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Nasdaq · USD

WEN

Wendy's Co

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Tapewire entity
4659
SEC CIK
0000030697
Parsed reports
1,097

Last 12 months

Inside the activity.

2 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202520
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 02, 2016 Filed Dec 9, 2016 21:47 UTC Amendment PurchaseCommon Stock 1,540,084 $12.62 $19,442,482.44
Disclosure

SEC source: 0001209191-16-154438 · doc4a.xml · nonDerivative · entry 1

TRIAN FUND MANAGEMENT, L.P. · CIK 0001345471 · 10% owner

Trian Partners Master Fund, L.P. · CIK 0001345466 · 10% owner

Trian Partners Parallel Fund I, L.P. · CIK 0001345007 · 10% owner

Trian Partners Strategic Investment Fund, L.P. · CIK 0001484676 · 10% owner

Trian Partners, L.P. · CIK 0001345465 · 10% owner

Trian Partners Strategic Fund-G II, L.P. · CIK 0001691893 · 10% owner

Trian Partners Strategic Fund-G III, L.P. · CIK 0001691861 · 10% owner

Trian Partners Strategic Fund-K, L.P. · CIK 0001691898 · 10% owner

Trian Partners Strategic Fund-C, Ltd. · CIK 0001691900 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Please see explanation below

Disclosed balance after: 42,332,621

F1 · price: The price shown in Column 4 is a weighted average purchase price. The price range for the purchases is $12.5750 to $12.7500. The reporting person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price.

F2 · ownership.nature: Trian Fund Management GP, LLC ("Trian Management GP") is the general partner (the "GP") of Trian Fund Management, L.P ("Trian Management"), which serves as the management company for Trian Partners, L.P. ("Trian Onshore"), Trian Partners Master Fund, L.P. ("Trian Offshore"), Trian Partners Parallel Fund I, L.P. ("Parallel Fund I"), Trian Partners Strategic Investment Fund, L.P. ("Strategic Fund"), Trian Partners Strategic Fund-G II, L.P. ("Fund-G II"),Trian Partners Strategic Fund-G III, L.P. ("Fund-G III"), Trian Partners Strategic Fund-K, L.P. ("Fund-K") and Trian Partners Strategic Fund-C, Ltd. ("Fund-C" and collectively, the "Trian Funds").

F3 · ownership.nature: (FN 2, contd.) Trian Partners General Partner, LLC is the GP of Trian Partners GP, L.P. ("Trian GP"), which is the GP of Trian Onshore and Trian Offshore. Trian Partners Parallel Fund I General Partner, LLC is the GP of Parallel Fund I. Trian Partners Strategic Investment Fund General Partner, LLC is the GP of Trian Partners Strategic Investment Fund GP, L.P., which is the GP of Strategic Fund, Trian Partners Strategic Fund-G II General Partner, LLC is the GP of Trian Partners Strategic Fund-G II GP, L.P., which is the GP of Fund-G II, Trian Partners Strategic Fund-G III General Partner, LLC is the GP of Trian Partners Strategic Fund-G III GP, L.P., which is the GP of Fund-G III, Trian Partners Strategic Fund-K General Partner, LLC is the GP of Trian Partners Strategic Fund-K, GP, L.P., which is the GP of Fund-K and Trian Partners Strategic Fund C General Partner, LLC is the GP of Trian Partners Strategic Fund-C GP, L.P., which is the GP of the feeder fund to Fund-C.

F4 · ownership.nature: Each reporting person states that neither the filing of this statement nor anything herein shall be deemed an admission that such person is, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise, the beneficial owner of any securities covered by this statement. Each reporting person disclaims beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such person in such securities.

Read SEC document
December 02, 2016 Filed Dec 9, 2016 21:46 UTC Amendment PurchaseCommon Stock 1,540,084 $12.62 $19,442,482.44
Disclosure

SEC source: 0001209191-16-154436 · doc4a.xml · nonDerivative · entry 1

TRIAN FUND MANAGEMENT, L.P. · CIK 0001345471 · 10% owner

Trian Partners Parallel Fund I General Partner, LLC · CIK 0001345469 · 10% owner

Trian Partners General Partner, LLC · CIK 0001345464 · 10% owner

Trian Fund Management GP, LLC · CIK 0001345472 · 10% owner

Trian Partners Strategic Investment Fund General Partner, LLC · CIK 0001498042 · 10% owner

Trian Partners Strategic Fund-G II General Partner, LLC · CIK 0001691862 · 10% owner

Trian Partners Strategic Fund-G III General Partner, LLC · CIK 0001691858 · 10% owner

Trian Partners Strategic Fund-K General Partner, LLC · CIK 0001691894 · 10% owner

Trian Partners Strategic Fund-C General Partner, LLC · CIK 0001691856 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Please see explanation below

Disclosed balance after: 42,332,621

F1 · price: The price shown in Column 4 is a weighted average purchase price. The price range for the purchases is $12.5750 to $12.7500. The reporting persons undertake to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price.

F2 · ownership.nature: Trian Fund Management GP, LLC ("Trian Management GP") is the general partner (the "GP") of Trian Fund Management, L.P ("Trian Management"), which serves as the management company for Trian Partners, L.P. ("Trian Onshore"), Trian Partners Master Fund, L.P. ("Trian Offshore"), Trian Partners Parallel Fund I, L.P. ("Parallel Fund I"), Trian Partners Strategic Investment Fund, L.P. ("Strategic Fund"), Trian Partners Strategic Fund-G II, L.P. ("Fund-G II"),Trian Partners Strategic Fund-G III, L.P. ("Fund-G III"), Trian Partners Strategic Fund-K, L.P. ("Fund-K") and Trian Partners Strategic Fund-C, Ltd. ("Fund-C" and collectively, the "Trian Funds").

F3 · ownership.nature: (FN 2, contd.) Trian Partners General Partner, LLC is the GP of Trian Partners GP, L.P. ("Trian GP"), which is the GP of Trian Onshore and Trian Offshore. Trian Partners Parallel Fund I General Partner, LLC is the GP of Parallel Fund I. Trian Partners Strategic Investment Fund General Partner, LLC is the GP of Trian Partners Strategic Investment Fund GP, L.P., which is the GP of Strategic Fund, Trian Partners Strategic Fund-G II General Partner, LLC is the GP of Trian Partners Strategic Fund-G II GP, L.P., which is the GP of Fund-G II, Trian Partners Strategic Fund-G III General Partner, LLC is the GP of Trian Partners Strategic Fund-G III GP, L.P., which is the GP of Fund-G III, Trian Partners Strategic Fund-K General Partner, LLC is the GP of Trian Partners Strategic Fund-K, GP, L.P., which is the GP of Fund-K and Trian Partners Strategic Fund C General Partner, LLC is the GP of Trian Partners Strategic Fund-C GP, L.P., which is the GP of the feeder fund to Fund-C.

