Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Wendy's CoWEN · Entity 4659 | Chief Information Officer | August 20, 2018 | August 22, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Wendy's Co
Report date August 20, 2018 · Filed August 22, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $18.52 · Expires 2028-08-20 | Direct | 48,489 |
Reported balance
After 2018-08-20 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2018-08-20 · Grant · Acquired 48,489 · Balance 48,489 F1: With tandem net exercise and tax withholding rights. F2: The option vests in three equal installments on August 20, 2019, 2020 and 2021, subject to Mr. Trimm's continued employment with the Company on the applicable vesting date. |
Filing footnotes · ownership attribution and instrument terms
F1: With tandem net exercise and tax withholding rights.
F2: The option vests in three equal installments on August 20, 2019, 2020 and 2021, subject to Mr. Trimm's continued employment with the Company on the applicable vesting date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 20, 2018 Filed Aug 22, 2018 21:16 UTC | Wendy's Co WEN · Entity 4659 | GrantEmployee Stock Option (right to buy) · Derivative | 48,489 | $0.00 Strike: $18.52 | $0.00 |
DisclosureSEC source: 0001225208-18-012862 · doc4.xml · derivative · entry 1 Trimm David · CIK 0001591203 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,489 Underlying: Common Stock · 48,489 shares Expires 2028-08-20 F1 · security: With tandem net exercise and tax withholding rights. F2 · derivative.exercise_date: The option vests in three equal installments on August 20, 2019, 2020 and 2021, subject to Mr. Trimm's continued employment with the Company on the applicable vesting date. Read SEC document |
| August 12, 2018 Filed Aug 14, 2018 21:21 UTC | Wendy's Co WEN · Entity 4659 | Exercise / conversionRestricted Stock Units · Derivative | 10,180 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-012553 · doc4.xml · derivative · entry 6 Trimm David · CIK 0001591203 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,180 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: With tandem dividend equivalent rights and tax withholding rights. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock. F4 · derivative.exercise_date: The restricted stock units were granted on August 12, 2015 and fully vested on August 12, 2018. F4 · derivative.expiration_date: The restricted stock units were granted on August 12, 2015 and fully vested on August 12, 2018. Read SEC document |
| August 12, 2018 Filed Aug 14, 2018 21:21 UTC | Wendy's Co WEN · Entity 4659 | Exercise / conversionRestricted Stock Units · Derivative | 657 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-012553 · doc4.xml · derivative · entry 5 Trimm David · CIK 0001591203 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,180 Underlying: Common Stock · 657 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: With tandem dividend equivalent rights and tax withholding rights. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock. F3 · derivative.exercise_date: The dividend equivalent units had accrued on restricted stock units that vested in full on August 12, 2018; accordingly, the dividend equivalent units vested in full immediately upon being issued on August 12, 2018. F3 · derivative.expiration_date: The dividend equivalent units had accrued on restricted stock units that vested in full on August 12, 2018; accordingly, the dividend equivalent units vested in full immediately upon being issued on August 12, 2018. Read SEC document |
| August 12, 2018 Filed Aug 14, 2018 21:21 UTC | Wendy's Co WEN · Entity 4659 | Tax withholdingCommon Stock | 3,039 | $17.69 | $53,744.72 |
DisclosureSEC source: 0001225208-18-012553 · doc4.xml · nonDerivative · entry 4 Trimm David · CIK 0001591203 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,601 Read SEC document |
| August 12, 2018 Filed Aug 14, 2018 21:21 UTC | Wendy's Co WEN · Entity 4659 | Tax withholdingCommon Stock | 197 | $17.69 | $3,483.95 |
DisclosureSEC source: 0001225208-18-012553 · doc4.xml · nonDerivative · entry 3 Trimm David · CIK 0001591203 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,640 Read SEC document |
| August 12, 2018 Filed Aug 14, 2018 21:21 UTC | Wendy's Co WEN · Entity 4659 | Exercise / conversionCommon Stock | 657 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-012553 · doc4.xml · nonDerivative · entry 2 Trimm David · CIK 0001591203 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,837 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock. Read SEC document |
