organization · Reporting owner

RBM Investments, LLC

Disclosed activity across 2 companies

Tapewire entity: 110113
SEC CIK: 0001943938

Reported relationships

Latest disclosed role at each company.

Company	Last reported as	Report date	Published
Westrock Coffee CoWEST · Entity 5164	Prior 10% Owner	August 11, 2023	August 30, 2023

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Westrock Coffee Co

Report date August 11, 2023 · Filed August 30, 2023

Jointly reported with MARTIN R BRAD, Riverview Sponsor Partners, LLC, RBM Acquisition, LLC

Security / award	Ownership account	Disclosed shares / units	Disclosure context
COMMON STOCKSEC Table I · non-derivative	Direct	2,969,104	Reported balance After 2023-08-15 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 1 · 2023-08-15 · Other · Disposed 3,426,095 · Balance 2,969,104 F1: Represents pro rata distribution from Riverview Sponsor Partners, LLC, RBM Acquisition, LLC, and RBM Investments, LLC of the issuer's common stock, par value $0.01 per share ("Common Stock"), to members other than Mr. Martin. Mr. Martin is the managing member of all entities. F2: Represents the 1,251,887 acquired by Mr. Martin from Riverview Sponsor Partners, LLC, RBM Acquisition, LLC, and RBM Investments, LLC, in addition to the 1,700,000 shares of Common Stock previously owned by Mr. Martin, plus 17,127 restricted stock units ("RSUs"), which were granted pursuant to the Westrock Coffee Company 2022 Equity Incentive Plan. Each RSU represents a contingent right to receive one share of the issuer's Common Stock. 9,000 of the RSUs vested on August 29, 2023 and 8,217 will vest on August 14, 2024, subject to Mr. Martin's continued service on the board of directors of the issuer through the applicable vesting date and certain early vesting conditions.
COMMON STOCKSEC Table I · non-derivative	IndirectBy RBM Venture Company	95,995	Reported balance After 2023-08-17 transaction · row 2 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 2 · 2023-08-17 · Other · Acquired 95,995 · Balance 95,995 F1: Represents pro rata distribution from Riverview Sponsor Partners, LLC, RBM Acquisition, LLC, and RBM Investments, LLC of the issuer's common stock, par value $0.01 per share ("Common Stock"), to members other than Mr. Martin. Mr. Martin is the managing member of all entities. F3: Represents the 95,995 shares of Common Stock transferred to RBM Venture Company, of which Mr. Martin owns 100%.
COMMON STOCKSEC Table I · non-derivative	IndirectBy son	8,756	Reported balance After 2023-08-17 transaction · row 3 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 3 · 2023-08-17 · Other · Acquired 8,756 · Balance 8,756 F1: Represents pro rata distribution from Riverview Sponsor Partners, LLC, RBM Acquisition, LLC, and RBM Investments, LLC of the issuer's common stock, par value $0.01 per share ("Common Stock"), to members other than Mr. Martin. Mr. Martin is the managing member of all entities. F4: Mr. Martin disclaims beneficial ownership of 35,023 shares of Common Stock held by members of Mr. Martin's household, and this report shall not be deemed an admission that Mr. Martin is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
COMMON STOCKSEC Table I · non-derivative	IndirectBy son	8,756	Reported balance After 2023-08-17 transaction · row 4 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 4 · 2023-08-17 · Other · Acquired 8,756 · Balance 8,756 F1: Represents pro rata distribution from Riverview Sponsor Partners, LLC, RBM Acquisition, LLC, and RBM Investments, LLC of the issuer's common stock, par value $0.01 per share ("Common Stock"), to members other than Mr. Martin. Mr. Martin is the managing member of all entities. F4: Mr. Martin disclaims beneficial ownership of 35,023 shares of Common Stock held by members of Mr. Martin's household, and this report shall not be deemed an admission that Mr. Martin is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
COMMON STOCKSEC Table I · non-derivative	IndirectBy son	8,756	Reported balance After 2023-08-17 transaction · row 5 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 5 · 2023-08-17 · Other · Acquired 8,756 · Balance 8,756 F1: Represents pro rata distribution from Riverview Sponsor Partners, LLC, RBM Acquisition, LLC, and RBM Investments, LLC of the issuer's common stock, par value $0.01 per share ("Common Stock"), to members other than Mr. Martin. Mr. Martin is the managing member of all entities. F4: Mr. Martin disclaims beneficial ownership of 35,023 shares of Common Stock held by members of Mr. Martin's household, and this report shall not be deemed an admission that Mr. Martin is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
COMMON STOCKSEC Table I · non-derivative	IndirectBy spouse	8,755	Reported balance After 2023-08-17 transaction · row 6 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 6 · 2023-08-17 · Other · Acquired 8,755 · Balance 8,755 F1: Represents pro rata distribution from Riverview Sponsor Partners, LLC, RBM Acquisition, LLC, and RBM Investments, LLC of the issuer's common stock, par value $0.01 per share ("Common Stock"), to members other than Mr. Martin. Mr. Martin is the managing member of all entities. F4: Mr. Martin disclaims beneficial ownership of 35,023 shares of Common Stock held by members of Mr. Martin's household, and this report shall not be deemed an admission that Mr. Martin is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
WARRANTSSEC Table II · derivative / convertible security · Conversion / exercise price $11.50 · Expires 2027-08-26	Direct	10,699	Reported balance After 2023-08-11 transaction · row 7 Instrument identity requires review; Table II rows are not merged. 1 source row Row 7 · 2023-08-11 · Other · Disposed 5,352,642 · Balance 10,699 F5: Represents pro rata distribution from Riverview Sponsor Partners, LLC, of 5,352,642 of the issuer's warrants for Common Stock ("Warrants") to members other than Mr. Martin. Mr. Martin is the managing member of Riverview Sponsor Partners, LLC. Each Warrant is exercisable for one share of Common Stock. The Warrants are expected to be exercisable from and after September 25, 2022, subject to the terms and conditions of the Amended and Restated Warrant Agreement, dated August 26, 2022, by and among the Issuer, Computershare Inc. and Computershare Trust Company, N.A.
