Ownership: Indirect · BY IMMEDIATE FAMILY MEMBER 2 Disclosed balance after: 4,000 F1 · ownership.nature: Represents shares of the Issuer's common stock, par value $0.01 per share ("Common Stock"), held of record an immediate family member sharing the same household as Mr. Ford. Mr. Ford disclaims beneficial ownership over all shares of Common Stock held by such person over which he does not have any pecuniary interest, and this report shall not be deemed an admission that Mr. Ford is the beneficial owner of the disclaimed securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| August 28, 2023 Filed Aug 31, 2023 00:06 UTC |
Ford William AGROUP PRESIDENT, OPERATIONS
|
PurchaseCOMMON STOCK | 5,000 | $10.05 | $50,250.00 |
DisclosureSEC source: 0001903601-23-000100 · primary_doc.xml · nonDerivative · entry 2 Ford William A · CIK 0001933479 · GROUP PRESIDENT, OPERATIONS 10b5-1 filing: No plan indicated Ownership: Indirect · BY IMMEDIATE FAMILY MEMBER 1 Disclosed balance after: 5,000 F1 · ownership.nature: Represents shares of the Issuer's common stock, par value $0.01 per share ("Common Stock"), held of record an immediate family member sharing the same household as Mr. Ford. Mr. Ford disclaims beneficial ownership over all shares of Common Stock held by such person over which he does not have any pecuniary interest, and this report shall not be deemed an admission that Mr. Ford is the beneficial owner of the disclaimed securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| August 28, 2023 Filed Aug 31, 2023 00:06 UTC |
Ford William AGROUP PRESIDENT, OPERATIONS
|
PurchaseCOMMON STOCK | 3,500 | $10.02 | $35,070.00 |
DisclosureSEC source: 0001903601-23-000100 · primary_doc.xml · nonDerivative · entry 1 Ford William A · CIK 0001933479 · GROUP PRESIDENT, OPERATIONS 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 331,023 Read SEC document |
| August 24, 2023 Filed Aug 24, 2023 16:56 UTC |
FORD JOE TDirector
|
PurchaseCOMMON STOCK | 10,000 | $10.00 | $100,000.00 |
DisclosureSEC source: 0001903601-23-000094 · primary_doc.xml · nonDerivative · entry 2 FORD JOE T · CIK 0001176401 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Spouse Disclosed balance after: 385,000 Read SEC document |
| August 23, 2023 Filed Aug 24, 2023 16:56 UTC |
FORD JOE TDirector
|
PurchaseCOMMON STOCK | 10,000 | $10.19 | $101,900.00 |
DisclosureSEC source: 0001903601-23-000094 · primary_doc.xml · nonDerivative · entry 1 FORD JOE T · CIK 0001176401 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Spouse Disclosed balance after: 375,000 Read SEC document |
| August 21, 2023 Filed Aug 22, 2023 16:35 UTC |
FORD JOE TDirector
|
PurchaseCOMMON STOCK | 4,317 | $10.85 | $46,839.45 |
DisclosureSEC source: 0001903601-23-000087 · primary_doc.xml · nonDerivative · entry 1 FORD JOE T · CIK 0001176401 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Spouse Disclosed balance after: 365,000 Read SEC document |
| August 17, 2023 Filed Aug 30, 2023 21:48 UTC |
MARTIN R BRADDirector
Riverview Sponsor Partners, LLCPrior 10% Owner
RBM Acquisition, LLCPrior 10% Owner
RBM Investments, LLCPrior 10% Owner
|
OtherWARRANTS · Derivative | 14,023 | Not disclosed Strike: $11.50 | Not disclosed |
DisclosureSEC source: 0001140361-23-041893 · form4.xml · derivative · entry 12 MARTIN R BRAD · CIK 0001186888 · Director Riverview Sponsor Partners, LLC · CIK 0001860149 · Prior 10% Owner RBM Acquisition, LLC · CIK 0001944164 · Prior 10% Owner RBM Investments, LLC · CIK 0001943938 · Prior 10% Owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By spouse Disclosed balance after: 14,023 Underlying: Common Stock · 14,023 shares Expires 2027-08-26 F5 · kind: Represents pro rata distribution from Riverview Sponsor Partners, LLC, of 5,352,642 of the issuer's warrants for Common Stock ("Warrants") to members other than Mr. Martin. Mr. Martin is the managing member of Riverview Sponsor Partners, LLC. Each Warrant is exercisable for one share of Common Stock. The Warrants are expected to be exercisable from and after September 25, 2022, subject to the terms and conditions of the Amended and Restated Warrant Agreement, dated August 26, 2022, by and among the Issuer, Computershare Inc. and Computershare Trust Company, N.A. F5 · price: Represents pro rata distribution from Riverview Sponsor Partners, LLC, of 5,352,642 of the issuer's warrants for Common Stock ("Warrants") to members other than Mr. Martin. Mr. Martin is the managing member of Riverview Sponsor Partners, LLC. Each Warrant is exercisable for one share of Common Stock. The Warrants are expected to be exercisable from and after September 25, 2022, subject to the terms and conditions of the Amended and Restated Warrant Agreement, dated August 26, 2022, by and among the Issuer, Computershare Inc. and Computershare Trust Company, N.A. F7 · derivative.underlying_shares: Mr. Martin disclaims beneficial ownership of 56,092 Warrants held by members of Mr. Martin's household, and this report shall not be deemed an admission that Mr. Martin is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| August 17, 2023 Filed Aug 30, 2023 21:48 UTC |
MARTIN R BRADDirector
Riverview Sponsor Partners, LLCPrior 10% Owner
RBM Acquisition, LLCPrior 10% Owner
RBM Investments, LLCPrior 10% Owner
|
OtherWARRANTS · Derivative | 14,023 | Not disclosed Strike: $11.50 | Not disclosed |
DisclosureSEC source: 0001140361-23-041893 · form4.xml · derivative · entry 11 MARTIN R BRAD · CIK 0001186888 · Director Riverview Sponsor Partners, LLC · CIK 0001860149 · Prior 10% Owner RBM Acquisition, LLC · CIK 0001944164 · Prior 10% Owner RBM Investments, LLC · CIK 0001943938 · Prior 10% Owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By son Disclosed balance after: 14,023 Underlying: Common Stock · 14,023 shares Expires 2027-08-26 F5 · kind: Represents pro rata distribution from Riverview Sponsor Partners, LLC, of 5,352,642 of the issuer's warrants for Common Stock ("Warrants") to members other than Mr. Martin. Mr. Martin is the managing member of Riverview Sponsor Partners, LLC. Each Warrant is exercisable for one share of Common Stock. The Warrants are expected to be exercisable from and after September 25, 2022, subject to the terms and conditions of the Amended and Restated Warrant Agreement, dated August 26, 2022, by and among the Issuer, Computershare Inc. and Computershare Trust Company, N.A. F5 · price: Represents pro rata distribution from Riverview Sponsor Partners, LLC, of 5,352,642 of the issuer's warrants for Common Stock ("Warrants") to members other than Mr. Martin. Mr. Martin is the managing member of Riverview Sponsor Partners, LLC. Each Warrant is exercisable for one share of Common Stock. The Warrants are expected to be exercisable from and after September 25, 2022, subject to the terms and conditions of the Amended and Restated Warrant Agreement, dated August 26, 2022, by and among the Issuer, Computershare Inc. and Computershare Trust Company, N.A. F7 · derivative.underlying_shares: Mr. Martin disclaims beneficial ownership of 56,092 Warrants held by members of Mr. Martin's household, and this report shall not be deemed an admission that Mr. Martin is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| August 17, 2023 Filed Aug 30, 2023 21:48 UTC |
MARTIN R BRADDirector
Riverview Sponsor Partners, LLCPrior 10% Owner
RBM Acquisition, LLCPrior 10% Owner
RBM Investments, LLCPrior 10% Owner
|
OtherWARRANTS · Derivative | 14,023 | Not disclosed Strike: $11.50 | Not disclosed |
