Last 12 months
Inside the activity.
2 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 2 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 28, 2017 Filed Mar 2, 2017 22:07 UTC |
Pringle Abigail E.Chief Development Officer
|
GrantCommon Stock | 12,816 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-005362 · doc4.xml · nonDerivative · entry 1 Pringle Abigail E. · CIK 0001676101 · Chief Development Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,816 F1 · shares: Reflects settlement of performance units granted to Ms. Pringle in February 2014 as part of the Company's long-term incentive plan. Read SEC document |
| February 22, 2017 Filed Feb 25, 2017 00:49 UTC |
HILL JANETDirector
|
Exercise / conversionStock Option (right to buy) · Derivative | 45,000 | $0.00 Strike: $5.90 | $0.00 |
DisclosureSEC source: 0001225208-17-004622 · doc4.xml · derivative · entry 3 HILL JANET · CIK 0001063545 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 45,000 shares Expires 2018-09-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: With tandem dividend equivalent rights and tax withholding rights. F3 · derivative.exercise_date: The option vested in two equal installments on Sepctmber 29, 2009 and 2010. Read SEC document |
| February 22, 2017 Filed Feb 25, 2017 00:49 UTC |
HILL JANETDirector
|
Tax withholdingCommon Stock | 19,222 | $13.81 | $265,503.88 |
DisclosureSEC source: 0001225208-17-004622 · doc4.xml · nonDerivative · entry 2 HILL JANET · CIK 0001063545 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 211,316 F1 · balance_after: The total number of shares of Common Stock owned by Ms. Hill increased by 25,778 shares as a result of the option exercise transaction reported on this Form 4. Read SEC document |
| February 22, 2017 Filed Feb 25, 2017 00:49 UTC |
HILL JANETDirector
|
Exercise / conversionCommon Stock | 45,000 | $5.90 | $265,500.00 |
DisclosureSEC source: 0001225208-17-004622 · doc4.xml · nonDerivative · entry 1 HILL JANET · CIK 0001063545 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 230,538 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 03, 2017 Filed Jan 5, 2017 21:57 UTC |
Peltz Matthew H.Director
|
GrantCommon Stock | 1,238 | $13.63 | $16,873.94 |
DisclosureSEC source: 0001209191-17-002184 · doc4.xml · nonDerivative · entry 1 Peltz Matthew H. · CIK 0001661127 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,501 F1 · price: Shares were issued pursuant to the Company's 2010 Omnibus Award Plan (the "Plan") in lieu of a Board of Directors retainer fee that would otherwise be payable in cash. In accordance with the Plan, the price is the average of the closing price per share on the 20 consecutive trading days immediately preceding the date of the retainer fee would otherwise be payable. F1 · acquired: Shares were issued pursuant to the Company's 2010 Omnibus Award Plan (the "Plan") in lieu of a Board of Directors retainer fee that would otherwise be payable in cash. In accordance with the Plan, the price is the average of the closing price per share on the 20 consecutive trading days immediately preceding the date of the retainer fee would otherwise be payable. Read SEC document |
| January 03, 2017 Filed Jan 5, 2017 21:57 UTC |
MAY PETER WDirector · 10% owner
|
GrantCommon Stock | 1,238 | $13.63 | $16,873.94 |
DisclosureSEC source: 0001209191-17-002182 · doc4.xml · nonDerivative · entry 1 MAY PETER W · CIK 0000928264 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,398,149 F1 · price: Shares were issued pursuant to the Company's 2010 Omnibus Award Plan (the "Plan") in lieu of a Board of Directors retainer fee that would otherwise be payable in cash. In accordance with the Plan, the price is the average of the closing price per share on the 20 consecutive trading days immediately preceding the date of the retainer fee would otherwise be payable. F1 · acquired: Shares were issued pursuant to the Company's 2010 Omnibus Award Plan (the "Plan") in lieu of a Board of Directors retainer fee that would otherwise be payable in cash. In accordance with the Plan, the price is the average of the closing price per share on the 20 consecutive trading days immediately preceding the date of the retainer fee would otherwise be payable. Read SEC document |
| January 03, 2017 Filed Jan 5, 2017 21:56 UTC |
PELTZ NELSONDirector · 10% owner
|
GrantCommon Stock | 1,238 | $13.63 | $16,873.94 |
DisclosureSEC source: 0001209191-17-002179 · doc4.xml · nonDerivative · entry 1 PELTZ NELSON · CIK 0000928265 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,881,295 F1 · price: Shares were issued pursuant to the Company's 2010 Omnibus Award Plan (the "Plan") in lieu of a Board of Directors retainer fee that would otherwise be payable in cash. In accordance with the Plan, the price is the average of the closing price per share on the 20 consecutive trading days immediately preceding the date of the meeting fee would otherwise be payable. F1 · acquired: Shares were issued pursuant to the Company's 2010 Omnibus Award Plan (the "Plan") in lieu of a Board of Directors retainer fee that would otherwise be payable in cash. In accordance with the Plan, the price is the average of the closing price per share on the 20 consecutive trading days immediately preceding the date of the meeting fee would otherwise be payable. Read SEC document |
| December 15, 2016 Filed Dec 19, 2016 22:06 UTC |
Kriss Scott ASVP Chief Accounting & Tax Off
|
GrantRestricted Stock Units · Derivative | 141 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-043550 · doc4.xml · derivative · entry 1 Kriss Scott A · CIK 0001625538 · SVP Chief Accounting & Tax Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,934 Underlying: Common Stock · 141 shares Expires not disclosed F1 · security: With tandem dividend equivalent rights and tax withholding rights. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock. F3 · shares: Represents dividend equivalent units issued on December 15, 2016. F4 · derivative.exercise_date: The restricted stock units will vest in two equal installments on December 11, 2017 and December 11, 2018, subject to Mr. Kriss' continued employment with the Company on the applicable vesting date. F4 · derivative.expiration_date: The restricted stock units will vest in two equal installments on December 11, 2017 and December 11, 2018, subject to Mr. Kriss' continued employment with the Company on the applicable vesting date. Read SEC document |
| December 15, 2016 Filed Dec 19, 2016 22:08 UTC |
Wunsch E.J.General Counsel & Secretary
|
GrantRestricted Stock Units · Derivative | 327 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-043558 · doc4.xml · derivative · entry 1 Wunsch E.J. · CIK 0001685884 · General Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,948 Underlying: Common Stock · 327 shares Expires not disclosed F1 · security: With tandem dividend equivalent rights and tax withholding rights. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock. F3 · shares: Represents dividend equivalent units issued on December 15, 2016. F4 · derivative.exercise_date: The restricted stock units will vest in three equal installments on October 3, 2017, 2018 and 2019, subject to Mr. Wunsch's continued employment with the Company on the applicable vesting date. F4 · derivative.expiration_date: The restricted stock units will vest in three equal installments on October 3, 2017, 2018 and 2019, subject to Mr. Wunsch's continued employment with the Company on the applicable vesting date. Read SEC document |
| December 15, 2016 Filed Dec 19, 2016 22:09 UTC |
LEVATO JOSEPH ADirector
|
GrantRestricted Stock Units · Derivative | 37 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-043559 · doc4.xml · derivative · entry 8 LEVATO JOSEPH A · CIK 0001014054 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,410 Underlying: Common Stock · 37 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock. F2 · shares: Represents dividend equivalent units issued on December 15, 2016. F10 · derivative.exercise_date: The restricted stock units vested in full on May 26, 2016. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company. F10 · derivative.expiration_date: The restricted stock units vested in full on May 26, 2016. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company. Read SEC document |
| December 15, 2016 Filed Dec 19, 2016 22:09 UTC |
LEVATO JOSEPH ADirector
|
GrantRestricted Stock Units · Derivative | 39 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-043559 · doc4.xml · derivative · entry 7 LEVATO JOSEPH A · CIK 0001014054 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,373 Underlying: Common Stock · 39 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock. F2 · shares: Represents dividend equivalent units issued on December 15, 2016. F9 · derivative.exercise_date: The restricted stock units will vest in full on the earlier of May 26, 2017 or the date of the Company's 2017 annual meeting of stockholders. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company. F9 · derivative.expiration_date: The restricted stock units will vest in full on the earlier of May 26, 2017 or the date of the Company's 2017 annual meeting of stockholders. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company. Read SEC document |
| December 15, 2016 Filed Dec 19, 2016 22:09 UTC |
LEVATO JOSEPH ADirector
|
GrantRestricted Stock Units · Derivative | 44 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-043559 · doc4.xml · derivative · entry 6 LEVATO JOSEPH A · CIK 0001014054 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,334 Underlying: Common Stock · 44 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock. F2 · shares: Represents dividend equivalent units issued on December 15, 2016. F8 · derivative.exercise_date: The restricted stock units vested in full on May 28, 2015. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company. F8 · derivative.expiration_date: The restricted stock units vested in full on May 28, 2015. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company. Read SEC document |
| December 15, 2016 Filed Dec 19, 2016 22:09 UTC |
LEVATO JOSEPH ADirector
|
GrantRestricted Stock Units · Derivative | 65 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-043559 · doc4.xml · derivative · entry 5 LEVATO JOSEPH A · CIK 0001014054 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,290 Underlying: Common Stock · 65 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock. F2 · shares: Represents dividend equivalent units issued on December 15, 2016. F7 · derivative.exercise_date: The restricted stock units vested in full on May 23, 2014. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company. F7 · derivative.expiration_date: The restricted stock units vested in full on May 23, 2014. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company. Read SEC document |
| December 15, 2016 Filed Dec 19, 2016 22:09 UTC |
LEVATO JOSEPH ADirector
|