| August 12, 2018 Filed Aug 14, 2018 21:21 UTC | Wendy's Co WEN · Entity 4659 | Exercise / conversionCommon Stock | 10,180 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-012553 · doc4.xml · nonDerivative · entry 1 Trimm David · CIK 0001591203 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,180 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock. Read SEC document |
| June 15, 2018 Filed Jun 19, 2018 21:07 UTC | Wendy's Co WEN · Entity 4659 | GrantRestricted Stock Units · Derivative | 52 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-010791 · doc4.xml · derivative · entry 1 Trimm David · CIK 0001591203 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,837 Underlying: Common Stock · 52 shares Expires not disclosed F1 · security: With tandem dividend equivalent rights and tax withholding rights. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock. F3 · shares: Represents dividend equivalent units issued on June 15, 2018. F4 · derivative.exercise_date: The restricted stock units will vest in full on August 12, 2018, subject to Mr. Trimm's continued employment with the Company on the vesting date. F4 · derivative.expiration_date: The restricted stock units will vest in full on August 12, 2018, subject to Mr. Trimm's continued employment with the Company on the vesting date. Read SEC document |
| March 15, 2018 Filed Mar 19, 2018 21:40 UTC | Wendy's Co WEN · Entity 4659 | GrantRestricted Stock Units · Derivative | 54 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-006435 · doc4.xml · derivative · entry 1 Trimm David · CIK 0001591203 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,785 Underlying: Common Stock · 54 shares Expires not disclosed F1 · security: With tandem dividend equivalent rights and tax withholding rights. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock. F3 · shares: Represents dividend equivalent units issued on March 15, 2018. F4 · derivative.exercise_date: The restricted stock units will vest in full on August 12, 2018, subject to Mr. Trimm's continued employment with the Company on the vesting date. F4 · derivative.expiration_date: The restricted stock units will vest in full on August 12, 2018, subject to Mr. Trimm's continued employment with the Company on the vesting date. Read SEC document |
| December 15, 2017 Filed Dec 19, 2017 23:21 UTC | Wendy's Co WEN · Entity 4659 | GrantRestricted Stock Units · Derivative | 48 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-018935 · doc4.xml · derivative · entry 1 Trimm David · CIK 0001591203 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,731 Underlying: Common Stock · 48 shares Expires not disclosed F1 · security: With tandem dividend equivalent rights and tax withholding rights. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock. F3 · shares: Represents dividend equivalent units issued on December 15, 2017. F4 · derivative.exercise_date: The restricted stock units will vest in full on August 12, 2018, subject to Mr. Trimm's continued employment with the Company on the vesting date. F4 · derivative.expiration_date: The restricted stock units will vest in full on August 12, 2018, subject to Mr. Trimm's continued employment with the Company on the vesting date. Read SEC document |
| September 15, 2017 Filed Sep 19, 2017 20:49 UTC | Wendy's Co WEN · Entity 4659 | GrantRestricted Stock Units · Derivative | 47 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-015131 · doc4.xml · derivative · entry 1 Trimm David · CIK 0001591203 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,683 Underlying: Common Stock · 47 shares Expires not disclosed F1 · security: With tandem dividend equivalent rights and tax withholding rights. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock. F3 · shares: Represents dividend equivalent units issued on September 15, 2017. F4 · derivative.exercise_date: The restricted stock units will vest in full on August 12, 2018, subject to Mr. Trimm's continued employment with the Company on the vesting date. F4 · derivative.expiration_date: The restricted stock units will vest in full on August 12, 2018, subject to Mr. Trimm's continued employment with the Company on the vesting date. Read SEC document |