DisclosureSEC source: 0001140361-23-041893 · form4.xml · derivative · entry 10 MARTIN R BRAD · CIK 0001186888 · Director Riverview Sponsor Partners, LLC · CIK 0001860149 · Prior 10% Owner RBM Acquisition, LLC · CIK 0001944164 · Prior 10% Owner RBM Investments, LLC · CIK 0001943938 · Prior 10% Owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By son Disclosed balance after: 14,023 Underlying: Common Stock · 14,023 shares Expires 2027-08-26 F5 · kind: Represents pro rata distribution from Riverview Sponsor Partners, LLC, of 5,352,642 of the issuer's warrants for Common Stock ("Warrants") to members other than Mr. Martin. Mr. Martin is the managing member of Riverview Sponsor Partners, LLC. Each Warrant is exercisable for one share of Common Stock. The Warrants are expected to be exercisable from and after September 25, 2022, subject to the terms and conditions of the Amended and Restated Warrant Agreement, dated August 26, 2022, by and among the Issuer, Computershare Inc. and Computershare Trust Company, N.A. F5 · price: Represents pro rata distribution from Riverview Sponsor Partners, LLC, of 5,352,642 of the issuer's warrants for Common Stock ("Warrants") to members other than Mr. Martin. Mr. Martin is the managing member of Riverview Sponsor Partners, LLC. Each Warrant is exercisable for one share of Common Stock. The Warrants are expected to be exercisable from and after September 25, 2022, subject to the terms and conditions of the Amended and Restated Warrant Agreement, dated August 26, 2022, by and among the Issuer, Computershare Inc. and Computershare Trust Company, N.A. F7 · derivative.underlying_shares: Mr. Martin disclaims beneficial ownership of 56,092 Warrants held by members of Mr. Martin's household, and this report shall not be deemed an admission that Mr. Martin is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| August 17, 2023 Filed Aug 30, 2023 21:48 UTC |
MARTIN R BRADDirector
Riverview Sponsor Partners, LLCPrior 10% Owner
RBM Acquisition, LLCPrior 10% Owner
RBM Investments, LLCPrior 10% Owner
|
OtherWARRANTS · Derivative | 14,023 | Not disclosed Strike: $11.50 | Not disclosed |
DisclosureSEC source: 0001140361-23-041893 · form4.xml · derivative · entry 9 MARTIN R BRAD · CIK 0001186888 · Director Riverview Sponsor Partners, LLC · CIK 0001860149 · Prior 10% Owner RBM Acquisition, LLC · CIK 0001944164 · Prior 10% Owner RBM Investments, LLC · CIK 0001943938 · Prior 10% Owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By son Disclosed balance after: 14,023 Underlying: Common Stock · 14,023 shares Expires 2027-08-26 F5 · kind: Represents pro rata distribution from Riverview Sponsor Partners, LLC, of 5,352,642 of the issuer's warrants for Common Stock ("Warrants") to members other than Mr. Martin. Mr. Martin is the managing member of Riverview Sponsor Partners, LLC. Each Warrant is exercisable for one share of Common Stock. The Warrants are expected to be exercisable from and after September 25, 2022, subject to the terms and conditions of the Amended and Restated Warrant Agreement, dated August 26, 2022, by and among the Issuer, Computershare Inc. and Computershare Trust Company, N.A. F5 · price: Represents pro rata distribution from Riverview Sponsor Partners, LLC, of 5,352,642 of the issuer's warrants for Common Stock ("Warrants") to members other than Mr. Martin. Mr. Martin is the managing member of Riverview Sponsor Partners, LLC. Each Warrant is exercisable for one share of Common Stock. The Warrants are expected to be exercisable from and after September 25, 2022, subject to the terms and conditions of the Amended and Restated Warrant Agreement, dated August 26, 2022, by and among the Issuer, Computershare Inc. and Computershare Trust Company, N.A. F7 · derivative.underlying_shares: Mr. Martin disclaims beneficial ownership of 56,092 Warrants held by members of Mr. Martin's household, and this report shall not be deemed an admission that Mr. Martin is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| August 17, 2023 Filed Aug 30, 2023 21:48 UTC |
MARTIN R BRADDirector
Riverview Sponsor Partners, LLCPrior 10% Owner
RBM Acquisition, LLCPrior 10% Owner
RBM Investments, LLCPrior 10% Owner
|
OtherCOMMON STOCK | 8,755 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-23-041893 · form4.xml · nonDerivative · entry 6 MARTIN R BRAD · CIK 0001186888 · Director Riverview Sponsor Partners, LLC · CIK 0001860149 · Prior 10% Owner RBM Acquisition, LLC · CIK 0001944164 · Prior 10% Owner RBM Investments, LLC · CIK 0001943938 · Prior 10% Owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By spouse Disclosed balance after: 8,755 F1 · kind: Represents pro rata distribution from Riverview Sponsor Partners, LLC, RBM Acquisition, LLC, and RBM Investments, LLC of the issuer's common stock, par value $0.01 per share ("Common Stock"), to members other than Mr. Martin. Mr. Martin is the managing member of all entities. F4 · balance_after: Mr. Martin disclaims beneficial ownership of 35,023 shares of Common Stock held by members of Mr. Martin's household, and this report shall not be deemed an admission that Mr. Martin is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| August 17, 2023 Filed Aug 30, 2023 21:48 UTC |
MARTIN R BRADDirector
Riverview Sponsor Partners, LLCPrior 10% Owner
RBM Acquisition, LLCPrior 10% Owner
RBM Investments, LLCPrior 10% Owner
|
OtherCOMMON STOCK | 8,756 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-23-041893 · form4.xml · nonDerivative · entry 5 MARTIN R BRAD · CIK 0001186888 · Director Riverview Sponsor Partners, LLC · CIK 0001860149 · Prior 10% Owner RBM Acquisition, LLC · CIK 0001944164 · Prior 10% Owner RBM Investments, LLC · CIK 0001943938 · Prior 10% Owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By son Disclosed balance after: 8,756 F1 · kind: Represents pro rata distribution from Riverview Sponsor Partners, LLC, RBM Acquisition, LLC, and RBM Investments, LLC of the issuer's common stock, par value $0.01 per share ("Common Stock"), to members other than Mr. Martin. Mr. Martin is the managing member of all entities. F4 · balance_after: Mr. Martin disclaims beneficial ownership of 35,023 shares of Common Stock held by members of Mr. Martin's household, and this report shall not be deemed an admission that Mr. Martin is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| August 17, 2023 Filed Aug 30, 2023 21:48 UTC |
MARTIN R BRADDirector
Riverview Sponsor Partners, LLCPrior 10% Owner
RBM Acquisition, LLCPrior 10% Owner
RBM Investments, LLCPrior 10% Owner
|
OtherCOMMON STOCK | 8,756 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-23-041893 · form4.xml · nonDerivative · entry 4 MARTIN R BRAD · CIK 0001186888 · Director Riverview Sponsor Partners, LLC · CIK 0001860149 · Prior 10% Owner RBM Acquisition, LLC · CIK 0001944164 · Prior 10% Owner RBM Investments, LLC · CIK 0001943938 · Prior 10% Owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By son Disclosed balance after: 8,756 F1 · kind: Represents pro rata distribution from Riverview Sponsor Partners, LLC, RBM Acquisition, LLC, and RBM Investments, LLC of the issuer's common stock, par value $0.01 per share ("Common Stock"), to members other than Mr. Martin. Mr. Martin is the managing member of all entities. F4 · balance_after: Mr. Martin disclaims beneficial ownership of 35,023 shares of Common Stock held by members of Mr. Martin's household, and this report shall not be deemed an admission that Mr. Martin is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| August 17, 2023 Filed Aug 30, 2023 21:48 UTC |
MARTIN R BRADDirector
Riverview Sponsor Partners, LLCPrior 10% Owner
RBM Acquisition, LLCPrior 10% Owner
RBM Investments, LLCPrior 10% Owner
|
OtherCOMMON STOCK | 8,756 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-23-041893 · form4.xml · nonDerivative · entry 3 MARTIN R BRAD · CIK 0001186888 · Director Riverview Sponsor Partners, LLC · CIK 0001860149 · Prior 10% Owner RBM Acquisition, LLC · CIK 0001944164 · Prior 10% Owner RBM Investments, LLC · CIK 0001943938 · Prior 10% Owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By son Disclosed balance after: 8,756 F1 · kind: Represents pro rata distribution from Riverview Sponsor Partners, LLC, RBM Acquisition, LLC, and RBM Investments, LLC of the issuer's common stock, par value $0.01 per share ("Common Stock"), to members other than Mr. Martin. Mr. Martin is the managing member of all entities. F4 · balance_after: Mr. Martin disclaims beneficial ownership of 35,023 shares of Common Stock held by members of Mr. Martin's household, and this report shall not be deemed an admission that Mr. Martin is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| August 17, 2023 Filed Aug 30, 2023 21:48 UTC |