GrantRestricted Stock Units · Derivative | 81 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-043559 · doc4.xml · derivative · entry 4 LEVATO JOSEPH A · CIK 0001014054 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,225 Underlying: Common Stock · 81 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock. F2 · shares: Represents dividend equivalent units issued on December 15, 2016. F6 · derivative.exercise_date: The restricted stock units vested in two equal installments on May 26, 2012 and May 26, 2013. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company. F6 · derivative.expiration_date: The restricted stock units vested in two equal installments on May 26, 2012 and May 26, 2013. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company. Read SEC document |
| December 15, 2016 Filed Dec 19, 2016 22:09 UTC |
LEVATO JOSEPH ADirector
|
GrantRestricted Stock Units · Derivative | 87 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-043559 · doc4.xml · derivative · entry 3 LEVATO JOSEPH A · CIK 0001014054 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,144 Underlying: Common Stock · 87 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock. F2 · shares: Represents dividend equivalent units issued on December 15, 2016. F5 · derivative.exercise_date: The restricted stock units vested in two equal installments on May 24, 2013 and May 24, 2014. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company. F5 · derivative.expiration_date: The restricted stock units vested in two equal installments on May 24, 2013 and May 24, 2014. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company. Read SEC document |
| December 15, 2016 Filed Dec 19, 2016 22:09 UTC |
LEVATO JOSEPH ADirector
|
GrantRestricted Stock Units · Derivative | 91 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-043559 · doc4.xml · derivative · entry 2 LEVATO JOSEPH A · CIK 0001014054 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,057 Underlying: Common Stock · 91 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock. F2 · shares: Represents dividend equivalent units issued on December 15, 2016. F4 · derivative.exercise_date: The restricted stock units vested in two equal installments on June 1, 2011 and June 1, 2012. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company. F4 · derivative.expiration_date: The restricted stock units vested in two equal installments on June 1, 2011 and June 1, 2012. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company. Read SEC document |
| December 15, 2016 Filed Dec 19, 2016 22:09 UTC |
LEVATO JOSEPH ADirector
|
GrantRestricted Stock Units · Derivative | 96 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-043559 · doc4.xml · derivative · entry 1 LEVATO JOSEPH A · CIK 0001014054 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,966 Underlying: Common Stock · 96 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock. F2 · shares: Represents dividend equivalent units issued on December 15, 2016. F3 · derivative.exercise_date: The restricted stock units vested in two equal installments on May 28, 2010 and May 28, 2011. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company. F3 · derivative.expiration_date: The restricted stock units vested in two equal installments on May 28, 2010 and May 28, 2011. Vested shares will be delivered upon Mr. Levato's termination as a director of the Company. Read SEC document |
| December 15, 2016 Filed Dec 19, 2016 22:08 UTC |
Wright Robert D.EVP, COO & International
|
GrantRestricted Stock Units · Derivative | 573 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-043555 · doc4.xml · derivative · entry 1 Wright Robert D. · CIK 0001593559 · EVP, COO & International 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,115 Underlying: Common Stock · 573 shares Expires not disclosed F1 · security: With tandem dividend equivalent rights and tax withholding rights. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock. F3 · shares: Represents dividend equivalent units issued on December 15, 2016. F4 · derivative.exercise_date: The restricted stock units will vest in two equal installments on December 17, 2017 and December 17, 2018, subject to Mr. Wright's continued employment with the Company on the applicable vesting date. F4 · derivative.expiration_date: The restricted stock units will vest in two equal installments on December 17, 2017 and December 17, 2018, subject to Mr. Wright's continued employment with the Company on the applicable vesting date. Read SEC document |
| December 15, 2016 Filed Dec 19, 2016 22:07 UTC |
Pringle Abigail E.Chief Development Officer
|
GrantRestricted Stock Units · Derivative | 113 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-043554 · doc4.xml · derivative · entry 1 Pringle Abigail E. · CIK 0001676101 · Chief Development Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,035 Underlying: Common Stock · 113 shares Expires not disclosed F1 · security: With tandem dividend equivalent rights and tax withholding rights. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock. F3 · shares: Represents dividend equivalent units issued on December 15, 2016. F4 · derivative.exercise_date: The restricted stock units will vest in full on December 14, 2018, subject to Ms. Pringle's continued employment with the Company on the vesting date. F4 · derivative.expiration_date: The restricted stock units will vest in full on December 14, 2018, subject to Ms. Pringle's continued employment with the Company on the vesting date. Read SEC document |
| December 15, 2016 Filed Dec 19, 2016 22:06 UTC |
Plosch GuntherChief Financial Officer
|
GrantRestricted Stock Units · Derivative | 418 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-043552 · doc4.xml · derivative · entry 1 Plosch Gunther · CIK 0001673498 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,172 Underlying: Common Stock · 418 shares Expires not disclosed F1 · security: With tandem dividend equivalent rights and tax withholding rights. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock. F3 · shares: Represents dividend equivalent units issued on December 15, 2016. F4 · derivative.exercise_date: The restricted stock units will vest in full on May 2, 2019, subject to Mr. Plosch's continued employment with the Company on the vesting date. F4 · derivative.expiration_date: The restricted stock units will vest in full on May 2, 2019, subject to Mr. Plosch's continued employment with the Company on the vesting date. Read SEC document |
| December 15, 2016 Filed Dec 19, 2016 22:06 UTC |
Penegor Todd AllanDirector · President & CEO
|
GrantRestricted Stock Units · Derivative | 573 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-043551 · doc4.xml · derivative · entry 1 Penegor Todd Allan · CIK 0001578490 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,115 Underlying: Common Stock · 573 shares Expires not disclosed F1 · security: With tandem dividend equivalent rights and tax withholding rights. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock. F3 · shares: Represents dividend equivalent units issued on December 15, 2016. F4 · derivative.exercise_date: The restricted stock units will vest in two equal installments on December 17, 2017 and December 17, 2018, subject to Mr. Penegor's continued employment with the Company on the applicable vesting date. F4 · derivative.expiration_date: The restricted stock units will vest in two equal installments on December 17, 2017 and December 17, 2018, subject to Mr. Penegor's continued employment with the Company on the applicable vesting date. Read SEC document |
| December 15, 2016 Filed Dec 19, 2016 22:04 UTC |
Trimm DavidChief Information Officer
|
GrantRestricted Stock Units · Derivative | 49 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-043546 · doc4.xml · derivative · entry 1 Trimm David · CIK 0001591203 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,532 Underlying: Common Stock · 49 shares Expires not disclosed F1 · security: With tandem dividend equivalent rights and tax withholding rights. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock. F3 · shares: Represents dividend equivalent units issued on December 15, 2016. F4 · derivative.exercise_date: The restricted stock units will vest in full on August 12, 2018, subject to Mr. Trimm's continued employment with the Company on the vesting date. F4 · derivative.expiration_date: The restricted stock units will vest in full on August 12, 2018, subject to Mr. Trimm's continued employment with the Company on the vesting date. Read SEC document |
| December 15, 2016 Filed Dec 19, 2016 22:01 UTC |
Esposito LilianaChief Communications Officer
|
GrantRestricted Stock Units · Derivative | 61 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-043545 · doc4.xml · derivative · entry 1 Esposito Liliana · CIK 0001609772 · Chief Communications Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,945 Underlying: Common Stock · 61 shares Expires not disclosed F1 · security: With tandem dividend equivalent rights and tax withholding rights. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock. F3 · shares: Represents dividend equivalent units issued on December 15, 2016. F4 · derivative.exercise_date: The restricted stock units will vest in full on June 2, 2017, subject to Ms. Esposito's continued employment with the Company on the vesting date. F4 · derivative.expiration_date: The restricted stock units will vest in full on June 2, 2017, subject to Ms. Esposito's continued employment with the Company on the vesting date. Read SEC document |
| December 15, 2016 Filed Dec 19, 2016 22:06 UTC |
Kane Kurt AChief Concept & Mktg Officer
|
GrantRestricted Stock Units · Derivative | 118 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-043549 · doc4.xml · derivative · entry 1 Kane Kurt A · CIK 0001641147 · Chief Concept & Mktg Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,132 Underlying: Common Stock · 118 shares Expires not disclosed F1 · security: With tandem dividend equivalent rights and tax withholding rights. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock. F3 · shares: Represents dividend equivalent units issued on December 15, 2016. F4 · derivative.exercise_date: The restricted stock units will vest in full on May 4, 2018, subject to Mr. Kane's continued employment with the Company on the vesting date. F4 · derivative.expiration_date: The restricted stock units will vest in full on May 4, 2018, subject to Mr. Kane's continued employment with the Company on the vesting date. Read SEC document |
| December 06, 2016 Filed Dec 7, 2016 01:18 UTC |
MAY PETER WDirector · 10% owner
|
PurchaseCommon Stock | 1,303,300 | $12.96 | $16,891,028.66 |
