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Nasdaq · USD

WDC

WESTERN DIGITAL CORP

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1010
SEC CIK
0000106040
Parsed reports
1,958

Last 12 months

Inside the activity.

0 purchase rows · 224 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025019
Dec 2025013
Jan 202601
Feb 2026044
Mar 2026019
Apr 202601
May 2026032
Jun 2026046
Jul 2026033
Aug 2026013
Sep 202603
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 07, 2019 Filed Nov 13, 2019 01:14 UTC
Lauer Len JDirector
Exercise / conversionCommon Stock 228 $0.00 $0.00
Disclosure

SEC source: 0001266824-19-000198 · edgardoc.xml · nonDerivative · entry 1

Lauer Len J · CIK 0001202231 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,391

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The dividend equivalents were converted into, and paid in the form of, shares of the Issuer's common stock on a one-for-one basis in connection with the vesting of restricted stock units to which the dividend equivalents relate. A cash amount was also paid to the holder to settle a fractional dividend equivalent.

Read SEC document
November 07, 2019 Filed Nov 13, 2019 01:16 UTC Exercise / conversionDividend Equivalent Rights · Derivative 245.1804 $0.00 $0.00
Disclosure

SEC source: 0001266824-19-000199 · edgardoc.xml · derivative · entry 5

MASSENGILL MATTHEW E · CIK 0001232826 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 245.1804 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The dividend equivalents were converted into, and paid in the form of, shares of the Issuer's common stock on a one-for-one basis in connection with the vesting of restricted stock units to which the dividend equivalents relate. A cash amount was also paid to the holder to settle a fractional dividend equivalent.

F1 · derivative.exercise_date: The dividend equivalents were converted into, and paid in the form of, shares of the Issuer's common stock on a one-for-one basis in connection with the vesting of restricted stock units to which the dividend equivalents relate. A cash amount was also paid to the holder to settle a fractional dividend equivalent.

F1 · derivative.expiration_date: The dividend equivalents were converted into, and paid in the form of, shares of the Issuer's common stock on a one-for-one basis in connection with the vesting of restricted stock units to which the dividend equivalents relate. A cash amount was also paid to the holder to settle a fractional dividend equivalent.

Read SEC document
November 07, 2019 Filed Nov 13, 2019 01:16 UTC Exercise / conversionCommon Stock 245 $0.00 $0.00
Disclosure

SEC source: 0001266824-19-000199 · edgardoc.xml · nonDerivative · entry 1

MASSENGILL MATTHEW E · CIK 0001232826 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,387

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The dividend equivalents were converted into, and paid in the form of, shares of the Issuer's common stock on a one-for-one basis in connection with the vesting of restricted stock units to which the dividend equivalents relate. A cash amount was also paid to the holder to settle a fractional dividend equivalent.

Read SEC document
November 05, 2019 Filed Nov 7, 2019 23:15 UTC
CORDANO MICHAEL DPresident and COO
SaleCommon Stock 300 $55.09 $16,525.92
Disclosure

SEC source: 0001266824-19-000185 · edgardoc.xml · nonDerivative · entry 1

CORDANO MICHAEL D · CIK 0001201490 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 271,310

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 7, 2019.

F2 · price: Represents the weighted average sale price per share. These shares were sold in multiple transactions at prices ranging from a low of $55.02 to a high of $55.13. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
November 04, 2019 Filed Nov 5, 2019 00:09 UTC
CORDANO MICHAEL DPresident and COO
SaleCommon Stock 5,625 $55.01 $309,424.50
Disclosure

SEC source: 0001266824-19-000183 · edgardoc.xml · nonDerivative · entry 7

CORDANO MICHAEL D · CIK 0001201490 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 271,610

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 7, 2019.

F8 · price: Represents the weighted average sale price per share. These shares were sold in multiple transactions at prices ranging from a low of $55.00 to a high of $55.035. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
October 31, 2019 Filed Nov 5, 2019 00:09 UTC
CORDANO MICHAEL DPresident and COO
SaleCommon Stock 1,539 $57.53 $88,543.44
Disclosure

SEC source: 0001266824-19-000183 · edgardoc.xml · nonDerivative · entry 6

CORDANO MICHAEL D · CIK 0001201490 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 277,235

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 7, 2019.