F4 · ownership.nature: Each reporting person states that neither the filing of this statement nor anything herein shall be deemed an admission that such person is, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise, the beneficial owner of any securities covered by this statement. Each reporting person disclaims beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such person in such securities.

Read SEC document
December 02, 2016 Filed Dec 9, 2016 21:47 UTC Amendment PurchaseCommon Stock 1,540,084 $12.62 $19,442,482.44
Disclosure

SEC source: 0001209191-16-154437 · doc4a.xml · nonDerivative · entry 1

TRIAN FUND MANAGEMENT, L.P. · CIK 0001345471 · 10% owner

Trian Partners GP, L.P. · CIK 0001363629 · 10% owner

Trian Partners Strategic Investment Fund GP, L.P. · CIK 0001498041 · 10% owner

Trian Partners Strategic Fund-G II GP, L.P. · CIK 0001691892 · 10% owner

Trian Partners Strategic Fund-G III GP, L.P. · CIK 0001691860 · 10% owner

Trian Partners Strategic Fund-K GP, L.P. · CIK 0001691896 · 10% owner

Trian Partners Strategic Fund-C GP, L.P. · CIK 0001691857 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Please see explanation below

Disclosed balance after: 42,332,621

F1 · price: The price shown in Column 4 is a weighted average purchase price. The price range for the purchases is $12.5750 to $12.7500. The reporting person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price.

F2 · ownership.nature: Trian Fund Management GP, LLC ("Trian Management GP") is the general partner (the "GP") of Trian Fund Management, L.P ("Trian Management"), which serves as the management company for Trian Partners, L.P. ("Trian Onshore"), Trian Partners Master Fund, L.P. ("Trian Offshore"), Trian Partners Parallel Fund I, L.P. ("Parallel Fund I"), Trian Partners Strategic Investment Fund, L.P. ("Strategic Fund"), Trian Partners Strategic Fund-G II, L.P. ("Fund-G II"),Trian Partners Strategic Fund-G III, L.P. ("Fund-G III"), Trian Partners Strategic Fund-K, L.P. ("Fund-K") and Trian Partners Strategic Fund-C, Ltd. ("Fund-C" and collectively, the "Trian Funds").

F3 · ownership.nature: (FN 2, contd.) Trian Partners General Partner, LLC is the GP of Trian Partners GP, L.P. ("Trian GP"), which is the GP of Trian Onshore and Trian Offshore. Trian Partners Parallel Fund I General Partner, LLC is the GP of Parallel Fund I. Trian Partners Strategic Investment Fund General Partner, LLC is the GP of Trian Partners Strategic Investment Fund GP, L.P., which is the GP of Strategic Fund, Trian Partners Strategic Fund-G II General Partner, LLC is the GP of Trian Partners Strategic Fund-G II GP, L.P., which is the GP of Fund-G II, Trian Partners Strategic Fund-G III General Partner, LLC is the GP of Trian Partners Strategic Fund-G III GP, L.P., which is the GP of Fund-G III, Trian Partners Strategic Fund-K General Partner, LLC is the GP of Trian Partners Strategic Fund-K, GP, L.P., which is the GP of Fund-K and Trian Partners Strategic Fund C General Partner, LLC is the GP of Trian Partners Strategic Fund-C GP, L.P., which is the GP of the feeder fund to Fund-C.

F4 · ownership.nature: Each reporting person states that neither the filing of this statement nor anything herein shall be deemed an admission that such person is, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise, the beneficial owner of any securities covered by this statement. Each reporting person disclaims beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such person in such securities.

Read SEC document
December 02, 2016 Filed Dec 7, 2016 01:22 UTC
PELTZ NELSONDirector · 10% owner
PurchaseCommon Stock 1,540,084 $12.62 $19,442,482.44
Disclosure

SEC source: 0001209191-16-153772 · doc4.xml · nonDerivative · entry 1

PELTZ NELSON · CIK 0000928265 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trian Partners

Disclosed balance after: 42,332,621

F1 · price: The price shown in Column 4 is a weighted average purchase price. The price range for the purchases is $12.5750 to $12.7500. The reporting person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price.

F2 · ownership.nature: Trian Fund Management, L.P. ("Trian Management") serves as the management company for Trian Partners, L.P., Trian Partners Master Fund, L.P., Trian Partners Parallel Fund I, L.P., and Trian Partners Strategic Investment Fund, L.P., Trian Partners Strategic Fund-G II L.P., Trian Partners Strategic Fund-G III, L.P., Trian Partners Strategic Fund-K, L.P., and Trian Partners Strategic Fund-C, Ltd. (collectively, the "Trian Funds"), and as such determines the investment and voting decisions of the Trian Funds with respect to the shares of the Issuer held by them. Mr. Peltz is a member of Trian Fund Management GP, LLC, which is the general partner of Trian Management, and as such is in a position to determine the investment and voting decisions made by Trian Management on behalf of the Trian Funds. Mr. Peltz is also a member of Trian Partners General Partner, LLC ("Trian GP LLC"), the general partner of Trian Partners GP, L.P. ("Trian GP"), and as such is in a position to determine the

F3 · ownership.nature: (FN 2, contd.) investment and voting decisions made by Trian GP LLC on behalf of Trian GP. Accordingly, Mr. Peltz may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Securities Exchange Act of 1934) the shares beneficially owned by the Trian Funds and Trian GP. Mr. Peltz disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
November 22, 2016 Filed Nov 23, 2016 22:58 UTC
Weisberg Scott A.Chief People Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 120,558 $0.00 Strike: $7.92 $0.00
Disclosure

SEC source: 0001225208-16-042230 · doc4.xml · derivative · entry 3

Weisberg Scott A. · CIK 0001502784 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 120,558 shares

Expires 2023-08-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: With tandem net exercise and tax withholding rights.

F2 · derivative.exercise_date: The option vested in full on August 9, 2016.

