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Nasdaq · USD

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Westrock Coffee Co

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Tapewire entity
5164
SEC CIK
0001806347
Parsed reports
235

Last 12 months

Inside the activity.

19 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025110
Dec 202510
Jan 202600
Feb 202600
Mar 202620
Apr 202600
May 202640
Jun 202610
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 28, 2023 Filed Aug 31, 2023 00:06 UTC
Ford William AGROUP PRESIDENT, OPERATIONS
PurchaseCOMMON STOCK 4,000 $10.05 $40,200.00
Disclosure

SEC source: 0001903601-23-000100 · primary_doc.xml · nonDerivative · entry 3

Ford William A · CIK 0001933479 · GROUP PRESIDENT, OPERATIONS

10b5-1 filing: No plan indicated

Ownership: Indirect · BY IMMEDIATE FAMILY MEMBER 2

Disclosed balance after: 4,000

F1 · ownership.nature: Represents shares of the Issuer's common stock, par value $0.01 per share ("Common Stock"), held of record an immediate family member sharing the same household as Mr. Ford. Mr. Ford disclaims beneficial ownership over all shares of Common Stock held by such person over which he does not have any pecuniary interest, and this report shall not be deemed an admission that Mr. Ford is the beneficial owner of the disclaimed securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
August 28, 2023 Filed Aug 31, 2023 00:06 UTC
Ford William AGROUP PRESIDENT, OPERATIONS
PurchaseCOMMON STOCK 5,000 $10.05 $50,250.00
Disclosure

SEC source: 0001903601-23-000100 · primary_doc.xml · nonDerivative · entry 2

Ford William A · CIK 0001933479 · GROUP PRESIDENT, OPERATIONS

10b5-1 filing: No plan indicated

Ownership: Indirect · BY IMMEDIATE FAMILY MEMBER 1

Disclosed balance after: 5,000

F1 · ownership.nature: Represents shares of the Issuer's common stock, par value $0.01 per share ("Common Stock"), held of record an immediate family member sharing the same household as Mr. Ford. Mr. Ford disclaims beneficial ownership over all shares of Common Stock held by such person over which he does not have any pecuniary interest, and this report shall not be deemed an admission that Mr. Ford is the beneficial owner of the disclaimed securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
August 28, 2023 Filed Aug 31, 2023 00:06 UTC
Ford William AGROUP PRESIDENT, OPERATIONS
PurchaseCOMMON STOCK 3,500 $10.02 $35,070.00
Disclosure

SEC source: 0001903601-23-000100 · primary_doc.xml · nonDerivative · entry 1

Ford William A · CIK 0001933479 · GROUP PRESIDENT, OPERATIONS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 331,023

Read SEC document
August 24, 2023 Filed Aug 24, 2023 16:56 UTC
FORD JOE TDirector
PurchaseCOMMON STOCK 10,000 $10.00 $100,000.00
Disclosure

SEC source: 0001903601-23-000094 · primary_doc.xml · nonDerivative · entry 2

FORD JOE T · CIK 0001176401 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 385,000

Read SEC document
August 23, 2023 Filed Aug 24, 2023 16:56 UTC
FORD JOE TDirector
PurchaseCOMMON STOCK 10,000 $10.19 $101,900.00
Disclosure

SEC source: 0001903601-23-000094 · primary_doc.xml · nonDerivative · entry 1

FORD JOE T · CIK 0001176401 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 375,000

Read SEC document
August 21, 2023 Filed Aug 22, 2023 16:35 UTC
FORD JOE TDirector
PurchaseCOMMON STOCK 4,317 $10.85 $46,839.45
Disclosure

SEC source: 0001903601-23-000087 · primary_doc.xml · nonDerivative · entry 1

FORD JOE T · CIK 0001176401 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 365,000

Read SEC document
August 17, 2023 Filed Aug 30, 2023 21:48 UTC
RBM Acquisition, LLCPrior 10% Owner
RBM Investments, LLCPrior 10% Owner
OtherWARRANTS · Derivative 14,023 Not disclosed Strike: $11.50 Not disclosed
Disclosure

SEC source: 0001140361-23-041893 · form4.xml · derivative · entry 12

MARTIN R BRAD · CIK 0001186888 · Director

Riverview Sponsor Partners, LLC · CIK 0001860149 · Prior 10% Owner

RBM Acquisition, LLC · CIK 0001944164 · Prior 10% Owner

RBM Investments, LLC · CIK 0001943938 · Prior 10% Owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By spouse

Disclosed balance after: 14,023

Underlying: Common Stock · 14,023 shares

Expires 2027-08-26

F5 · kind: Represents pro rata distribution from Riverview Sponsor Partners, LLC, of 5,352,642 of the issuer's warrants for Common Stock ("Warrants") to members other than Mr. Martin. Mr. Martin is the managing member of Riverview Sponsor Partners, LLC. Each Warrant is exercisable for one share of Common Stock. The Warrants are expected to be exercisable from and after September 25, 2022, subject to the terms and conditions of the Amended and Restated Warrant Agreement, dated August 26, 2022, by and among the Issuer, Computershare Inc. and Computershare Trust Company, N.A.

F5 · price: Represents pro rata distribution from Riverview Sponsor Partners, LLC, of 5,352,642 of the issuer's warrants for Common Stock ("Warrants") to members other than Mr. Martin. Mr. Martin is the managing member of Riverview Sponsor Partners, LLC. Each Warrant is exercisable for one share of Common Stock. The Warrants are expected to be exercisable from and after September 25, 2022, subject to the terms and conditions of the Amended and Restated Warrant Agreement, dated August 26, 2022, by and among the Issuer, Computershare Inc. and Computershare Trust Company, N.A.

F7 · derivative.underlying_shares: Mr. Martin disclaims beneficial ownership of 56,092 Warrants held by members of Mr. Martin's household, and this report shall not be deemed an admission that Mr. Martin is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
August 17, 2023 Filed Aug 30, 2023 21:48 UTC
RBM Acquisition, LLCPrior 10% Owner
RBM Investments, LLCPrior 10% Owner
OtherWARRANTS · Derivative 14,023 Not disclosed Strike: $11.50 Not disclosed
Disclosure

SEC source: 0001140361-23-041893 · form4.xml · derivative · entry 11

MARTIN R BRAD · CIK 0001186888 · Director

Riverview Sponsor Partners, LLC · CIK 0001860149 · Prior 10% Owner

RBM Acquisition, LLC · CIK 0001944164 · Prior 10% Owner

RBM Investments, LLC · CIK 0001943938 · Prior 10% Owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By son

Disclosed balance after: 14,023

Underlying: Common Stock · 14,023 shares

Expires 2027-08-26

F5 · kind: Represents pro rata distribution from Riverview Sponsor Partners, LLC, of 5,352,642 of the issuer's warrants for Common Stock ("Warrants") to members other than Mr. Martin. Mr. Martin is the managing member of Riverview Sponsor Partners, LLC. Each Warrant is exercisable for one share of Common Stock. The Warrants are expected to be exercisable from and after September 25, 2022, subject to the terms and conditions of the Amended and Restated Warrant Agreement, dated August 26, 2022, by and among the Issuer, Computershare Inc. and Computershare Trust Company, N.A.

F5 · price: Represents pro rata distribution from Riverview Sponsor Partners, LLC, of 5,352,642 of the issuer's warrants for Common Stock ("Warrants") to members other than Mr. Martin. Mr. Martin is the managing member of Riverview Sponsor Partners, LLC. Each Warrant is exercisable for one share of Common Stock. The Warrants are expected to be exercisable from and after September 25, 2022, subject to the terms and conditions of the Amended and Restated Warrant Agreement, dated August 26, 2022, by and among the Issuer, Computershare Inc. and Computershare Trust Company, N.A.