DisclosureSEC source: 0001209191-16-153767 · doc4.xml · nonDerivative · entry 3 MAY PETER W · CIK 0000928264 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Trian Partners Disclosed balance after: 44,535,921 F5 · price: The price shown in Column 4 is a weighted average purchase price. The price range for the purchases is $12.85 to $13.07. The reporting person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price. F2 · ownership.nature: Trian Fund Management, L.P. ("Trian Management") serves as the management company for Trian Partners, L.P., Trian Partners Master Fund, L.P., Trian Partners Parallel Fund I, L.P. and Trian Partners Strategic Investment Fund, L.P., Trian Partners Strategic Fund-G II L.P., Trian Partners Strategic Fund-G III, L.P., Trian Partners Strategic Fund-K, L.P., and Trian Partners Strategic Fund-C, Ltd. (collectively, the "Trian Funds"), and as such determines the investment and voting decisions of the Trian Funds with respect to the shares of the Issuer held by them. Mr. May is a member of Trian Fund Management GP, LLC, which is the general partner of Trian Management, and as such is in a position to determine the investment and voting decisions made by Trian Management on behalf of the Trian Funds. Mr. May is also a member of Trian Partners General Partner, LLC ("Trian GP LLC"), the general partner of Trian Partners GP, L.P. ("Trian GP"), and as such is in a position to determine the F3 · ownership.nature: (FN 2, contd.) investment and voting decisions made by Trian GP LLC on behalf of Trian GP. Accordingly, Mr. May may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Securities Exchange Act of 1934) the shares beneficially owned by the Trian Funds and Trian GP. Mr. May disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| December 06, 2016 Filed Dec 7, 2016 01:20 UTC |
Peltz Matthew H.Director
|
PurchaseCommon Stock | 1,303,300 | $12.96 | $16,891,028.66 |
DisclosureSEC source: 0001209191-16-153770 · doc4.xml · nonDerivative · entry 3 Peltz Matthew H. · CIK 0001661127 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trian Partners Disclosed balance after: 44,535,921 F5 · price: The price shown in Column 4 is a weighted average purchase price. The price range for the purchases is $12.85 to $13.07. The reporting person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price. F2 · ownership.nature: Trian Fund Management, L.P. ("Trian Management") serves as the management company for Trian Partners, L.P., Trian Partners Master Fund, L.P., Trian Partners Parallel Fund I, L.P. and Trian Partners Strategic Investment Fund, L.P., Trian Partners Strategic Fund-G II L.P., Trian Partners Strategic Fund-G III, L.P., Trian Partners Strategic Fund-K, L.P., and Trian Partners Strategic Fund-C, Ltd. (collectively, the "Trian Funds"), and as such determines the investment and voting decisions of the Trian Funds with respect to the shares of the Issuer held by them. Mr. Peltz is a limited partner in Trian Management, a member of Trian Fund Management GP, LLC, the general partner of Trian Management, and a limited partner of certain affiliates of the Trian Funds, and such has an indirect interest in the shares of the Issuer held by the Trian Funds. F3 · ownership.nature: (FN 2, contd.) Mr. Peltz is also a limited partner in Trian Partners GP, L.P. ("Trian GP") and a member of Trian Partners General Partner, LCC, the general partner of Trian GP, and as such has an indirect interest in the shares of the Issuer held by Trian GP. Mr. Peltz disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| December 06, 2016 Filed Dec 7, 2016 01:19 UTC |
TRIAN FUND MANAGEMENT, L.P.10% owner
Trian Partners Master Fund, L.P.10% owner
Trian Partners Parallel Fund I, L.P.10% owner
Trian Partners, L.P.10% owner
|
PurchaseCommon Stock | 1,303,300 | $12.96 | $16,891,028.66 |
DisclosureSEC source: 0001209191-16-153769 · doc4.xml · nonDerivative · entry 3 TRIAN FUND MANAGEMENT, L.P. · CIK 0001345471 · 10% owner Trian Partners Master Fund, L.P. · CIK 0001345466 · 10% owner Trian Partners Parallel Fund I, L.P. · CIK 0001345007 · 10% owner Trian Partners Strategic Investment Fund, L.P. · CIK 0001484676 · 10% owner Trian Partners, L.P. · CIK 0001345465 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Please see explanation below Disclosed balance after: 44,535,921 F6 · price: The price shown in Column 4 is a weighted average purchase price. The price range for the purchases is $12.85 to $13.07. The reporting person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price. F2 · ownership.nature: Trian Fund Management GP, LLC ("Trian Management GP") is the general partner (the "GP") of Trian Fund Management, L.P ("Trian Management"), which serves as the management company for Trian Partners, L.P. ("Trian Onshore"), Trian Partners Master Fund, L.P. ("Trian Offshore"), Trian Partners Parallel Fund I, L.P. ("Parallel Fund I"), Trian Partners Strategic Investment Fund, L.P. ("Strategic Fund"), Trian Partners Strategic Fund-G II, L.P. ("Fund-G II"),Trian Partners Strategic Fund-G III, L.P. ("Fund-G III"), Trian Partners Strategic Fund-K, L.P. ("Fund-K") and Trian Partners Strategic Fund-C, Ltd. ("Fund-C" and collectively, the "Trian Funds"). F3 · ownership.nature: (FN 2, contd.) Trian Partners General Partner, LLC is the GP of Trian Partners GP, L.P. ("Trian GP"), which is the GP of Trian Onshore and Trian Offshore. Trian Partners Parallel Fund I General Partner, LLC is the GP of Parallel Fund I. Trian Partners Strategic Investment Fund General Partner, LLC is the GP of Trian Partners Strategic Investment Fund GP, L.P., which is the GP of Strategic Fund, Trian Partners Strategic Fund-G II General Partner, LLC is the GP of Trian Partners Strategic Fund-G II GP, L.P., which is the GP of Fund-G II, Trian Partners Strategic Fund-G III General Partner, LLC is the GP of Trian Partners Strategic Fund-G III GP, L.P., which is the GP of Fund-G III, Trian Partners Strategic Fund-K General Partner, LLC is the GP of Trian Partners Strategic Fund-K, GP, L.P., which is the GP of Fund-K and Trian Partners Strategic Fund C General Partner, LLC is the GP of Trian Partners Strategic Fund-C GP, L.P., which is the GP of the feeder fund to Fund-C. F4 · ownership.nature: Each reporting person states that neither the filing of this statement nor anything herein shall be deemed an admission that such person is, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise, the beneficial owner of any securities covered by this statement. Each reporting person disclaims beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such person in such securities. Read SEC document |
| December 06, 2016 Filed Dec 7, 2016 01:19 UTC |
TRIAN FUND MANAGEMENT, L.P.10% owner
Trian Partners GP, L.P.10% owner
|
PurchaseCommon Stock | 1,303,300 | $12.96 | $16,891,028.66 |
DisclosureSEC source: 0001209191-16-153768 · doc4.xml · nonDerivative · entry 3 TRIAN FUND MANAGEMENT, L.P. · CIK 0001345471 · 10% owner Trian Partners GP, L.P. · CIK 0001363629 · 10% owner Trian Partners Strategic Investment Fund GP, L.P. · CIK 0001498041 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Please see explanation below Disclosed balance after: 44,535,921 F6 · price: The price shown in Column 4 is a weighted average purchase price. The price range for the purchases is $12.85 to $13.07. The reporting person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price. F2 · ownership.nature: Trian Fund Management GP, LLC ("Trian Management GP") is the general partner (the "GP") of Trian Fund Management, L.P ("Trian Management"), which serves as the management company for Trian Partners, L.P. ("Trian Onshore"), Trian Partners Master Fund, L.P. ("Trian Offshore"), Trian Partners Parallel Fund I, L.P. ("Parallel Fund I"), Trian Partners Strategic Investment Fund, L.P. ("Strategic Fund"), Trian Partners Strategic Fund-G II, L.P. ("Fund-G II"),Trian Partners Strategic Fund-G III, L.P. ("Fund-G III"), Trian Partners Strategic Fund-K, L.P. ("Fund-K") and Trian Partners Strategic Fund-C, Ltd. ("Fund-C" and collectively, the "Trian Funds"). F3 · ownership.nature: (FN 2, contd.) Trian Partners General Partner, LLC is the GP of Trian Partners GP, L.P. ("Trian GP"), which is the GP of Trian Onshore and Trian Offshore. Trian Partners Parallel Fund I General Partner, LLC is the GP of Parallel Fund I. Trian Partners Strategic Investment Fund General Partner, LLC is the GP of Trian Partners Strategic Investment Fund GP, L.P., which is the GP of Strategic Fund, Trian Partners Strategic Fund-G II General Partner, LLC is the GP of Trian Partners Strategic Fund-G II GP, L.P., which is the GP of Fund-G II, Trian Partners Strategic Fund-G III General Partner, LLC is the GP of Trian Partners Strategic Fund-G III GP, L.P., which is the GP of Fund-G III, Trian Partners Strategic Fund-K General Partner, LLC is the GP of Trian Partners Strategic Fund-K, GP, L.P., which is the GP of Fund-K and Trian Partners Strategic Fund C General Partner, LLC is the GP of Trian Partners Strategic Fund-C GP, L.P., which is the GP of the feeder fund to Fund-C. F4 · ownership.nature: Each reporting person states that neither the filing of this statement nor anything herein shall be deemed an admission that such person is, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise, the beneficial owner of any securities covered by this statement. Each reporting person disclaims beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such person in such securities. Read SEC document |
| December 06, 2016 Filed Dec 7, 2016 01:18 UTC |
TRIAN FUND MANAGEMENT, L.P.10% owner
Trian Partners General Partner, LLC10% owner
Trian Fund Management GP, LLC10% owner
|
PurchaseCommon Stock | 1,303,300 | $12.96 | $16,891,028.66 |
DisclosureSEC source: 0001209191-16-153766 · doc4.xml · nonDerivative · entry 3 TRIAN FUND MANAGEMENT, L.P. · CIK 0001345471 · 10% owner Trian Partners Parallel Fund I General Partner, LLC · CIK 0001345469 · 10% owner Trian Partners General Partner, LLC · CIK 0001345464 · 10% owner Trian Fund Management GP, LLC · CIK 0001345472 · 10% owner Trian Partners Strategic Investment Fund General Partner, LLC · CIK 0001498042 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Please see explanation below Disclosed balance after: 44,535,921 F6 · price: The price shown in Column 4 is a weighted average purchase price. The price range for the purchases is $12.85 to $13.07. The reporting persons undertake to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price. F2 · ownership.nature: Trian Fund Management GP, LLC ("Trian Management GP") is the general partner (the "GP") of Trian Fund Management, L.P ("Trian Management"), which serves as the management company for Trian Partners, L.P. ("Trian Onshore"), Trian Partners Master Fund, L.P. ("Trian Offshore"), Trian Partners Parallel Fund I, L.P. ("Parallel Fund I"), Trian Partners Strategic Investment Fund, L.P. ("Strategic Fund"), Trian Partners Strategic Fund-G II, L.P. ("Fund-G II"),Trian Partners Strategic Fund-G III, L.P. ("Fund-G III"), Trian Partners Strategic Fund-K, L.P. ("Fund-K") and Trian Partners Strategic Fund-C, Ltd. ("Fund-C" and collectively, the "Trian Funds"). F3 · ownership.nature: (FN 2, contd.) Trian Partners General Partner, LLC is the GP of Trian Partners GP, L.P. ("Trian GP"), which is the GP of Trian Onshore and Trian Offshore. Trian Partners Parallel Fund I General Partner, LLC is the GP of Parallel Fund I. Trian Partners Strategic Investment Fund General Partner, LLC is the GP of Trian Partners Strategic Investment Fund GP, L.P., which is the GP of Strategic Fund, Trian Partners Strategic Fund-G II General Partner, LLC is the GP of Trian Partners Strategic Fund-G II GP, L.P., which is the GP of Fund-G II, Trian Partners Strategic Fund-G III General Partner, LLC is the GP of Trian Partners Strategic Fund-G III GP, L.P., which is the GP of Fund-G III, Trian Partners Strategic Fund-K General Partner, LLC is the GP of Trian Partners Strategic Fund-K, GP, L.P., which is the GP of Fund-K and Trian Partners Strategic Fund C General Partner, LLC is the GP of Trian Partners Strategic Fund-C GP, L.P., which is the GP of the feeder fund to Fund-C. F4 · ownership.nature: Each reporting person states that neither the filing of this statement nor anything herein shall be deemed an admission that such person is, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise, the beneficial owner of any securities covered by this statement. Each reporting person disclaims beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such person in such securities. Read SEC document |