Read SEC document
November 22, 2016 Filed Nov 23, 2016 22:58 UTC
Weisberg Scott A.Chief People Officer
Tax withholdingCommon Stock 97,293 $12.58 $1,223,945.94
Disclosure

SEC source: 0001225208-16-042230 · doc4.xml · nonDerivative · entry 2

Weisberg Scott A. · CIK 0001502784 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 171,476

Read SEC document
November 22, 2016 Filed Nov 23, 2016 22:58 UTC
Weisberg Scott A.Chief People Officer
Exercise / conversionCommon Stock 120,558 $7.92 $955,120.76
Disclosure

SEC source: 0001225208-16-042230 · doc4.xml · nonDerivative · entry 1

Weisberg Scott A. · CIK 0001502784 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 268,769

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 03, 2016 Filed Oct 4, 2016 21:00 UTC GrantCommon Stock 1,594 $10.58 $16,867.71
Disclosure

SEC source: 0001209191-16-144411 · doc4.xml · nonDerivative · entry 1

Peltz Matthew H. · CIK 0001661127 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,263

F1 · price: Shares were issued pursuant to the Company's 2010 Omnibus Award Plan (the "Plan") in lieu of a Board of Directors retainer fee that would otherwise be payable in cash. In accordance with the Plan, the price is the average of the closing price per share on the 20 consecutive trading days immediately preceding the date of the retainer fee would otherwise be payable.

F1 · acquired: Shares were issued pursuant to the Company's 2010 Omnibus Award Plan (the "Plan") in lieu of a Board of Directors retainer fee that would otherwise be payable in cash. In accordance with the Plan, the price is the average of the closing price per share on the 20 consecutive trading days immediately preceding the date of the retainer fee would otherwise be payable.

Read SEC document
October 03, 2016 Filed Oct 4, 2016 20:59 UTC
MAY PETER WDirector · 10% owner
GrantCommon Stock 1,594 $10.58 $16,867.71
Disclosure

SEC source: 0001209191-16-144410 · doc4.xml · nonDerivative · entry 1

MAY PETER W · CIK 0000928264 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,396,911

F1 · price: Shares were issued pursuant to the Company's 2010 Omnibus Award Plan (the "Plan") in lieu of a Board of Directors retainer fee that would otherwise be payable in cash. In accordance with the Plan, the price is the average of the closing price per share on the 20 consecutive trading days immediately preceding the date of the retainer fee would otherwise be payable.

F1 · acquired: Shares were issued pursuant to the Company's 2010 Omnibus Award Plan (the "Plan") in lieu of a Board of Directors retainer fee that would otherwise be payable in cash. In accordance with the Plan, the price is the average of the closing price per share on the 20 consecutive trading days immediately preceding the date of the retainer fee would otherwise be payable.

Read SEC document
October 03, 2016 Filed Oct 4, 2016 21:14 UTC
Wunsch E.J.General Counsel & Secretary
GrantRestricted Stock Units · Derivative 69,621 $0.00 $0.00
Disclosure

SEC source: 0001225208-16-040106 · doc4.xml · derivative · entry 1

Wunsch E.J. · CIK 0001685884 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,621

Underlying: Common Stock · 69,621 shares

Expires not disclosed

F1 · security: With tandem dividend equivalent rights and tax withholding rights.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F3 · derivative.exercise_date: The restricted stock units will vest in three equal installments on October 3, 2017, 2018 and 2019, subject to Mr. Wunsch's continued employment with the Company on the applicable vesting date.

F3 · derivative.expiration_date: The restricted stock units will vest in three equal installments on October 3, 2017, 2018 and 2019, subject to Mr. Wunsch's continued employment with the Company on the applicable vesting date.

Read SEC document
October 03, 2016 Filed Oct 4, 2016 20:59 UTC
PELTZ NELSONDirector · 10% owner
GrantCommon Stock 1,594 $10.58 $16,867.71
Disclosure

SEC source: 0001209191-16-144408 · doc4.xml · nonDerivative · entry 1

PELTZ NELSON · CIK 0000928265 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,880,057

F1 · price: Shares were issued pursuant to the Company's 2010 Omnibus Award Plan (the "Plan") in lieu of a Board of Directors retainer fee that would otherwise be payable in cash. In accordance with the Plan, the price is the average of the closing price per share on the 20 consecutive trading days immediately preceding the date of the retainer fee would otherwise be payable.

F1 · acquired: Shares were issued pursuant to the Company's 2010 Omnibus Award Plan (the "Plan") in lieu of a Board of Directors retainer fee that would otherwise be payable in cash. In accordance with the Plan, the price is the average of the closing price per share on the 20 consecutive trading days immediately preceding the date of the retainer fee would otherwise be payable.

Read SEC document
September 15, 2016 Filed Sep 19, 2016 21:52 UTC
Plosch GuntherChief Financial Officer
GrantRestricted Stock Units · Derivative 499 $0.00 $0.00
Disclosure

SEC source: 0001225208-16-039512 · doc4.xml · derivative · entry 1

Plosch Gunther · CIK 0001673498 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,754

Underlying: Common Stock · 499 shares

Expires not disclosed

F1 · security: With tandem dividend equivalent rights and tax withholding rights.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F3 · shares: Represents dividend equivalent units issued on September 15, 2016.

F4 · derivative.exercise_date: The restricted stock units will vest in full on May 2, 2019, subject to Mr. Plosch's continued employment with the Company on the vesting date.

F4 · derivative.expiration_date: The restricted stock units will vest in full on May 2, 2019, subject to Mr. Plosch's continued employment with the Company on the vesting date.

Read SEC document
September 15, 2016 Filed Sep 19, 2016 21:51 UTC
Penegor Todd AllanDirector · President & CEO
GrantRestricted Stock Units · Derivative 684 $0.00 $0.00
Disclosure

SEC source: 0001225208-16-039511 · doc4.xml · derivative · entry 1

Penegor Todd Allan · CIK 0001578490 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,542

Underlying: Common Stock · 684 shares

Expires not disclosed

F1 · security: With tandem dividend equivalent rights and tax withholding rights.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F3 · shares: Represents dividend equivalent units issued on September 15, 2016.

F4 · derivative.exercise_date: The restricted stock units will vest in two equal installments on December 17, 2017 and December 17, 2018, subject to Mr. Penegor's continued employment with the Company on the applicable vesting date.

F4 · derivative.expiration_date: The restricted stock units will vest in two equal installments on December 17, 2017 and December 17, 2018, subject to Mr. Penegor's continued employment with the Company on the applicable vesting date.