F7 · derivative.underlying_shares: Mr. Martin disclaims beneficial ownership of 56,092 Warrants held by members of Mr. Martin's household, and this report shall not be deemed an admission that Mr. Martin is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
August 17, 2023 Filed Aug 30, 2023 21:48 UTC
RBM Acquisition, LLCPrior 10% Owner
RBM Investments, LLCPrior 10% Owner
OtherWARRANTS · Derivative 14,023 Not disclosed Strike: $11.50 Not disclosed
Disclosure

SEC source: 0001140361-23-041893 · form4.xml · derivative · entry 10

MARTIN R BRAD · CIK 0001186888 · Director

Riverview Sponsor Partners, LLC · CIK 0001860149 · Prior 10% Owner

RBM Acquisition, LLC · CIK 0001944164 · Prior 10% Owner

RBM Investments, LLC · CIK 0001943938 · Prior 10% Owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By son

Disclosed balance after: 14,023

Underlying: Common Stock · 14,023 shares

Expires 2027-08-26

F5 · kind: Represents pro rata distribution from Riverview Sponsor Partners, LLC, of 5,352,642 of the issuer's warrants for Common Stock ("Warrants") to members other than Mr. Martin. Mr. Martin is the managing member of Riverview Sponsor Partners, LLC. Each Warrant is exercisable for one share of Common Stock. The Warrants are expected to be exercisable from and after September 25, 2022, subject to the terms and conditions of the Amended and Restated Warrant Agreement, dated August 26, 2022, by and among the Issuer, Computershare Inc. and Computershare Trust Company, N.A.

F5 · price: Represents pro rata distribution from Riverview Sponsor Partners, LLC, of 5,352,642 of the issuer's warrants for Common Stock ("Warrants") to members other than Mr. Martin. Mr. Martin is the managing member of Riverview Sponsor Partners, LLC. Each Warrant is exercisable for one share of Common Stock. The Warrants are expected to be exercisable from and after September 25, 2022, subject to the terms and conditions of the Amended and Restated Warrant Agreement, dated August 26, 2022, by and among the Issuer, Computershare Inc. and Computershare Trust Company, N.A.

F7 · derivative.underlying_shares: Mr. Martin disclaims beneficial ownership of 56,092 Warrants held by members of Mr. Martin's household, and this report shall not be deemed an admission that Mr. Martin is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
August 17, 2023 Filed Aug 30, 2023 21:48 UTC
RBM Acquisition, LLCPrior 10% Owner
RBM Investments, LLCPrior 10% Owner
OtherWARRANTS · Derivative 14,023 Not disclosed Strike: $11.50 Not disclosed
Disclosure

SEC source: 0001140361-23-041893 · form4.xml · derivative · entry 9

MARTIN R BRAD · CIK 0001186888 · Director

Riverview Sponsor Partners, LLC · CIK 0001860149 · Prior 10% Owner

RBM Acquisition, LLC · CIK 0001944164 · Prior 10% Owner

RBM Investments, LLC · CIK 0001943938 · Prior 10% Owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By son

Disclosed balance after: 14,023

Underlying: Common Stock · 14,023 shares

Expires 2027-08-26

F5 · kind: Represents pro rata distribution from Riverview Sponsor Partners, LLC, of 5,352,642 of the issuer's warrants for Common Stock ("Warrants") to members other than Mr. Martin. Mr. Martin is the managing member of Riverview Sponsor Partners, LLC. Each Warrant is exercisable for one share of Common Stock. The Warrants are expected to be exercisable from and after September 25, 2022, subject to the terms and conditions of the Amended and Restated Warrant Agreement, dated August 26, 2022, by and among the Issuer, Computershare Inc. and Computershare Trust Company, N.A.

F5 · price: Represents pro rata distribution from Riverview Sponsor Partners, LLC, of 5,352,642 of the issuer's warrants for Common Stock ("Warrants") to members other than Mr. Martin. Mr. Martin is the managing member of Riverview Sponsor Partners, LLC. Each Warrant is exercisable for one share of Common Stock. The Warrants are expected to be exercisable from and after September 25, 2022, subject to the terms and conditions of the Amended and Restated Warrant Agreement, dated August 26, 2022, by and among the Issuer, Computershare Inc. and Computershare Trust Company, N.A.

F7 · derivative.underlying_shares: Mr. Martin disclaims beneficial ownership of 56,092 Warrants held by members of Mr. Martin's household, and this report shall not be deemed an admission that Mr. Martin is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
August 17, 2023 Filed Aug 30, 2023 21:48 UTC
RBM Acquisition, LLCPrior 10% Owner
RBM Investments, LLCPrior 10% Owner
OtherCOMMON STOCK 8,755 $0.00 $0.00
Disclosure

SEC source: 0001140361-23-041893 · form4.xml · nonDerivative · entry 6

MARTIN R BRAD · CIK 0001186888 · Director

Riverview Sponsor Partners, LLC · CIK 0001860149 · Prior 10% Owner

RBM Acquisition, LLC · CIK 0001944164 · Prior 10% Owner

RBM Investments, LLC · CIK 0001943938 · Prior 10% Owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By spouse

Disclosed balance after: 8,755

F1 · kind: Represents pro rata distribution from Riverview Sponsor Partners, LLC, RBM Acquisition, LLC, and RBM Investments, LLC of the issuer's common stock, par value $0.01 per share ("Common Stock"), to members other than Mr. Martin. Mr. Martin is the managing member of all entities.

F4 · balance_after: Mr. Martin disclaims beneficial ownership of 35,023 shares of Common Stock held by members of Mr. Martin's household, and this report shall not be deemed an admission that Mr. Martin is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
August 17, 2023 Filed Aug 30, 2023 21:48 UTC
RBM Acquisition, LLCPrior 10% Owner
RBM Investments, LLCPrior 10% Owner
OtherCOMMON STOCK 8,756 $0.00 $0.00
Disclosure

SEC source: 0001140361-23-041893 · form4.xml · nonDerivative · entry 5

MARTIN R BRAD · CIK 0001186888 · Director

Riverview Sponsor Partners, LLC · CIK 0001860149 · Prior 10% Owner

RBM Acquisition, LLC · CIK 0001944164 · Prior 10% Owner

RBM Investments, LLC · CIK 0001943938 · Prior 10% Owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By son

Disclosed balance after: 8,756

F1 · kind: Represents pro rata distribution from Riverview Sponsor Partners, LLC, RBM Acquisition, LLC, and RBM Investments, LLC of the issuer's common stock, par value $0.01 per share ("Common Stock"), to members other than Mr. Martin. Mr. Martin is the managing member of all entities.

F4 · balance_after: Mr. Martin disclaims beneficial ownership of 35,023 shares of Common Stock held by members of Mr. Martin's household, and this report shall not be deemed an admission that Mr. Martin is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
August 17, 2023 Filed Aug 30, 2023 21:48 UTC
RBM Acquisition, LLCPrior 10% Owner
RBM Investments, LLCPrior 10% Owner
OtherCOMMON STOCK 8,756 $0.00 $0.00
Disclosure

SEC source: 0001140361-23-041893 · form4.xml · nonDerivative · entry 4

MARTIN R BRAD · CIK 0001186888 · Director

Riverview Sponsor Partners, LLC · CIK 0001860149 · Prior 10% Owner

RBM Acquisition, LLC · CIK 0001944164 · Prior 10% Owner

RBM Investments, LLC · CIK 0001943938 · Prior 10% Owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By son

Disclosed balance after: 8,756

F1 · kind: Represents pro rata distribution from Riverview Sponsor Partners, LLC, RBM Acquisition, LLC, and RBM Investments, LLC of the issuer's common stock, par value $0.01 per share ("Common Stock"), to members other than Mr. Martin. Mr. Martin is the managing member of all entities.