F7 · price: Represents the weighted average sale price per share. These shares were sold in multiple transactions at prices ranging from a low of $57.22 to a high of $57.87. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
October 31, 2019 Filed Nov 5, 2019 00:09 UTC
CORDANO MICHAEL DPresident and COO
SaleCommon Stock 129 $56.04 $7,228.84
Disclosure

SEC source: 0001266824-19-000183 · edgardoc.xml · nonDerivative · entry 5

CORDANO MICHAEL D · CIK 0001201490 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 278,774

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 7, 2019.

F6 · price: Represents the weighted average sale price per share. These shares were sold in multiple transactions at prices ranging from a low of $56.01 to a high of $56.15. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
October 31, 2019 Filed Nov 5, 2019 00:09 UTC
CORDANO MICHAEL DPresident and COO
SaleCommon Stock 1,693 $55.18 $93,423.46
Disclosure

SEC source: 0001266824-19-000183 · edgardoc.xml · nonDerivative · entry 4

CORDANO MICHAEL D · CIK 0001201490 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 278,903

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 7, 2019.

F5 · price: Represents the weighted average sale price per share. These shares were sold in multiple transactions at prices ranging from a low of $55.00 to a high of $55.47. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
October 31, 2019 Filed Nov 5, 2019 00:09 UTC
CORDANO MICHAEL DPresident and COO
SaleCommon Stock 150 $54.19 $8,127.86
Disclosure

SEC source: 0001266824-19-000183 · edgardoc.xml · nonDerivative · entry 3

CORDANO MICHAEL D · CIK 0001201490 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 280,596

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 7, 2019.

F4 · price: Represents the weighted average sale price per share. These shares were sold in multiple transactions at prices ranging from a low of $53.92 to a high of $54.37. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
October 31, 2019 Filed Nov 5, 2019 00:09 UTC
CORDANO MICHAEL DPresident and COO
SaleCommon Stock 598 $53.37 $31,914.72
Disclosure

SEC source: 0001266824-19-000183 · edgardoc.xml · nonDerivative · entry 2

CORDANO MICHAEL D · CIK 0001201490 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 280,746

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 7, 2019.

F3 · price: Represents the weighted average sale price per share. These shares were sold in multiple transactions at prices ranging from a low of $52.83 to a high of $53.76. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
October 31, 2019 Filed Nov 5, 2019 00:09 UTC
CORDANO MICHAEL DPresident and COO
SaleCommon Stock 531 $51.94 $27,582.26
Disclosure

SEC source: 0001266824-19-000183 · edgardoc.xml · nonDerivative · entry 1

CORDANO MICHAEL D · CIK 0001201490 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 281,344

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 7, 2019.

F2 · price: Represents the weighted average sale price per share. These shares were sold in multiple transactions at prices ranging from a low of $51.58 to a high of $52.27. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
October 22, 2019 Filed Oct 25, 2019 00:26 UTC GrantDividend Equivalent Rights · Derivative 41.8097 $0.00 $0.00
Disclosure

SEC source: 0001266824-19-000166 · edgardoc.xml · derivative · entry 1

Alexy Kimberly · CIK 0001336514 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 195.652

Underlying: Common Stock · 41.8097 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) which vest proportionately with the RSUs to which they relate. Each dividend equivalent right represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) which vest proportionately with the RSUs to which they relate. Each dividend equivalent right represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) which vest proportionately with the RSUs to which they relate. Each dividend equivalent right represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof.

Read SEC document
October 22, 2019 Filed Oct 25, 2019 00:26 UTC GrantDividend Equivalent Rights · Derivative 43.3619 $0.00 $0.00
Disclosure

SEC source: 0001266824-19-000167 · edgardoc.xml · derivative · entry 1

Cole Martin I · CIK 0001302874 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 202.915

Underlying: Common Stock · 43.3619 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) which vest proportionately with the RSUs to which they relate. Each dividend equivalent right represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) which vest proportionately with the RSUs to which they relate. Each dividend equivalent right represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) which vest proportionately with the RSUs to which they relate. Each dividend equivalent right represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof.