Read SEC document
September 15, 2016 Filed Sep 19, 2016 21:51 UTC
Kane Kurt AChief Concept & Mktg Officer
GrantRestricted Stock Units · Derivative 140 $0.00 $0.00
Disclosure

SEC source: 0001225208-16-039510 · doc4.xml · derivative · entry 1

Kane Kurt A · CIK 0001641147 · Chief Concept & Mktg Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,014

Underlying: Common Stock · 140 shares

Expires not disclosed

F1 · security: With tandem dividend equivalent rights and tax withholding rights.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F3 · shares: Represents dividend equivalent units issued on September 15, 2016.

F4 · derivative.exercise_date: The restricted stock units will vest in full on May 4, 2018, subject to Mr. Kane's continued employment with the Company on the vesting date.

F4 · derivative.expiration_date: The restricted stock units will vest in full on May 4, 2018, subject to Mr. Kane's continued employment with the Company on the vesting date.

Read SEC document
September 15, 2016 Filed Sep 19, 2016 21:51 UTC
Esposito LilianaChief Communications Officer
GrantRestricted Stock Units · Derivative 72 $0.00 $0.00
Disclosure

SEC source: 0001225208-16-039509 · doc4.xml · derivative · entry 1

Esposito Liliana · CIK 0001609772 · Chief Communications Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,884

Underlying: Common Stock · 72 shares

Expires not disclosed

F1 · security: With tandem dividend equivalent rights and tax withholding rights.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F3 · shares: Represents dividend equivalent units issued on September 15, 2016.

F4 · derivative.exercise_date: The restricted stock units will vest in full on June 2, 2017, subject to Ms. Esposito's continued employment with the Company on the vesting date.

F4 · derivative.expiration_date: The restricted stock units will vest in full on June 2, 2017, subject to Ms. Esposito's continued employment with the Company on the vesting date.

Read SEC document
September 15, 2016 Filed Sep 19, 2016 21:50 UTC GrantRestricted Stock Units · Derivative 44 $0.00 $0.00
Disclosure

SEC source: 0001225208-16-039508 · doc4.xml · derivative · entry 8

LEVATO JOSEPH A · CIK 0001014054 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,870

Underlying: Common Stock · 44 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F2 · shares: Represents dividend equivalent units issued on September 15, 2016.

F10 · derivative.exercise_date: The restricted stock units vested in full on May 26, 2016. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

F10 · derivative.expiration_date: The restricted stock units vested in full on May 26, 2016. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

Read SEC document
September 15, 2016 Filed Sep 19, 2016 21:50 UTC GrantRestricted Stock Units · Derivative 46 $0.00 $0.00
Disclosure

SEC source: 0001225208-16-039508 · doc4.xml · derivative · entry 7

LEVATO JOSEPH A · CIK 0001014054 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,826

Underlying: Common Stock · 46 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F2 · shares: Represents dividend equivalent units issued on September 15, 2016.

F9 · derivative.exercise_date: The restricted stock units will vest in full on the earlier of May 26, 2017 or the date of the Company's 2017 annual meeting of stockholders. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

F9 · derivative.expiration_date: The restricted stock units will vest in full on the earlier of May 26, 2017 or the date of the Company's 2017 annual meeting of stockholders. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

Read SEC document
September 15, 2016 Filed Sep 19, 2016 21:50 UTC GrantRestricted Stock Units · Derivative 54 $0.00 $0.00
Disclosure

SEC source: 0001225208-16-039508 · doc4.xml · derivative · entry 6

LEVATO JOSEPH A · CIK 0001014054 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,780

Underlying: Common Stock · 54 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F2 · shares: Represents dividend equivalent units issued on September 15, 2016.

F8 · derivative.exercise_date: The restricted stock units vested in full on May 28, 2015. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

F8 · derivative.expiration_date: The restricted stock units vested in full on May 28, 2015. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

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September 15, 2016 Filed Sep 19, 2016 21:50 UTC GrantRestricted Stock Units · Derivative 77 $0.00 $0.00
Disclosure

SEC source: 0001225208-16-039508 · doc4.xml · derivative · entry 5

LEVATO JOSEPH A · CIK 0001014054 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,726

Underlying: Common Stock · 77 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F2 · shares: Represents dividend equivalent units issued on September 15, 2016.

F7 · derivative.exercise_date: The restricted stock units vested in full on May 23, 2014. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

F7 · derivative.expiration_date: The restricted stock units vested in full on May 23, 2014. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

Read SEC document
September 15, 2016 Filed Sep 19, 2016 21:50 UTC GrantRestricted Stock Units · Derivative 97 $0.00 $0.00
Disclosure

SEC source: 0001225208-16-039508 · doc4.xml · derivative · entry 4

LEVATO JOSEPH A · CIK 0001014054 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,649

Underlying: Common Stock · 97 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F2 · shares: Represents dividend equivalent units issued on September 15, 2016.

F6 · derivative.exercise_date: The restricted stock units vested in two equal installments on May 26, 2012 and May 26, 2013. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

F6 · derivative.expiration_date: The restricted stock units vested in two equal installments on May 26, 2012 and May 26, 2013. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

Read SEC document
September 15, 2016 Filed Sep 19, 2016 21:50 UTC GrantRestricted Stock Units · Derivative 104 $0.00 $0.00
Disclosure

SEC source: 0001225208-16-039508 · doc4.xml · derivative · entry 3

LEVATO JOSEPH A · CIK 0001014054 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,552

Underlying: Common Stock · 104 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F2 · shares: Represents dividend equivalent units issued on September 15, 2016.

F5 · derivative.exercise_date: The restricted stock units vested in two equal installments on May 24, 2013 and May 24, 2014. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

F5 · derivative.expiration_date: The restricted stock units vested in two equal installments on May 24, 2013 and May 24, 2014. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

Read SEC document
September 15, 2016 Filed Sep 19, 2016 21:50 UTC GrantRestricted Stock Units · Derivative 109 $0.00 $0.00
Disclosure

SEC source: 0001225208-16-039508 · doc4.xml · derivative · entry 2

LEVATO JOSEPH A · CIK 0001014054 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,448

Underlying: Common Stock · 109 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F2 · shares: Represents dividend equivalent units issued on September 15, 2016.

F4 · derivative.exercise_date: The restricted stock units vested in two equal installments on June 1, 2011 and June 1, 2012. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

F4 · derivative.expiration_date: The restricted stock units vested in two equal installments on June 1, 2011 and June 1, 2012. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

Read SEC document
September 15, 2016 Filed Sep 19, 2016 21:50 UTC GrantRestricted Stock Units · Derivative 114 $0.00 $0.00
Disclosure

SEC source: 0001225208-16-039508 · doc4.xml · derivative · entry 1

LEVATO JOSEPH A · CIK 0001014054 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,339

Underlying: Common Stock · 114 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F2 · shares: Represents dividend equivalent units issued on September 15, 2016.