F4 · balance_after: Mr. Martin disclaims beneficial ownership of 35,023 shares of Common Stock held by members of Mr. Martin's household, and this report shall not be deemed an admission that Mr. Martin is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
August 17, 2023 Filed Aug 30, 2023 21:48 UTC
RBM Acquisition, LLCPrior 10% Owner
RBM Investments, LLCPrior 10% Owner
OtherCOMMON STOCK 8,756 $0.00 $0.00
Disclosure

SEC source: 0001140361-23-041893 · form4.xml · nonDerivative · entry 3

MARTIN R BRAD · CIK 0001186888 · Director

Riverview Sponsor Partners, LLC · CIK 0001860149 · Prior 10% Owner

RBM Acquisition, LLC · CIK 0001944164 · Prior 10% Owner

RBM Investments, LLC · CIK 0001943938 · Prior 10% Owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By son

Disclosed balance after: 8,756

F1 · kind: Represents pro rata distribution from Riverview Sponsor Partners, LLC, RBM Acquisition, LLC, and RBM Investments, LLC of the issuer's common stock, par value $0.01 per share ("Common Stock"), to members other than Mr. Martin. Mr. Martin is the managing member of all entities.

F4 · balance_after: Mr. Martin disclaims beneficial ownership of 35,023 shares of Common Stock held by members of Mr. Martin's household, and this report shall not be deemed an admission that Mr. Martin is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
August 17, 2023 Filed Aug 30, 2023 21:48 UTC
RBM Acquisition, LLCPrior 10% Owner
RBM Investments, LLCPrior 10% Owner
OtherCOMMON STOCK 95,995 $0.00 $0.00
Disclosure

SEC source: 0001140361-23-041893 · form4.xml · nonDerivative · entry 2

MARTIN R BRAD · CIK 0001186888 · Director

Riverview Sponsor Partners, LLC · CIK 0001860149 · Prior 10% Owner

RBM Acquisition, LLC · CIK 0001944164 · Prior 10% Owner

RBM Investments, LLC · CIK 0001943938 · Prior 10% Owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By RBM Venture Company

Disclosed balance after: 95,995

F1 · kind: Represents pro rata distribution from Riverview Sponsor Partners, LLC, RBM Acquisition, LLC, and RBM Investments, LLC of the issuer's common stock, par value $0.01 per share ("Common Stock"), to members other than Mr. Martin. Mr. Martin is the managing member of all entities.

F3 · balance_after: Represents the 95,995 shares of Common Stock transferred to RBM Venture Company, of which Mr. Martin owns 100%.

Read SEC document
August 16, 2023 Filed Aug 16, 2023 17:27 UTC
FORD JOE TDirector
PurchaseCOMMON STOCK 683 $10.65 $7,273.95
Disclosure

SEC source: 0001903601-23-000080 · primary_doc.xml · nonDerivative · entry 4

FORD JOE T · CIK 0001176401 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 360,683

Read SEC document
August 15, 2023 Filed Aug 16, 2023 17:27 UTC
FORD JOE TDirector
PurchaseCOMMON STOCK 5,000 $10.63 $53,150.00
Disclosure

SEC source: 0001903601-23-000080 · primary_doc.xml · nonDerivative · entry 3

FORD JOE T · CIK 0001176401 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 360,000

F2 · shares: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $10.61 to $10.65, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within such range.

Read SEC document
August 15, 2023 Filed Aug 30, 2023 21:48 UTC
RBM Acquisition, LLCPrior 10% Owner
RBM Investments, LLCPrior 10% Owner
OtherCOMMON STOCK 3,426,095 $0.00 $0.00
Disclosure

SEC source: 0001140361-23-041893 · form4.xml · nonDerivative · entry 1

MARTIN R BRAD · CIK 0001186888 · Director

Riverview Sponsor Partners, LLC · CIK 0001860149 · Prior 10% Owner

RBM Acquisition, LLC · CIK 0001944164 · Prior 10% Owner

RBM Investments, LLC · CIK 0001943938 · Prior 10% Owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,969,104

F1 · kind: Represents pro rata distribution from Riverview Sponsor Partners, LLC, RBM Acquisition, LLC, and RBM Investments, LLC of the issuer's common stock, par value $0.01 per share ("Common Stock"), to members other than Mr. Martin. Mr. Martin is the managing member of all entities.

F1 · shares: Represents pro rata distribution from Riverview Sponsor Partners, LLC, RBM Acquisition, LLC, and RBM Investments, LLC of the issuer's common stock, par value $0.01 per share ("Common Stock"), to members other than Mr. Martin. Mr. Martin is the managing member of all entities.

F2 · balance_after: Represents the 1,251,887 acquired by Mr. Martin from Riverview Sponsor Partners, LLC, RBM Acquisition, LLC, and RBM Investments, LLC, in addition to the 1,700,000 shares of Common Stock previously owned by Mr. Martin, plus 17,127 restricted stock units ("RSUs"), which were granted pursuant to the Westrock Coffee Company 2022 Equity Incentive Plan. Each RSU represents a contingent right to receive one share of the issuer's Common Stock. 9,000 of the RSUs vested on August 29, 2023 and 8,217 will vest on August 14, 2024, subject to Mr. Martin's continued service on the board of directors of the issuer through the applicable vesting date and certain early vesting conditions.

Read SEC document
August 14, 2023 Filed Aug 16, 2023 17:27 UTC
FORD JOE TDirector
PurchaseCOMMON STOCK 5,000 $10.68 $53,400.00
Disclosure

SEC source: 0001903601-23-000080 · primary_doc.xml · nonDerivative · entry 2

FORD JOE T · CIK 0001176401 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 355,000

Read SEC document
August 14, 2023 Filed Aug 16, 2023 17:27 UTC
FORD JOE TDirector
GrantCOMMON STOCK 8,217 $0.00 $0.00
Disclosure

SEC source: 0001903601-23-000080 · primary_doc.xml · nonDerivative · entry 1

FORD JOE T · CIK 0001176401 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 118,917

F1 · shares: These restricted stock units ("RSUs") are granted pursuant to the Westrock Coffee Company 2022 Equity Incentive Plan. Each RSU represents a contingent right to receive one share of the issuer's common stock, par value $0.01 per share ("Common Stock"). The RSUs will vest on August 14, 2024, subject to the reporting person's continued service on the board of directors of the issuer through the applicable vesting date and certain early vesting conditions.

Read SEC document
August 14, 2023 Filed Aug 16, 2023 21:39 UTC
MARTIN R BRADDirector · 10% owner
GrantCOMMON STOCK 8,217 $0.00 $0.00
Disclosure

SEC source: 0001903601-23-000081 · primary_doc.xml · nonDerivative · entry 1

MARTIN R BRAD · CIK 0001186888 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,717,217

F1 · shares: These restricted stock units ("RSUs") are granted pursuant to the Westrock Coffee Company 2022 Equity Incentive Plan. Each RSU represents a contingent right to receive one share of the issuer's common stock, par value $0.01 per share ("Common Stock"). The RSUs will vest on August 14, 2024, subject to the reporting person's continued service on the board of directors of the issuer through the applicable vesting date and certain early vesting conditions.

Read SEC document
August 14, 2023 Filed Aug 16, 2023 21:24 UTC GrantCOMMON STOCK 8,217 $0.00 $0.00
Disclosure

SEC source: 0001861394-23-000018 · primary_doc.xml · nonDerivative · entry 1

Umesiri Oluwatoyin · CIK 0001933305 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,217

F1 · shares: These restricted stock units ("RSUs") are granted pursuant to the Westrock Coffee Company 2022 Equity Incentive Plan. Each RSU represents a contingent right to receive one share of the issuer's common stock, par value $0.01 per share. The RSUs will vest on August 14, 2024, subject to the reporting person's continued service on the board of directors of the issuer through the applicable vesting date and certain early vesting conditions.