Read SEC document
October 22, 2019 Filed Oct 25, 2019 00:26 UTC
CORDANO MICHAEL DPresident and COO
GrantDividend Equivalent Rights · Derivative 810.45 $0.00 $0.00
Disclosure

SEC source: 0001266824-19-000168 · edgardoc.xml · derivative · entry 1

CORDANO MICHAEL D · CIK 0001201490 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,377.5058

Underlying: Common Stock · 810.45 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) which vest proportionately with the RSUs to which they relate. Each dividend equivalent right represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) which vest proportionately with the RSUs to which they relate. Each dividend equivalent right represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) which vest proportionately with the RSUs to which they relate. Each dividend equivalent right represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof.

Read SEC document
October 22, 2019 Filed Oct 25, 2019 00:26 UTC GrantDividend Equivalent Rights · Derivative 43.3619 $0.00 $0.00
Disclosure

SEC source: 0001266824-19-000169 · edgardoc.xml · derivative · entry 1

COTE KATHLEEN A · CIK 0001181540 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 202.915

Underlying: Common Stock · 43.3619 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) which vest proportionately with the RSUs to which they relate. Each dividend equivalent right represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) which vest proportionately with the RSUs to which they relate. Each dividend equivalent right represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) which vest proportionately with the RSUs to which they relate. Each dividend equivalent right represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof.

Read SEC document
October 22, 2019 Filed Oct 25, 2019 00:27 UTC GrantDividend Equivalent Rights · Derivative 43.3619 $0.00 $0.00
Disclosure

SEC source: 0001266824-19-000170 · edgardoc.xml · derivative · entry 1

DENERO HENRY T · CIK 0001227538 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 202.915

Underlying: Common Stock · 43.3619 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) which vest proportionately with the RSUs to which they relate. Each dividend equivalent right represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) which vest proportionately with the RSUs to which they relate. Each dividend equivalent right represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) which vest proportionately with the RSUs to which they relate. Each dividend equivalent right represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof.

Read SEC document
October 22, 2019 Filed Oct 25, 2019 00:27 UTC
DOLUCA TUNCDirector
GrantDividend Equivalent Rights · Derivative 43.3619 $0.00 $0.00
Disclosure

SEC source: 0001266824-19-000171 · edgardoc.xml · derivative · entry 1

DOLUCA TUNC · CIK 0001183597 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 202.915

Underlying: Common Stock · 43.3619 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) which vest proportionately with the RSUs to which they relate. Each dividend equivalent right represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) which vest proportionately with the RSUs to which they relate. Each dividend equivalent right represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) which vest proportionately with the RSUs to which they relate. Each dividend equivalent right represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof.

Read SEC document
October 22, 2019 Filed Oct 25, 2019 00:27 UTC GrantDividend Equivalent Rights · Derivative 602.613 $0.00 $0.00
Disclosure

SEC source: 0001266824-19-000172 · edgardoc.xml · derivative · entry 1

EULAU ROBERT K · CIK 0001192521 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 940.2137

Underlying: Common Stock · 602.613 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) which vest proportionately with the RSUs to which they relate. Each dividend equivalent right represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) which vest proportionately with the RSUs to which they relate. Each dividend equivalent right represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) which vest proportionately with the RSUs to which they relate. Each dividend equivalent right represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof.

Read SEC document
October 22, 2019 Filed Oct 25, 2019 00:28 UTC GrantDividend Equivalent Rights · Derivative 43.3619 $0.00 $0.00
Disclosure

SEC source: 0001266824-19-000173 · edgardoc.xml · derivative · entry 1

LAMBERT MICHAEL D · CIK 0001077820 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 202.915

Underlying: Common Stock · 43.3619 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) which vest proportionately with the RSUs to which they relate. Each dividend equivalent right represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) which vest proportionately with the RSUs to which they relate. Each dividend equivalent right represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) which vest proportionately with the RSUs to which they relate. Each dividend equivalent right represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof.

Read SEC document
October 22, 2019 Filed Oct 25, 2019 00:28 UTC
Lauer Len JDirector
GrantDividend Equivalent Rights · Derivative 48.781 $0.00 $0.00
Disclosure

SEC source: 0001266824-19-000174 · edgardoc.xml · derivative · entry 1

Lauer Len J · CIK 0001202231 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 228.2743

Underlying: Common Stock · 48.781 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) which vest proportionately with the RSUs to which they relate. Each dividend equivalent right represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) which vest proportionately with the RSUs to which they relate. Each dividend equivalent right represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) which vest proportionately with the RSUs to which they relate. Each dividend equivalent right represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof.