F3 · derivative.exercise_date: The restricted stock units vested in two equal installments on May 28, 2010 and May 28, 2011. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

F3 · derivative.expiration_date: The restricted stock units vested in two equal installments on May 28, 2010 and May 28, 2011. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company.

Read SEC document
September 15, 2016 Filed Sep 19, 2016 21:50 UTC
Wright Robert D.EVP, COO & International
GrantRestricted Stock Units · Derivative 684 $0.00 $0.00
Disclosure

SEC source: 0001225208-16-039507 · doc4.xml · derivative · entry 1

Wright Robert D. · CIK 0001593559 · EVP, COO & International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,542

Underlying: Common Stock · 684 shares

Expires not disclosed

F1 · security: With tandem dividend equivalent rights and tax withholding rights.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F3 · shares: Represents dividend equivalent units issued on September 15, 2016.

F4 · derivative.exercise_date: The restricted stock units will vest in two equal installments on December 17, 2017 and December 17, 2018, subject to Mr. Wright's continued employment with the Company on the applicable vesting date.

F4 · derivative.expiration_date: The restricted stock units will vest in two equal installments on December 17, 2017 and December 17, 2018, subject to Mr. Wright's continued employment with the Company on the applicable vesting date.

Read SEC document
September 15, 2016 Filed Sep 19, 2016 21:50 UTC
Trimm DavidChief Information Officer
GrantRestricted Stock Units · Derivative 59 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-16-039506 · doc4.xml · derivative · entry 1

Trimm David · CIK 0001591203 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,483

Underlying: Common Stock · 59 shares

Expires not disclosed

F1 · security: With tandem dividend equivalent rights and tax withholding rights.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F3 · shares: Represents dividend equivalent units issued on September 15, 2016.

F4 · derivative.exercise_date: The restricted stock units will vest in full on August 12, 2018, subject to Mr. Trimm's continued employment with the Company on the vesting date.

F4 · derivative.expiration_date: The restricted stock units will vest in full on August 12, 2018, subject to Mr. Trimm's continued employment with the Company on the vesting date.

Read SEC document
September 15, 2016 Filed Sep 19, 2016 21:50 UTC
Pringle Abigail E.Chief Development Officer
GrantRestricted Stock Units · Derivative 134 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-16-039505 · doc4.xml · derivative · entry 1

Pringle Abigail E. · CIK 0001676101 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,922

Underlying: Common Stock · 134 shares

Expires not disclosed

F1 · security: With tandem dividend equivalent rights and tax withholding rights.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F3 · shares: Represents dividend equivalent units issued on September 15, 2016.

F4 · derivative.exercise_date: The restricted stock units will vest in full on December 14, 2018, subject to Ms. Pringle's continued employment with the Company on the vesting date.

F4 · derivative.expiration_date: The restricted stock units will vest in full on December 14, 2018, subject to Ms. Pringle's continued employment with the Company on the vesting date.

Read SEC document
September 15, 2016 Filed Sep 19, 2016 21:50 UTC
Kriss Scott ASVP Chief Accounting & Tax Off
GrantRestricted Stock Units · Derivative 167 $0.00 $0.00
Disclosure

SEC source: 0001225208-16-039504 · doc4.xml · derivative · entry 1

Kriss Scott A · CIK 0001625538 · SVP Chief Accounting & Tax Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,793

Underlying: Common Stock · 167 shares

Expires not disclosed

F1 · security: With tandem dividend equivalent rights and tax withholding rights.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F3 · shares: Represents dividend equivalent units issued on September 15, 2016.

F4 · derivative.exercise_date: The restricted stock units will vest in two equal installments on December 11, 2017 and December 11, 2018, subject to Mr. Kriss' continued employment with the Company on the applicable vesting date.

F4 · derivative.expiration_date: The restricted stock units will vest in two equal installments on December 11, 2017 and December 11, 2018, subject to Mr. Kriss' continued employment with the Company on the applicable vesting date.

Read SEC document
September 06, 2016 Filed Sep 7, 2016 20:37 UTC GrantCommon Stock 205 $9.73 $1,994.65
Disclosure

SEC source: 0001209191-16-140406 · doc4.xml · nonDerivative · entry 1

Peltz Matthew H. · CIK 0001661127 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,669

F1 · price: Shares were issued pursuant to the Company's 2010 Omnibus Award Plan (the "Plan") in lieu of a Board of Directors meeting fee that would otherwise be payable in cash. In accordance with the Plan, the price is the average of the closing price per share on the 20 consecutive trading days immediately preceding the date of the meeting fee would otherwise be payable.

F1 · acquired: Shares were issued pursuant to the Company's 2010 Omnibus Award Plan (the "Plan") in lieu of a Board of Directors meeting fee that would otherwise be payable in cash. In accordance with the Plan, the price is the average of the closing price per share on the 20 consecutive trading days immediately preceding the date of the meeting fee would otherwise be payable.

Read SEC document
September 06, 2016 Filed Sep 7, 2016 20:36 UTC
MAY PETER WDirector · 10% owner
GrantCommon Stock 205 $9.73 $1,994.65
Disclosure

SEC source: 0001209191-16-140404 · doc4.xml · nonDerivative · entry 1

MAY PETER W · CIK 0000928264 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,395,317

F1 · price: Shares were issued pursuant to the Company's 2010 Omnibus Award Plan (the "Plan") in lieu of a Board of Directors meeting fee that would otherwise be payable in cash. In accordance with the Plan, the price is the average of the closing price per share on the 20 consecutive trading days immediately preceding the date of the meeting fee would otherwise be payable.

F1 · acquired: Shares were issued pursuant to the Company's 2010 Omnibus Award Plan (the "Plan") in lieu of a Board of Directors meeting fee that would otherwise be payable in cash. In accordance with the Plan, the price is the average of the closing price per share on the 20 consecutive trading days immediately preceding the date of the meeting fee would otherwise be payable.

Read SEC document
July 05, 2016 Filed Jul 6, 2016 20:44 UTC
PELTZ NELSONDirector · 10% owner
GrantCommon Stock 1,711 $9.86 $16,865.33
Disclosure

SEC source: 0001209191-16-131686 · doc4.xml · nonDerivative · entry 1

PELTZ NELSON · CIK 0000928265 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,878,463

F1 · price: Shares were issued pursuant to the Company's 2010 Omnibus Award Plan (the "Plan") in lieu of a Board of Directors retainer fee that would otherwise be payable in cash. In accordance with the Plan, the price is the average of the closing price per share on the 20 consecutive trading days immediately preceding the date of the retainer fee would otherwise be payable.