WARRANTSSEC Table II · derivative / convertible security · Conversion / exercise price $11.50 · Expires 2027-08-26	IndirectBy Martin Family Foundation	1,991,266	Reported balance After 2023-08-14 transaction · row 8 Instrument identity requires review; Table II rows are not merged. 1 source row Row 8 · 2023-08-14 · Other · Acquired 1,991,266 · Balance 1,991,266 F5: Represents pro rata distribution from Riverview Sponsor Partners, LLC, of 5,352,642 of the issuer's warrants for Common Stock ("Warrants") to members other than Mr. Martin. Mr. Martin is the managing member of Riverview Sponsor Partners, LLC. Each Warrant is exercisable for one share of Common Stock. The Warrants are expected to be exercisable from and after September 25, 2022, subject to the terms and conditions of the Amended and Restated Warrant Agreement, dated August 26, 2022, by and among the Issuer, Computershare Inc. and Computershare Trust Company, N.A. F6: Represents 1,991,266 Warrants held by the Martin Family Foundation, over which Mr. Martin makes investment decisions.
WARRANTSSEC Table II · derivative / convertible security · Conversion / exercise price $11.50 · Expires 2027-08-26	IndirectBy son	14,023	Reported balance After 2023-08-17 transaction · row 9 Instrument identity requires review; Table II rows are not merged. 1 source row Row 9 · 2023-08-17 · Other · Acquired 14,023 · Balance 14,023 F5: Represents pro rata distribution from Riverview Sponsor Partners, LLC, of 5,352,642 of the issuer's warrants for Common Stock ("Warrants") to members other than Mr. Martin. Mr. Martin is the managing member of Riverview Sponsor Partners, LLC. Each Warrant is exercisable for one share of Common Stock. The Warrants are expected to be exercisable from and after September 25, 2022, subject to the terms and conditions of the Amended and Restated Warrant Agreement, dated August 26, 2022, by and among the Issuer, Computershare Inc. and Computershare Trust Company, N.A. F7: Mr. Martin disclaims beneficial ownership of 56,092 Warrants held by members of Mr. Martin's household, and this report shall not be deemed an admission that Mr. Martin is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
WARRANTSSEC Table II · derivative / convertible security · Conversion / exercise price $11.50 · Expires 2027-08-26	IndirectBy son	14,023	Reported balance After 2023-08-17 transaction · row 10 Instrument identity requires review; Table II rows are not merged. 1 source row Row 10 · 2023-08-17 · Other · Acquired 14,023 · Balance 14,023 F5: Represents pro rata distribution from Riverview Sponsor Partners, LLC, of 5,352,642 of the issuer's warrants for Common Stock ("Warrants") to members other than Mr. Martin. Mr. Martin is the managing member of Riverview Sponsor Partners, LLC. Each Warrant is exercisable for one share of Common Stock. The Warrants are expected to be exercisable from and after September 25, 2022, subject to the terms and conditions of the Amended and Restated Warrant Agreement, dated August 26, 2022, by and among the Issuer, Computershare Inc. and Computershare Trust Company, N.A. F7: Mr. Martin disclaims beneficial ownership of 56,092 Warrants held by members of Mr. Martin's household, and this report shall not be deemed an admission that Mr. Martin is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
WARRANTSSEC Table II · derivative / convertible security · Conversion / exercise price $11.50 · Expires 2027-08-26	IndirectBy son	14,023	Reported balance After 2023-08-17 transaction · row 11 Instrument identity requires review; Table II rows are not merged. 1 source row Row 11 · 2023-08-17 · Other · Acquired 14,023 · Balance 14,023 F5: Represents pro rata distribution from Riverview Sponsor Partners, LLC, of 5,352,642 of the issuer's warrants for Common Stock ("Warrants") to members other than Mr. Martin. Mr. Martin is the managing member of Riverview Sponsor Partners, LLC. Each Warrant is exercisable for one share of Common Stock. The Warrants are expected to be exercisable from and after September 25, 2022, subject to the terms and conditions of the Amended and Restated Warrant Agreement, dated August 26, 2022, by and among the Issuer, Computershare Inc. and Computershare Trust Company, N.A. F7: Mr. Martin disclaims beneficial ownership of 56,092 Warrants held by members of Mr. Martin's household, and this report shall not be deemed an admission that Mr. Martin is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
WARRANTSSEC Table II · derivative / convertible security · Conversion / exercise price $11.50 · Expires 2027-08-26	IndirectBy spouse	14,023	Reported balance After 2023-08-17 transaction · row 12 Instrument identity requires review; Table II rows are not merged. 1 source row Row 12 · 2023-08-17 · Other · Acquired 14,023 · Balance 14,023 F5: Represents pro rata distribution from Riverview Sponsor Partners, LLC, of 5,352,642 of the issuer's warrants for Common Stock ("Warrants") to members other than Mr. Martin. Mr. Martin is the managing member of Riverview Sponsor Partners, LLC. Each Warrant is exercisable for one share of Common Stock. The Warrants are expected to be exercisable from and after September 25, 2022, subject to the terms and conditions of the Amended and Restated Warrant Agreement, dated August 26, 2022, by and among the Issuer, Computershare Inc. and Computershare Trust Company, N.A. F7: Mr. Martin disclaims beneficial ownership of 56,092 Warrants held by members of Mr. Martin's household, and this report shall not be deemed an admission that Mr. Martin is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Filing footnotes · ownership attribution and instrument terms

F1: Represents pro rata distribution from Riverview Sponsor Partners, LLC, RBM Acquisition, LLC, and RBM Investments, LLC of the issuer's common stock, par value $0.01 per share ("Common Stock"), to members other than Mr. Martin. Mr. Martin is the managing member of all entities.