Read SEC document
October 22, 2019 Filed Oct 25, 2019 00:28 UTC GrantDividend Equivalent Rights · Derivative 52.3936 $0.00 $0.00
Disclosure

SEC source: 0001266824-19-000175 · edgardoc.xml · derivative · entry 1

MASSENGILL MATTHEW E · CIK 0001232826 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 245.1804

Underlying: Common Stock · 52.3936 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) which vest proportionately with the RSUs to which they relate. Each dividend equivalent right represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) which vest proportionately with the RSUs to which they relate. Each dividend equivalent right represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) which vest proportionately with the RSUs to which they relate. Each dividend equivalent right represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof.

Read SEC document
October 22, 2019 Filed Oct 25, 2019 00:28 UTC
MILLIGAN STEPHEN DDirector · Chief Executive Officer
GrantDividend Equivalent Rights · Derivative 1,441.8404 $0.00 $0.00
Disclosure

SEC source: 0001266824-19-000176 · edgardoc.xml · derivative · entry 1

MILLIGAN STEPHEN D · CIK 0001277246 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,409.9889

Underlying: Common Stock · 1,441.8404 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) which vest proportionately with the RSUs to which they relate. Each dividend equivalent right represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) which vest proportionately with the RSUs to which they relate. Each dividend equivalent right represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) which vest proportionately with the RSUs to which they relate. Each dividend equivalent right represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof.

Read SEC document
October 22, 2019 Filed Oct 25, 2019 00:29 UTC
RAY MICHAEL CHARLESEVP, Chief Legal Officer & Sec
GrantDividend Equivalent Rights · Derivative 453.4944 $0.00 $0.00
Disclosure

SEC source: 0001266824-19-000177 · edgardoc.xml · derivative · entry 1

RAY MICHAEL CHARLES · CIK 0001593199 · EVP, Chief Legal Officer & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,740.5003

Underlying: Common Stock · 453.4944 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) which vest proportionately with the RSUs to which they relate. Each dividend equivalent right represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) which vest proportionately with the RSUs to which they relate. Each dividend equivalent right represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) which vest proportionately with the RSUs to which they relate. Each dividend equivalent right represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof.

Read SEC document
October 22, 2019 Filed Oct 25, 2019 00:29 UTC
Sivaram SrinivasanPresident, Tech & Strategy
GrantDividend Equivalent Rights · Derivative 909.489 $0.00 $0.00
Disclosure

SEC source: 0001266824-19-000178 · edgardoc.xml · derivative · entry 1

Sivaram Srinivasan · CIK 0001587067 · President, Tech & Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,484.9683

Underlying: Common Stock · 909.489 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) which vest proportionately with the RSUs to which they relate. Each dividend equivalent right represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) which vest proportionately with the RSUs to which they relate. Each dividend equivalent right represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) which vest proportionately with the RSUs to which they relate. Each dividend equivalent right represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof.

Read SEC document
October 22, 2019 Filed Oct 25, 2019 00:29 UTC GrantDividend Equivalent Rights · Derivative 41.8097 $0.00 $0.00
Disclosure

SEC source: 0001266824-19-000179 · edgardoc.xml · derivative · entry 1

STREETER STEPHANIE A · CIK 0001021762 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 195.652

Underlying: Common Stock · 41.8097 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) which vest proportionately with the RSUs to which they relate. Each dividend equivalent right represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) which vest proportionately with the RSUs to which they relate. Each dividend equivalent right represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) which vest proportionately with the RSUs to which they relate. Each dividend equivalent right represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof.

Read SEC document
October 22, 2019 Filed Oct 25, 2019 00:29 UTC
Sundberg Lori SEVP & Chief Human Res Officer
GrantDividend Equivalent Rights · Derivative 391.5017 $0.00 $0.00
Disclosure

SEC source: 0001266824-19-000180 · edgardoc.xml · derivative · entry 1

Sundberg Lori S · CIK 0001419781 · EVP & Chief Human Res Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,240.1329

Underlying: Common Stock · 391.5017 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) which vest proportionately with the RSUs to which they relate. Each dividend equivalent right represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) which vest proportionately with the RSUs to which they relate. Each dividend equivalent right represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) which vest proportionately with the RSUs to which they relate. Each dividend equivalent right represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof.