| December 06, 2016 Filed Dec 7, 2016 01:17 UTC |
GARDEN EDWARD P10% owner
|
PurchaseCommon Stock | 1,303,300 | $12.96 | $16,891,028.66 |
DisclosureSEC source: 0001209191-16-153765 · doc4.xml · nonDerivative · entry 3 GARDEN EDWARD P · CIK 0001257864 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Trian Partners Disclosed balance after: 44,535,921 F5 · price: The price shown in Column 4 is a weighted average purchase price. The price range for the purchases is $12.85 to $13.07. The reporting person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price. F6 · ownership.nature: Trian Fund Management, L.P ("Trian Management") serves as the management company for Trian Partners, L.P. ("Trian Onshore"), Trian Partners Master Fund, L.P. ("Trian Offshore"), Trian Partners Parallel Fund I, L.P. ("Parallel Fund I") and Trian Partners Strategic Investment Fund, L.P. ("Strategic Fund" and collectively, the "Trian Funds"), and as such determines the investment and voting decisions of the Trian Funds with respect to the shares of the Issuer held by them. Mr. Garden is a member of Trian Fund Management GP, LLC, which is the general partner of Trian Management, and as such is in a position to determine the investment and voting decisions made by Trian Management on behalf of the Trian Funds. Mr. Garden is also a member of Trian Partners General Partner, LLC ("Trian GP LLC"), the general partner of Trian Partners GP, L.P. ("Trian GP"), and as such is in a position to determine the investment and voting decisions made by Trian GP LLC on behalf of Trian GP. F7 · ownership.nature: (FN 6, contd.) Accordingly, Mr. Garden may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Securities Exchange Act of 1934) the shares beneficially owned by the Trian Funds and Trian GP. Mr. Garden disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| December 06, 2016 Filed Dec 9, 2016 21:47 UTC Amendment |
TRIAN FUND MANAGEMENT, L.P.10% owner
Trian Partners Master Fund, L.P.10% owner
Trian Partners Parallel Fund I, L.P.10% owner
Trian Partners, L.P.10% owner
|
PurchaseCommon Stock | 1,303,300 | $12.96 | $16,891,028.66 |
DisclosureSEC source: 0001209191-16-154438 · doc4a.xml · nonDerivative · entry 3 TRIAN FUND MANAGEMENT, L.P. · CIK 0001345471 · 10% owner Trian Partners Master Fund, L.P. · CIK 0001345466 · 10% owner Trian Partners Parallel Fund I, L.P. · CIK 0001345007 · 10% owner Trian Partners Strategic Investment Fund, L.P. · CIK 0001484676 · 10% owner Trian Partners, L.P. · CIK 0001345465 · 10% owner Trian Partners Strategic Fund-G II, L.P. · CIK 0001691893 · 10% owner Trian Partners Strategic Fund-G III, L.P. · CIK 0001691861 · 10% owner Trian Partners Strategic Fund-K, L.P. · CIK 0001691898 · 10% owner Trian Partners Strategic Fund-C, Ltd. · CIK 0001691900 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Please see explanation below Disclosed balance after: 44,535,921 F6 · price: The price shown in Column 4 is a weighted average purchase price. The price range for the purchases is $12.85 to $13.07. The reporting person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price. F2 · ownership.nature: Trian Fund Management GP, LLC ("Trian Management GP") is the general partner (the "GP") of Trian Fund Management, L.P ("Trian Management"), which serves as the management company for Trian Partners, L.P. ("Trian Onshore"), Trian Partners Master Fund, L.P. ("Trian Offshore"), Trian Partners Parallel Fund I, L.P. ("Parallel Fund I"), Trian Partners Strategic Investment Fund, L.P. ("Strategic Fund"), Trian Partners Strategic Fund-G II, L.P. ("Fund-G II"),Trian Partners Strategic Fund-G III, L.P. ("Fund-G III"), Trian Partners Strategic Fund-K, L.P. ("Fund-K") and Trian Partners Strategic Fund-C, Ltd. ("Fund-C" and collectively, the "Trian Funds"). F3 · ownership.nature: (FN 2, contd.) Trian Partners General Partner, LLC is the GP of Trian Partners GP, L.P. ("Trian GP"), which is the GP of Trian Onshore and Trian Offshore. Trian Partners Parallel Fund I General Partner, LLC is the GP of Parallel Fund I. Trian Partners Strategic Investment Fund General Partner, LLC is the GP of Trian Partners Strategic Investment Fund GP, L.P., which is the GP of Strategic Fund, Trian Partners Strategic Fund-G II General Partner, LLC is the GP of Trian Partners Strategic Fund-G II GP, L.P., which is the GP of Fund-G II, Trian Partners Strategic Fund-G III General Partner, LLC is the GP of Trian Partners Strategic Fund-G III GP, L.P., which is the GP of Fund-G III, Trian Partners Strategic Fund-K General Partner, LLC is the GP of Trian Partners Strategic Fund-K, GP, L.P., which is the GP of Fund-K and Trian Partners Strategic Fund C General Partner, LLC is the GP of Trian Partners Strategic Fund-C GP, L.P., which is the GP of the feeder fund to Fund-C. F4 · ownership.nature: Each reporting person states that neither the filing of this statement nor anything herein shall be deemed an admission that such person is, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise, the beneficial owner of any securities covered by this statement. Each reporting person disclaims beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such person in such securities. Read SEC document |
| December 06, 2016 Filed Dec 9, 2016 21:46 UTC Amendment |
TRIAN FUND MANAGEMENT, L.P.10% owner
Trian Partners General Partner, LLC10% owner
Trian Fund Management GP, LLC10% owner
|
PurchaseCommon Stock | 1,303,300 | $12.96 | $16,891,028.66 |
DisclosureSEC source: 0001209191-16-154436 · doc4a.xml · nonDerivative · entry 3 TRIAN FUND MANAGEMENT, L.P. · CIK 0001345471 · 10% owner Trian Partners Parallel Fund I General Partner, LLC · CIK 0001345469 · 10% owner Trian Partners General Partner, LLC · CIK 0001345464 · 10% owner Trian Fund Management GP, LLC · CIK 0001345472 · 10% owner Trian Partners Strategic Investment Fund General Partner, LLC · CIK 0001498042 · 10% owner Trian Partners Strategic Fund-G II General Partner, LLC · CIK 0001691862 · 10% owner Trian Partners Strategic Fund-G III General Partner, LLC · CIK 0001691858 · 10% owner Trian Partners Strategic Fund-K General Partner, LLC · CIK 0001691894 · 10% owner Trian Partners Strategic Fund-C General Partner, LLC · CIK 0001691856 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Please see explanation below Disclosed balance after: 44,535,921 F6 · price: The price shown in Column 4 is a weighted average purchase price. The price range for the purchases is $12.85 to $13.07. The reporting persons undertake to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price. F2 · ownership.nature: Trian Fund Management GP, LLC ("Trian Management GP") is the general partner (the "GP") of Trian Fund Management, L.P ("Trian Management"), which serves as the management company for Trian Partners, L.P. ("Trian Onshore"), Trian Partners Master Fund, L.P. ("Trian Offshore"), Trian Partners Parallel Fund I, L.P. ("Parallel Fund I"), Trian Partners Strategic Investment Fund, L.P. ("Strategic Fund"), Trian Partners Strategic Fund-G II, L.P. ("Fund-G II"),Trian Partners Strategic Fund-G III, L.P. ("Fund-G III"), Trian Partners Strategic Fund-K, L.P. ("Fund-K") and Trian Partners Strategic Fund-C, Ltd. ("Fund-C" and collectively, the "Trian Funds"). F3 · ownership.nature: (FN 2, contd.) Trian Partners General Partner, LLC is the GP of Trian Partners GP, L.P. ("Trian GP"), which is the GP of Trian Onshore and Trian Offshore. Trian Partners Parallel Fund I General Partner, LLC is the GP of Parallel Fund I. Trian Partners Strategic Investment Fund General Partner, LLC is the GP of Trian Partners Strategic Investment Fund GP, L.P., which is the GP of Strategic Fund, Trian Partners Strategic Fund-G II General Partner, LLC is the GP of Trian Partners Strategic Fund-G II GP, L.P., which is the GP of Fund-G II, Trian Partners Strategic Fund-G III General Partner, LLC is the GP of Trian Partners Strategic Fund-G III GP, L.P., which is the GP of Fund-G III, Trian Partners Strategic Fund-K General Partner, LLC is the GP of Trian Partners Strategic Fund-K, GP, L.P., which is the GP of Fund-K and Trian Partners Strategic Fund C General Partner, LLC is the GP of Trian Partners Strategic Fund-C GP, L.P., which is the GP of the feeder fund to Fund-C. F4 · ownership.nature: Each reporting person states that neither the filing of this statement nor anything herein shall be deemed an admission that such person is, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise, the beneficial owner of any securities covered by this statement. Each reporting person disclaims beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such person in such securities. Read SEC document |
| December 06, 2016 Filed Dec 9, 2016 21:47 UTC Amendment |
TRIAN FUND MANAGEMENT, L.P.10% owner
Trian Partners GP, L.P.10% owner
|
PurchaseCommon Stock | 1,303,300 | $12.96 | $16,891,028.66 |
DisclosureSEC source: 0001209191-16-154437 · doc4a.xml · nonDerivative · entry 3 TRIAN FUND MANAGEMENT, L.P. · CIK 0001345471 · 10% owner Trian Partners GP, L.P. · CIK 0001363629 · 10% owner Trian Partners Strategic Investment Fund GP, L.P. · CIK 0001498041 · 10% owner Trian Partners Strategic Fund-G II GP, L.P. · CIK 0001691892 · 10% owner Trian Partners Strategic Fund-G III GP, L.P. · CIK 0001691860 · 10% owner Trian Partners Strategic Fund-K GP, L.P. · CIK 0001691896 · 10% owner Trian Partners Strategic Fund-C GP, L.P. · CIK 0001691857 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Please see explanation below Disclosed balance after: 44,535,921 F6 · price: The price shown in Column 4 is a weighted average purchase price. The price range for the purchases is $12.85 to $13.07. The reporting person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price. F2 · ownership.nature: Trian Fund Management GP, LLC ("Trian Management GP") is the general partner (the "GP") of Trian Fund Management, L.P ("Trian Management"), which serves as the management company for Trian Partners, L.P. ("Trian Onshore"), Trian Partners Master Fund, L.P. ("Trian Offshore"), Trian Partners Parallel Fund I, L.P. ("Parallel Fund I"), Trian Partners Strategic Investment Fund, L.P. ("Strategic Fund"), Trian Partners Strategic Fund-G II, L.P. ("Fund-G II"),Trian Partners Strategic Fund-G III, L.P. ("Fund-G III"), Trian Partners Strategic Fund-K, L.P. ("Fund-K") and Trian Partners Strategic Fund-C, Ltd. ("Fund-C" and collectively, the "Trian Funds"). F3 · ownership.nature: (FN 2, contd.) Trian Partners General Partner, LLC is the GP of Trian Partners GP, L.P. ("Trian GP"), which is the GP of Trian Onshore and Trian Offshore. Trian Partners Parallel Fund I General Partner, LLC is the GP of Parallel Fund I. Trian Partners Strategic Investment Fund General Partner, LLC is the GP of Trian Partners Strategic Investment Fund GP, L.P., which is the GP of Strategic Fund, Trian Partners Strategic Fund-G II General Partner, LLC is the GP of Trian Partners Strategic Fund-G II GP, L.P., which is the GP of Fund-G II, Trian Partners Strategic Fund-G III General Partner, LLC is the GP of Trian Partners Strategic Fund-G III GP, L.P., which is the GP of Fund-G III, Trian Partners Strategic Fund-K General Partner, LLC is the GP of Trian Partners Strategic Fund-K, GP, L.P., which is the GP of Fund-K and Trian Partners Strategic Fund C General Partner, LLC is the GP of Trian Partners Strategic Fund-C GP, L.P., which is the GP of the feeder fund to Fund-C. F4 · ownership.nature: Each reporting person states that neither the filing of this statement nor anything herein shall be deemed an admission that such person is, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise, the beneficial owner of any securities covered by this statement. Each reporting person disclaims beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such person in such securities. Read SEC document |