F2: Represents the 1,251,887 acquired by Mr. Martin from Riverview Sponsor Partners, LLC, RBM Acquisition, LLC, and RBM Investments, LLC, in addition to the 1,700,000 shares of Common Stock previously owned by Mr. Martin, plus 17,127 restricted stock units ("RSUs"), which were granted pursuant to the Westrock Coffee Company 2022 Equity Incentive Plan. Each RSU represents a contingent right to receive one share of the issuer's Common Stock. 9,000 of the RSUs vested on August 29, 2023 and 8,217 will vest on August 14, 2024, subject to Mr. Martin's continued service on the board of directors of the issuer through the applicable vesting date and certain early vesting conditions.

F3: Represents the 95,995 shares of Common Stock transferred to RBM Venture Company, of which Mr. Martin owns 100%.

F4: Mr. Martin disclaims beneficial ownership of 35,023 shares of Common Stock held by members of Mr. Martin's household, and this report shall not be deemed an admission that Mr. Martin is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

F5: Represents pro rata distribution from Riverview Sponsor Partners, LLC, of 5,352,642 of the issuer's warrants for Common Stock ("Warrants") to members other than Mr. Martin. Mr. Martin is the managing member of Riverview Sponsor Partners, LLC. Each Warrant is exercisable for one share of Common Stock. The Warrants are expected to be exercisable from and after September 25, 2022, subject to the terms and conditions of the Amended and Restated Warrant Agreement, dated August 26, 2022, by and among the Issuer, Computershare Inc. and Computershare Trust Company, N.A.

F6: Represents 1,991,266 Warrants held by the Martin Family Foundation, over which Mr. Martin makes investment decisions.

F7: Mr. Martin disclaims beneficial ownership of 56,092 Warrants held by members of Mr. Martin's household, and this report shall not be deemed an admission that Mr. Martin is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Riverview Acquisition Corp.

Report date August 26, 2022 · Filed August 30, 2022

Jointly reported with MARTIN R BRAD, Riverview Sponsor Partners, LLC, RBM Acquisition, LLC

Section 16 reporting ended · disclosed 2022-08-30. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	IndirectSee Footnote	4,925,000	Reported balance After 2022-08-26 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 1 · 2022-08-26 · Conversion · Acquired 4,925,000 · Balance 4,925,000 F1: These shares of common stock were acquired upon the automatic conversion into shares of the Issuer's common stock at the time of the business combination. Such shares are held directly by Riverview Sponsor Partners, LLC (the "Sponsor"). R. Brad Martin, the Chairman and Chief Executive Officer of the registrant, is the managing member of RBM Riverview, LLC, which is the managing member of the Sponsor. Mr. Martin has sole voting and dispositive control over the shares held by the Sponsor and may be deemed the beneficial owner of such shares. Mr. Martin disclaims beneficial ownership over any securities owned by the Sponsor in which he does not have any pecuniary interest.
Common StockSEC Table I · non-derivative	IndirectSee Footnote	4,309,000	Reported balance After 2022-08-26 transaction · row 2 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 2 · 2022-08-26 · Other · Disposed 616,000 · Balance 4,309,000 F2: These shares of common stock were transferred at a price of $0.004 per share, pursuant to promote participation agreements, each dated as of April 4, 2022, by and among the Issuer, Riverview Sponsor Partners, LLC, and certain other entities party thereto.
Common StockSEC Table I · non-derivative	IndirectSee Footnote	6,509,000	Reported balance After 2022-08-26 transaction · row 4 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 4 · 2022-08-26 · Other · Acquired 500,000 · Balance 6,509,000 F3: These shares of common stock were acquired pursuant to a subscription agreement, dated as of April 4, 2022, by and between the Issuer, the Sponsor, and RBM Investments, LLC, over which Mr. Martin may be deemed to exercise voting and investment control.
Common StockSEC Table I · non-derivative	IndirectSee Footnote	0	Reported balance After 2022-08-26 transaction · row 5 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 5 · 2022-08-26 · Other · Disposed 6,509,000 · Balance 0 F4: The reporting person resigned as a director and an officer of the issuer and disposed of all issuer equity securities effective as of the consummation of the business combination and ceased to be a reporting person with respect to the issuer. F5: Pursuant to the Transaction Agreement, by and among Riverview, Westrock Coffee Holdings, LLC, a Delaware limited liability company ("Westrock"), Origin Merger Sub I, Inc., a Delaware corporation and a wholly-owned subsidiary of Westrock and Origin Merger Sub II, LLC, a Delaware limited liability company and a wholly-owned subsidiary of Westrock, dated April 4, 2022, each issued and outstanding share of the Issuer's common stock automatically converted into the right to receive Westrock common stock on a one-to-one basis.
Common StockSEC Table I · non-derivative	Direct	6,009,000	Reported balance After 2022-08-26 transaction · row 3 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 3 · 2022-08-26 · Other · Acquired 1,700,000 · Balance 6,009,000

Filing footnotes · ownership attribution and instrument terms

F1: These shares of common stock were acquired upon the automatic conversion into shares of the Issuer's common stock at the time of the business combination. Such shares are held directly by Riverview Sponsor Partners, LLC (the "Sponsor"). R. Brad Martin, the Chairman and Chief Executive Officer of the registrant, is the managing member of RBM Riverview, LLC, which is the managing member of the Sponsor. Mr. Martin has sole voting and dispositive control over the shares held by the Sponsor and may be deemed the beneficial owner of such shares. Mr. Martin disclaims beneficial ownership over any securities owned by the Sponsor in which he does not have any pecuniary interest.