Read SEC document
October 22, 2019 Filed Oct 25, 2019 00:29 UTC
Zamiska Gene M.Principal Accounting Officer
GrantDividend Equivalent Rights · Derivative 131.7194 $0.00 $0.00
Disclosure

SEC source: 0001266824-19-000181 · edgardoc.xml · derivative · entry 1

Zamiska Gene M. · CIK 0001456385 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131.7194

Underlying: Common Stock · 131.7194 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) which vest proportionately with the RSUs to which they relate. Each dividend equivalent right represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) which vest proportionately with the RSUs to which they relate. Each dividend equivalent right represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) which vest proportionately with the RSUs to which they relate. Each dividend equivalent right represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof.

Read SEC document
September 05, 2019 Filed Sep 6, 2019 23:49 UTC
RAY MICHAEL CHARLESEVP, Chief Legal Officer & Sec
SaleCommon Stock 4,990 $60.51 $301,944.90
Disclosure

SEC source: 0001266824-19-000163 · edgardoc.xml · nonDerivative · entry 7

RAY MICHAEL CHARLES · CIK 0001593199 · EVP, Chief Legal Officer & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,762

F1 · kind: These transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 1, 2019.

Read SEC document
September 04, 2019 Filed Sep 6, 2019 23:47 UTC
CORDANO MICHAEL DPresident and COO
Exercise / conversionDividend Equivalent Rights · Derivative 1,657.0993 $0.00 $0.00
Disclosure

SEC source: 0001266824-19-000159 · edgardoc.xml · derivative · entry 5

CORDANO MICHAEL D · CIK 0001201490 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,567.0558

Underlying: Common Stock · 1,657.0993 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The dividend equivalents were converted into, and paid in the form of, shares of the Issuer's common stock on a one-for-one basis in connection with the vesting of performance-based restricted stock units to which the dividend equivalents relate. A cash amount was also paid to the holder to settle a fractional dividend equivalent.

F2 · derivative.exercise_date: The dividend equivalents were converted into, and paid in the form of, shares of the Issuer's common stock on a one-for-one basis in connection with the vesting of performance-based restricted stock units to which the dividend equivalents relate. A cash amount was also paid to the holder to settle a fractional dividend equivalent.

F2 · derivative.expiration_date: The dividend equivalents were converted into, and paid in the form of, shares of the Issuer's common stock on a one-for-one basis in connection with the vesting of performance-based restricted stock units to which the dividend equivalents relate. A cash amount was also paid to the holder to settle a fractional dividend equivalent.

F5 · balance_after: The total number of derivative securities has been adjusted to reflect the cancellation of 440.5488 stock units previously credited in the form of dividend equivalent payments on stock units that did not vest.

Read SEC document
September 04, 2019 Filed Sep 6, 2019 23:47 UTC
CORDANO MICHAEL DPresident and COO
GrantCommon Stock 40,451 $0.00 $0.00
Disclosure

SEC source: 0001266824-19-000159 · edgardoc.xml · nonDerivative · entry 4

CORDANO MICHAEL D · CIK 0001201490 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 281,875

F4 · security: Represents the grant of restricted stock units to the Reporting Person. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
September 04, 2019 Filed Sep 6, 2019 23:47 UTC
CORDANO MICHAEL DPresident and COO
Tax withholdingCommon Stock 13,165 $59.33 $781,079.45
Disclosure

SEC source: 0001266824-19-000159 · edgardoc.xml · nonDerivative · entry 3

CORDANO MICHAEL D · CIK 0001201490 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 241,424

F3 · shares: Payment of tax obligation by withholding securities incident to the vesting of securities in accordance with Rule 16b-3(e).

Read SEC document
September 04, 2019 Filed Sep 6, 2019 23:47 UTC
CORDANO MICHAEL DPresident and COO
Exercise / conversionCommon Stock 1,657 $0.00 $0.00
Disclosure

SEC source: 0001266824-19-000159 · edgardoc.xml · nonDerivative · entry 2

CORDANO MICHAEL D · CIK 0001201490 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 254,589

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: The dividend equivalents were converted into, and paid in the form of, shares of the Issuer's common stock on a one-for-one basis in connection with the vesting of performance-based restricted stock units to which the dividend equivalents relate. A cash amount was also paid to the holder to settle a fractional dividend equivalent.