Read SEC document
August 14, 2023 Filed Aug 16, 2023 21:14 UTC GrantCOMMON STOCK 8,217 $0.00 $0.00
Disclosure

SEC source: 0001861394-23-000017 · primary_doc.xml · nonDerivative · entry 1

NATORI JOSIE C · CIK 0001193634 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,217

F1 · shares: These restricted stock units ("RSUs") are granted pursuant to the Westrock Coffee Company 2022 Equity Incentive Plan. Each RSU represents a contingent right to receive one share of the issuer's common stock, par value $0.01 per share. The RSUs will vest on August 14, 2024, subject to the reporting person's continued service on the board of directors of the issuer through the applicable vesting date and certain early vesting conditions.

Read SEC document
August 14, 2023 Filed Aug 16, 2023 21:04 UTC GrantCOMMON STOCK 8,217 $0.00 $0.00
Disclosure

SEC source: 0001861394-23-000016 · primary_doc.xml · nonDerivative · entry 1

McColl Hugh III · CIK 0001934476 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,217

F1 · shares: These restricted stock units ("RSUs") are granted pursuant to the Westrock Coffee Company 2022 Equity Incentive Plan. Each RSU represents a contingent right to receive one share of the issuer's common stock, par value $0.01 per share. The RSUs will vest on August 14, 2024, subject to the reporting person's continued service on the board of directors of the issuer through the applicable vesting date and certain early vesting conditions.

Read SEC document
August 14, 2023 Filed Aug 16, 2023 20:49 UTC GrantCOMMON STOCK 8,217 $0.00 $0.00
Disclosure

SEC source: 0001861394-23-000015 · primary_doc.xml · nonDerivative · entry 1

Kruczek Robert Patrick · CIK 0001934635 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,217

F1 · shares: These restricted stock units ("RSUs") are granted pursuant to the Westrock Coffee Company 2022 Equity Incentive Plan. Each RSU represents a contingent right to receive one share of the issuer's common stock, par value $0.01 per share. The RSUs will vest on August 14, 2024, subject to the reporting person's continued service on the board of directors of the issuer through the applicable vesting date and certain early vesting conditions.

Read SEC document
August 14, 2023 Filed Aug 16, 2023 20:48 UTC GrantCOMMON STOCK 8,217 $0.00 $0.00
Disclosure

SEC source: 0001903601-23-000079 · primary_doc.xml · nonDerivative · entry 1

KEATING LESLIE STARR · CIK 0001716654 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 88,143

F1 · shares: These restricted stock units ("RSUs") are granted pursuant to the Westrock Coffee Company 2022 Equity Incentive Plan. Each RSU represents a contingent right to receive one share of the issuer's common stock, par value $0.01 per share. The RSUs will vest on August 14, 2024, subject to the reporting person's continued service on the board of directors of the issuer through the applicable vesting date and certain early vesting conditions.

F2 · balance_after: Includes 40,926 shares received by the reporting person from a pro rata distribution of shares of the issuer's common stock held by a limited liability company of which the reporting person is a member.

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August 14, 2023 Filed Aug 16, 2023 20:35 UTC GrantCOMMON STOCK 8,217 $0.00 $0.00
Disclosure

SEC source: 0001903601-23-000078 · primary_doc.xml · nonDerivative · entry 1

FOX JEFFREY H · CIK 0001187383 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,217

F1 · shares: These restricted stock units ("RSUs") are granted pursuant to the Westrock Coffee Company 2022 Equity Incentive Plan. Each RSU represents a contingent right to receive one share of the issuer's common stock, par value $0.01 per share ("Common Stock"). The RSUs will vest on August 14, 2024, subject to the reporting person's continued service on the board of directors of the issuer through the applicable vesting date and certain early vesting conditions.

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August 14, 2023 Filed Aug 16, 2023 20:20 UTC GrantCOMMON STOCK 8,217 $0.00 $0.00
Disclosure

SEC source: 0001903601-23-000077 · primary_doc.xml · nonDerivative · entry 1

EDMUNDS MARK A · CIK 0001748634 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 83,143

F1 · shares: These restricted stock units ("RSUs") are granted pursuant to the Westrock Coffee Company 2022 Equity Incentive Plan. Each RSU represents a contingent right to receive one share of the issuer's common stock, par value $0.01 per share. The RSUs will vest on August 14, 2024, subject to the reporting person's continued service on the board of directors of the issuer through the applicable vesting date and certain early vesting conditions.

F2 · balance_after: Includes 40,926 shares received by the reporting person from a pro rata distribution of shares of the issuer's common stock held by a limited liability company of which the reporting person is a member.

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August 14, 2023 Filed Aug 30, 2023 21:48 UTC
RBM Acquisition, LLCPrior 10% Owner
RBM Investments, LLCPrior 10% Owner
OtherWARRANTS · Derivative 1,991,266 Not disclosed Strike: $11.50 Not disclosed
Disclosure

SEC source: 0001140361-23-041893 · form4.xml · derivative · entry 8

MARTIN R BRAD · CIK 0001186888 · Director

Riverview Sponsor Partners, LLC · CIK 0001860149 · Prior 10% Owner

RBM Acquisition, LLC · CIK 0001944164 · Prior 10% Owner

RBM Investments, LLC · CIK 0001943938 · Prior 10% Owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Martin Family Foundation

Disclosed balance after: 1,991,266

Underlying: Common Stock · 1,991,266 shares

Expires 2027-08-26

F5 · kind: Represents pro rata distribution from Riverview Sponsor Partners, LLC, of 5,352,642 of the issuer's warrants for Common Stock ("Warrants") to members other than Mr. Martin. Mr. Martin is the managing member of Riverview Sponsor Partners, LLC. Each Warrant is exercisable for one share of Common Stock. The Warrants are expected to be exercisable from and after September 25, 2022, subject to the terms and conditions of the Amended and Restated Warrant Agreement, dated August 26, 2022, by and among the Issuer, Computershare Inc. and Computershare Trust Company, N.A.

F5 · price: Represents pro rata distribution from Riverview Sponsor Partners, LLC, of 5,352,642 of the issuer's warrants for Common Stock ("Warrants") to members other than Mr. Martin. Mr. Martin is the managing member of Riverview Sponsor Partners, LLC. Each Warrant is exercisable for one share of Common Stock. The Warrants are expected to be exercisable from and after September 25, 2022, subject to the terms and conditions of the Amended and Restated Warrant Agreement, dated August 26, 2022, by and among the Issuer, Computershare Inc. and Computershare Trust Company, N.A.

F6 · derivative.underlying_shares: Represents 1,991,266 Warrants held by the Martin Family Foundation, over which Mr. Martin makes investment decisions.

F6 · ownership.nature: Represents 1,991,266 Warrants held by the Martin Family Foundation, over which Mr. Martin makes investment decisions.