F1 · acquired: Shares were issued pursuant to the Company's 2010 Omnibus Award Plan (the "Plan") in lieu of a Board of Directors retainer fee that would otherwise be payable in cash. In accordance with the Plan, the price is the average of the closing price per share on the 20 consecutive trading days immediately preceding the date of the retainer fee would otherwise be payable.

Read SEC document
May 26, 2016 Filed May 31, 2016 20:48 UTC
PELTZ NELSONDirector · 10% owner
GrantCommon Stock 8,177 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-124401 · doc4.xml · nonDerivative · entry 1

PELTZ NELSON · CIK 0000928265 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,876,752

Read SEC document
April 04, 2016 Filed Apr 6, 2016 20:37 UTC
PELTZ NELSONDirector · 10% owner
GrantCommon Stock 1,655 $10.19 $16,865.28
Disclosure

SEC source: 0001209191-16-113472 · doc4.xml · nonDerivative · entry 1

PELTZ NELSON · CIK 0000928265 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,868,575

F1 · price: Shares were issued pursuant to the Company's 2010 Omnibus Award Plan (the "Plan") in lieu of a Board of Directors retainer fee that would otherwise be payable in cash. In accordance with the Plan, the price is the average of the closing price per share on the 20 consecutive trading days immediately preceding the date of the meeting fee would otherwise be payable.

F1 · acquired: Shares were issued pursuant to the Company's 2010 Omnibus Award Plan (the "Plan") in lieu of a Board of Directors retainer fee that would otherwise be payable in cash. In accordance with the Plan, the price is the average of the closing price per share on the 20 consecutive trading days immediately preceding the date of the meeting fee would otherwise be payable.

Read SEC document
January 04, 2016 Filed Jan 5, 2016 22:11 UTC
PELTZ NELSONDirector · 10% owner
GrantCommon Stock 1,577 $10.70 $16,867.59
Disclosure

SEC source: 0001209191-16-088952 · doc4.xml · nonDerivative · entry 1

PELTZ NELSON · CIK 0000928265 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,866,920

F1 · price: Shares were issued pursuant to the Company's 2010 Omnibus Award Plan (the "Plan") in lieu of a Board of Directors retainer fee that would otherwise be payable in cash. In accordance with the Plan, the price is the average of the closing price per share on the 20 consecutive trading days immediately preceding the date of the meeting fee would otherwise be payable.

F1 · acquired: Shares were issued pursuant to the Company's 2010 Omnibus Award Plan (the "Plan") in lieu of a Board of Directors retainer fee that would otherwise be payable in cash. In accordance with the Plan, the price is the average of the closing price per share on the 20 consecutive trading days immediately preceding the date of the meeting fee would otherwise be payable.

Read SEC document
September 28, 2015 Filed Sep 29, 2015 20:32 UTC
PELTZ NELSONDirector · 10% owner
GrantCommon Stock 1,860 $9.51 $17,694.18
Disclosure

SEC source: 0001209191-15-072434 · doc4.xml · nonDerivative · entry 1

PELTZ NELSON · CIK 0000928265 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,865,343

F1 · price: Shares were issued pursuant to the Company's 2010 Omnibus Award Plan (the "Plan") in lieu of a Board of Directors retainer fee that would otherwise be payable in cash. In accordance with the Plan, the price is the average of the closing price per share on the 20 consecutive trading days immediately preceding the date of the meeting fee would otherwise be payable.

F1 · acquired: Shares were issued pursuant to the Company's 2010 Omnibus Award Plan (the "Plan") in lieu of a Board of Directors retainer fee that would otherwise be payable in cash. In accordance with the Plan, the price is the average of the closing price per share on the 20 consecutive trading days immediately preceding the date of the meeting fee would otherwise be payable.

Read SEC document
July 08, 2015 Filed Jul 9, 2015 23:08 UTC
PELTZ NELSONDirector · 10% owner
Disposition to issuerCommon Stock 14,733 $11.45 $168,692.85
Disclosure

SEC source: 0001209191-15-060344 · doc4.xml · nonDerivative · entry 5

PELTZ NELSON · CIK 0000928265 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 44,169

F10 · shares: The number of shares in column 4 represents the number of shares Mr. Peltz's spouse will sell to the Issuer pursuant to the Stock Purchase Agreement dated June 2, 2015 and the number of shares in column 5 represents the number of shares that Mr. Peltz's spouse will beneficially own directly following the closing of such sale. The closing of the sale is expected to occur on July 16, 2015 or such other later date as the parties may agree.

F10 · balance_after: The number of shares in column 4 represents the number of shares Mr. Peltz's spouse will sell to the Issuer pursuant to the Stock Purchase Agreement dated June 2, 2015 and the number of shares in column 5 represents the number of shares that Mr. Peltz's spouse will beneficially own directly following the closing of such sale. The closing of the sale is expected to occur on July 16, 2015 or such other later date as the parties may agree.

F7 · ownership.nature: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
July 08, 2015 Filed Jul 9, 2015 23:08 UTC
PELTZ NELSONDirector · 10% owner
Disposition to issuerCommon Stock 25,892 $11.45 $296,463.40
Disclosure

SEC source: 0001209191-15-060344 · doc4.xml · nonDerivative · entry 4

PELTZ NELSON · CIK 0000928265 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Children

Disclosed balance after: 81,494

F8 · shares: The number of shares in column 4 represents the aggregate number of shares Mr. Peltz's minor and adult children will sell to the Issuer pursuant to the Stock Purchase Agreement dated June 2, 2015 and the number of shares in column 5 represents the aggregate number of shares that Mr. Peltz's minor and adult children will beneficially own following the closing of such sale. The closing of the sale is expected to occur on July 16, 2015 or such other later date as the parties may agree.

F8 · balance_after: The number of shares in column 4 represents the aggregate number of shares Mr. Peltz's minor and adult children will sell to the Issuer pursuant to the Stock Purchase Agreement dated June 2, 2015 and the number of shares in column 5 represents the aggregate number of shares that Mr. Peltz's minor and adult children will beneficially own following the closing of such sale. The closing of the sale is expected to occur on July 16, 2015 or such other later date as the parties may agree.

F7 · ownership.nature: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

F9 · ownership.nature: Owned by minor and adult children living in the reporting person's household.