Read SEC document
September 04, 2019 Filed Sep 6, 2019 23:47 UTC
CORDANO MICHAEL DPresident and COO
GrantCommon Stock 24,897 $0.00 $0.00
Disclosure

SEC source: 0001266824-19-000159 · edgardoc.xml · nonDerivative · entry 1

CORDANO MICHAEL D · CIK 0001201490 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 252,932

F1 · shares: Represents shares issued as payment in respect of the vesting of a performance-based restricted stock unit award.

Read SEC document
September 04, 2019 Filed Sep 6, 2019 23:48 UTC GrantCommon Stock 33,709 $0.00 $0.00
Disclosure

SEC source: 0001266824-19-000160 · edgardoc.xml · nonDerivative · entry 1

EULAU ROBERT K · CIK 0001192521 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,602

F1 · security: Represents the grant of restricted stock units to the Reporting Person. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
September 04, 2019 Filed Sep 6, 2019 23:48 UTC
Fink MartinEVP & CTO
Exercise / conversionDividend Equivalent Rights · Derivative 644.4164 $0.00 $0.00
Disclosure

SEC source: 0001266824-19-000161 · edgardoc.xml · derivative · entry 4

Fink Martin · CIK 0001603982 · EVP & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,256.0671

Underlying: Common Stock · 644.4164 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The dividend equivalents were converted into, and paid in the form of, shares of the Issuer's common stock on a one-for-one basis in connection with the vesting of performance-based restricted stock units to which the dividend equivalents relate. A cash amount was also paid to the holder to settle a fractional dividend equivalent.

F2 · derivative.exercise_date: The dividend equivalents were converted into, and paid in the form of, shares of the Issuer's common stock on a one-for-one basis in connection with the vesting of performance-based restricted stock units to which the dividend equivalents relate. A cash amount was also paid to the holder to settle a fractional dividend equivalent.

F2 · derivative.expiration_date: The dividend equivalents were converted into, and paid in the form of, shares of the Issuer's common stock on a one-for-one basis in connection with the vesting of performance-based restricted stock units to which the dividend equivalents relate. A cash amount was also paid to the holder to settle a fractional dividend equivalent.

F4 · balance_after: The total number of derivative securities has been adjusted to reflect the cancellation of 171.3211 stock units previously credited in the form of dividend equivalent payments on stock units that did not vest.

Read SEC document
September 04, 2019 Filed Sep 6, 2019 23:48 UTC
Fink MartinEVP & CTO
Tax withholdingCommon Stock 4,348 $59.33 $257,966.84
Disclosure

SEC source: 0001266824-19-000161 · edgardoc.xml · nonDerivative · entry 3

Fink Martin · CIK 0001603982 · EVP & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,178

F3 · shares: Payment of tax obligation by withholding securities incident to the vesting of securities in accordance with Rule 16b-3(e).

Read SEC document
September 04, 2019 Filed Sep 6, 2019 23:48 UTC
Fink MartinEVP & CTO
Exercise / conversionCommon Stock 644 $0.00 $0.00
Disclosure

SEC source: 0001266824-19-000161 · edgardoc.xml · nonDerivative · entry 2

Fink Martin · CIK 0001603982 · EVP & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,526

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: The dividend equivalents were converted into, and paid in the form of, shares of the Issuer's common stock on a one-for-one basis in connection with the vesting of performance-based restricted stock units to which the dividend equivalents relate. A cash amount was also paid to the holder to settle a fractional dividend equivalent.

Read SEC document
September 04, 2019 Filed Sep 6, 2019 23:48 UTC
Fink MartinEVP & CTO
GrantCommon Stock 9,682 $0.00 $0.00
Disclosure

SEC source: 0001266824-19-000161 · edgardoc.xml · nonDerivative · entry 1

Fink Martin · CIK 0001603982 · EVP & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,882

F1 · shares: Represents shares issued as payment in respect of the vesting of a performance-based restricted stock unit award.

Read SEC document
September 04, 2019 Filed Sep 6, 2019 23:49 UTC
MILLIGAN STEPHEN DDirector · Chief Executive Officer
Exercise / conversionDividend Equivalent Rights · Derivative 4,372.9401 $0.00 $0.00
Disclosure

SEC source: 0001266824-19-000162 · edgardoc.xml · derivative · entry 6

MILLIGAN STEPHEN D · CIK 0001277246 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,968.1485

Underlying: Common Stock · 4,372.9401 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The dividend equivalents were converted into, and paid in the form of, shares of the Issuer's common stock on a one-for-one basis in connection with the vesting of performance-based restricted stock units to which the dividend equivalents relate. A cash amount was also paid to the holder to settle a fractional dividend equivalent.