MARTIN R BRADDirector
Riverview Sponsor Partners, LLCPrior 10% Owner
RBM Acquisition, LLCPrior 10% Owner
RBM Investments, LLCPrior 10% Owner
|
OtherCOMMON STOCK | 95,995 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-23-041893 · form4.xml · nonDerivative · entry 2 MARTIN R BRAD · CIK 0001186888 · Director Riverview Sponsor Partners, LLC · CIK 0001860149 · Prior 10% Owner RBM Acquisition, LLC · CIK 0001944164 · Prior 10% Owner RBM Investments, LLC · CIK 0001943938 · Prior 10% Owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By RBM Venture Company Disclosed balance after: 95,995 F1 · kind: Represents pro rata distribution from Riverview Sponsor Partners, LLC, RBM Acquisition, LLC, and RBM Investments, LLC of the issuer's common stock, par value $0.01 per share ("Common Stock"), to members other than Mr. Martin. Mr. Martin is the managing member of all entities. F3 · balance_after: Represents the 95,995 shares of Common Stock transferred to RBM Venture Company, of which Mr. Martin owns 100%. Read SEC document |
| August 16, 2023 Filed Aug 16, 2023 17:27 UTC |
FORD JOE TDirector
|
PurchaseCOMMON STOCK | 683 | $10.65 | $7,273.95 |
DisclosureSEC source: 0001903601-23-000080 · primary_doc.xml · nonDerivative · entry 4 FORD JOE T · CIK 0001176401 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Spouse Disclosed balance after: 360,683 Read SEC document |
| August 15, 2023 Filed Aug 16, 2023 17:27 UTC |
FORD JOE TDirector
|
PurchaseCOMMON STOCK | 5,000 | $10.63 | $53,150.00 |
DisclosureSEC source: 0001903601-23-000080 · primary_doc.xml · nonDerivative · entry 3 FORD JOE T · CIK 0001176401 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Spouse Disclosed balance after: 360,000 F2 · shares: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $10.61 to $10.65, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within such range. Read SEC document |
| August 15, 2023 Filed Aug 30, 2023 21:48 UTC |
MARTIN R BRADDirector
Riverview Sponsor Partners, LLCPrior 10% Owner
RBM Acquisition, LLCPrior 10% Owner
RBM Investments, LLCPrior 10% Owner
|
OtherCOMMON STOCK | 3,426,095 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-23-041893 · form4.xml · nonDerivative · entry 1 MARTIN R BRAD · CIK 0001186888 · Director Riverview Sponsor Partners, LLC · CIK 0001860149 · Prior 10% Owner RBM Acquisition, LLC · CIK 0001944164 · Prior 10% Owner RBM Investments, LLC · CIK 0001943938 · Prior 10% Owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,969,104 F1 · kind: Represents pro rata distribution from Riverview Sponsor Partners, LLC, RBM Acquisition, LLC, and RBM Investments, LLC of the issuer's common stock, par value $0.01 per share ("Common Stock"), to members other than Mr. Martin. Mr. Martin is the managing member of all entities. F1 · shares: Represents pro rata distribution from Riverview Sponsor Partners, LLC, RBM Acquisition, LLC, and RBM Investments, LLC of the issuer's common stock, par value $0.01 per share ("Common Stock"), to members other than Mr. Martin. Mr. Martin is the managing member of all entities. F2 · balance_after: Represents the 1,251,887 acquired by Mr. Martin from Riverview Sponsor Partners, LLC, RBM Acquisition, LLC, and RBM Investments, LLC, in addition to the 1,700,000 shares of Common Stock previously owned by Mr. Martin, plus 17,127 restricted stock units ("RSUs"), which were granted pursuant to the Westrock Coffee Company 2022 Equity Incentive Plan. Each RSU represents a contingent right to receive one share of the issuer's Common Stock. 9,000 of the RSUs vested on August 29, 2023 and 8,217 will vest on August 14, 2024, subject to Mr. Martin's continued service on the board of directors of the issuer through the applicable vesting date and certain early vesting conditions. Read SEC document |
| August 14, 2023 Filed Aug 16, 2023 17:27 UTC |
FORD JOE TDirector
|
PurchaseCOMMON STOCK | 5,000 | $10.68 | $53,400.00 |
DisclosureSEC source: 0001903601-23-000080 · primary_doc.xml · nonDerivative · entry 2 FORD JOE T · CIK 0001176401 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Spouse Disclosed balance after: 355,000 Read SEC document |
| August 14, 2023 Filed Aug 16, 2023 17:27 UTC |
FORD JOE TDirector
|
GrantCOMMON STOCK | 8,217 | $0.00 | $0.00 |
DisclosureSEC source: 0001903601-23-000080 · primary_doc.xml · nonDerivative · entry 1 FORD JOE T · CIK 0001176401 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 118,917 F1 · shares: These restricted stock units ("RSUs") are granted pursuant to the Westrock Coffee Company 2022 Equity Incentive Plan. Each RSU represents a contingent right to receive one share of the issuer's common stock, par value $0.01 per share ("Common Stock"). The RSUs will vest on August 14, 2024, subject to the reporting person's continued service on the board of directors of the issuer through the applicable vesting date and certain early vesting conditions. Read SEC document |
| August 14, 2023 Filed Aug 16, 2023 21:39 UTC |
MARTIN R BRADDirector · 10% owner
|
GrantCOMMON STOCK | 8,217 | $0.00 | $0.00 |
DisclosureSEC source: 0001903601-23-000081 · primary_doc.xml · nonDerivative · entry 1 MARTIN R BRAD · CIK 0001186888 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,717,217 F1 · shares: These restricted stock units ("RSUs") are granted pursuant to the Westrock Coffee Company 2022 Equity Incentive Plan. Each RSU represents a contingent right to receive one share of the issuer's common stock, par value $0.01 per share ("Common Stock"). The RSUs will vest on August 14, 2024, subject to the reporting person's continued service on the board of directors of the issuer through the applicable vesting date and certain early vesting conditions. Read SEC document |
| August 14, 2023 Filed Aug 16, 2023 21:24 UTC |
Umesiri OluwatoyinDirector
|
GrantCOMMON STOCK | 8,217 | $0.00 | $0.00 |
DisclosureSEC source: 0001861394-23-000018 · primary_doc.xml · nonDerivative · entry 1 Umesiri Oluwatoyin · CIK 0001933305 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,217 F1 · shares: These restricted stock units ("RSUs") are granted pursuant to the Westrock Coffee Company 2022 Equity Incentive Plan. Each RSU represents a contingent right to receive one share of the issuer's common stock, par value $0.01 per share. The RSUs will vest on August 14, 2024, subject to the reporting person's continued service on the board of directors of the issuer through the applicable vesting date and certain early vesting conditions. Read SEC document |
| August 14, 2023 Filed Aug 16, 2023 21:14 UTC |
NATORI JOSIE CDirector
|
GrantCOMMON STOCK | 8,217 | $0.00 | $0.00 |
DisclosureSEC source: 0001861394-23-000017 · primary_doc.xml · nonDerivative · entry 1 NATORI JOSIE C · CIK 0001193634 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,217 F1 · shares: These restricted stock units ("RSUs") are granted pursuant to the Westrock Coffee Company 2022 Equity Incentive Plan. Each RSU represents a contingent right to receive one share of the issuer's common stock, par value $0.01 per share. The RSUs will vest on August 14, 2024, subject to the reporting person's continued service on the board of directors of the issuer through the applicable vesting date and certain early vesting conditions. Read SEC document |
| August 14, 2023 Filed Aug 16, 2023 21:04 UTC |
McColl Hugh IIIDirector
|
GrantCOMMON STOCK | 8,217 | $0.00 | $0.00 |