| December 06, 2016 Filed Dec 7, 2016 01:22 UTC |
PELTZ NELSONDirector · 10% owner
|
PurchaseCommon Stock | 1,303,300 | $12.96 | $16,891,028.66 |
DisclosureSEC source: 0001209191-16-153772 · doc4.xml · nonDerivative · entry 3 PELTZ NELSON · CIK 0000928265 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Trian Partners Disclosed balance after: 44,535,921 F5 · price: The price shown in Column 4 is a weighted average purchase price. The price range for the purchases is $12.85 to $13.07. The reporting person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price. F2 · ownership.nature: Trian Fund Management, L.P. ("Trian Management") serves as the management company for Trian Partners, L.P., Trian Partners Master Fund, L.P., Trian Partners Parallel Fund I, L.P., and Trian Partners Strategic Investment Fund, L.P., Trian Partners Strategic Fund-G II L.P., Trian Partners Strategic Fund-G III, L.P., Trian Partners Strategic Fund-K, L.P., and Trian Partners Strategic Fund-C, Ltd. (collectively, the "Trian Funds"), and as such determines the investment and voting decisions of the Trian Funds with respect to the shares of the Issuer held by them. Mr. Peltz is a member of Trian Fund Management GP, LLC, which is the general partner of Trian Management, and as such is in a position to determine the investment and voting decisions made by Trian Management on behalf of the Trian Funds. Mr. Peltz is also a member of Trian Partners General Partner, LLC ("Trian GP LLC"), the general partner of Trian Partners GP, L.P. ("Trian GP"), and as such is in a position to determine the F3 · ownership.nature: (FN 2, contd.) investment and voting decisions made by Trian GP LLC on behalf of Trian GP. Accordingly, Mr. Peltz may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Securities Exchange Act of 1934) the shares beneficially owned by the Trian Funds and Trian GP. Mr. Peltz disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| December 05, 2016 Filed Dec 7, 2016 01:18 UTC |
MAY PETER WDirector · 10% owner
|
PurchaseCommon Stock | 900,000 | $12.85 | $11,561,220.00 |
DisclosureSEC source: 0001209191-16-153767 · doc4.xml · nonDerivative · entry 2 MAY PETER W · CIK 0000928264 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Trian Partners Disclosed balance after: 43,232,621 F4 · price: The price shown in Column 4 is a weighted average purchase price. The price range for the purchases is $12.73 to $12.915. The reporting person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price. F2 · ownership.nature: Trian Fund Management, L.P. ("Trian Management") serves as the management company for Trian Partners, L.P., Trian Partners Master Fund, L.P., Trian Partners Parallel Fund I, L.P. and Trian Partners Strategic Investment Fund, L.P., Trian Partners Strategic Fund-G II L.P., Trian Partners Strategic Fund-G III, L.P., Trian Partners Strategic Fund-K, L.P., and Trian Partners Strategic Fund-C, Ltd. (collectively, the "Trian Funds"), and as such determines the investment and voting decisions of the Trian Funds with respect to the shares of the Issuer held by them. Mr. May is a member of Trian Fund Management GP, LLC, which is the general partner of Trian Management, and as such is in a position to determine the investment and voting decisions made by Trian Management on behalf of the Trian Funds. Mr. May is also a member of Trian Partners General Partner, LLC ("Trian GP LLC"), the general partner of Trian Partners GP, L.P. ("Trian GP"), and as such is in a position to determine the F3 · ownership.nature: (FN 2, contd.) investment and voting decisions made by Trian GP LLC on behalf of Trian GP. Accordingly, Mr. May may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Securities Exchange Act of 1934) the shares beneficially owned by the Trian Funds and Trian GP. Mr. May disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| December 05, 2016 Filed Dec 7, 2016 01:20 UTC |
Peltz Matthew H.Director
|
PurchaseCommon Stock | 900,000 | $12.85 | $11,561,220.00 |
DisclosureSEC source: 0001209191-16-153770 · doc4.xml · nonDerivative · entry 2 Peltz Matthew H. · CIK 0001661127 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trian Partners Disclosed balance after: 43,232,621 F4 · price: The price shown in Column 4 is a weighted average purchase price. The price range for the purchases is $12.73 to $12.915. The reporting person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price. F2 · ownership.nature: Trian Fund Management, L.P. ("Trian Management") serves as the management company for Trian Partners, L.P., Trian Partners Master Fund, L.P., Trian Partners Parallel Fund I, L.P. and Trian Partners Strategic Investment Fund, L.P., Trian Partners Strategic Fund-G II L.P., Trian Partners Strategic Fund-G III, L.P., Trian Partners Strategic Fund-K, L.P., and Trian Partners Strategic Fund-C, Ltd. (collectively, the "Trian Funds"), and as such determines the investment and voting decisions of the Trian Funds with respect to the shares of the Issuer held by them. Mr. Peltz is a limited partner in Trian Management, a member of Trian Fund Management GP, LLC, the general partner of Trian Management, and a limited partner of certain affiliates of the Trian Funds, and such has an indirect interest in the shares of the Issuer held by the Trian Funds. F3 · ownership.nature: (FN 2, contd.) Mr. Peltz is also a limited partner in Trian Partners GP, L.P. ("Trian GP") and a member of Trian Partners General Partner, LCC, the general partner of Trian GP, and as such has an indirect interest in the shares of the Issuer held by Trian GP. Mr. Peltz disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| December 05, 2016 Filed Dec 7, 2016 01:19 UTC |
TRIAN FUND MANAGEMENT, L.P.10% owner
Trian Partners Master Fund, L.P.10% owner
Trian Partners Parallel Fund I, L.P.10% owner
Trian Partners, L.P.10% owner
|
PurchaseCommon Stock | 900,000 | $12.85 | $11,561,220.00 |
DisclosureSEC source: 0001209191-16-153769 · doc4.xml · nonDerivative · entry 2 TRIAN FUND MANAGEMENT, L.P. · CIK 0001345471 · 10% owner Trian Partners Master Fund, L.P. · CIK 0001345466 · 10% owner Trian Partners Parallel Fund I, L.P. · CIK 0001345007 · 10% owner Trian Partners Strategic Investment Fund, L.P. · CIK 0001484676 · 10% owner Trian Partners, L.P. · CIK 0001345465 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Please see explanation below Disclosed balance after: 43,232,621 F5 · price: The price shown in Column 4 is a weighted average purchase price. The price range for the purchases is $12.73 to $12.915. The reporting person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price. F2 · ownership.nature: Trian Fund Management GP, LLC ("Trian Management GP") is the general partner (the "GP") of Trian Fund Management, L.P ("Trian Management"), which serves as the management company for Trian Partners, L.P. ("Trian Onshore"), Trian Partners Master Fund, L.P. ("Trian Offshore"), Trian Partners Parallel Fund I, L.P. ("Parallel Fund I"), Trian Partners Strategic Investment Fund, L.P. ("Strategic Fund"), Trian Partners Strategic Fund-G II, L.P. ("Fund-G II"),Trian Partners Strategic Fund-G III, L.P. ("Fund-G III"), Trian Partners Strategic Fund-K, L.P. ("Fund-K") and Trian Partners Strategic Fund-C, Ltd. ("Fund-C" and collectively, the "Trian Funds"). F3 · ownership.nature: (FN 2, contd.) Trian Partners General Partner, LLC is the GP of Trian Partners GP, L.P. ("Trian GP"), which is the GP of Trian Onshore and Trian Offshore. Trian Partners Parallel Fund I General Partner, LLC is the GP of Parallel Fund I. Trian Partners Strategic Investment Fund General Partner, LLC is the GP of Trian Partners Strategic Investment Fund GP, L.P., which is the GP of Strategic Fund, Trian Partners Strategic Fund-G II General Partner, LLC is the GP of Trian Partners Strategic Fund-G II GP, L.P., which is the GP of Fund-G II, Trian Partners Strategic Fund-G III General Partner, LLC is the GP of Trian Partners Strategic Fund-G III GP, L.P., which is the GP of Fund-G III, Trian Partners Strategic Fund-K General Partner, LLC is the GP of Trian Partners Strategic Fund-K, GP, L.P., which is the GP of Fund-K and Trian Partners Strategic Fund C General Partner, LLC is the GP of Trian Partners Strategic Fund-C GP, L.P., which is the GP of the feeder fund to Fund-C. F4 · ownership.nature: Each reporting person states that neither the filing of this statement nor anything herein shall be deemed an admission that such person is, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise, the beneficial owner of any securities covered by this statement. Each reporting person disclaims beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such person in such securities. Read SEC document |
| December 05, 2016 Filed Dec 7, 2016 01:19 UTC |
TRIAN FUND MANAGEMENT, L.P.10% owner
Trian Partners GP, L.P.10% owner
|
PurchaseCommon Stock | 900,000 | $12.85 | $11,561,220.00 |