F2 · derivative.exercise_date: The dividend equivalents were converted into, and paid in the form of, shares of the Issuer's common stock on a one-for-one basis in connection with the vesting of performance-based restricted stock units to which the dividend equivalents relate. A cash amount was also paid to the holder to settle a fractional dividend equivalent.

F2 · derivative.expiration_date: The dividend equivalents were converted into, and paid in the form of, shares of the Issuer's common stock on a one-for-one basis in connection with the vesting of performance-based restricted stock units to which the dividend equivalents relate. A cash amount was also paid to the holder to settle a fractional dividend equivalent.

F5 · balance_after: The total number of derivative securities has been adjusted to reflect the cancellation of 1,162.5054 stock units previously credited in the form of dividend equivalent payments on stock units that did not vest.

Read SEC document
September 04, 2019 Filed Sep 6, 2019 23:49 UTC
MILLIGAN STEPHEN DDirector · Chief Executive Officer
GrantCommon Stock 80,903 $0.00 $0.00
Disclosure

SEC source: 0001266824-19-000162 · edgardoc.xml · nonDerivative · entry 4

MILLIGAN STEPHEN D · CIK 0001277246 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 369,397

F4 · security: Represents the grant of restricted stock units to the Reporting Person. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
September 04, 2019 Filed Sep 6, 2019 23:49 UTC
MILLIGAN STEPHEN DDirector · Chief Executive Officer
Tax withholdingCommon Stock 34,741 $59.33 $2,061,183.53
Disclosure

SEC source: 0001266824-19-000162 · edgardoc.xml · nonDerivative · entry 3

MILLIGAN STEPHEN D · CIK 0001277246 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 288,494

F3 · shares: Payment of tax obligation by withholding securities incident to the vesting of securities in accordance with Rule 16b-3(e).

Read SEC document
September 04, 2019 Filed Sep 6, 2019 23:49 UTC
MILLIGAN STEPHEN DDirector · Chief Executive Officer
Exercise / conversionCommon Stock 4,372 $0.00 $0.00
Disclosure

SEC source: 0001266824-19-000162 · edgardoc.xml · nonDerivative · entry 2

MILLIGAN STEPHEN D · CIK 0001277246 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 323,235

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: The dividend equivalents were converted into, and paid in the form of, shares of the Issuer's common stock on a one-for-one basis in connection with the vesting of performance-based restricted stock units to which the dividend equivalents relate. A cash amount was also paid to the holder to settle a fractional dividend equivalent.

Read SEC document
September 04, 2019 Filed Sep 6, 2019 23:49 UTC
MILLIGAN STEPHEN DDirector · Chief Executive Officer
GrantCommon Stock 65,701 $0.00 $0.00
Disclosure

SEC source: 0001266824-19-000162 · edgardoc.xml · nonDerivative · entry 1

MILLIGAN STEPHEN D · CIK 0001277246 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 318,863

F1 · shares: Represents shares issued as payment in respect of the vesting of a performance-based restricted stock unit award.

Read SEC document
September 04, 2019 Filed Sep 6, 2019 23:49 UTC
RAY MICHAEL CHARLESEVP, Chief Legal Officer & Sec
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 17,548 $0.00 Strike: $44.78 $0.00
Disclosure

SEC source: 0001266824-19-000163 · edgardoc.xml · derivative · entry 10

RAY MICHAEL CHARLES · CIK 0001593199 · EVP, Chief Legal Officer & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,547

Underlying: Common Stock · 17,548 shares

Expires 2023-08-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 1, 2019.

F8 · derivative.exercise_date: The option vested 25% one year from the grant date of 8/3/2016, and an additional 6.25% vested at the end of each three-month period through 8/3/2019. The remaining shares subject to the option will vest at 6.25% at the end of each three-month period until fully vested on 8/3/2020.