DisclosureSEC source: 0001861394-23-000016 · primary_doc.xml · nonDerivative · entry 1 McColl Hugh III · CIK 0001934476 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,217 F1 · shares: These restricted stock units ("RSUs") are granted pursuant to the Westrock Coffee Company 2022 Equity Incentive Plan. Each RSU represents a contingent right to receive one share of the issuer's common stock, par value $0.01 per share. The RSUs will vest on August 14, 2024, subject to the reporting person's continued service on the board of directors of the issuer through the applicable vesting date and certain early vesting conditions. Read SEC document |
| August 14, 2023 Filed Aug 16, 2023 20:49 UTC |
Kruczek Robert PatrickDirector
|
GrantCOMMON STOCK | 8,217 | $0.00 | $0.00 |
DisclosureSEC source: 0001861394-23-000015 · primary_doc.xml · nonDerivative · entry 1 Kruczek Robert Patrick · CIK 0001934635 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,217 F1 · shares: These restricted stock units ("RSUs") are granted pursuant to the Westrock Coffee Company 2022 Equity Incentive Plan. Each RSU represents a contingent right to receive one share of the issuer's common stock, par value $0.01 per share. The RSUs will vest on August 14, 2024, subject to the reporting person's continued service on the board of directors of the issuer through the applicable vesting date and certain early vesting conditions. Read SEC document |
| August 14, 2023 Filed Aug 16, 2023 20:48 UTC |
KEATING LESLIE STARRDirector
|
GrantCOMMON STOCK | 8,217 | $0.00 | $0.00 |
DisclosureSEC source: 0001903601-23-000079 · primary_doc.xml · nonDerivative · entry 1 KEATING LESLIE STARR · CIK 0001716654 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 88,143 F1 · shares: These restricted stock units ("RSUs") are granted pursuant to the Westrock Coffee Company 2022 Equity Incentive Plan. Each RSU represents a contingent right to receive one share of the issuer's common stock, par value $0.01 per share. The RSUs will vest on August 14, 2024, subject to the reporting person's continued service on the board of directors of the issuer through the applicable vesting date and certain early vesting conditions. F2 · balance_after: Includes 40,926 shares received by the reporting person from a pro rata distribution of shares of the issuer's common stock held by a limited liability company of which the reporting person is a member. Read SEC document |
| August 14, 2023 Filed Aug 16, 2023 20:35 UTC |
FOX JEFFREY HDirector
|
GrantCOMMON STOCK | 8,217 | $0.00 | $0.00 |
DisclosureSEC source: 0001903601-23-000078 · primary_doc.xml · nonDerivative · entry 1 FOX JEFFREY H · CIK 0001187383 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,217 F1 · shares: These restricted stock units ("RSUs") are granted pursuant to the Westrock Coffee Company 2022 Equity Incentive Plan. Each RSU represents a contingent right to receive one share of the issuer's common stock, par value $0.01 per share ("Common Stock"). The RSUs will vest on August 14, 2024, subject to the reporting person's continued service on the board of directors of the issuer through the applicable vesting date and certain early vesting conditions. Read SEC document |
| August 14, 2023 Filed Aug 16, 2023 20:20 UTC |
EDMUNDS MARK ADirector
|
GrantCOMMON STOCK | 8,217 | $0.00 | $0.00 |
DisclosureSEC source: 0001903601-23-000077 · primary_doc.xml · nonDerivative · entry 1 EDMUNDS MARK A · CIK 0001748634 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 83,143 F1 · shares: These restricted stock units ("RSUs") are granted pursuant to the Westrock Coffee Company 2022 Equity Incentive Plan. Each RSU represents a contingent right to receive one share of the issuer's common stock, par value $0.01 per share. The RSUs will vest on August 14, 2024, subject to the reporting person's continued service on the board of directors of the issuer through the applicable vesting date and certain early vesting conditions. F2 · balance_after: Includes 40,926 shares received by the reporting person from a pro rata distribution of shares of the issuer's common stock held by a limited liability company of which the reporting person is a member. Read SEC document |
| August 14, 2023 Filed Aug 30, 2023 21:48 UTC |
MARTIN R BRADDirector
Riverview Sponsor Partners, LLCPrior 10% Owner
RBM Acquisition, LLCPrior 10% Owner
RBM Investments, LLCPrior 10% Owner
|
OtherWARRANTS · Derivative | 1,991,266 | Not disclosed Strike: $11.50 | Not disclosed |
DisclosureSEC source: 0001140361-23-041893 · form4.xml · derivative · entry 8 MARTIN R BRAD · CIK 0001186888 · Director Riverview Sponsor Partners, LLC · CIK 0001860149 · Prior 10% Owner RBM Acquisition, LLC · CIK 0001944164 · Prior 10% Owner RBM Investments, LLC · CIK 0001943938 · Prior 10% Owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Martin Family Foundation Disclosed balance after: 1,991,266 Underlying: Common Stock · 1,991,266 shares Expires 2027-08-26 F5 · kind: Represents pro rata distribution from Riverview Sponsor Partners, LLC, of 5,352,642 of the issuer's warrants for Common Stock ("Warrants") to members other than Mr. Martin. Mr. Martin is the managing member of Riverview Sponsor Partners, LLC. Each Warrant is exercisable for one share of Common Stock. The Warrants are expected to be exercisable from and after September 25, 2022, subject to the terms and conditions of the Amended and Restated Warrant Agreement, dated August 26, 2022, by and among the Issuer, Computershare Inc. and Computershare Trust Company, N.A. F5 · price: Represents pro rata distribution from Riverview Sponsor Partners, LLC, of 5,352,642 of the issuer's warrants for Common Stock ("Warrants") to members other than Mr. Martin. Mr. Martin is the managing member of Riverview Sponsor Partners, LLC. Each Warrant is exercisable for one share of Common Stock. The Warrants are expected to be exercisable from and after September 25, 2022, subject to the terms and conditions of the Amended and Restated Warrant Agreement, dated August 26, 2022, by and among the Issuer, Computershare Inc. and Computershare Trust Company, N.A. F6 · derivative.underlying_shares: Represents 1,991,266 Warrants held by the Martin Family Foundation, over which Mr. Martin makes investment decisions. F6 · ownership.nature: Represents 1,991,266 Warrants held by the Martin Family Foundation, over which Mr. Martin makes investment decisions. Read SEC document |
| August 11, 2023 Filed Aug 30, 2023 21:48 UTC |
MARTIN R BRADDirector
Riverview Sponsor Partners, LLCPrior 10% Owner
RBM Acquisition, LLCPrior 10% Owner
RBM Investments, LLCPrior 10% Owner
|
OtherWARRANTS · Derivative | 5,352,642 | Not disclosed Strike: $11.50 | Not disclosed |
DisclosureSEC source: 0001140361-23-041893 · form4.xml · derivative · entry 7 MARTIN R BRAD · CIK 0001186888 · Director Riverview Sponsor Partners, LLC · CIK 0001860149 · Prior 10% Owner RBM Acquisition, LLC · CIK 0001944164 · Prior 10% Owner RBM Investments, LLC · CIK 0001943938 · Prior 10% Owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,699 Underlying: Common Stock · 10,699 shares Expires 2027-08-26 F5 · kind: Represents pro rata distribution from Riverview Sponsor Partners, LLC, of 5,352,642 of the issuer's warrants for Common Stock ("Warrants") to members other than Mr. Martin. Mr. Martin is the managing member of Riverview Sponsor Partners, LLC. Each Warrant is exercisable for one share of Common Stock. The Warrants are expected to be exercisable from and after September 25, 2022, subject to the terms and conditions of the Amended and Restated Warrant Agreement, dated August 26, 2022, by and among the Issuer, Computershare Inc. and Computershare Trust Company, N.A. F5 · shares: Represents pro rata distribution from Riverview Sponsor Partners, LLC, of 5,352,642 of the issuer's warrants for Common Stock ("Warrants") to members other than Mr. Martin. Mr. Martin is the managing member of Riverview Sponsor Partners, LLC. Each Warrant is exercisable for one share of Common Stock. The Warrants are expected to be exercisable from and after September 25, 2022, subject to the terms and conditions of the Amended and Restated Warrant Agreement, dated August 26, 2022, by and among the Issuer, Computershare Inc. and Computershare Trust Company, N.A. F5 · price: Represents pro rata distribution from Riverview Sponsor Partners, LLC, of 5,352,642 of the issuer's warrants for Common Stock ("Warrants") to members other than Mr. Martin. Mr. Martin is the managing member of Riverview Sponsor Partners, LLC. Each Warrant is exercisable for one share of Common Stock. The Warrants are expected to be exercisable from and after September 25, 2022, subject to the terms and conditions of the Amended and Restated Warrant Agreement, dated August 26, 2022, by and among the Issuer, Computershare Inc. and Computershare Trust Company, N.A. Read SEC document |