F2: These shares of common stock were transferred at a price of $0.004 per share, pursuant to promote participation agreements, each dated as of April 4, 2022, by and among the Issuer, Riverview Sponsor Partners, LLC, and certain other entities party thereto.

F3: These shares of common stock were acquired pursuant to a subscription agreement, dated as of April 4, 2022, by and between the Issuer, the Sponsor, and RBM Investments, LLC, over which Mr. Martin may be deemed to exercise voting and investment control.

F4: The reporting person resigned as a director and an officer of the issuer and disposed of all issuer equity securities effective as of the consummation of the business combination and ceased to be a reporting person with respect to the issuer.

F5: Pursuant to the Transaction Agreement, by and among Riverview, Westrock Coffee Holdings, LLC, a Delaware limited liability company ("Westrock"), Origin Merger Sub I, Inc., a Delaware corporation and a wholly-owned subsidiary of Westrock and Origin Merger Sub II, LLC, a Delaware limited liability company and a wholly-owned subsidiary of Westrock, dated April 4, 2022, each issued and outstanding share of the Issuer's common stock automatically converted into the right to receive Westrock common stock on a one-to-one basis.

Transaction history

JSON API

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction date	Company	Activity / security	Shares / units	Reported price	Reported value	Details
August 17, 2023 Filed Aug 30, 2023 21:48 UTC	Westrock Coffee Co WEST · Entity 5164	OtherWARRANTS · Derivative	14,023	Not disclosed Strike: $11.50	Not disclosed	Disclosure SEC source: 0001140361-23-041893 · form4.xml · derivative · entry 12 MARTIN R BRAD · CIK 0001186888 · Director Riverview Sponsor Partners, LLC · CIK 0001860149 · Prior 10% Owner RBM Acquisition, LLC · CIK 0001944164 · Prior 10% Owner RBM Investments, LLC · CIK 0001943938 · Prior 10% Owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By spouse Disclosed balance after: 14,023 Underlying: Common Stock · 14,023 shares Expires 2027-08-26 F5 · kind: Represents pro rata distribution from Riverview Sponsor Partners, LLC, of 5,352,642 of the issuer's warrants for Common Stock ("Warrants") to members other than Mr. Martin. Mr. Martin is the managing member of Riverview Sponsor Partners, LLC. Each Warrant is exercisable for one share of Common Stock. The Warrants are expected to be exercisable from and after September 25, 2022, subject to the terms and conditions of the Amended and Restated Warrant Agreement, dated August 26, 2022, by and among the Issuer, Computershare Inc. and Computershare Trust Company, N.A. F5 · price: Represents pro rata distribution from Riverview Sponsor Partners, LLC, of 5,352,642 of the issuer's warrants for Common Stock ("Warrants") to members other than Mr. Martin. Mr. Martin is the managing member of Riverview Sponsor Partners, LLC. Each Warrant is exercisable for one share of Common Stock. The Warrants are expected to be exercisable from and after September 25, 2022, subject to the terms and conditions of the Amended and Restated Warrant Agreement, dated August 26, 2022, by and among the Issuer, Computershare Inc. and Computershare Trust Company, N.A. F7 · derivative.underlying_shares: Mr. Martin disclaims beneficial ownership of 56,092 Warrants held by members of Mr. Martin's household, and this report shall not be deemed an admission that Mr. Martin is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document
August 17, 2023 Filed Aug 30, 2023 21:48 UTC	Westrock Coffee Co WEST · Entity 5164	OtherWARRANTS · Derivative	14,023	Not disclosed Strike: $11.50	Not disclosed	Disclosure SEC source: 0001140361-23-041893 · form4.xml · derivative · entry 11 MARTIN R BRAD · CIK 0001186888 · Director Riverview Sponsor Partners, LLC · CIK 0001860149 · Prior 10% Owner RBM Acquisition, LLC · CIK 0001944164 · Prior 10% Owner RBM Investments, LLC · CIK 0001943938 · Prior 10% Owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By son Disclosed balance after: 14,023 Underlying: Common Stock · 14,023 shares Expires 2027-08-26 F5 · kind: Represents pro rata distribution from Riverview Sponsor Partners, LLC, of 5,352,642 of the issuer's warrants for Common Stock ("Warrants") to members other than Mr. Martin. Mr. Martin is the managing member of Riverview Sponsor Partners, LLC. Each Warrant is exercisable for one share of Common Stock. The Warrants are expected to be exercisable from and after September 25, 2022, subject to the terms and conditions of the Amended and Restated Warrant Agreement, dated August 26, 2022, by and among the Issuer, Computershare Inc. and Computershare Trust Company, N.A. F5 · price: Represents pro rata distribution from Riverview Sponsor Partners, LLC, of 5,352,642 of the issuer's warrants for Common Stock ("Warrants") to members other than Mr. Martin. Mr. Martin is the managing member of Riverview Sponsor Partners, LLC. Each Warrant is exercisable for one share of Common Stock. The Warrants are expected to be exercisable from and after September 25, 2022, subject to the terms and conditions of the Amended and Restated Warrant Agreement, dated August 26, 2022, by and among the Issuer, Computershare Inc. and Computershare Trust Company, N.A. F7 · derivative.underlying_shares: Mr. Martin disclaims beneficial ownership of 56,092 Warrants held by members of Mr. Martin's household, and this report shall not be deemed an admission that Mr. Martin is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document