Read SEC document
August 11, 2023 Filed Aug 30, 2023 21:48 UTC
RBM Acquisition, LLCPrior 10% Owner
RBM Investments, LLCPrior 10% Owner
OtherWARRANTS · Derivative 5,352,642 Not disclosed Strike: $11.50 Not disclosed
Disclosure

SEC source: 0001140361-23-041893 · form4.xml · derivative · entry 7

MARTIN R BRAD · CIK 0001186888 · Director

Riverview Sponsor Partners, LLC · CIK 0001860149 · Prior 10% Owner

RBM Acquisition, LLC · CIK 0001944164 · Prior 10% Owner

RBM Investments, LLC · CIK 0001943938 · Prior 10% Owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,699

Underlying: Common Stock · 10,699 shares

Expires 2027-08-26

F5 · kind: Represents pro rata distribution from Riverview Sponsor Partners, LLC, of 5,352,642 of the issuer's warrants for Common Stock ("Warrants") to members other than Mr. Martin. Mr. Martin is the managing member of Riverview Sponsor Partners, LLC. Each Warrant is exercisable for one share of Common Stock. The Warrants are expected to be exercisable from and after September 25, 2022, subject to the terms and conditions of the Amended and Restated Warrant Agreement, dated August 26, 2022, by and among the Issuer, Computershare Inc. and Computershare Trust Company, N.A.

F5 · shares: Represents pro rata distribution from Riverview Sponsor Partners, LLC, of 5,352,642 of the issuer's warrants for Common Stock ("Warrants") to members other than Mr. Martin. Mr. Martin is the managing member of Riverview Sponsor Partners, LLC. Each Warrant is exercisable for one share of Common Stock. The Warrants are expected to be exercisable from and after September 25, 2022, subject to the terms and conditions of the Amended and Restated Warrant Agreement, dated August 26, 2022, by and among the Issuer, Computershare Inc. and Computershare Trust Company, N.A.

F5 · price: Represents pro rata distribution from Riverview Sponsor Partners, LLC, of 5,352,642 of the issuer's warrants for Common Stock ("Warrants") to members other than Mr. Martin. Mr. Martin is the managing member of Riverview Sponsor Partners, LLC. Each Warrant is exercisable for one share of Common Stock. The Warrants are expected to be exercisable from and after September 25, 2022, subject to the terms and conditions of the Amended and Restated Warrant Agreement, dated August 26, 2022, by and among the Issuer, Computershare Inc. and Computershare Trust Company, N.A.

Read SEC document
August 07, 2023 Filed Sep 19, 2023 21:32 UTC
Kruczek Robert PatrickDirector · 10% owner
PurchaseCommon Stock 794,087 $10.00 $7,940,870.00
Disclosure

SEC source: 0000899243-23-019266 · doc4.xml · nonDerivative · entry 3

BROWN BROTHERS HARRIMAN & CO · CIK 0000014661 · 10% owner

BBH Capital Partners V, L.P. · CIK 0001642711 · 10% owner

BBH Capital Partners V-A, L.P. · CIK 0001642712 · 10% owner

BBH CPV WCC Co-Investment LLC · CIK 0001805212 · 10% owner

Meskin Jeffrey B. · CIK 0001952856 · 10% owner

Kruczek Robert Patrick · CIK 0001934635 · Director · 10% owner

Paquin Jean-Pierre · CIK 0001952865 · 10% owner

Langer Bradley M. · CIK 0001952858 · 10% owner

Boylan Michael A. · CIK 0001953300 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 794,087

F8 · shares: As disclosed in a Current Report on Form 8-K filed by the Issuer on August 9, 2023, each of the Record Holders entered into subscription agreements with the Issuer on July 24, 2023 pursuant to which the Record Holders exercised preemptive rights under the Investor Rights Agreement, dated April 4, 2022, by and among the Issuer, the Record Holders and certain other parties thereto, and the Issuer agreed to issue and sell 1,876,688 Common Shares in the aggregate to the Record Holders at a purchase price per share of $10 (the "BBH Preemptive Rights Investment"). On August 7, 2023, the Company consummated the BBH Preemptive Rights Investment.

F9 · balance_after: In addition to the holdings of Common Stock listed here, BBH indirectly holds (i) 10,919,673 shares of Series A Convertible Preferred Stock through BBH CPV, (ii) 220,654 shares of Series A Convertible Preferred Stock through BBH CPV-A and (iii) 8,171,430 shares of Series A Convertible Preferred Stock through BBH CPV Co-Invest.

F3 · ownership.nature: Reflects securities directly held by BBH CPV WCC Co-Investment LLC. ("BBH CPV Co-Invest").

F4 · ownership.nature: BBH Capital Partners ("BBHCP") manages private equity investments through its funds, including BBH CPV, BBH CPV-A and BBH CPV Co-Invest (the "Record Holders"). Each of the Record Holders are controlled and managed by a general partner, BBH Private Capital Management V, LLC (the "General Partner"). Brown Brothers Harriman & Co. ("BBH"), a New York limited partnership, serves as the managing member of the General Partner.

F5 · ownership.nature: BBH has designated each of Jeffrey Meskin, Patrick Kruczek, JP Paquin, Bradley Langer and Michael Boylan, as the sole and exclusive persons at BBH having voting power (including the power to vote or to direct the vote) and investment power (including the power to dispose or to direct the disposition) with respect to all securities held by the Record Holders. Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of their pecuniary interest therein.

F6 · ownership.nature: Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person.

F7 · ownership.nature: Each of the Reporting Persons (other than to the extent it directly holds securities reported herein) disclaims beneficial ownership of the securities held by the other Reporting Persons, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934 (the "Exchange Act"), each of the Reporting Persons (other than to the extent it directly holds securities reported herein) states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the securities reported herein for purposes of Section 16 of the Exchange Act or for any other purpose.

Read SEC document
August 07, 2023 Filed Sep 19, 2023 21:32 UTC
Kruczek Robert PatrickDirector · 10% owner
PurchaseCommon Stock 21,443 $10.00 $214,430.00
Disclosure

SEC source: 0000899243-23-019266 · doc4.xml · nonDerivative · entry 2

BROWN BROTHERS HARRIMAN & CO · CIK 0000014661 · 10% owner

BBH Capital Partners V, L.P. · CIK 0001642711 · 10% owner

BBH Capital Partners V-A, L.P. · CIK 0001642712 · 10% owner

BBH CPV WCC Co-Investment LLC · CIK 0001805212 · 10% owner

Meskin Jeffrey B. · CIK 0001952856 · 10% owner

Kruczek Robert Patrick · CIK 0001934635 · Director · 10% owner

Paquin Jean-Pierre · CIK 0001952865 · 10% owner

Langer Bradley M. · CIK 0001952858 · 10% owner

Boylan Michael A. · CIK 0001953300 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 21,443

F8 · shares: As disclosed in a Current Report on Form 8-K filed by the Issuer on August 9, 2023, each of the Record Holders entered into subscription agreements with the Issuer on July 24, 2023 pursuant to which the Record Holders exercised preemptive rights under the Investor Rights Agreement, dated April 4, 2022, by and among the Issuer, the Record Holders and certain other parties thereto, and the Issuer agreed to issue and sell 1,876,688 Common Shares in the aggregate to the Record Holders at a purchase price per share of $10 (the "BBH Preemptive Rights Investment"). On August 7, 2023, the Company consummated the BBH Preemptive Rights Investment.

F9 · balance_after: In addition to the holdings of Common Stock listed here, BBH indirectly holds (i) 10,919,673 shares of Series A Convertible Preferred Stock through BBH CPV, (ii) 220,654 shares of Series A Convertible Preferred Stock through BBH CPV-A and (iii) 8,171,430 shares of Series A Convertible Preferred Stock through BBH CPV Co-Invest.

F2 · ownership.nature: Reflects securities directly held by BBH Capital Partners V-A, L.P. ("BBH CPV-A").

F4 · ownership.nature: BBH Capital Partners ("BBHCP") manages private equity investments through its funds, including BBH CPV, BBH CPV-A and BBH CPV Co-Invest (the "Record Holders"). Each of the Record Holders are controlled and managed by a general partner, BBH Private Capital Management V, LLC (the "General Partner"). Brown Brothers Harriman & Co. ("BBH"), a New York limited partnership, serves as the managing member of the General Partner.