| August 07, 2023 Filed Sep 19, 2023 21:32 UTC |
BROWN BROTHERS HARRIMAN & CO10% owner
BBH Capital Partners V, L.P.10% owner
BBH Capital Partners V-A, L.P.10% owner
BBH CPV WCC Co-Investment LLC10% owner
Meskin Jeffrey B.10% owner
Kruczek Robert PatrickDirector · 10% owner
Paquin Jean-Pierre10% owner
Langer Bradley M.10% owner
Boylan Michael A.10% owner
|
PurchaseCommon Stock | 794,087 | $10.00 | $7,940,870.00 |
DisclosureSEC source: 0000899243-23-019266 · doc4.xml · nonDerivative · entry 3 BROWN BROTHERS HARRIMAN & CO · CIK 0000014661 · 10% owner BBH Capital Partners V, L.P. · CIK 0001642711 · 10% owner BBH Capital Partners V-A, L.P. · CIK 0001642712 · 10% owner BBH CPV WCC Co-Investment LLC · CIK 0001805212 · 10% owner Meskin Jeffrey B. · CIK 0001952856 · 10% owner Kruczek Robert Patrick · CIK 0001934635 · Director · 10% owner Paquin Jean-Pierre · CIK 0001952865 · 10% owner Langer Bradley M. · CIK 0001952858 · 10% owner Boylan Michael A. · CIK 0001953300 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 794,087 F8 · shares: As disclosed in a Current Report on Form 8-K filed by the Issuer on August 9, 2023, each of the Record Holders entered into subscription agreements with the Issuer on July 24, 2023 pursuant to which the Record Holders exercised preemptive rights under the Investor Rights Agreement, dated April 4, 2022, by and among the Issuer, the Record Holders and certain other parties thereto, and the Issuer agreed to issue and sell 1,876,688 Common Shares in the aggregate to the Record Holders at a purchase price per share of $10 (the "BBH Preemptive Rights Investment"). On August 7, 2023, the Company consummated the BBH Preemptive Rights Investment. F9 · balance_after: In addition to the holdings of Common Stock listed here, BBH indirectly holds (i) 10,919,673 shares of Series A Convertible Preferred Stock through BBH CPV, (ii) 220,654 shares of Series A Convertible Preferred Stock through BBH CPV-A and (iii) 8,171,430 shares of Series A Convertible Preferred Stock through BBH CPV Co-Invest. F3 · ownership.nature: Reflects securities directly held by BBH CPV WCC Co-Investment LLC. ("BBH CPV Co-Invest"). F4 · ownership.nature: BBH Capital Partners ("BBHCP") manages private equity investments through its funds, including BBH CPV, BBH CPV-A and BBH CPV Co-Invest (the "Record Holders"). Each of the Record Holders are controlled and managed by a general partner, BBH Private Capital Management V, LLC (the "General Partner"). Brown Brothers Harriman & Co. ("BBH"), a New York limited partnership, serves as the managing member of the General Partner. F5 · ownership.nature: BBH has designated each of Jeffrey Meskin, Patrick Kruczek, JP Paquin, Bradley Langer and Michael Boylan, as the sole and exclusive persons at BBH having voting power (including the power to vote or to direct the vote) and investment power (including the power to dispose or to direct the disposition) with respect to all securities held by the Record Holders. Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of their pecuniary interest therein. F6 · ownership.nature: Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person. F7 · ownership.nature: Each of the Reporting Persons (other than to the extent it directly holds securities reported herein) disclaims beneficial ownership of the securities held by the other Reporting Persons, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934 (the "Exchange Act"), each of the Reporting Persons (other than to the extent it directly holds securities reported herein) states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the securities reported herein for purposes of Section 16 of the Exchange Act or for any other purpose. Read SEC document |
| August 07, 2023 Filed Sep 19, 2023 21:32 UTC |
BROWN BROTHERS HARRIMAN & CO10% owner
BBH Capital Partners V, L.P.10% owner
BBH Capital Partners V-A, L.P.10% owner
BBH CPV WCC Co-Investment LLC10% owner
Meskin Jeffrey B.10% owner
Kruczek Robert PatrickDirector · 10% owner
Paquin Jean-Pierre10% owner
Langer Bradley M.10% owner
Boylan Michael A.10% owner
|
PurchaseCommon Stock | 21,443 | $10.00 | $214,430.00 |
DisclosureSEC source: 0000899243-23-019266 · doc4.xml · nonDerivative · entry 2 BROWN BROTHERS HARRIMAN & CO · CIK 0000014661 · 10% owner BBH Capital Partners V, L.P. · CIK 0001642711 · 10% owner BBH Capital Partners V-A, L.P. · CIK 0001642712 · 10% owner BBH CPV WCC Co-Investment LLC · CIK 0001805212 · 10% owner Meskin Jeffrey B. · CIK 0001952856 · 10% owner Kruczek Robert Patrick · CIK 0001934635 · Director · 10% owner Paquin Jean-Pierre · CIK 0001952865 · 10% owner Langer Bradley M. · CIK 0001952858 · 10% owner Boylan Michael A. · CIK 0001953300 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 21,443 F8 · shares: As disclosed in a Current Report on Form 8-K filed by the Issuer on August 9, 2023, each of the Record Holders entered into subscription agreements with the Issuer on July 24, 2023 pursuant to which the Record Holders exercised preemptive rights under the Investor Rights Agreement, dated April 4, 2022, by and among the Issuer, the Record Holders and certain other parties thereto, and the Issuer agreed to issue and sell 1,876,688 Common Shares in the aggregate to the Record Holders at a purchase price per share of $10 (the "BBH Preemptive Rights Investment"). On August 7, 2023, the Company consummated the BBH Preemptive Rights Investment. F9 · balance_after: In addition to the holdings of Common Stock listed here, BBH indirectly holds (i) 10,919,673 shares of Series A Convertible Preferred Stock through BBH CPV, (ii) 220,654 shares of Series A Convertible Preferred Stock through BBH CPV-A and (iii) 8,171,430 shares of Series A Convertible Preferred Stock through BBH CPV Co-Invest. F2 · ownership.nature: Reflects securities directly held by BBH Capital Partners V-A, L.P. ("BBH CPV-A"). F4 · ownership.nature: BBH Capital Partners ("BBHCP") manages private equity investments through its funds, including BBH CPV, BBH CPV-A and BBH CPV Co-Invest (the "Record Holders"). Each of the Record Holders are controlled and managed by a general partner, BBH Private Capital Management V, LLC (the "General Partner"). Brown Brothers Harriman & Co. ("BBH"), a New York limited partnership, serves as the managing member of the General Partner. F5 · ownership.nature: BBH has designated each of Jeffrey Meskin, Patrick Kruczek, JP Paquin, Bradley Langer and Michael Boylan, as the sole and exclusive persons at BBH having voting power (including the power to vote or to direct the vote) and investment power (including the power to dispose or to direct the disposition) with respect to all securities held by the Record Holders. Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of their pecuniary interest therein. F6 · ownership.nature: Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person. F7 · ownership.nature: Each of the Reporting Persons (other than to the extent it directly holds securities reported herein) disclaims beneficial ownership of the securities held by the other Reporting Persons, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934 (the "Exchange Act"), each of the Reporting Persons (other than to the extent it directly holds securities reported herein) states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the securities reported herein for purposes of Section 16 of the Exchange Act or for any other purpose. Read SEC document |