Read SEC document
September 04, 2019 Filed Sep 6, 2019 23:49 UTC
RAY MICHAEL CHARLESEVP, Chief Legal Officer & Sec
Exercise / conversionDividend Equivalent Rights · Derivative 617.5268 $0.00 $0.00
Disclosure

SEC source: 0001266824-19-000163 · edgardoc.xml · derivative · entry 9

RAY MICHAEL CHARLES · CIK 0001593199 · EVP, Chief Legal Officer & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,287.0059

Underlying: Common Stock · 617.5268 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: The dividend equivalents were converted into, and paid in the form of, shares of the Issuer's common stock on a one-for-one basis in connection with the vesting of performance-based restricted stock units to which the dividend equivalents relate. A cash amount was also paid to the holder to settle a fractional dividend equivalent.

F4 · derivative.exercise_date: The dividend equivalents were converted into, and paid in the form of, shares of the Issuer's common stock on a one-for-one basis in connection with the vesting of performance-based restricted stock units to which the dividend equivalents relate. A cash amount was also paid to the holder to settle a fractional dividend equivalent.

F4 · derivative.expiration_date: The dividend equivalents were converted into, and paid in the form of, shares of the Issuer's common stock on a one-for-one basis in connection with the vesting of performance-based restricted stock units to which the dividend equivalents relate. A cash amount was also paid to the holder to settle a fractional dividend equivalent.

F7 · balance_after: The total number of derivative securities has been adjusted to reflect the cancellation of 164.1992 stock units previously credited in the form of dividend equivalent payments on stock units that did not vest.

Read SEC document
September 04, 2019 Filed Sep 6, 2019 23:49 UTC
RAY MICHAEL CHARLESEVP, Chief Legal Officer & Sec
GrantCommon Stock 26,335 $0.00 $0.00
Disclosure

SEC source: 0001266824-19-000163 · edgardoc.xml · nonDerivative · entry 6

RAY MICHAEL CHARLES · CIK 0001593199 · EVP, Chief Legal Officer & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,752

F6 · security: Represents the grant of restricted stock units to the Reporting Person. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
September 04, 2019 Filed Sep 6, 2019 23:49 UTC
RAY MICHAEL CHARLESEVP, Chief Legal Officer & Sec
Tax withholdingCommon Stock 4,905 $59.33 $291,013.65
Disclosure

SEC source: 0001266824-19-000163 · edgardoc.xml · nonDerivative · entry 5

RAY MICHAEL CHARLES · CIK 0001593199 · EVP, Chief Legal Officer & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,417

F5 · shares: Payment of tax obligation by withholding securities incident to the vesting of securities in accordance with Rule 16b-3(e).

Read SEC document
September 04, 2019 Filed Sep 6, 2019 23:49 UTC
RAY MICHAEL CHARLESEVP, Chief Legal Officer & Sec
Exercise / conversionCommon Stock 617 $0.00 $0.00
Disclosure

SEC source: 0001266824-19-000163 · edgardoc.xml · nonDerivative · entry 4

RAY MICHAEL CHARLES · CIK 0001593199 · EVP, Chief Legal Officer & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,322

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: The dividend equivalents were converted into, and paid in the form of, shares of the Issuer's common stock on a one-for-one basis in connection with the vesting of performance-based restricted stock units to which the dividend equivalents relate. A cash amount was also paid to the holder to settle a fractional dividend equivalent.

Read SEC document
September 04, 2019 Filed Sep 6, 2019 23:49 UTC
RAY MICHAEL CHARLESEVP, Chief Legal Officer & Sec
GrantCommon Stock 9,278 $0.00 $0.00
Disclosure

SEC source: 0001266824-19-000163 · edgardoc.xml · nonDerivative · entry 3

RAY MICHAEL CHARLES · CIK 0001593199 · EVP, Chief Legal Officer & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,705

F3 · shares: Represents shares issued as payment in respect of the vesting of a performance-based restricted stock unit award.

Read SEC document
September 04, 2019 Filed Sep 6, 2019 23:49 UTC
RAY MICHAEL CHARLESEVP, Chief Legal Officer & Sec
SaleCommon Stock 87,053 $59.96 $5,219,323.55
Disclosure

SEC source: 0001266824-19-000163 · edgardoc.xml · nonDerivative · entry 2

RAY MICHAEL CHARLES · CIK 0001593199 · EVP, Chief Legal Officer & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,427

F1 · kind: These transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 1, 2019.

F2 · price: Represents the weighted average sale price per share. These shares were sold in multiple transactions at prices ranging from a low of $59.78 to a high of $60. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.