August 17, 2023 Filed Aug 30, 2023 21:48 UTC	Westrock Coffee Co WEST · Entity 5164	OtherWARRANTS · Derivative	14,023	Not disclosed Strike: $11.50	Not disclosed	Disclosure SEC source: 0001140361-23-041893 · form4.xml · derivative · entry 10 MARTIN R BRAD · CIK 0001186888 · Director Riverview Sponsor Partners, LLC · CIK 0001860149 · Prior 10% Owner RBM Acquisition, LLC · CIK 0001944164 · Prior 10% Owner RBM Investments, LLC · CIK 0001943938 · Prior 10% Owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By son Disclosed balance after: 14,023 Underlying: Common Stock · 14,023 shares Expires 2027-08-26 F5 · kind: Represents pro rata distribution from Riverview Sponsor Partners, LLC, of 5,352,642 of the issuer's warrants for Common Stock ("Warrants") to members other than Mr. Martin. Mr. Martin is the managing member of Riverview Sponsor Partners, LLC. Each Warrant is exercisable for one share of Common Stock. The Warrants are expected to be exercisable from and after September 25, 2022, subject to the terms and conditions of the Amended and Restated Warrant Agreement, dated August 26, 2022, by and among the Issuer, Computershare Inc. and Computershare Trust Company, N.A. F5 · price: Represents pro rata distribution from Riverview Sponsor Partners, LLC, of 5,352,642 of the issuer's warrants for Common Stock ("Warrants") to members other than Mr. Martin. Mr. Martin is the managing member of Riverview Sponsor Partners, LLC. Each Warrant is exercisable for one share of Common Stock. The Warrants are expected to be exercisable from and after September 25, 2022, subject to the terms and conditions of the Amended and Restated Warrant Agreement, dated August 26, 2022, by and among the Issuer, Computershare Inc. and Computershare Trust Company, N.A. F7 · derivative.underlying_shares: Mr. Martin disclaims beneficial ownership of 56,092 Warrants held by members of Mr. Martin's household, and this report shall not be deemed an admission that Mr. Martin is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document
August 17, 2023 Filed Aug 30, 2023 21:48 UTC	Westrock Coffee Co WEST · Entity 5164	OtherWARRANTS · Derivative	14,023	Not disclosed Strike: $11.50	Not disclosed	Disclosure SEC source: 0001140361-23-041893 · form4.xml · derivative · entry 9 MARTIN R BRAD · CIK 0001186888 · Director Riverview Sponsor Partners, LLC · CIK 0001860149 · Prior 10% Owner RBM Acquisition, LLC · CIK 0001944164 · Prior 10% Owner RBM Investments, LLC · CIK 0001943938 · Prior 10% Owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By son Disclosed balance after: 14,023 Underlying: Common Stock · 14,023 shares Expires 2027-08-26 F5 · kind: Represents pro rata distribution from Riverview Sponsor Partners, LLC, of 5,352,642 of the issuer's warrants for Common Stock ("Warrants") to members other than Mr. Martin. Mr. Martin is the managing member of Riverview Sponsor Partners, LLC. Each Warrant is exercisable for one share of Common Stock. The Warrants are expected to be exercisable from and after September 25, 2022, subject to the terms and conditions of the Amended and Restated Warrant Agreement, dated August 26, 2022, by and among the Issuer, Computershare Inc. and Computershare Trust Company, N.A. F5 · price: Represents pro rata distribution from Riverview Sponsor Partners, LLC, of 5,352,642 of the issuer's warrants for Common Stock ("Warrants") to members other than Mr. Martin. Mr. Martin is the managing member of Riverview Sponsor Partners, LLC. Each Warrant is exercisable for one share of Common Stock. The Warrants are expected to be exercisable from and after September 25, 2022, subject to the terms and conditions of the Amended and Restated Warrant Agreement, dated August 26, 2022, by and among the Issuer, Computershare Inc. and Computershare Trust Company, N.A. F7 · derivative.underlying_shares: Mr. Martin disclaims beneficial ownership of 56,092 Warrants held by members of Mr. Martin's household, and this report shall not be deemed an admission that Mr. Martin is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document
August 17, 2023 Filed Aug 30, 2023 21:48 UTC	Westrock Coffee Co WEST · Entity 5164	OtherCOMMON STOCK	8,755	$0.00	$0.00	Disclosure SEC source: 0001140361-23-041893 · form4.xml · nonDerivative · entry 6 MARTIN R BRAD · CIK 0001186888 · Director Riverview Sponsor Partners, LLC · CIK 0001860149 · Prior 10% Owner RBM Acquisition, LLC · CIK 0001944164 · Prior 10% Owner RBM Investments, LLC · CIK 0001943938 · Prior 10% Owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By spouse Disclosed balance after: 8,755 F1 · kind: Represents pro rata distribution from Riverview Sponsor Partners, LLC, RBM Acquisition, LLC, and RBM Investments, LLC of the issuer's common stock, par value $0.01 per share ("Common Stock"), to members other than Mr. Martin. Mr. Martin is the managing member of all entities. F4 · balance_after: Mr. Martin disclaims beneficial ownership of 35,023 shares of Common Stock held by members of Mr. Martin's household, and this report shall not be deemed an admission that Mr. Martin is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document