Read SEC document
July 08, 2015 Filed Jul 9, 2015 23:08 UTC
PELTZ NELSONDirector · 10% owner
Disposition to issuerCommon Stock 42,357 $11.45 $484,987.65
Disclosure

SEC source: 0001209191-15-060344 · doc4.xml · nonDerivative · entry 3

PELTZ NELSON · CIK 0000928265 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Peltz 2009 Family Trust

Disclosed balance after: 132,397

F5 · shares: The number of shares in column 4 represents the number of shares the Peltz 2009 Family Trust will sell to the Issuer pursuant to the Stock Purchase Agreement dated June 2, 2015 and the number of shares in column 5 represents the number of shares that the Peltz 2009 Family Trust will beneficially own following the closing of such sale. The closing of the sale is expected to occur on July 16, 2015 or such other later date as the parties may agree.

F5 · balance_after: The number of shares in column 4 represents the number of shares the Peltz 2009 Family Trust will sell to the Issuer pursuant to the Stock Purchase Agreement dated June 2, 2015 and the number of shares in column 5 represents the number of shares that the Peltz 2009 Family Trust will beneficially own following the closing of such sale. The closing of the sale is expected to occur on July 16, 2015 or such other later date as the parties may agree.

F6 · ownership.nature: All such shares are owned by the Peltz 2009 Family Trust for the benefit of Mr. Peltz's children. Mr. Peltz's spouse is a trustee of the trust.

F7 · ownership.nature: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
July 08, 2015 Filed Jul 9, 2015 23:08 UTC
PELTZ NELSONDirector · 10% owner
Disposition to issuerCommon Stock 13,232,044 $11.45 $151,506,903.80
Disclosure

SEC source: 0001209191-15-060344 · doc4.xml · nonDerivative · entry 2

PELTZ NELSON · CIK 0000928265 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trian Partners

Disclosed balance after: 40,792,537

F2 · shares: The number of shares in column 4 represents the number of shares the Trian Funds and Trian GP (each as defined below) will sell to the Issuer pursuant to the Stock Purchase Agreement dated June 2, 2015 and the number of shares in column 5 represents the number of shares that the Trian Funds and Trian GP will beneficially own following the closing of such sale. The closing of the sale is expected to occur on July 16, 2015 or such other later date as the parties may agree.

F2 · balance_after: The number of shares in column 4 represents the number of shares the Trian Funds and Trian GP (each as defined below) will sell to the Issuer pursuant to the Stock Purchase Agreement dated June 2, 2015 and the number of shares in column 5 represents the number of shares that the Trian Funds and Trian GP will beneficially own following the closing of such sale. The closing of the sale is expected to occur on July 16, 2015 or such other later date as the parties may agree.

F3 · ownership.nature: Trian Fund Management, L.P ("Trian Management") serves as the management company for Trian Partners, L.P. ("Trian Onshore"), Trian Partners Master Fund, L.P. ("Trian Offshore"), Trian Partners Parallel Fund I, L.P. ("Parallel Fund I") and Trian Partners Strategic Investment Fund, L.P. ("Strategic Fund" and collectively, the "Trian Funds"), and as such determines the investment and voting decisions of the Trian Funds with respect to the shares of the Issuer held by them. Mr. Peltz is a member of Trian Fund Management GP, LLC, which is the general partner of Trian Management, and as such is in a position to determine the investment and voting decisions made by Trian Management on behalf of the Trian Funds. Mr. Peltz is also a member of Trian Partners General Partner, LLC ("Trian GP LLC"), the general partner of Trian Partners GP, L.P. ("Trian GP"), and as such is in a position to determine the investment and voting decisions made by Trian GP LLC on behalf of Trian GP.

F4 · ownership.nature: (FN 3, contd.) Accordingly, Mr. Peltz may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Securities Exchange Act of 1934) the shares beneficially owned by the Trian Funds and Trian GP. Mr. Peltz disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
July 08, 2015 Filed Jul 9, 2015 23:08 UTC
PELTZ NELSONDirector · 10% owner
Disposition to issuerCommon Stock 3,200,736 $11.45 $36,648,427.20
Disclosure

SEC source: 0001209191-15-060344 · doc4.xml · nonDerivative · entry 1

PELTZ NELSON · CIK 0000928265 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,863,483

F1 · shares: The number of shares in column 4 represents the number of shares Mr. Peltz will sell to the Issuer pursuant to the Stock Purchase Agreement dated June 2, 2015 and the number of shares in column 5 represents the number of shares that Mr. Peltz will beneficially own directly following the closing of such sale. The closing of the sale is expected to occur on July 16, 2015 or such other later date as the parties may agree.

F1 · balance_after: The number of shares in column 4 represents the number of shares Mr. Peltz will sell to the Issuer pursuant to the Stock Purchase Agreement dated June 2, 2015 and the number of shares in column 5 represents the number of shares that Mr. Peltz will beneficially own directly following the closing of such sale. The closing of the sale is expected to occur on July 16, 2015 or such other later date as the parties may agree.

Read SEC document
June 29, 2015 Filed Jul 1, 2015 22:06 UTC
PELTZ NELSONDirector · 10% owner
GrantCommon Stock 1,492 $11.30 $16,864.82
Disclosure

SEC source: 0001209191-15-058180 · doc4.xml · nonDerivative · entry 1

PELTZ NELSON · CIK 0000928265 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,064,219

F1 · price: Shares were issued pursuant to the Company's 2010 Omnibus Award Plan (the "Plan") in lieu of a Board of Directors retainer fee that would otherwise be payable in cash. In accordance with the Plan, the price is the average of the closing price per share on the 20 consecutive trading days immediately preceding the date on which the retainer fee would otherwise be payable.

F1 · acquired: Shares were issued pursuant to the Company's 2010 Omnibus Award Plan (the "Plan") in lieu of a Board of Directors retainer fee that would otherwise be payable in cash. In accordance with the Plan, the price is the average of the closing price per share on the 20 consecutive trading days immediately preceding the date on which the retainer fee would otherwise be payable.

Read SEC document
June 25, 2015 Filed Jun 26, 2015 20:34 UTC
PELTZ NELSONDirector · 10% owner
SaleCommon Stock 3,916 $11.29 $44,211.64
Disclosure

SEC source: 0001209191-15-056834 · doc4.xml · nonDerivative · entry 5

PELTZ NELSON · CIK 0000928265 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 58,902

F4 · ownership.nature: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
June 25, 2015 Filed Jun 26, 2015 20:34 UTC
PELTZ NELSONDirector · 10% owner
SaleCommon Stock 7,140 $11.29 $80,610.60
Disclosure

SEC source: 0001209191-15-056834 · doc4.xml · nonDerivative · entry 4

PELTZ NELSON · CIK 0000928265 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Children

Disclosed balance after: 107,386

F4 · ownership.nature: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

F5 · ownership.nature: Owned by minor and adult children living in the reporting person's household.