| August 11, 2017 Filed Aug 15, 2017 21:26 UTC | Wendy's Co WEN · Entity 4659 | GrantEmployee Stock Option (right to buy) · Derivative | 64,012 | $0.00 Strike: $15.36 | $0.00 |
DisclosureSEC source: 0001225208-17-014038 · doc4.xml · derivative · entry 1 Trimm David · CIK 0001591203 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,012 Underlying: Common Stock · 64,012 shares Expires 2027-08-11 F1 · security: With tandem net exercise and tax withholding rights. F2 · derivative.exercise_date: The option vests in three equal installments on August 11, 2018, 2019 and 2020 subject to continued employment on the applicable vesting date. Read SEC document |
| June 15, 2017 Filed Jun 19, 2017 21:37 UTC | Wendy's Co WEN · Entity 4659 | GrantRestricted Stock Units · Derivative | 49 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-011483 · doc4.xml · derivative · entry 1 Trimm David · CIK 0001591203 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,636 Underlying: Common Stock · 49 shares Expires not disclosed F1 · security: With tandem dividend equivalent rights and tax withholding rights. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock. F3 · shares: Represents dividend equivalent units issued on June 15, 2017. F4 · derivative.exercise_date: The restricted stock units will vest in full on August 12, 2018, subject to Mr. Trimm's continued employment with the Company on the vesting date. F4 · derivative.expiration_date: The restricted stock units will vest in full on August 12, 2018, subject to Mr. Trimm's continued employment with the Company on the vesting date. Read SEC document |
| March 15, 2017 Filed Mar 17, 2017 21:27 UTC | Wendy's Co WEN · Entity 4659 | GrantRestricted Stock Units · Derivative | 55 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-006563 · doc4.xml · derivative · entry 1 Trimm David · CIK 0001591203 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,587 Underlying: Common Stock · 55 shares Expires not disclosed F1 · security: With tandem dividend equivalent rights and tax withholding rights. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock. F3 · shares: Represents dividend equivalent units issued on March 15, 2017. F4 · derivative.exercise_date: The restricted stock units will vest in full on August 12, 2018, subject to Mr. Trimm's continued employment with the Company on the vesting date. F4 · derivative.expiration_date: The restricted stock units will vest in full on August 12, 2018, subject to Mr. Trimm's continued employment with the Company on the vesting date. Read SEC document |
| December 15, 2016 Filed Dec 19, 2016 22:04 UTC | Wendy's Co WEN · Entity 4659 | GrantRestricted Stock Units · Derivative | 49 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-043546 · doc4.xml · derivative · entry 1 Trimm David · CIK 0001591203 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,532 Underlying: Common Stock · 49 shares Expires not disclosed F1 · security: With tandem dividend equivalent rights and tax withholding rights. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock. F3 · shares: Represents dividend equivalent units issued on December 15, 2016. F4 · derivative.exercise_date: The restricted stock units will vest in full on August 12, 2018, subject to Mr. Trimm's continued employment with the Company on the vesting date. F4 · derivative.expiration_date: The restricted stock units will vest in full on August 12, 2018, subject to Mr. Trimm's continued employment with the Company on the vesting date. Read SEC document |
| September 15, 2016 Filed Sep 19, 2016 21:50 UTC | Wendy's Co WEN · Entity 4659 | GrantRestricted Stock Units · Derivative | 59 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-039506 · doc4.xml · derivative · entry 1 Trimm David · CIK 0001591203 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,483 Underlying: Common Stock · 59 shares Expires not disclosed F1 · security: With tandem dividend equivalent rights and tax withholding rights. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock. F3 · shares: Represents dividend equivalent units issued on September 15, 2016. F4 · derivative.exercise_date: The restricted stock units will vest in full on August 12, 2018, subject to Mr. Trimm's continued employment with the Company on the vesting date. F4 · derivative.expiration_date: The restricted stock units will vest in full on August 12, 2018, subject to Mr. Trimm's continued employment with the Company on the vesting date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.