August 17, 2023 Filed Aug 30, 2023 21:48 UTC	Westrock Coffee Co WEST · Entity 5164	OtherCOMMON STOCK	8,756	$0.00	$0.00	Disclosure SEC source: 0001140361-23-041893 · form4.xml · nonDerivative · entry 5 MARTIN R BRAD · CIK 0001186888 · Director Riverview Sponsor Partners, LLC · CIK 0001860149 · Prior 10% Owner RBM Acquisition, LLC · CIK 0001944164 · Prior 10% Owner RBM Investments, LLC · CIK 0001943938 · Prior 10% Owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By son Disclosed balance after: 8,756 F1 · kind: Represents pro rata distribution from Riverview Sponsor Partners, LLC, RBM Acquisition, LLC, and RBM Investments, LLC of the issuer's common stock, par value $0.01 per share ("Common Stock"), to members other than Mr. Martin. Mr. Martin is the managing member of all entities. F4 · balance_after: Mr. Martin disclaims beneficial ownership of 35,023 shares of Common Stock held by members of Mr. Martin's household, and this report shall not be deemed an admission that Mr. Martin is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document
August 17, 2023 Filed Aug 30, 2023 21:48 UTC	Westrock Coffee Co WEST · Entity 5164	OtherCOMMON STOCK	8,756	$0.00	$0.00	Disclosure SEC source: 0001140361-23-041893 · form4.xml · nonDerivative · entry 4 MARTIN R BRAD · CIK 0001186888 · Director Riverview Sponsor Partners, LLC · CIK 0001860149 · Prior 10% Owner RBM Acquisition, LLC · CIK 0001944164 · Prior 10% Owner RBM Investments, LLC · CIK 0001943938 · Prior 10% Owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By son Disclosed balance after: 8,756 F1 · kind: Represents pro rata distribution from Riverview Sponsor Partners, LLC, RBM Acquisition, LLC, and RBM Investments, LLC of the issuer's common stock, par value $0.01 per share ("Common Stock"), to members other than Mr. Martin. Mr. Martin is the managing member of all entities. F4 · balance_after: Mr. Martin disclaims beneficial ownership of 35,023 shares of Common Stock held by members of Mr. Martin's household, and this report shall not be deemed an admission that Mr. Martin is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document
August 17, 2023 Filed Aug 30, 2023 21:48 UTC	Westrock Coffee Co WEST · Entity 5164	OtherCOMMON STOCK	8,756	$0.00	$0.00	Disclosure SEC source: 0001140361-23-041893 · form4.xml · nonDerivative · entry 3 MARTIN R BRAD · CIK 0001186888 · Director Riverview Sponsor Partners, LLC · CIK 0001860149 · Prior 10% Owner RBM Acquisition, LLC · CIK 0001944164 · Prior 10% Owner RBM Investments, LLC · CIK 0001943938 · Prior 10% Owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By son Disclosed balance after: 8,756 F1 · kind: Represents pro rata distribution from Riverview Sponsor Partners, LLC, RBM Acquisition, LLC, and RBM Investments, LLC of the issuer's common stock, par value $0.01 per share ("Common Stock"), to members other than Mr. Martin. Mr. Martin is the managing member of all entities. F4 · balance_after: Mr. Martin disclaims beneficial ownership of 35,023 shares of Common Stock held by members of Mr. Martin's household, and this report shall not be deemed an admission that Mr. Martin is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document
August 17, 2023 Filed Aug 30, 2023 21:48 UTC	Westrock Coffee Co WEST · Entity 5164	OtherCOMMON STOCK	95,995	$0.00	$0.00	Disclosure SEC source: 0001140361-23-041893 · form4.xml · nonDerivative · entry 2 MARTIN R BRAD · CIK 0001186888 · Director Riverview Sponsor Partners, LLC · CIK 0001860149 · Prior 10% Owner RBM Acquisition, LLC · CIK 0001944164 · Prior 10% Owner RBM Investments, LLC · CIK 0001943938 · Prior 10% Owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By RBM Venture Company Disclosed balance after: 95,995 F1 · kind: Represents pro rata distribution from Riverview Sponsor Partners, LLC, RBM Acquisition, LLC, and RBM Investments, LLC of the issuer's common stock, par value $0.01 per share ("Common Stock"), to members other than Mr. Martin. Mr. Martin is the managing member of all entities. F3 · balance_after: Represents the 95,995 shares of Common Stock transferred to RBM Venture Company, of which Mr. Martin owns 100%. Read SEC document
August 15, 2023 Filed Aug 30, 2023 21:48 UTC	Westrock Coffee Co WEST · Entity 5164	OtherCOMMON STOCK	3,426,095	$0.00	$0.00	Disclosure SEC source: 0001140361-23-041893 · form4.xml · nonDerivative · entry 1 MARTIN R BRAD · CIK 0001186888 · Director Riverview Sponsor Partners, LLC · CIK 0001860149 · Prior 10% Owner RBM Acquisition, LLC · CIK 0001944164 · Prior 10% Owner RBM Investments, LLC · CIK 0001943938 · Prior 10% Owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,969,104 F1 · kind: Represents pro rata distribution from Riverview Sponsor Partners, LLC, RBM Acquisition, LLC, and RBM Investments, LLC of the issuer's common stock, par value $0.01 per share ("Common Stock"), to members other than Mr. Martin. Mr. Martin is the managing member of all entities. F1 · shares: Represents pro rata distribution from Riverview Sponsor Partners, LLC, RBM Acquisition, LLC, and RBM Investments, LLC of the issuer's common stock, par value $0.01 per share ("Common Stock"), to members other than Mr. Martin. Mr. Martin is the managing member of all entities. F2 · balance_after: Represents the 1,251,887 acquired by Mr. Martin from Riverview Sponsor Partners, LLC, RBM Acquisition, LLC, and RBM Investments, LLC, in addition to the 1,700,000 shares of Common Stock previously owned by Mr. Martin, plus 17,127 restricted stock units ("RSUs"), which were granted pursuant to the Westrock Coffee Company 2022 Equity Incentive Plan. Each RSU represents a contingent right to receive one share of the issuer's Common Stock. 9,000 of the RSUs vested on August 29, 2023 and 8,217 will vest on August 14, 2024, subject to Mr. Martin's continued service on the board of directors of the issuer through the applicable vesting date and certain early vesting conditions. Read SEC document