| August 07, 2023 Filed Sep 19, 2023 21:32 UTC |
BROWN BROTHERS HARRIMAN & CO10% owner
BBH Capital Partners V, L.P.10% owner
BBH Capital Partners V-A, L.P.10% owner
BBH CPV WCC Co-Investment LLC10% owner
Meskin Jeffrey B.10% owner
Kruczek Robert PatrickDirector · 10% owner
Paquin Jean-Pierre10% owner
Langer Bradley M.10% owner
Boylan Michael A.10% owner
|
PurchaseCommon Stock | 1,061,158 | $10.00 | $10,611,580.00 |
DisclosureSEC source: 0000899243-23-019266 · doc4.xml · nonDerivative · entry 1 BROWN BROTHERS HARRIMAN & CO · CIK 0000014661 · 10% owner BBH Capital Partners V, L.P. · CIK 0001642711 · 10% owner BBH Capital Partners V-A, L.P. · CIK 0001642712 · 10% owner BBH CPV WCC Co-Investment LLC · CIK 0001805212 · 10% owner Meskin Jeffrey B. · CIK 0001952856 · 10% owner Kruczek Robert Patrick · CIK 0001934635 · Director · 10% owner Paquin Jean-Pierre · CIK 0001952865 · 10% owner Langer Bradley M. · CIK 0001952858 · 10% owner Boylan Michael A. · CIK 0001953300 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 1,061,158 F8 · shares: As disclosed in a Current Report on Form 8-K filed by the Issuer on August 9, 2023, each of the Record Holders entered into subscription agreements with the Issuer on July 24, 2023 pursuant to which the Record Holders exercised preemptive rights under the Investor Rights Agreement, dated April 4, 2022, by and among the Issuer, the Record Holders and certain other parties thereto, and the Issuer agreed to issue and sell 1,876,688 Common Shares in the aggregate to the Record Holders at a purchase price per share of $10 (the "BBH Preemptive Rights Investment"). On August 7, 2023, the Company consummated the BBH Preemptive Rights Investment. F9 · balance_after: In addition to the holdings of Common Stock listed here, BBH indirectly holds (i) 10,919,673 shares of Series A Convertible Preferred Stock through BBH CPV, (ii) 220,654 shares of Series A Convertible Preferred Stock through BBH CPV-A and (iii) 8,171,430 shares of Series A Convertible Preferred Stock through BBH CPV Co-Invest. F1 · ownership.nature: Reflects securities directly held by BBH Capital Partners V, L.P. ("BBH CPV"). F4 · ownership.nature: BBH Capital Partners ("BBHCP") manages private equity investments through its funds, including BBH CPV, BBH CPV-A and BBH CPV Co-Invest (the "Record Holders"). Each of the Record Holders are controlled and managed by a general partner, BBH Private Capital Management V, LLC (the "General Partner"). Brown Brothers Harriman & Co. ("BBH"), a New York limited partnership, serves as the managing member of the General Partner. F5 · ownership.nature: BBH has designated each of Jeffrey Meskin, Patrick Kruczek, JP Paquin, Bradley Langer and Michael Boylan, as the sole and exclusive persons at BBH having voting power (including the power to vote or to direct the vote) and investment power (including the power to dispose or to direct the disposition) with respect to all securities held by the Record Holders. Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of their pecuniary interest therein. F6 · ownership.nature: Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person. F7 · ownership.nature: Each of the Reporting Persons (other than to the extent it directly holds securities reported herein) disclaims beneficial ownership of the securities held by the other Reporting Persons, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934 (the "Exchange Act"), each of the Reporting Persons (other than to the extent it directly holds securities reported herein) states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the securities reported herein for purposes of Section 16 of the Exchange Act or for any other purpose. Read SEC document |
| August 03, 2023 Filed Aug 9, 2023 10:53 UTC |
HF Direct Investments Pool, LLC10% owner
|
PurchaseCommon Stock | 5,000,000 | $10.00 | $50,000,000.00 |
DisclosureSEC source: 0000950170-23-040242 · ownership.xml · nonDerivative · entry 1 HF Direct Investments Pool, LLC · CIK 0001873304 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,008,000 Read SEC document |
| August 02, 2023 Filed Aug 4, 2023 09:49 UTC |
Stephens Group, LLC10% owner
SG-Coffee, LLC10% owner
CAMPBELL ELIZABETH STEPHENS10% owner
Stephens W. R. Jr.10% owner
|
SaleCommon Stock | 10,000 | $11.08 | $110,835.00 |
DisclosureSEC source: 0001427999-23-000026 · primary_doc.xml · nonDerivative · entry 1 Stephens Group, LLC · CIK 0001427999 · 10% owner SG-Coffee, LLC · CIK 0001931570 · 10% owner CAMPBELL ELIZABETH STEPHENS · CIK 0001228225 · 10% owner Stephens W. R. Jr. · CIK 0001228226 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,484,093 F1 · ownership.direct: In addition to the direct holdings of Common Stock listed here, The Stephens Group, LLC ("The Stephens Group") directly holds 155,814 shares of Series A Convertible Preferred Stock and indirectly holds 2,785,082 shares of Series A Convertible Preferred Stock through SG-Coffee, LLC ("SG-Coffee"). The Stephens Group is the sole manager of SG-Coffee and has voting and dispositive power over the shares held by SG-Coffee. Investment and voting decisions with respect to the shares beneficially owned by The Stephens Group are made by W.R. Stephens, Jr. and Elizabeth S. Campbell, acting as managers. Mr. Stephens and Ms. Campbell may be deemed to possess voting and dispositive control over the shares held by SG-Coffee. Read SEC document |
| July 28, 2023 Filed Jul 31, 2023 09:34 UTC |
Stephens Group, LLC10% owner
SG-Coffee, LLC10% owner
CAMPBELL ELIZABETH STEPHENS10% owner
Stephens W. R. Jr.10% owner
|
SaleCommon Stock | 12,353 | $11.17 | $137,989.19 |
DisclosureSEC source: 0001427999-23-000025 · primary_doc.xml · nonDerivative · entry 2 Stephens Group, LLC · CIK 0001427999 · 10% owner SG-Coffee, LLC · CIK 0001931570 · 10% owner CAMPBELL ELIZABETH STEPHENS · CIK 0001228225 · 10% owner Stephens W. R. Jr. · CIK 0001228226 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,494,093 F1 · ownership.direct: In addition to the direct holdings of Common Stock listed here, The Stephens Group, LLC ("The Stephens Group") directly holds 155,814 shares of Series A Convertible Preferred Stock and indirectly holds 2,785,082 shares of Series A Convertible Preferred Stock through SG-Coffee, LLC ("SG-Coffee"). The Stephens Group is the sole manager of SG-Coffee and has voting and dispositive power over the shares held by SG-Coffee. Investment and voting decisions with respect to the shares beneficially owned by The Stephens Group are made by W.R. Stephens, Jr. and Elizabeth S. Campbell, acting as managers. Mr. Stephens and Ms. Campbell may be deemed to possess voting and dispositive control over the shares held by SG-Coffee. Read SEC document |
| July 27, 2023 Filed Jul 31, 2023 09:34 UTC |
Stephens Group, LLC10% owner
SG-Coffee, LLC10% owner
CAMPBELL ELIZABETH STEPHENS10% owner
Stephens W. R. Jr.10% owner
|
SaleCommon Stock | 2,403 | $11.17 | $26,842.95 |
DisclosureSEC source: 0001427999-23-000025 · primary_doc.xml · nonDerivative · entry 1 Stephens Group, LLC · CIK 0001427999 · 10% owner SG-Coffee, LLC · CIK 0001931570 · 10% owner CAMPBELL ELIZABETH STEPHENS · CIK 0001228225 · 10% owner Stephens W. R. Jr. · CIK 0001228226 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,506,446 F1 · ownership.direct: In addition to the direct holdings of Common Stock listed here, The Stephens Group, LLC ("The Stephens Group") directly holds 155,814 shares of Series A Convertible Preferred Stock and indirectly holds 2,785,082 shares of Series A Convertible Preferred Stock through SG-Coffee, LLC ("SG-Coffee"). The Stephens Group is the sole manager of SG-Coffee and has voting and dispositive power over the shares held by SG-Coffee. Investment and voting decisions with respect to the shares beneficially owned by The Stephens Group are made by W.R. Stephens, Jr. and Elizabeth S. Campbell, acting as managers. Mr. Stephens and Ms. Campbell may be deemed to possess voting and dispositive control over the shares held by SG-Coffee. Read SEC document |