F5 · ownership.nature: BBH has designated each of Jeffrey Meskin, Patrick Kruczek, JP Paquin, Bradley Langer and Michael Boylan, as the sole and exclusive persons at BBH having voting power (including the power to vote or to direct the vote) and investment power (including the power to dispose or to direct the disposition) with respect to all securities held by the Record Holders. Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of their pecuniary interest therein.

F6 · ownership.nature: Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person.

F7 · ownership.nature: Each of the Reporting Persons (other than to the extent it directly holds securities reported herein) disclaims beneficial ownership of the securities held by the other Reporting Persons, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934 (the "Exchange Act"), each of the Reporting Persons (other than to the extent it directly holds securities reported herein) states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the securities reported herein for purposes of Section 16 of the Exchange Act or for any other purpose.

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August 07, 2023 Filed Sep 19, 2023 21:32 UTC
Kruczek Robert PatrickDirector · 10% owner
PurchaseCommon Stock 1,061,158 $10.00 $10,611,580.00
Disclosure

SEC source: 0000899243-23-019266 · doc4.xml · nonDerivative · entry 1

BROWN BROTHERS HARRIMAN & CO · CIK 0000014661 · 10% owner

BBH Capital Partners V, L.P. · CIK 0001642711 · 10% owner

BBH Capital Partners V-A, L.P. · CIK 0001642712 · 10% owner

BBH CPV WCC Co-Investment LLC · CIK 0001805212 · 10% owner

Meskin Jeffrey B. · CIK 0001952856 · 10% owner

Kruczek Robert Patrick · CIK 0001934635 · Director · 10% owner

Paquin Jean-Pierre · CIK 0001952865 · 10% owner

Langer Bradley M. · CIK 0001952858 · 10% owner

Boylan Michael A. · CIK 0001953300 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 1,061,158

F8 · shares: As disclosed in a Current Report on Form 8-K filed by the Issuer on August 9, 2023, each of the Record Holders entered into subscription agreements with the Issuer on July 24, 2023 pursuant to which the Record Holders exercised preemptive rights under the Investor Rights Agreement, dated April 4, 2022, by and among the Issuer, the Record Holders and certain other parties thereto, and the Issuer agreed to issue and sell 1,876,688 Common Shares in the aggregate to the Record Holders at a purchase price per share of $10 (the "BBH Preemptive Rights Investment"). On August 7, 2023, the Company consummated the BBH Preemptive Rights Investment.

F9 · balance_after: In addition to the holdings of Common Stock listed here, BBH indirectly holds (i) 10,919,673 shares of Series A Convertible Preferred Stock through BBH CPV, (ii) 220,654 shares of Series A Convertible Preferred Stock through BBH CPV-A and (iii) 8,171,430 shares of Series A Convertible Preferred Stock through BBH CPV Co-Invest.

F1 · ownership.nature: Reflects securities directly held by BBH Capital Partners V, L.P. ("BBH CPV").

F4 · ownership.nature: BBH Capital Partners ("BBHCP") manages private equity investments through its funds, including BBH CPV, BBH CPV-A and BBH CPV Co-Invest (the "Record Holders"). Each of the Record Holders are controlled and managed by a general partner, BBH Private Capital Management V, LLC (the "General Partner"). Brown Brothers Harriman & Co. ("BBH"), a New York limited partnership, serves as the managing member of the General Partner.

F5 · ownership.nature: BBH has designated each of Jeffrey Meskin, Patrick Kruczek, JP Paquin, Bradley Langer and Michael Boylan, as the sole and exclusive persons at BBH having voting power (including the power to vote or to direct the vote) and investment power (including the power to dispose or to direct the disposition) with respect to all securities held by the Record Holders. Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of their pecuniary interest therein.

F6 · ownership.nature: Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person.

F7 · ownership.nature: Each of the Reporting Persons (other than to the extent it directly holds securities reported herein) disclaims beneficial ownership of the securities held by the other Reporting Persons, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934 (the "Exchange Act"), each of the Reporting Persons (other than to the extent it directly holds securities reported herein) states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the securities reported herein for purposes of Section 16 of the Exchange Act or for any other purpose.

Read SEC document
August 03, 2023 Filed Aug 9, 2023 10:53 UTC PurchaseCommon Stock 5,000,000 $10.00 $50,000,000.00
Disclosure

SEC source: 0000950170-23-040242 · ownership.xml · nonDerivative · entry 1

HF Direct Investments Pool, LLC · CIK 0001873304 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,008,000

Read SEC document
August 02, 2023 Filed Aug 4, 2023 09:49 UTC SaleCommon Stock 10,000 $11.08 $110,835.00
Disclosure

SEC source: 0001427999-23-000026 · primary_doc.xml · nonDerivative · entry 1

Stephens Group, LLC · CIK 0001427999 · 10% owner

SG-Coffee, LLC · CIK 0001931570 · 10% owner

CAMPBELL ELIZABETH STEPHENS · CIK 0001228225 · 10% owner

Stephens W. R. Jr. · CIK 0001228226 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,484,093

F1 · ownership.direct: In addition to the direct holdings of Common Stock listed here, The Stephens Group, LLC ("The Stephens Group") directly holds 155,814 shares of Series A Convertible Preferred Stock and indirectly holds 2,785,082 shares of Series A Convertible Preferred Stock through SG-Coffee, LLC ("SG-Coffee"). The Stephens Group is the sole manager of SG-Coffee and has voting and dispositive power over the shares held by SG-Coffee. Investment and voting decisions with respect to the shares beneficially owned by The Stephens Group are made by W.R. Stephens, Jr. and Elizabeth S. Campbell, acting as managers. Mr. Stephens and Ms. Campbell may be deemed to possess voting and dispositive control over the shares held by SG-Coffee.

Read SEC document
July 28, 2023 Filed Jul 31, 2023 09:34 UTC SaleCommon Stock 12,353 $11.17 $137,989.19
Disclosure

SEC source: 0001427999-23-000025 · primary_doc.xml · nonDerivative · entry 2

Stephens Group, LLC · CIK 0001427999 · 10% owner

SG-Coffee, LLC · CIK 0001931570 · 10% owner

CAMPBELL ELIZABETH STEPHENS · CIK 0001228225 · 10% owner

Stephens W. R. Jr. · CIK 0001228226 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,494,093

F1 · ownership.direct: In addition to the direct holdings of Common Stock listed here, The Stephens Group, LLC ("The Stephens Group") directly holds 155,814 shares of Series A Convertible Preferred Stock and indirectly holds 2,785,082 shares of Series A Convertible Preferred Stock through SG-Coffee, LLC ("SG-Coffee"). The Stephens Group is the sole manager of SG-Coffee and has voting and dispositive power over the shares held by SG-Coffee. Investment and voting decisions with respect to the shares beneficially owned by The Stephens Group are made by W.R. Stephens, Jr. and Elizabeth S. Campbell, acting as managers. Mr. Stephens and Ms. Campbell may be deemed to possess voting and dispositive control over the shares held by SG-Coffee.

Read SEC document
July 27, 2023 Filed Jul 31, 2023 09:34 UTC SaleCommon Stock 2,403 $11.17 $26,842.95
Disclosure

SEC source: 0001427999-23-000025 · primary_doc.xml · nonDerivative · entry 1

Stephens Group, LLC · CIK 0001427999 · 10% owner

SG-Coffee, LLC · CIK 0001931570 · 10% owner

CAMPBELL ELIZABETH STEPHENS · CIK 0001228225 · 10% owner

Stephens W. R. Jr. · CIK 0001228226 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,506,446

F1 · ownership.direct: In addition to the direct holdings of Common Stock listed here, The Stephens Group, LLC ("The Stephens Group") directly holds 155,814 shares of Series A Convertible Preferred Stock and indirectly holds 2,785,082 shares of Series A Convertible Preferred Stock through SG-Coffee, LLC ("SG-Coffee"). The Stephens Group is the sole manager of SG-Coffee and has voting and dispositive power over the shares held by SG-Coffee. Investment and voting decisions with respect to the shares beneficially owned by The Stephens Group are made by W.R. Stephens, Jr. and Elizabeth S. Campbell, acting as managers. Mr. Stephens and Ms. Campbell may be deemed to possess voting and dispositive control over the shares held by SG-Coffee.