Read SEC document
June 25, 2015 Filed Jun 26, 2015 20:34 UTC
PELTZ NELSONDirector · 10% owner
SaleCommon Stock 11,619 $11.29 $131,178.51
Disclosure

SEC source: 0001209191-15-056834 · doc4.xml · nonDerivative · entry 3

PELTZ NELSON · CIK 0000928265 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Peltz 2009 Family Trust

Disclosed balance after: 174,754

F3 · ownership.nature: All such shares are owned by the Peltz 2009 Family Trust for the benefit of Mr. Peltz's children. Mr. Peltz's spouse is a trustee of the trust.

F4 · ownership.nature: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
June 25, 2015 Filed Jun 26, 2015 20:34 UTC
PELTZ NELSONDirector · 10% owner
SaleCommon Stock 3,591,889 $11.29 $40,552,426.81
Disclosure

SEC source: 0001209191-15-056834 · doc4.xml · nonDerivative · entry 2

PELTZ NELSON · CIK 0000928265 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trian Partners

Disclosed balance after: 54,024,581

F1 · ownership.nature: Trian Fund Management, L.P ("Trian Management") serves as the management company for Trian Partners, L.P. ("Trian Onshore"), Trian Partners Master Fund, L.P. ("Trian Offshore"), Trian Partners Parallel Fund I, L.P. ("Parallel Fund I") and Trian Partners Strategic Investment Fund, L.P. ("Strategic Fund" and collectively, the "Trian Entities"), and as such determines the investment and voting decisions of the Trian Entities with respect to the shares of the Issuer held by them. Mr. Peltz is a member of Trian Fund Management GP, LLC, which is the general partner of Trian Management, and as such is in a position to determine the investment and voting decisions made by Trian Management on behalf of the Trian Entities. Mr. Peltz is also a member of Trian Partners General Partner, LLC ("Trian GP LLC"), the general partner of Trian Partners GP, L.P. ("Trian GP"), and as such is in a position to determine the investment and voting decisions made by Trian GP LLC on behalf of Trian GP.

F2 · ownership.nature: (FN 1, contd.) Accordingly, Mr. Peltz may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Securities Exchange Act of 1934) the shares beneficially owned by the Trian Entities and Trian GP. Mr. Peltz disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
June 25, 2015 Filed Jun 26, 2015 20:34 UTC
PELTZ NELSONDirector · 10% owner
SaleCommon Stock 869,288 $11.29 $9,814,261.52
Disclosure

SEC source: 0001209191-15-056834 · doc4.xml · nonDerivative · entry 1

PELTZ NELSON · CIK 0000928265 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,062,727

Read SEC document
June 18, 2015 Filed Jun 19, 2015 21:41 UTC
PELTZ NELSONDirector · 10% owner
SaleCommon Stock 7,832 $11.37 $89,049.84
Disclosure

SEC source: 0001209191-15-055152 · doc4.xml · nonDerivative · entry 5

PELTZ NELSON · CIK 0000928265 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 62,818

F4 · ownership.nature: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

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June 18, 2015 Filed Jun 19, 2015 21:41 UTC
PELTZ NELSONDirector · 10% owner
SaleCommon Stock 14,278 $11.37 $162,340.86
Disclosure

SEC source: 0001209191-15-055152 · doc4.xml · nonDerivative · entry 4

PELTZ NELSON · CIK 0000928265 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Children

Disclosed balance after: 114,526

F4 · ownership.nature: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

F5 · ownership.nature: Owned by minor and adult children living in the reporting person's household.

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June 18, 2015 Filed Jun 19, 2015 21:41 UTC
PELTZ NELSONDirector · 10% owner
SaleCommon Stock 23,238 $11.37 $264,216.06
Disclosure

SEC source: 0001209191-15-055152 · doc4.xml · nonDerivative · entry 3

PELTZ NELSON · CIK 0000928265 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Peltz 2009 Family Trust

Disclosed balance after: 186,373

F3 · ownership.nature: All such shares are owned by the Peltz 2009 Family Trust for the benefit of Mr. Peltz's children. Mr. Peltz's spouse is a trustee of the trust.

F4 · ownership.nature: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

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June 18, 2015 Filed Jun 19, 2015 21:41 UTC
PELTZ NELSONDirector · 10% owner
SaleCommon Stock 7,183,775 $11.37 $81,679,521.75
Disclosure

SEC source: 0001209191-15-055152 · doc4.xml · nonDerivative · entry 2

PELTZ NELSON · CIK 0000928265 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trian Partners

Disclosed balance after: 57,616,470

F1 · ownership.nature: Trian Fund Management, L.P ("Trian Management") serves as the management company for Trian Partners, L.P. ("Trian Onshore"), Trian Partners Master Fund, L.P. ("Trian Offshore"), Trian Partners Parallel Fund I, L.P. ("Parallel Fund I") and Trian Partners Strategic Investment Fund, L.P. ("Strategic Fund" and collectively, the "Trian Entities"), and as such determines the investment and voting decisions of the Trian Entities with respect to the shares of the Issuer held by them. Mr. Peltz is a member of Trian Fund Management GP, LLC, which is the general partner of Trian Management, and as such is in a position to determine the investment and voting decisions made by Trian Management on behalf of the Trian Entities. Mr. Peltz is also a member of Trian Partners General Partner, LLC ("Trian GP LLC"), the general partner of Trian Partners GP, L.P. ("Trian GP"), and as such is in a position to determine the investment and voting decisions made by Trian GP LLC on behalf of Trian GP.

F2 · ownership.nature: (FN 1, contd.) Accordingly, Mr. Peltz may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Securities Exchange Act of 1934) the shares beneficially owned by the Trian Entities and Trian GP. Mr. Peltz disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

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June 18, 2015 Filed Jun 19, 2015 21:41 UTC
PELTZ NELSONDirector · 10% owner
SaleCommon Stock 1,738,557 $11.37 $19,767,393.09
Disclosure

SEC source: 0001209191-15-055152 · doc4.xml · nonDerivative · entry 1

PELTZ NELSON · CIK 0000928265 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,932,015

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.