| July 21, 2023 Filed Jul 24, 2023 10:42 UTC |
Stephens Group, LLC10% owner
SG-Coffee, LLC10% owner
CAMPBELL ELIZABETH STEPHENS10% owner
Stephens W. R. Jr.10% owner
|
SaleCommon Stock | 14,723 | $11.37 | $167,382.84 |
DisclosureSEC source: 0001427999-23-000024 · primary_doc.xml · nonDerivative · entry 2 Stephens Group, LLC · CIK 0001427999 · 10% owner SG-Coffee, LLC · CIK 0001931570 · 10% owner CAMPBELL ELIZABETH STEPHENS · CIK 0001228225 · 10% owner Stephens W. R. Jr. · CIK 0001228226 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,508,849 F1 · ownership.direct: In addition to the direct holdings of Common Stock listed here, The Stephens Group, LLC ("The Stephens Group") directly holds 155,814 shares of Series A Convertible Preferred Stock and indirectly holds 2,785,082 shares of Series A Convertible Preferred Stock through SG-Coffee, LLC ("SG-Coffee"). The Stephens Group is the sole manager of SG-Coffee and has voting and dispositive power over the shares held by SG-Coffee. Investment and voting decisions with respect to the shares beneficially owned by The Stephens Group are made by W.R. Stephens, Jr. and Elizabeth S. Campbell, acting as managers. Mr. Stephens and Ms. Campbell may be deemed to possess voting and dispositive control over the shares held by SG-Coffee. Read SEC document |
| July 20, 2023 Filed Jul 24, 2023 10:42 UTC |
Stephens Group, LLC10% owner
SG-Coffee, LLC10% owner
CAMPBELL ELIZABETH STEPHENS10% owner
Stephens W. R. Jr.10% owner
|
SaleCommon Stock | 15,000 | $11.49 | $172,282.50 |
DisclosureSEC source: 0001427999-23-000024 · primary_doc.xml · nonDerivative · entry 1 Stephens Group, LLC · CIK 0001427999 · 10% owner SG-Coffee, LLC · CIK 0001931570 · 10% owner CAMPBELL ELIZABETH STEPHENS · CIK 0001228225 · 10% owner Stephens W. R. Jr. · CIK 0001228226 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,523,572 F1 · ownership.direct: In addition to the direct holdings of Common Stock listed here, The Stephens Group, LLC ("The Stephens Group") directly holds 155,814 shares of Series A Convertible Preferred Stock and indirectly holds 2,785,082 shares of Series A Convertible Preferred Stock through SG-Coffee, LLC ("SG-Coffee"). The Stephens Group is the sole manager of SG-Coffee and has voting and dispositive power over the shares held by SG-Coffee. Investment and voting decisions with respect to the shares beneficially owned by The Stephens Group are made by W.R. Stephens, Jr. and Elizabeth S. Campbell, acting as managers. Mr. Stephens and Ms. Campbell may be deemed to possess voting and dispositive control over the shares held by SG-Coffee. Read SEC document |
| July 19, 2023 Filed Jul 20, 2023 10:02 UTC |
Stephens Group, LLC10% owner
SG-Coffee, LLC10% owner
CAMPBELL ELIZABETH STEPHENS10% owner
Stephens W. R. Jr.10% owner
|
SaleCommon Stock | 15,000 | $11.39 | $170,808.00 |
DisclosureSEC source: 0001427999-23-000022 · primary_doc.xml · nonDerivative · entry 2 Stephens Group, LLC · CIK 0001427999 · 10% owner SG-Coffee, LLC · CIK 0001931570 · 10% owner CAMPBELL ELIZABETH STEPHENS · CIK 0001228225 · 10% owner Stephens W. R. Jr. · CIK 0001228226 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,538,572 F1 · ownership.direct: In addition to the direct holdings of Common Stock listed here, The Stephens Group, LLC ("The Stephens Group") directly holds 155,814 shares of Series A Convertible Preferred Stock and indirectly holds 2,785,082 shares of Series A Convertible Preferred Stock through SG-Coffee, LLC ("SG-Coffee"). The Stephens Group is the sole manager of SG-Coffee and has voting and dispositive power over the shares held by SG-Coffee. Investment and voting decisions with respect to the shares beneficially owned by The Stephens Group are made by W.R. Stephens, Jr. and Elizabeth S. Campbell, acting as managers. Mr. Stephens and Ms. Campbell may be deemed to possess voting and dispositive control over the shares held by SG-Coffee. Read SEC document |
| July 18, 2023 Filed Jul 20, 2023 10:02 UTC |
Stephens Group, LLC10% owner
SG-Coffee, LLC10% owner
CAMPBELL ELIZABETH STEPHENS10% owner
Stephens W. R. Jr.10% owner
|
SaleCommon Stock | 18,510 | $11.37 | $210,462.40 |
DisclosureSEC source: 0001427999-23-000022 · primary_doc.xml · nonDerivative · entry 1 Stephens Group, LLC · CIK 0001427999 · 10% owner SG-Coffee, LLC · CIK 0001931570 · 10% owner CAMPBELL ELIZABETH STEPHENS · CIK 0001228225 · 10% owner Stephens W. R. Jr. · CIK 0001228226 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,553,572 F1 · ownership.direct: In addition to the direct holdings of Common Stock listed here, The Stephens Group, LLC ("The Stephens Group") directly holds 155,814 shares of Series A Convertible Preferred Stock and indirectly holds 2,785,082 shares of Series A Convertible Preferred Stock through SG-Coffee, LLC ("SG-Coffee"). The Stephens Group is the sole manager of SG-Coffee and has voting and dispositive power over the shares held by SG-Coffee. Investment and voting decisions with respect to the shares beneficially owned by The Stephens Group are made by W.R. Stephens, Jr. and Elizabeth S. Campbell, acting as managers. Mr. Stephens and Ms. Campbell may be deemed to possess voting and dispositive control over the shares held by SG-Coffee. Read SEC document |
| June 20, 2023 Filed Jun 22, 2023 10:47 UTC |
Stephens Group, LLC10% owner
SG-Coffee, LLC10% owner
CAMPBELL ELIZABETH STEPHENS10% owner
Stephens W. R. Jr.10% owner
|
SaleCommon Stock | 10,000 | $11.53 | $115,313.00 |
DisclosureSEC source: 0001427999-23-000021 · primary_doc.xml · nonDerivative · entry 1 Stephens Group, LLC · CIK 0001427999 · 10% owner SG-Coffee, LLC · CIK 0001931570 · 10% owner CAMPBELL ELIZABETH STEPHENS · CIK 0001228225 · 10% owner Stephens W. R. Jr. · CIK 0001228226 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,572,082 F1 · ownership.direct: In addition to the direct holdings of Common Stock listed here, The Stephens Group, LLC ("The Stephens Group") directly holds 155,814 shares of Series A Convertible Preferred Stock and indirectly holds 2,785,082 shares of Series A Convertible Preferred Stock through SG-Coffee, LLC ("SG-Coffee"). The Stephens Group is the sole manager of SG-Coffee and has voting and dispositive power over the shares held by SG-Coffee. Investment and voting decisions with respect to the shares beneficially owned by The Stephens Group are made by W.R. Stephens, Jr. and Elizabeth S. Campbell, acting as managers. Mr. Stephens and Ms. Campbell may be deemed to possess voting and dispositive control over the shares held by SG-Coffee. Read SEC document |
| June 15, 2023 Filed Jun 16, 2023 20:05 UTC |
Pledger Thomas ChristopherCHIEF FINANCIAL OFFICER
|
SaleCOMMON STOCK | 28,750 | $11.39 | $327,462.50 |
DisclosureSEC source: 0001903601-23-000068 · primary_doc.xml · nonDerivative · entry 1 Pledger Thomas Christopher · CIK 0001933995 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 373,875 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 17, 2023. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.30 to $11.45, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range. Read SEC document |
| May 17, 2023 Filed May 18, 2023 16:57 UTC |
FORD JOE TDirector
|
PurchaseCOMMON STOCK | 10,000 | $10.73 | $107,300.00 |
DisclosureSEC source: 0001903601-23-000057 · primary_doc.xml · nonDerivative · entry 1 FORD JOE T · CIK 0001176401 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 110,700 F1 · shares: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $10.72 to $10.73, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within such range. Read SEC document |