DisclosureSEC source: 0001209191-16-153768 · doc4.xml · nonDerivative · entry 2 TRIAN FUND MANAGEMENT, L.P. · CIK 0001345471 · 10% owner Trian Partners GP, L.P. · CIK 0001363629 · 10% owner Trian Partners Strategic Investment Fund GP, L.P. · CIK 0001498041 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Please see explanation below Disclosed balance after: 43,232,621 F5 · price: The price shown in Column 4 is a weighted average purchase price. The price range for the purchases is $12.73 to $12.915. The reporting person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price. F2 · ownership.nature: Trian Fund Management GP, LLC ("Trian Management GP") is the general partner (the "GP") of Trian Fund Management, L.P ("Trian Management"), which serves as the management company for Trian Partners, L.P. ("Trian Onshore"), Trian Partners Master Fund, L.P. ("Trian Offshore"), Trian Partners Parallel Fund I, L.P. ("Parallel Fund I"), Trian Partners Strategic Investment Fund, L.P. ("Strategic Fund"), Trian Partners Strategic Fund-G II, L.P. ("Fund-G II"),Trian Partners Strategic Fund-G III, L.P. ("Fund-G III"), Trian Partners Strategic Fund-K, L.P. ("Fund-K") and Trian Partners Strategic Fund-C, Ltd. ("Fund-C" and collectively, the "Trian Funds"). F3 · ownership.nature: (FN 2, contd.) Trian Partners General Partner, LLC is the GP of Trian Partners GP, L.P. ("Trian GP"), which is the GP of Trian Onshore and Trian Offshore. Trian Partners Parallel Fund I General Partner, LLC is the GP of Parallel Fund I. Trian Partners Strategic Investment Fund General Partner, LLC is the GP of Trian Partners Strategic Investment Fund GP, L.P., which is the GP of Strategic Fund, Trian Partners Strategic Fund-G II General Partner, LLC is the GP of Trian Partners Strategic Fund-G II GP, L.P., which is the GP of Fund-G II, Trian Partners Strategic Fund-G III General Partner, LLC is the GP of Trian Partners Strategic Fund-G III GP, L.P., which is the GP of Fund-G III, Trian Partners Strategic Fund-K General Partner, LLC is the GP of Trian Partners Strategic Fund-K, GP, L.P., which is the GP of Fund-K and Trian Partners Strategic Fund C General Partner, LLC is the GP of Trian Partners Strategic Fund-C GP, L.P., which is the GP of the feeder fund to Fund-C. F4 · ownership.nature: Each reporting person states that neither the filing of this statement nor anything herein shall be deemed an admission that such person is, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise, the beneficial owner of any securities covered by this statement. Each reporting person disclaims beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such person in such securities. Read SEC document |
| December 05, 2016 Filed Dec 7, 2016 01:18 UTC |
TRIAN FUND MANAGEMENT, L.P.10% owner
Trian Partners General Partner, LLC10% owner
Trian Fund Management GP, LLC10% owner
|
PurchaseCommon Stock | 900,000 | $12.85 | $11,561,220.00 |
DisclosureSEC source: 0001209191-16-153766 · doc4.xml · nonDerivative · entry 2 TRIAN FUND MANAGEMENT, L.P. · CIK 0001345471 · 10% owner Trian Partners Parallel Fund I General Partner, LLC · CIK 0001345469 · 10% owner Trian Partners General Partner, LLC · CIK 0001345464 · 10% owner Trian Fund Management GP, LLC · CIK 0001345472 · 10% owner Trian Partners Strategic Investment Fund General Partner, LLC · CIK 0001498042 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Please see explanation below Disclosed balance after: 43,232,621 F5 · price: The price shown in Column 4 is a weighted average purchase price. The price range for the purchases is $12.73 to $12.915. The reporting person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price. F2 · ownership.nature: Trian Fund Management GP, LLC ("Trian Management GP") is the general partner (the "GP") of Trian Fund Management, L.P ("Trian Management"), which serves as the management company for Trian Partners, L.P. ("Trian Onshore"), Trian Partners Master Fund, L.P. ("Trian Offshore"), Trian Partners Parallel Fund I, L.P. ("Parallel Fund I"), Trian Partners Strategic Investment Fund, L.P. ("Strategic Fund"), Trian Partners Strategic Fund-G II, L.P. ("Fund-G II"),Trian Partners Strategic Fund-G III, L.P. ("Fund-G III"), Trian Partners Strategic Fund-K, L.P. ("Fund-K") and Trian Partners Strategic Fund-C, Ltd. ("Fund-C" and collectively, the "Trian Funds"). F3 · ownership.nature: (FN 2, contd.) Trian Partners General Partner, LLC is the GP of Trian Partners GP, L.P. ("Trian GP"), which is the GP of Trian Onshore and Trian Offshore. Trian Partners Parallel Fund I General Partner, LLC is the GP of Parallel Fund I. Trian Partners Strategic Investment Fund General Partner, LLC is the GP of Trian Partners Strategic Investment Fund GP, L.P., which is the GP of Strategic Fund, Trian Partners Strategic Fund-G II General Partner, LLC is the GP of Trian Partners Strategic Fund-G II GP, L.P., which is the GP of Fund-G II, Trian Partners Strategic Fund-G III General Partner, LLC is the GP of Trian Partners Strategic Fund-G III GP, L.P., which is the GP of Fund-G III, Trian Partners Strategic Fund-K General Partner, LLC is the GP of Trian Partners Strategic Fund-K, GP, L.P., which is the GP of Fund-K and Trian Partners Strategic Fund C General Partner, LLC is the GP of Trian Partners Strategic Fund-C GP, L.P., which is the GP of the feeder fund to Fund-C. F4 · ownership.nature: Each reporting person states that neither the filing of this statement nor anything herein shall be deemed an admission that such person is, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise, the beneficial owner of any securities covered by this statement. Each reporting person disclaims beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such person in such securities. Read SEC document |
| December 05, 2016 Filed Dec 7, 2016 01:17 UTC |
GARDEN EDWARD P10% owner
|
PurchaseCommon Stock | 900,000 | $12.85 | $11,561,220.00 |
DisclosureSEC source: 0001209191-16-153765 · doc4.xml · nonDerivative · entry 2 GARDEN EDWARD P · CIK 0001257864 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Trian Partners Disclosed balance after: 43,232,621 F4 · price: The price shown in Column 4 is a weighted average purchase price. The price range for the purchases is $12.73 to $12.915. The reporting person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price. F2 · ownership.nature: Trian Fund Management, L.P. ("Trian Management") serves as the management company for Trian Partners, L.P., Trian Partners Master Fund, L.P., Trian Partners Parallel Fund I, L.P. and Trian Partners Strategic Investment Fund, L.P. Trian Partners Strategic Fund-G II L.P., Trian Partners Strategic Fund-G III, L.P., Trian Partners Strategic Fund-K, L.P., and Trian Partners Strategic Fund-C, Ltd. (collectively, the "Trian Entities"), and as such determines the investment and voting decisions of the Trian Entities with respect to the shares of the Issuer held by them. Mr. Garden is a member of Trian Fund Management GP, LLC, which is the general partner of Trian Management, and as such is in a position to determine the investment and voting decisions made by Trian Management on behalf of the Trian Entities. Mr. Garden is also a member of Trian Partners General Partner, LLC ("Trian GP LLC"), the general partner of Trian Partners GP, L.P. ("Trian GP"), and as such is in a position to determine F3 · ownership.nature: (FN 2, contd.) the investment and voting decisions made by Trian GP LLC on behalf of Trian GP. Accordingly, Mr. Garden may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Securities Exchange Act of 1934) the shares beneficially owned by the Trian Entities and Trian GP. Mr. Garden disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| December 05, 2016 Filed Dec 9, 2016 21:47 UTC Amendment |
TRIAN FUND MANAGEMENT, L.P.10% owner
Trian Partners Master Fund, L.P.10% owner
Trian Partners Parallel Fund I, L.P.10% owner
Trian Partners, L.P.10% owner
|
PurchaseCommon Stock | 900,000 | $12.85 | $11,561,220.00 |
DisclosureSEC source: 0001209191-16-154438 · doc4a.xml · nonDerivative · entry 2 TRIAN FUND MANAGEMENT, L.P. · CIK 0001345471 · 10% owner Trian Partners Master Fund, L.P. · CIK 0001345466 · 10% owner Trian Partners Parallel Fund I, L.P. · CIK 0001345007 · 10% owner Trian Partners Strategic Investment Fund, L.P. · CIK 0001484676 · 10% owner Trian Partners, L.P. · CIK 0001345465 · 10% owner Trian Partners Strategic Fund-G II, L.P. · CIK 0001691893 · 10% owner Trian Partners Strategic Fund-G III, L.P. · CIK 0001691861 · 10% owner Trian Partners Strategic Fund-K, L.P. · CIK 0001691898 · 10% owner Trian Partners Strategic Fund-C, Ltd. · CIK 0001691900 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Please see explanation below Disclosed balance after: 43,232,621 F5 · price: The price shown in Column 4 is a weighted average purchase price. The price range for the purchases is $12.73 to $12.915. The reporting person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price. F2 · ownership.nature: Trian Fund Management GP, LLC ("Trian Management GP") is the general partner (the "GP") of Trian Fund Management, L.P ("Trian Management"), which serves as the management company for Trian Partners, L.P. ("Trian Onshore"), Trian Partners Master Fund, L.P. ("Trian Offshore"), Trian Partners Parallel Fund I, L.P. ("Parallel Fund I"), Trian Partners Strategic Investment Fund, L.P. ("Strategic Fund"), Trian Partners Strategic Fund-G II, L.P. ("Fund-G II"),Trian Partners Strategic Fund-G III, L.P. ("Fund-G III"), Trian Partners Strategic Fund-K, L.P. ("Fund-K") and Trian Partners Strategic Fund-C, Ltd. ("Fund-C" and collectively, the "Trian Funds"). F3 · ownership.nature: (FN 2, contd.) Trian Partners General Partner, LLC is the GP of Trian Partners GP, L.P. ("Trian GP"), which is the GP of Trian Onshore and Trian Offshore. Trian Partners Parallel Fund I General Partner, LLC is the GP of Parallel Fund I. Trian Partners Strategic Investment Fund General Partner, LLC is the GP of Trian Partners Strategic Investment Fund GP, L.P., which is the GP of Strategic Fund, Trian Partners Strategic Fund-G II General Partner, LLC is the GP of Trian Partners Strategic Fund-G II GP, L.P., which is the GP of Fund-G II, Trian Partners Strategic Fund-G III General Partner, LLC is the GP of Trian Partners Strategic Fund-G III GP, L.P., which is the GP of Fund-G III, Trian Partners Strategic Fund-K General Partner, LLC is the GP of Trian Partners Strategic Fund-K, GP, L.P., which is the GP of Fund-K and Trian Partners Strategic Fund C General Partner, LLC is the GP of Trian Partners Strategic Fund-C GP, L.P., which is the GP of the feeder fund to Fund-C. F4 · ownership.nature: Each reporting person states that neither the filing of this statement nor anything herein shall be deemed an admission that such person is, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise, the beneficial owner of any securities covered by this statement. Each reporting person disclaims beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such person in such securities. Read SEC document |
| December 05, 2016 Filed Dec 9, 2016 21:46 UTC Amendment |
TRIAN FUND MANAGEMENT, L.P.10% owner
Trian Partners General Partner, LLC10% owner
Trian Fund Management GP, LLC10% owner
|
PurchaseCommon Stock | 900,000 | $12.85 | $11,561,220.00 |