August 14, 2023 Filed Aug 30, 2023 21:48 UTC	Westrock Coffee Co WEST · Entity 5164	OtherWARRANTS · Derivative	1,991,266	Not disclosed Strike: $11.50	Not disclosed	Disclosure SEC source: 0001140361-23-041893 · form4.xml · derivative · entry 8 MARTIN R BRAD · CIK 0001186888 · Director Riverview Sponsor Partners, LLC · CIK 0001860149 · Prior 10% Owner RBM Acquisition, LLC · CIK 0001944164 · Prior 10% Owner RBM Investments, LLC · CIK 0001943938 · Prior 10% Owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Martin Family Foundation Disclosed balance after: 1,991,266 Underlying: Common Stock · 1,991,266 shares Expires 2027-08-26 F5 · kind: Represents pro rata distribution from Riverview Sponsor Partners, LLC, of 5,352,642 of the issuer's warrants for Common Stock ("Warrants") to members other than Mr. Martin. Mr. Martin is the managing member of Riverview Sponsor Partners, LLC. Each Warrant is exercisable for one share of Common Stock. The Warrants are expected to be exercisable from and after September 25, 2022, subject to the terms and conditions of the Amended and Restated Warrant Agreement, dated August 26, 2022, by and among the Issuer, Computershare Inc. and Computershare Trust Company, N.A. F5 · price: Represents pro rata distribution from Riverview Sponsor Partners, LLC, of 5,352,642 of the issuer's warrants for Common Stock ("Warrants") to members other than Mr. Martin. Mr. Martin is the managing member of Riverview Sponsor Partners, LLC. Each Warrant is exercisable for one share of Common Stock. The Warrants are expected to be exercisable from and after September 25, 2022, subject to the terms and conditions of the Amended and Restated Warrant Agreement, dated August 26, 2022, by and among the Issuer, Computershare Inc. and Computershare Trust Company, N.A. F6 · derivative.underlying_shares: Represents 1,991,266 Warrants held by the Martin Family Foundation, over which Mr. Martin makes investment decisions. F6 · ownership.nature: Represents 1,991,266 Warrants held by the Martin Family Foundation, over which Mr. Martin makes investment decisions. Read SEC document
August 11, 2023 Filed Aug 30, 2023 21:48 UTC	Westrock Coffee Co WEST · Entity 5164	OtherWARRANTS · Derivative	5,352,642	Not disclosed Strike: $11.50	Not disclosed	Disclosure SEC source: 0001140361-23-041893 · form4.xml · derivative · entry 7 MARTIN R BRAD · CIK 0001186888 · Director Riverview Sponsor Partners, LLC · CIK 0001860149 · Prior 10% Owner RBM Acquisition, LLC · CIK 0001944164 · Prior 10% Owner RBM Investments, LLC · CIK 0001943938 · Prior 10% Owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,699 Underlying: Common Stock · 10,699 shares Expires 2027-08-26 F5 · kind: Represents pro rata distribution from Riverview Sponsor Partners, LLC, of 5,352,642 of the issuer's warrants for Common Stock ("Warrants") to members other than Mr. Martin. Mr. Martin is the managing member of Riverview Sponsor Partners, LLC. Each Warrant is exercisable for one share of Common Stock. The Warrants are expected to be exercisable from and after September 25, 2022, subject to the terms and conditions of the Amended and Restated Warrant Agreement, dated August 26, 2022, by and among the Issuer, Computershare Inc. and Computershare Trust Company, N.A. F5 · shares: Represents pro rata distribution from Riverview Sponsor Partners, LLC, of 5,352,642 of the issuer's warrants for Common Stock ("Warrants") to members other than Mr. Martin. Mr. Martin is the managing member of Riverview Sponsor Partners, LLC. Each Warrant is exercisable for one share of Common Stock. The Warrants are expected to be exercisable from and after September 25, 2022, subject to the terms and conditions of the Amended and Restated Warrant Agreement, dated August 26, 2022, by and among the Issuer, Computershare Inc. and Computershare Trust Company, N.A. F5 · price: Represents pro rata distribution from Riverview Sponsor Partners, LLC, of 5,352,642 of the issuer's warrants for Common Stock ("Warrants") to members other than Mr. Martin. Mr. Martin is the managing member of Riverview Sponsor Partners, LLC. Each Warrant is exercisable for one share of Common Stock. The Warrants are expected to be exercisable from and after September 25, 2022, subject to the terms and conditions of the Amended and Restated Warrant Agreement, dated August 26, 2022, by and among the Issuer, Computershare Inc. and Computershare Trust Company, N.A. Read SEC document
August 26, 2022 Filed Aug 30, 2022 20:27 UTC	Riverview Acquisition Corp. RVAC · Entity 124162	OtherCommon Stock	6,509,000	Not disclosed	Not disclosed	Disclosure SEC source: 0001140361-22-031604 · form4.xml · nonDerivative · entry 5 MARTIN R BRAD · CIK 0001186888 · Director · Chairman and CEO · 10% owner Riverview Sponsor Partners, LLC · CIK 0001860149 · 10% owner RBM Acquisition, LLC · CIK 0001944164 · 10% owner RBM Investments, LLC · CIK 0001943938 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 F4 · price: The reporting person resigned as a director and an officer of the issuer and disposed of all issuer equity securities effective as of the consummation of the business combination and ceased to be a reporting person with respect to the issuer. F5 · price: Pursuant to the Transaction Agreement, by and among Riverview, Westrock Coffee Holdings, LLC, a Delaware limited liability company ("Westrock"), Origin Merger Sub I, Inc., a Delaware corporation and a wholly-owned subsidiary of Westrock and Origin Merger