| May 01, 2023 Filed May 2, 2023 14:47 UTC |
Stephens Group, LLC10% owner
SG-Coffee, LLC10% owner
CAMPBELL ELIZABETH STEPHENS10% owner
Stephens W. R. Jr.10% owner
|
SaleCommon Stock | 500 | $12.29 | $6,147.00 |
DisclosureSEC source: 0001427999-23-000020 · primary_doc.xml · nonDerivative · entry 2 Stephens Group, LLC · CIK 0001427999 · 10% owner SG-Coffee, LLC · CIK 0001931570 · 10% owner CAMPBELL ELIZABETH STEPHENS · CIK 0001228225 · 10% owner Stephens W. R. Jr. · CIK 0001228226 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,582,082 F1 · ownership.direct: In addition to the direct holdings of Common Stock listed here, The Stephens Group, LLC ("The Stephens Group") directly holds 155,814 shares of Series A Convertible Preferred Stock and indirectly holds 2,785,082 shares of Series A Convertible Preferred Stock through SG-Coffee, LLC ("SG-Coffee"). The Stephens Group is the sole manager of SG-Coffee and has voting and dispositive power over the shares held by SG-Coffee. Investment and voting decisions with respect to the shares beneficially owned by The Stephens Group are made by W.R. Stephens, Jr. and Elizabeth S. Campbell, acting as managers. Mr. Stephens and Ms. Campbell may be deemed to possess voting and dispositive control over the shares held by SG-Coffee. Read SEC document |
| April 28, 2023 Filed May 2, 2023 14:47 UTC |
Stephens Group, LLC10% owner
SG-Coffee, LLC10% owner
CAMPBELL ELIZABETH STEPHENS10% owner
Stephens W. R. Jr.10% owner
|
SaleCommon Stock | 209 | $12.25 | $2,560.29 |
DisclosureSEC source: 0001427999-23-000020 · primary_doc.xml · nonDerivative · entry 1 Stephens Group, LLC · CIK 0001427999 · 10% owner SG-Coffee, LLC · CIK 0001931570 · 10% owner CAMPBELL ELIZABETH STEPHENS · CIK 0001228225 · 10% owner Stephens W. R. Jr. · CIK 0001228226 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,582,582 F1 · ownership.direct: In addition to the direct holdings of Common Stock listed here, The Stephens Group, LLC ("The Stephens Group") directly holds 155,814 shares of Series A Convertible Preferred Stock and indirectly holds 2,785,082 shares of Series A Convertible Preferred Stock through SG-Coffee, LLC ("SG-Coffee"). The Stephens Group is the sole manager of SG-Coffee and has voting and dispositive power over the shares held by SG-Coffee. Investment and voting decisions with respect to the shares beneficially owned by The Stephens Group are made by W.R. Stephens, Jr. and Elizabeth S. Campbell, acting as managers. Mr. Stephens and Ms. Campbell may be deemed to possess voting and dispositive control over the shares held by SG-Coffee. Read SEC document |
| April 24, 2023 Filed Apr 25, 2023 09:51 UTC |
Stephens Group, LLC10% owner
SG-Coffee, LLC10% owner
CAMPBELL ELIZABETH STEPHENS10% owner
Stephens W. R. Jr.10% owner
|
SaleCommon Stock | 5,055 | $12.58 | $63,607.57 |
DisclosureSEC source: 0001427999-23-000019 · primary_doc.xml · nonDerivative · entry 2 Stephens Group, LLC · CIK 0001427999 · 10% owner SG-Coffee, LLC · CIK 0001931570 · 10% owner CAMPBELL ELIZABETH STEPHENS · CIK 0001228225 · 10% owner Stephens W. R. Jr. · CIK 0001228226 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,582,791 F1 · ownership.direct: In addition to the direct holdings of Common Stock listed here, The Stephens Group, LLC ("The Stephens Group") directly holds 155,814 shares of Series A Convertible Preferred Stock and indirectly holds 2,785,082 shares of Series A Convertible Preferred Stock through SG-Coffee, LLC ("SG-Coffee"). The Stephens Group is the sole manager of SG-Coffee and has voting and dispositive power over the shares held by SG-Coffee. Investment and voting decisions with respect to the shares beneficially owned by The Stephens Group are made by W.R. Stephens, Jr. and Elizabeth S. Campbell, acting as managers. Mr. Stephens and Ms. Campbell may be deemed to possess voting and dispositive control over the shares held by SG-Coffee. Read SEC document |
| April 21, 2023 Filed Apr 25, 2023 09:51 UTC |
Stephens Group, LLC10% owner
SG-Coffee, LLC10% owner
CAMPBELL ELIZABETH STEPHENS10% owner
Stephens W. R. Jr.10% owner
|
SaleCommon Stock | 5,641 | $12.54 | $70,754.50 |
DisclosureSEC source: 0001427999-23-000019 · primary_doc.xml · nonDerivative · entry 1 Stephens Group, LLC · CIK 0001427999 · 10% owner SG-Coffee, LLC · CIK 0001931570 · 10% owner CAMPBELL ELIZABETH STEPHENS · CIK 0001228225 · 10% owner Stephens W. R. Jr. · CIK 0001228226 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,587,846 F1 · ownership.direct: In addition to the direct holdings of Common Stock listed here, The Stephens Group, LLC ("The Stephens Group") directly holds 155,814 shares of Series A Convertible Preferred Stock and indirectly holds 2,785,082 shares of Series A Convertible Preferred Stock through SG-Coffee, LLC ("SG-Coffee"). The Stephens Group is the sole manager of SG-Coffee and has voting and dispositive power over the shares held by SG-Coffee. Investment and voting decisions with respect to the shares beneficially owned by The Stephens Group are made by W.R. Stephens, Jr. and Elizabeth S. Campbell, acting as managers. Mr. Stephens and Ms. Campbell may be deemed to possess voting and dispositive control over the shares held by SG-Coffee. Read SEC document |
| April 17, 2023 Filed Apr 18, 2023 10:48 UTC |
Stephens Group, LLC10% owner
SG-Coffee, LLC10% owner
CAMPBELL ELIZABETH STEPHENS10% owner
Stephens W. R. Jr.10% owner
|
SaleCommon Stock | 4,893 | $12.54 | $61,352.35 |
DisclosureSEC source: 0001427999-23-000018 · primary_doc.xml · nonDerivative · entry 2 Stephens Group, LLC · CIK 0001427999 · 10% owner SG-Coffee, LLC · CIK 0001931570 · 10% owner CAMPBELL ELIZABETH STEPHENS · CIK 0001228225 · 10% owner Stephens W. R. Jr. · CIK 0001228226 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,593,487 F1 · ownership.direct: In addition to the direct holdings of Common Stock listed here, The Stephens Group, LLC ("The Stephens Group") directly holds 155,814 shares of Series A Convertible Preferred Stock and indirectly holds 2,785,082 shares of Series A Convertible Preferred Stock through SG-Coffee, LLC ("SG-Coffee"). The Stephens Group is the sole manager of SG-Coffee and has voting and dispositive power over the shares held by SG-Coffee. Investment and voting decisions with respect to the shares beneficially owned by The Stephens Group are made by W.R. Stephens, Jr. and Elizabeth S. Campbell, acting as managers. Mr. Stephens and Ms. Campbell may be deemed to possess voting and dispositive control over the shares held by SG-Coffee. Read SEC document |
| April 14, 2023 Filed Apr 18, 2023 10:48 UTC |
Stephens Group, LLC10% owner
SG-Coffee, LLC10% owner
CAMPBELL ELIZABETH STEPHENS10% owner
Stephens W. R. Jr.10% owner
|
SaleCommon Stock | 3,489 | $12.53 | $43,710.54 |
DisclosureSEC source: 0001427999-23-000018 · primary_doc.xml · nonDerivative · entry 1 Stephens Group, LLC · CIK 0001427999 · 10% owner SG-Coffee, LLC · CIK 0001931570 · 10% owner CAMPBELL ELIZABETH STEPHENS · CIK 0001228225 · 10% owner Stephens W. R. Jr. · CIK 0001228226 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,598,380 F1 · ownership.direct: In addition to the direct holdings of Common Stock listed here, The Stephens Group, LLC ("The Stephens Group") directly holds 155,814 shares of Series A Convertible Preferred Stock and indirectly holds 2,785,082 shares of Series A Convertible Preferred Stock through SG-Coffee, LLC ("SG-Coffee"). The Stephens Group is the sole manager of SG-Coffee and has voting and dispositive power over the shares held by SG-Coffee. Investment and voting decisions with respect to the shares beneficially owned by The Stephens Group are made by W.R. Stephens, Jr. and Elizabeth S. Campbell, acting as managers. Mr. Stephens and Ms. Campbell may be deemed to possess voting and dispositive control over the shares held by SG-Coffee. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.