Read SEC document
July 21, 2023 Filed Jul 24, 2023 10:42 UTC SaleCommon Stock 14,723 $11.37 $167,382.84
Disclosure

SEC source: 0001427999-23-000024 · primary_doc.xml · nonDerivative · entry 2

Stephens Group, LLC · CIK 0001427999 · 10% owner

SG-Coffee, LLC · CIK 0001931570 · 10% owner

CAMPBELL ELIZABETH STEPHENS · CIK 0001228225 · 10% owner

Stephens W. R. Jr. · CIK 0001228226 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,508,849

F1 · ownership.direct: In addition to the direct holdings of Common Stock listed here, The Stephens Group, LLC ("The Stephens Group") directly holds 155,814 shares of Series A Convertible Preferred Stock and indirectly holds 2,785,082 shares of Series A Convertible Preferred Stock through SG-Coffee, LLC ("SG-Coffee"). The Stephens Group is the sole manager of SG-Coffee and has voting and dispositive power over the shares held by SG-Coffee. Investment and voting decisions with respect to the shares beneficially owned by The Stephens Group are made by W.R. Stephens, Jr. and Elizabeth S. Campbell, acting as managers. Mr. Stephens and Ms. Campbell may be deemed to possess voting and dispositive control over the shares held by SG-Coffee.

Read SEC document
July 20, 2023 Filed Jul 24, 2023 10:42 UTC SaleCommon Stock 15,000 $11.49 $172,282.50
Disclosure

SEC source: 0001427999-23-000024 · primary_doc.xml · nonDerivative · entry 1

Stephens Group, LLC · CIK 0001427999 · 10% owner

SG-Coffee, LLC · CIK 0001931570 · 10% owner

CAMPBELL ELIZABETH STEPHENS · CIK 0001228225 · 10% owner

Stephens W. R. Jr. · CIK 0001228226 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,523,572

F1 · ownership.direct: In addition to the direct holdings of Common Stock listed here, The Stephens Group, LLC ("The Stephens Group") directly holds 155,814 shares of Series A Convertible Preferred Stock and indirectly holds 2,785,082 shares of Series A Convertible Preferred Stock through SG-Coffee, LLC ("SG-Coffee"). The Stephens Group is the sole manager of SG-Coffee and has voting and dispositive power over the shares held by SG-Coffee. Investment and voting decisions with respect to the shares beneficially owned by The Stephens Group are made by W.R. Stephens, Jr. and Elizabeth S. Campbell, acting as managers. Mr. Stephens and Ms. Campbell may be deemed to possess voting and dispositive control over the shares held by SG-Coffee.

Read SEC document
July 19, 2023 Filed Jul 20, 2023 10:02 UTC SaleCommon Stock 15,000 $11.39 $170,808.00
Disclosure

SEC source: 0001427999-23-000022 · primary_doc.xml · nonDerivative · entry 2

Stephens Group, LLC · CIK 0001427999 · 10% owner

SG-Coffee, LLC · CIK 0001931570 · 10% owner

CAMPBELL ELIZABETH STEPHENS · CIK 0001228225 · 10% owner

Stephens W. R. Jr. · CIK 0001228226 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,538,572

F1 · ownership.direct: In addition to the direct holdings of Common Stock listed here, The Stephens Group, LLC ("The Stephens Group") directly holds 155,814 shares of Series A Convertible Preferred Stock and indirectly holds 2,785,082 shares of Series A Convertible Preferred Stock through SG-Coffee, LLC ("SG-Coffee"). The Stephens Group is the sole manager of SG-Coffee and has voting and dispositive power over the shares held by SG-Coffee. Investment and voting decisions with respect to the shares beneficially owned by The Stephens Group are made by W.R. Stephens, Jr. and Elizabeth S. Campbell, acting as managers. Mr. Stephens and Ms. Campbell may be deemed to possess voting and dispositive control over the shares held by SG-Coffee.

Read SEC document
July 18, 2023 Filed Jul 20, 2023 10:02 UTC SaleCommon Stock 18,510 $11.37 $210,462.40
Disclosure

SEC source: 0001427999-23-000022 · primary_doc.xml · nonDerivative · entry 1

Stephens Group, LLC · CIK 0001427999 · 10% owner

SG-Coffee, LLC · CIK 0001931570 · 10% owner

CAMPBELL ELIZABETH STEPHENS · CIK 0001228225 · 10% owner

Stephens W. R. Jr. · CIK 0001228226 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,553,572

F1 · ownership.direct: In addition to the direct holdings of Common Stock listed here, The Stephens Group, LLC ("The Stephens Group") directly holds 155,814 shares of Series A Convertible Preferred Stock and indirectly holds 2,785,082 shares of Series A Convertible Preferred Stock through SG-Coffee, LLC ("SG-Coffee"). The Stephens Group is the sole manager of SG-Coffee and has voting and dispositive power over the shares held by SG-Coffee. Investment and voting decisions with respect to the shares beneficially owned by The Stephens Group are made by W.R. Stephens, Jr. and Elizabeth S. Campbell, acting as managers. Mr. Stephens and Ms. Campbell may be deemed to possess voting and dispositive control over the shares held by SG-Coffee.

Read SEC document
June 20, 2023 Filed Jun 22, 2023 10:47 UTC SaleCommon Stock 10,000 $11.53 $115,313.00
Disclosure

SEC source: 0001427999-23-000021 · primary_doc.xml · nonDerivative · entry 1

Stephens Group, LLC · CIK 0001427999 · 10% owner

SG-Coffee, LLC · CIK 0001931570 · 10% owner

CAMPBELL ELIZABETH STEPHENS · CIK 0001228225 · 10% owner

Stephens W. R. Jr. · CIK 0001228226 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,572,082

F1 · ownership.direct: In addition to the direct holdings of Common Stock listed here, The Stephens Group, LLC ("The Stephens Group") directly holds 155,814 shares of Series A Convertible Preferred Stock and indirectly holds 2,785,082 shares of Series A Convertible Preferred Stock through SG-Coffee, LLC ("SG-Coffee"). The Stephens Group is the sole manager of SG-Coffee and has voting and dispositive power over the shares held by SG-Coffee. Investment and voting decisions with respect to the shares beneficially owned by The Stephens Group are made by W.R. Stephens, Jr. and Elizabeth S. Campbell, acting as managers. Mr. Stephens and Ms. Campbell may be deemed to possess voting and dispositive control over the shares held by SG-Coffee.

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June 15, 2023 Filed Jun 16, 2023 20:05 UTC
Pledger Thomas ChristopherCHIEF FINANCIAL OFFICER
SaleCOMMON STOCK 28,750 $11.39 $327,462.50
Disclosure

SEC source: 0001903601-23-000068 · primary_doc.xml · nonDerivative · entry 1

Pledger Thomas Christopher · CIK 0001933995 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 373,875

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 17, 2023.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.30 to $11.45, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.

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May 17, 2023 Filed May 18, 2023 16:57 UTC
FORD JOE TDirector
PurchaseCOMMON STOCK 10,000 $10.73 $107,300.00
Disclosure

SEC source: 0001903601-23-000057 · primary_doc.xml · nonDerivative · entry 1

FORD JOE T · CIK 0001176401 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 110,700

F1 · shares: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $10.72 to $10.73, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within such range.