DisclosureSEC source: 0001209191-16-154436 · doc4a.xml · nonDerivative · entry 2 TRIAN FUND MANAGEMENT, L.P. · CIK 0001345471 · 10% owner Trian Partners Parallel Fund I General Partner, LLC · CIK 0001345469 · 10% owner Trian Partners General Partner, LLC · CIK 0001345464 · 10% owner Trian Fund Management GP, LLC · CIK 0001345472 · 10% owner Trian Partners Strategic Investment Fund General Partner, LLC · CIK 0001498042 · 10% owner Trian Partners Strategic Fund-G II General Partner, LLC · CIK 0001691862 · 10% owner Trian Partners Strategic Fund-G III General Partner, LLC · CIK 0001691858 · 10% owner Trian Partners Strategic Fund-K General Partner, LLC · CIK 0001691894 · 10% owner Trian Partners Strategic Fund-C General Partner, LLC · CIK 0001691856 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Please see explanation below Disclosed balance after: 43,232,621 F5 · price: The price shown in Column 4 is a weighted average purchase price. The price range for the purchases is $12.73 to $12.915. The reporting person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price. F2 · ownership.nature: Trian Fund Management GP, LLC ("Trian Management GP") is the general partner (the "GP") of Trian Fund Management, L.P ("Trian Management"), which serves as the management company for Trian Partners, L.P. ("Trian Onshore"), Trian Partners Master Fund, L.P. ("Trian Offshore"), Trian Partners Parallel Fund I, L.P. ("Parallel Fund I"), Trian Partners Strategic Investment Fund, L.P. ("Strategic Fund"), Trian Partners Strategic Fund-G II, L.P. ("Fund-G II"),Trian Partners Strategic Fund-G III, L.P. ("Fund-G III"), Trian Partners Strategic Fund-K, L.P. ("Fund-K") and Trian Partners Strategic Fund-C, Ltd. ("Fund-C" and collectively, the "Trian Funds"). F3 · ownership.nature: (FN 2, contd.) Trian Partners General Partner, LLC is the GP of Trian Partners GP, L.P. ("Trian GP"), which is the GP of Trian Onshore and Trian Offshore. Trian Partners Parallel Fund I General Partner, LLC is the GP of Parallel Fund I. Trian Partners Strategic Investment Fund General Partner, LLC is the GP of Trian Partners Strategic Investment Fund GP, L.P., which is the GP of Strategic Fund, Trian Partners Strategic Fund-G II General Partner, LLC is the GP of Trian Partners Strategic Fund-G II GP, L.P., which is the GP of Fund-G II, Trian Partners Strategic Fund-G III General Partner, LLC is the GP of Trian Partners Strategic Fund-G III GP, L.P., which is the GP of Fund-G III, Trian Partners Strategic Fund-K General Partner, LLC is the GP of Trian Partners Strategic Fund-K, GP, L.P., which is the GP of Fund-K and Trian Partners Strategic Fund C General Partner, LLC is the GP of Trian Partners Strategic Fund-C GP, L.P., which is the GP of the feeder fund to Fund-C. F4 · ownership.nature: Each reporting person states that neither the filing of this statement nor anything herein shall be deemed an admission that such person is, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise, the beneficial owner of any securities covered by this statement. Each reporting person disclaims beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such person in such securities. Read SEC document |
| December 05, 2016 Filed Dec 9, 2016 21:47 UTC Amendment |
TRIAN FUND MANAGEMENT, L.P.10% owner
Trian Partners GP, L.P.10% owner
|
PurchaseCommon Stock | 900,000 | $12.85 | $11,561,220.00 |
DisclosureSEC source: 0001209191-16-154437 · doc4a.xml · nonDerivative · entry 2 TRIAN FUND MANAGEMENT, L.P. · CIK 0001345471 · 10% owner Trian Partners GP, L.P. · CIK 0001363629 · 10% owner Trian Partners Strategic Investment Fund GP, L.P. · CIK 0001498041 · 10% owner Trian Partners Strategic Fund-G II GP, L.P. · CIK 0001691892 · 10% owner Trian Partners Strategic Fund-G III GP, L.P. · CIK 0001691860 · 10% owner Trian Partners Strategic Fund-K GP, L.P. · CIK 0001691896 · 10% owner Trian Partners Strategic Fund-C GP, L.P. · CIK 0001691857 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Please see explanation below Disclosed balance after: 43,232,621 F5 · price: The price shown in Column 4 is a weighted average purchase price. The price range for the purchases is $12.73 to $12.915. The reporting person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price. F2 · ownership.nature: Trian Fund Management GP, LLC ("Trian Management GP") is the general partner (the "GP") of Trian Fund Management, L.P ("Trian Management"), which serves as the management company for Trian Partners, L.P. ("Trian Onshore"), Trian Partners Master Fund, L.P. ("Trian Offshore"), Trian Partners Parallel Fund I, L.P. ("Parallel Fund I"), Trian Partners Strategic Investment Fund, L.P. ("Strategic Fund"), Trian Partners Strategic Fund-G II, L.P. ("Fund-G II"),Trian Partners Strategic Fund-G III, L.P. ("Fund-G III"), Trian Partners Strategic Fund-K, L.P. ("Fund-K") and Trian Partners Strategic Fund-C, Ltd. ("Fund-C" and collectively, the "Trian Funds"). F3 · ownership.nature: (FN 2, contd.) Trian Partners General Partner, LLC is the GP of Trian Partners GP, L.P. ("Trian GP"), which is the GP of Trian Onshore and Trian Offshore. Trian Partners Parallel Fund I General Partner, LLC is the GP of Parallel Fund I. Trian Partners Strategic Investment Fund General Partner, LLC is the GP of Trian Partners Strategic Investment Fund GP, L.P., which is the GP of Strategic Fund, Trian Partners Strategic Fund-G II General Partner, LLC is the GP of Trian Partners Strategic Fund-G II GP, L.P., which is the GP of Fund-G II, Trian Partners Strategic Fund-G III General Partner, LLC is the GP of Trian Partners Strategic Fund-G III GP, L.P., which is the GP of Fund-G III, Trian Partners Strategic Fund-K General Partner, LLC is the GP of Trian Partners Strategic Fund-K, GP, L.P., which is the GP of Fund-K and Trian Partners Strategic Fund C General Partner, LLC is the GP of Trian Partners Strategic Fund-C GP, L.P., which is the GP of the feeder fund to Fund-C. F4 · ownership.nature: Each reporting person states that neither the filing of this statement nor anything herein shall be deemed an admission that such person is, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise, the beneficial owner of any securities covered by this statement. Each reporting person disclaims beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such person in such securities. Read SEC document |
| December 05, 2016 Filed Dec 7, 2016 01:22 UTC |
PELTZ NELSONDirector · 10% owner
|
PurchaseCommon Stock | 900,000 | $12.85 | $11,561,220.00 |
DisclosureSEC source: 0001209191-16-153772 · doc4.xml · nonDerivative · entry 2 PELTZ NELSON · CIK 0000928265 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Trian Partners Disclosed balance after: 43,232,621 F4 · price: The price shown in Column 4 is a weighted average purchase price. The price range for the purchases is $12.73 to $12.915. The reporting person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price. F2 · ownership.nature: Trian Fund Management, L.P. ("Trian Management") serves as the management company for Trian Partners, L.P., Trian Partners Master Fund, L.P., Trian Partners Parallel Fund I, L.P., and Trian Partners Strategic Investment Fund, L.P., Trian Partners Strategic Fund-G II L.P., Trian Partners Strategic Fund-G III, L.P., Trian Partners Strategic Fund-K, L.P., and Trian Partners Strategic Fund-C, Ltd. (collectively, the "Trian Funds"), and as such determines the investment and voting decisions of the Trian Funds with respect to the shares of the Issuer held by them. Mr. Peltz is a member of Trian Fund Management GP, LLC, which is the general partner of Trian Management, and as such is in a position to determine the investment and voting decisions made by Trian Management on behalf of the Trian Funds. Mr. Peltz is also a member of Trian Partners General Partner, LLC ("Trian GP LLC"), the general partner of Trian Partners GP, L.P. ("Trian GP"), and as such is in a position to determine the F3 · ownership.nature: (FN 2, contd.) investment and voting decisions made by Trian GP LLC on behalf of Trian GP. Accordingly, Mr. Peltz may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Securities Exchange Act of 1934) the shares beneficially owned by the Trian Funds and Trian GP. Mr. Peltz disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| December 02, 2016 Filed Dec 7, 2016 01:18 UTC |
MAY PETER WDirector · 10% owner
|
PurchaseCommon Stock | 1,540,084 | $12.62 | $19,442,482.44 |
DisclosureSEC source: 0001209191-16-153767 · doc4.xml · nonDerivative · entry 1 MAY PETER W · CIK 0000928264 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Trian Partners Disclosed balance after: 42,332,621 F1 · price: The price shown in Column 4 is a weighted average purchase price. The price range for the purchases is $12.5750 to $12.7500. The reporting person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price. F2 · ownership.nature: Trian Fund Management, L.P. ("Trian Management") serves as the management company for Trian Partners, L.P., Trian Partners Master Fund, L.P., Trian Partners Parallel Fund I, L.P. and Trian Partners Strategic Investment Fund, L.P., Trian Partners Strategic Fund-G II L.P., Trian Partners Strategic Fund-G III, L.P., Trian Partners Strategic Fund-K, L.P., and Trian Partners Strategic Fund-C, Ltd. (collectively, the "Trian Funds"), and as such determines the investment and voting decisions of the Trian Funds with respect to the shares of the Issuer held by them. Mr. May is a member of Trian Fund Management GP, LLC, which is the general partner of Trian Management, and as such is in a position to determine the investment and voting decisions made by Trian Management on behalf of the Trian Funds. Mr. May is also a member of Trian Partners General Partner, LLC ("Trian GP LLC"), the general partner of Trian Partners GP, L.P. ("Trian GP"), and as such is in a position to determine the F3 · ownership.nature: (FN 2, contd.) investment and voting decisions made by Trian GP LLC on behalf of Trian GP. Accordingly, Mr. May may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Securities Exchange Act of 1934) the shares beneficially owned by the Trian Funds and Trian GP. Mr. May disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| December 02, 2016 Filed Dec 7, 2016 01:20 UTC |
Peltz Matthew H.Director
|
PurchaseCommon Stock | 1,540,084 | $12.62 | $19,442,482.44 |
DisclosureSEC source: 0001209191-16-153770 · doc4.xml · nonDerivative · entry 1 Peltz Matthew H. · CIK 0001661127 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trian Partners Disclosed balance after: 42,332,621 F1 · price: The price shown in Column 4 is a weighted average purchase price. The price range for the purchases is $12.5750 to $12.7500. The reporting person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price. F2 · ownership.nature: Trian Fund Management, L.P. ("Trian Management") serves as the management company for Trian Partners, L.P., Trian Partners Master Fund, L.P., Trian Partners Parallel Fund I, L.P. and Trian Partners Strategic Investment Fund, L.P., Trian Partners Strategic Fund-G II L.P., Trian Partners Strategic Fund-G III, L.P., Trian Partners Strategic Fund-K, L.P., and Trian Partners Strategic Fund-C, Ltd. (collectively, the "Trian Funds"), and as such determines the investment and voting decisions of the Trian Funds with respect to the shares of the Issuer held by them. Mr. Peltz is a limited partner in Trian Management, a member of Trian Fund Management GP, LLC, the general partner of Trian Management, and a limited partner of certain affiliates of the Trian Funds, and such has an indirect interest in the shares of the Issuer held by the Trian Funds. F3 · ownership.nature: (FN 2, contd.) Mr. Peltz is also a limited partner in Trian Partners GP, L.P. ("Trian GP") and a member of Trian Partners General Partner, LCC, the general partner of Trian GP, and as such has an indirect interest in the shares of the Issuer held by Trian GP. Mr. Peltz disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| December 02, 2016 Filed Dec 7, 2016 01:19 UTC |