Sub II, LLC, a Delaware limited liability company and a wholly-owned subsidiary of Westrock, dated April 4, 2022, each issued and outstanding share of the Issuer's common stock automatically converted into the right to receive Westrock common stock on a one-to-one basis. F4 · ownership.nature: The reporting person resigned as a director and an officer of the issuer and disposed of all issuer equity securities effective as of the consummation of the business combination and ceased to be a reporting person with respect to the issuer. F5 · ownership.nature: Pursuant to the Transaction Agreement, by and among Riverview, Westrock Coffee Holdings, LLC, a Delaware limited liability company ("Westrock"), Origin Merger Sub I, Inc., a Delaware corporation and a wholly-owned subsidiary of Westrock and Origin Merger Sub II, LLC, a Delaware limited liability company and a wholly-owned subsidiary of Westrock, dated April 4, 2022, each issued and outstanding share of the Issuer's common stock automatically converted into the right to receive Westrock common stock on a one-to-one basis. Read SEC document
August 26, 2022 Filed Aug 30, 2022 20:27 UTC	Riverview Acquisition Corp. RVAC · Entity 124162	OtherCommon Stock	500,000	$10.00	$5,000,000.00	Disclosure SEC source: 0001140361-22-031604 · form4.xml · nonDerivative · entry 4 MARTIN R BRAD · CIK 0001186888 · Director · Chairman and CEO · 10% owner Riverview Sponsor Partners, LLC · CIK 0001860149 · 10% owner RBM Acquisition, LLC · CIK 0001944164 · 10% owner RBM Investments, LLC · CIK 0001943938 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 6,509,000 F3 · ownership.nature: These shares of common stock were acquired pursuant to a subscription agreement, dated as of April 4, 2022, by and between the Issuer, the Sponsor, and RBM Investments, LLC, over which Mr. Martin may be deemed to exercise voting and investment control. Read SEC document
August 26, 2022 Filed Aug 30, 2022 20:27 UTC	Riverview Acquisition Corp. RVAC · Entity 124162	OtherCommon Stock	1,700,000	$10.00	$17,000,000.00	Disclosure SEC source: 0001140361-22-031604 · form4.xml · nonDerivative · entry 3 MARTIN R BRAD · CIK 0001186888 · Director · Chairman and CEO · 10% owner Riverview Sponsor Partners, LLC · CIK 0001860149 · 10% owner RBM Acquisition, LLC · CIK 0001944164 · 10% owner RBM Investments, LLC · CIK 0001943938 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,009,000 Read SEC document
August 26, 2022 Filed Aug 30, 2022 20:27 UTC	Riverview Acquisition Corp. RVAC · Entity 124162	OtherCommon Stock	616,000	Not disclosed	Not disclosed	Disclosure SEC source: 0001140361-22-031604 · form4.xml · nonDerivative · entry 2 MARTIN R BRAD · CIK 0001186888 · Director · Chairman and CEO · 10% owner Riverview Sponsor Partners, LLC · CIK 0001860149 · 10% owner RBM Acquisition, LLC · CIK 0001944164 · 10% owner RBM Investments, LLC · CIK 0001943938 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 4,309,000 F2 · price: These shares of common stock were transferred at a price of $0.004 per share, pursuant to promote participation agreements, each dated as of April 4, 2022, by and among the Issuer, Riverview Sponsor Partners, LLC, and certain other entities party thereto. F2 · ownership.nature: These shares of common stock were transferred at a price of $0.004 per share, pursuant to promote participation agreements, each dated as of April 4, 2022, by and among the Issuer, Riverview Sponsor Partners, LLC, and certain other entities party thereto. Read SEC document
August 26, 2022 Filed Aug 30, 2022 20:27 UTC	Riverview Acquisition Corp. RVAC · Entity 124162	ConversionCommon Stock	4,925,000	Not disclosed	Not disclosed	Disclosure SEC source: 0001140361-22-031604 · form4.xml · nonDerivative · entry 1 MARTIN R BRAD · CIK 0001186888 · Director · Chairman and CEO · 10% owner Riverview Sponsor Partners, LLC · CIK 0001860149 · 10% owner RBM Acquisition, LLC · CIK 0001944164 · 10% owner RBM Investments, LLC · CIK 0001943938 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 4,925,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: These shares of common stock were acquired upon the automatic conversion into shares of the Issuer's common stock at the time of the business combination. Such shares are held directly by Riverview Sponsor Partners, LLC (the "Sponsor"). R. Brad Martin, the Chairman and Chief Executive Officer of the registrant, is the managing member of RBM Riverview, LLC, which is the managing member of the Sponsor. Mr. Martin has sole voting and dispositive control over the shares held by the Sponsor and may be deemed the beneficial owner of such shares. Mr. Martin disclaims beneficial ownership over any securities owned by the Sponsor in which he does not have any pecuniary interest. F1 · ownership.nature: These shares of common stock were acquired upon the automatic conversion into shares of the Issuer's common stock at the time of the business combination. Such shares are held directly by Riverview Sponsor Partners, LLC (the "Sponsor"). R. Brad Martin, the Chairman and Chief Executive Officer of the registrant, is the managing member of RBM Riverview, LLC, which is the managing member of the Sponsor. Mr. Martin has sole voting and dispositive control over the shares held by the Sponsor and may be deemed the beneficial owner of such shares. Mr. Martin disclaims beneficial ownership over any securities owned by the Sponsor in which he does not have any pecuniary interest. Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.