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May 01, 2023 Filed May 2, 2023 14:47 UTC SaleCommon Stock 500 $12.29 $6,147.00
Disclosure

SEC source: 0001427999-23-000020 · primary_doc.xml · nonDerivative · entry 2

Stephens Group, LLC · CIK 0001427999 · 10% owner

SG-Coffee, LLC · CIK 0001931570 · 10% owner

CAMPBELL ELIZABETH STEPHENS · CIK 0001228225 · 10% owner

Stephens W. R. Jr. · CIK 0001228226 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,582,082

F1 · ownership.direct: In addition to the direct holdings of Common Stock listed here, The Stephens Group, LLC ("The Stephens Group") directly holds 155,814 shares of Series A Convertible Preferred Stock and indirectly holds 2,785,082 shares of Series A Convertible Preferred Stock through SG-Coffee, LLC ("SG-Coffee"). The Stephens Group is the sole manager of SG-Coffee and has voting and dispositive power over the shares held by SG-Coffee. Investment and voting decisions with respect to the shares beneficially owned by The Stephens Group are made by W.R. Stephens, Jr. and Elizabeth S. Campbell, acting as managers. Mr. Stephens and Ms. Campbell may be deemed to possess voting and dispositive control over the shares held by SG-Coffee.

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April 28, 2023 Filed May 2, 2023 14:47 UTC SaleCommon Stock 209 $12.25 $2,560.29
Disclosure

SEC source: 0001427999-23-000020 · primary_doc.xml · nonDerivative · entry 1

Stephens Group, LLC · CIK 0001427999 · 10% owner

SG-Coffee, LLC · CIK 0001931570 · 10% owner

CAMPBELL ELIZABETH STEPHENS · CIK 0001228225 · 10% owner

Stephens W. R. Jr. · CIK 0001228226 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,582,582

F1 · ownership.direct: In addition to the direct holdings of Common Stock listed here, The Stephens Group, LLC ("The Stephens Group") directly holds 155,814 shares of Series A Convertible Preferred Stock and indirectly holds 2,785,082 shares of Series A Convertible Preferred Stock through SG-Coffee, LLC ("SG-Coffee"). The Stephens Group is the sole manager of SG-Coffee and has voting and dispositive power over the shares held by SG-Coffee. Investment and voting decisions with respect to the shares beneficially owned by The Stephens Group are made by W.R. Stephens, Jr. and Elizabeth S. Campbell, acting as managers. Mr. Stephens and Ms. Campbell may be deemed to possess voting and dispositive control over the shares held by SG-Coffee.

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April 24, 2023 Filed Apr 25, 2023 09:51 UTC SaleCommon Stock 5,055 $12.58 $63,607.57
Disclosure

SEC source: 0001427999-23-000019 · primary_doc.xml · nonDerivative · entry 2

Stephens Group, LLC · CIK 0001427999 · 10% owner

SG-Coffee, LLC · CIK 0001931570 · 10% owner

CAMPBELL ELIZABETH STEPHENS · CIK 0001228225 · 10% owner

Stephens W. R. Jr. · CIK 0001228226 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,582,791

F1 · ownership.direct: In addition to the direct holdings of Common Stock listed here, The Stephens Group, LLC ("The Stephens Group") directly holds 155,814 shares of Series A Convertible Preferred Stock and indirectly holds 2,785,082 shares of Series A Convertible Preferred Stock through SG-Coffee, LLC ("SG-Coffee"). The Stephens Group is the sole manager of SG-Coffee and has voting and dispositive power over the shares held by SG-Coffee. Investment and voting decisions with respect to the shares beneficially owned by The Stephens Group are made by W.R. Stephens, Jr. and Elizabeth S. Campbell, acting as managers. Mr. Stephens and Ms. Campbell may be deemed to possess voting and dispositive control over the shares held by SG-Coffee.

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April 21, 2023 Filed Apr 25, 2023 09:51 UTC SaleCommon Stock 5,641 $12.54 $70,754.50
Disclosure

SEC source: 0001427999-23-000019 · primary_doc.xml · nonDerivative · entry 1

Stephens Group, LLC · CIK 0001427999 · 10% owner

SG-Coffee, LLC · CIK 0001931570 · 10% owner

CAMPBELL ELIZABETH STEPHENS · CIK 0001228225 · 10% owner

Stephens W. R. Jr. · CIK 0001228226 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,587,846

F1 · ownership.direct: In addition to the direct holdings of Common Stock listed here, The Stephens Group, LLC ("The Stephens Group") directly holds 155,814 shares of Series A Convertible Preferred Stock and indirectly holds 2,785,082 shares of Series A Convertible Preferred Stock through SG-Coffee, LLC ("SG-Coffee"). The Stephens Group is the sole manager of SG-Coffee and has voting and dispositive power over the shares held by SG-Coffee. Investment and voting decisions with respect to the shares beneficially owned by The Stephens Group are made by W.R. Stephens, Jr. and Elizabeth S. Campbell, acting as managers. Mr. Stephens and Ms. Campbell may be deemed to possess voting and dispositive control over the shares held by SG-Coffee.

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April 17, 2023 Filed Apr 18, 2023 10:48 UTC SaleCommon Stock 4,893 $12.54 $61,352.35
Disclosure

SEC source: 0001427999-23-000018 · primary_doc.xml · nonDerivative · entry 2

Stephens Group, LLC · CIK 0001427999 · 10% owner

SG-Coffee, LLC · CIK 0001931570 · 10% owner

CAMPBELL ELIZABETH STEPHENS · CIK 0001228225 · 10% owner

Stephens W. R. Jr. · CIK 0001228226 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,593,487

F1 · ownership.direct: In addition to the direct holdings of Common Stock listed here, The Stephens Group, LLC ("The Stephens Group") directly holds 155,814 shares of Series A Convertible Preferred Stock and indirectly holds 2,785,082 shares of Series A Convertible Preferred Stock through SG-Coffee, LLC ("SG-Coffee"). The Stephens Group is the sole manager of SG-Coffee and has voting and dispositive power over the shares held by SG-Coffee. Investment and voting decisions with respect to the shares beneficially owned by The Stephens Group are made by W.R. Stephens, Jr. and Elizabeth S. Campbell, acting as managers. Mr. Stephens and Ms. Campbell may be deemed to possess voting and dispositive control over the shares held by SG-Coffee.

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April 14, 2023 Filed Apr 18, 2023 10:48 UTC SaleCommon Stock 3,489 $12.53 $43,710.54
Disclosure

SEC source: 0001427999-23-000018 · primary_doc.xml · nonDerivative · entry 1

Stephens Group, LLC · CIK 0001427999 · 10% owner

SG-Coffee, LLC · CIK 0001931570 · 10% owner

CAMPBELL ELIZABETH STEPHENS · CIK 0001228225 · 10% owner

Stephens W. R. Jr. · CIK 0001228226 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,598,380

F1 · ownership.direct: In addition to the direct holdings of Common Stock listed here, The Stephens Group, LLC ("The Stephens Group") directly holds 155,814 shares of Series A Convertible Preferred Stock and indirectly holds 2,785,082 shares of Series A Convertible Preferred Stock through SG-Coffee, LLC ("SG-Coffee"). The Stephens Group is the sole manager of SG-Coffee and has voting and dispositive power over the shares held by SG-Coffee. Investment and voting decisions with respect to the shares beneficially owned by The Stephens Group are made by W.R. Stephens, Jr. and Elizabeth S. Campbell, acting as managers. Mr. Stephens and Ms. Campbell may be deemed to possess voting and dispositive control over the shares held by SG-Coffee.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.