TRIAN FUND MANAGEMENT, L.P.10% owner
Trian Partners Master Fund, L.P.10% owner
Trian Partners Parallel Fund I, L.P.10% owner
Trian Partners, L.P.10% owner
|
PurchaseCommon Stock | 1,540,084 | $12.62 | $19,442,482.44 |
DisclosureSEC source: 0001209191-16-153769 · doc4.xml · nonDerivative · entry 1 TRIAN FUND MANAGEMENT, L.P. · CIK 0001345471 · 10% owner Trian Partners Master Fund, L.P. · CIK 0001345466 · 10% owner Trian Partners Parallel Fund I, L.P. · CIK 0001345007 · 10% owner Trian Partners Strategic Investment Fund, L.P. · CIK 0001484676 · 10% owner Trian Partners, L.P. · CIK 0001345465 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Please see explanation below Disclosed balance after: 42,332,621 F1 · price: The price shown in Column 4 is a weighted average purchase price. The price range for the purchases is $12.5750 to $12.7500. The reporting person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price. F2 · ownership.nature: Trian Fund Management GP, LLC ("Trian Management GP") is the general partner (the "GP") of Trian Fund Management, L.P ("Trian Management"), which serves as the management company for Trian Partners, L.P. ("Trian Onshore"), Trian Partners Master Fund, L.P. ("Trian Offshore"), Trian Partners Parallel Fund I, L.P. ("Parallel Fund I"), Trian Partners Strategic Investment Fund, L.P. ("Strategic Fund"), Trian Partners Strategic Fund-G II, L.P. ("Fund-G II"),Trian Partners Strategic Fund-G III, L.P. ("Fund-G III"), Trian Partners Strategic Fund-K, L.P. ("Fund-K") and Trian Partners Strategic Fund-C, Ltd. ("Fund-C" and collectively, the "Trian Funds"). F3 · ownership.nature: (FN 2, contd.) Trian Partners General Partner, LLC is the GP of Trian Partners GP, L.P. ("Trian GP"), which is the GP of Trian Onshore and Trian Offshore. Trian Partners Parallel Fund I General Partner, LLC is the GP of Parallel Fund I. Trian Partners Strategic Investment Fund General Partner, LLC is the GP of Trian Partners Strategic Investment Fund GP, L.P., which is the GP of Strategic Fund, Trian Partners Strategic Fund-G II General Partner, LLC is the GP of Trian Partners Strategic Fund-G II GP, L.P., which is the GP of Fund-G II, Trian Partners Strategic Fund-G III General Partner, LLC is the GP of Trian Partners Strategic Fund-G III GP, L.P., which is the GP of Fund-G III, Trian Partners Strategic Fund-K General Partner, LLC is the GP of Trian Partners Strategic Fund-K, GP, L.P., which is the GP of Fund-K and Trian Partners Strategic Fund C General Partner, LLC is the GP of Trian Partners Strategic Fund-C GP, L.P., which is the GP of the feeder fund to Fund-C. F4 · ownership.nature: Each reporting person states that neither the filing of this statement nor anything herein shall be deemed an admission that such person is, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise, the beneficial owner of any securities covered by this statement. Each reporting person disclaims beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such person in such securities. Read SEC document |
| December 02, 2016 Filed Dec 7, 2016 01:19 UTC |
TRIAN FUND MANAGEMENT, L.P.10% owner
Trian Partners GP, L.P.10% owner
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PurchaseCommon Stock | 1,540,084 | $12.62 | $19,442,482.44 |
DisclosureSEC source: 0001209191-16-153768 · doc4.xml · nonDerivative · entry 1 TRIAN FUND MANAGEMENT, L.P. · CIK 0001345471 · 10% owner Trian Partners GP, L.P. · CIK 0001363629 · 10% owner Trian Partners Strategic Investment Fund GP, L.P. · CIK 0001498041 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Please see explanation below Disclosed balance after: 42,332,621 F1 · price: The price shown in Column 4 is a weighted average purchase price. The price range for the purchases is $12.5750 to $12.7500. The reporting person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price. F2 · ownership.nature: Trian Fund Management GP, LLC ("Trian Management GP") is the general partner (the "GP") of Trian Fund Management, L.P ("Trian Management"), which serves as the management company for Trian Partners, L.P. ("Trian Onshore"), Trian Partners Master Fund, L.P. ("Trian Offshore"), Trian Partners Parallel Fund I, L.P. ("Parallel Fund I"), Trian Partners Strategic Investment Fund, L.P. ("Strategic Fund"), Trian Partners Strategic Fund-G II, L.P. ("Fund-G II"),Trian Partners Strategic Fund-G III, L.P. ("Fund-G III"), Trian Partners Strategic Fund-K, L.P. ("Fund-K") and Trian Partners Strategic Fund-C, Ltd. ("Fund-C" and collectively, the "Trian Funds"). F3 · ownership.nature: (FN 2, contd.) Trian Partners General Partner, LLC is the GP of Trian Partners GP, L.P. ("Trian GP"), which is the GP of Trian Onshore and Trian Offshore. Trian Partners Parallel Fund I General Partner, LLC is the GP of Parallel Fund I. Trian Partners Strategic Investment Fund General Partner, LLC is the GP of Trian Partners Strategic Investment Fund GP, L.P., which is the GP of Strategic Fund, Trian Partners Strategic Fund-G II General Partner, LLC is the GP of Trian Partners Strategic Fund-G II GP, L.P., which is the GP of Fund-G II, Trian Partners Strategic Fund-G III General Partner, LLC is the GP of Trian Partners Strategic Fund-G III GP, L.P., which is the GP of Fund-G III, Trian Partners Strategic Fund-K General Partner, LLC is the GP of Trian Partners Strategic Fund-K, GP, L.P., which is the GP of Fund-K and Trian Partners Strategic Fund C General Partner, LLC is the GP of Trian Partners Strategic Fund-C GP, L.P., which is the GP of the feeder fund to Fund-C. F4 · ownership.nature: Each reporting person states that neither the filing of this statement nor anything herein shall be deemed an admission that such person is, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise, the beneficial owner of any securities covered by this statement. Each reporting person disclaims beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such person in such securities. Read SEC document |
| December 02, 2016 Filed Dec 7, 2016 01:18 UTC |
TRIAN FUND MANAGEMENT, L.P.10% owner
Trian Partners General Partner, LLC10% owner
Trian Fund Management GP, LLC10% owner
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PurchaseCommon Stock | 1,540,084 | $12.62 | $19,442,482.44 |
DisclosureSEC source: 0001209191-16-153766 · doc4.xml · nonDerivative · entry 1 TRIAN FUND MANAGEMENT, L.P. · CIK 0001345471 · 10% owner Trian Partners Parallel Fund I General Partner, LLC · CIK 0001345469 · 10% owner Trian Partners General Partner, LLC · CIK 0001345464 · 10% owner Trian Fund Management GP, LLC · CIK 0001345472 · 10% owner Trian Partners Strategic Investment Fund General Partner, LLC · CIK 0001498042 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Please see explanation below Disclosed balance after: 42,332,621 F1 · price: The price shown in Column 4 is a weighted average purchase price. The price range for the purchases is $12.5750 to $12.7500. The reporting persons undertake to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price. F2 · ownership.nature: Trian Fund Management GP, LLC ("Trian Management GP") is the general partner (the "GP") of Trian Fund Management, L.P ("Trian Management"), which serves as the management company for Trian Partners, L.P. ("Trian Onshore"), Trian Partners Master Fund, L.P. ("Trian Offshore"), Trian Partners Parallel Fund I, L.P. ("Parallel Fund I"), Trian Partners Strategic Investment Fund, L.P. ("Strategic Fund"), Trian Partners Strategic Fund-G II, L.P. ("Fund-G II"),Trian Partners Strategic Fund-G III, L.P. ("Fund-G III"), Trian Partners Strategic Fund-K, L.P. ("Fund-K") and Trian Partners Strategic Fund-C, Ltd. ("Fund-C" and collectively, the "Trian Funds"). F3 · ownership.nature: (FN 2, contd.) Trian Partners General Partner, LLC is the GP of Trian Partners GP, L.P. ("Trian GP"), which is the GP of Trian Onshore and Trian Offshore. Trian Partners Parallel Fund I General Partner, LLC is the GP of Parallel Fund I. Trian Partners Strategic Investment Fund General Partner, LLC is the GP of Trian Partners Strategic Investment Fund GP, L.P., which is the GP of Strategic Fund, Trian Partners Strategic Fund-G II General Partner, LLC is the GP of Trian Partners Strategic Fund-G II GP, L.P., which is the GP of Fund-G II, Trian Partners Strategic Fund-G III General Partner, LLC is the GP of Trian Partners Strategic Fund-G III GP, L.P., which is the GP of Fund-G III, Trian Partners Strategic Fund-K General Partner, LLC is the GP of Trian Partners Strategic Fund-K, GP, L.P., which is the GP of Fund-K and Trian Partners Strategic Fund C General Partner, LLC is the GP of Trian Partners Strategic Fund-C GP, L.P., which is the GP of the feeder fund to Fund-C. F4 · ownership.nature: Each reporting person states that neither the filing of this statement nor anything herein shall be deemed an admission that such person is, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise, the beneficial owner of any securities covered by this statement. Each reporting person disclaims beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such person in such securities. Read SEC document |
| December 02, 2016 Filed Dec 7, 2016 01:17 UTC |
GARDEN EDWARD P10% owner
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PurchaseCommon Stock | 1,540,084 | $12.62 | $19,442,482.44 |
DisclosureSEC source: 0001209191-16-153765 · doc4.xml · nonDerivative · entry 1 GARDEN EDWARD P · CIK 0001257864 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Trian Partners Disclosed balance after: 42,332,621 F1 · price: The price shown in Column 4 is a weighted average purchase price. The price range for the purchases is $12.5750 to $12.7500. The reporting person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price. F2 · ownership.nature: Trian Fund Management, L.P. ("Trian Management") serves as the management company for Trian Partners, L.P., Trian Partners Master Fund, L.P., Trian Partners Parallel Fund I, L.P. and Trian Partners Strategic Investment Fund, L.P. Trian Partners Strategic Fund-G II L.P., Trian Partners Strategic Fund-G III, L.P., Trian Partners Strategic Fund-K, L.P., and Trian Partners Strategic Fund-C, Ltd. (collectively, the "Trian Entities"), and as such determines the investment and voting decisions of the Trian Entities with respect to the shares of the Issuer held by them. Mr. Garden is a member of Trian Fund Management GP, LLC, which is the general partner of Trian Management, and as such is in a position to determine the investment and voting decisions made by Trian Management on behalf of the Trian Entities. Mr. Garden is also a member of Trian Partners General Partner, LLC ("Trian GP LLC"), the general partner of Trian Partners GP, L.P. ("Trian GP"), and as such is in a position to determine F3 · ownership.nature: (FN 2, contd.) the investment and voting decisions made by Trian GP LLC on behalf of Trian GP. Accordingly, Mr. Garden may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Securities Exchange Act of 1934) the shares beneficially owned by the Trian Entities and Trian GP. Mr. Garden disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.