Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| WESTERN DIGITAL CORPWDC · Entity 1010 | EVP & CTO | September 04, 2019 | September 06, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
WESTERN DIGITAL CORP
Report date September 04, 2019 · Filed September 06, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 65,178 |
Ending reported balance
After 2019-09-04 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2019-09-04 · Grant · Acquired 9,682 · Balance 68,882 F1: Represents shares issued as payment in respect of the vesting of a performance-based restricted stock unit award. Row 2 · 2019-09-04 · Exercise / conversion · Acquired 644 · Balance 69,526 F2: The dividend equivalents were converted into, and paid in the form of, shares of the Issuer's common stock on a one-for-one basis in connection with the vesting of performance-based restricted stock units to which the dividend equivalents relate. A cash amount was also paid to the holder to settle a fractional dividend equivalent. Row 3 · 2019-09-04 · Tax withholding · Disposed 4,348 · Balance 65,178 F3: Payment of tax obligation by withholding securities incident to the vesting of securities in accordance with Rule 16b-3(e). |
| Dividend Equivalent RightsSEC Table II · derivative / convertible security | Direct | 3,256.0671 |
Reported balance
After 2019-09-04 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2019-09-04 · Exercise / conversion · Disposed 644.4164 · Balance 3,256.0671 F2: The dividend equivalents were converted into, and paid in the form of, shares of the Issuer's common stock on a one-for-one basis in connection with the vesting of performance-based restricted stock units to which the dividend equivalents relate. A cash amount was also paid to the holder to settle a fractional dividend equivalent. F4: The total number of derivative securities has been adjusted to reflect the cancellation of 171.3211 stock units previously credited in the form of dividend equivalent payments on stock units that did not vest. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares issued as payment in respect of the vesting of a performance-based restricted stock unit award.
F2: The dividend equivalents were converted into, and paid in the form of, shares of the Issuer's common stock on a one-for-one basis in connection with the vesting of performance-based restricted stock units to which the dividend equivalents relate. A cash amount was also paid to the holder to settle a fractional dividend equivalent.
F3: Payment of tax obligation by withholding securities incident to the vesting of securities in accordance with Rule 16b-3(e).
F4: The total number of derivative securities has been adjusted to reflect the cancellation of 171.3211 stock units previously credited in the form of dividend equivalent payments on stock units that did not vest.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Hortonworks, Inc.
Report date January 03, 2019 · Filed January 03, 2019
Section 16 reporting ended · disclosed 2019-01-03. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2019-01-03 transaction · row 1
1 source rowRow 1 · 2019-01-03 · Other · Disposed 49,910 · Balance 0 F1: On January 3, 2019, pursuant to the Agreement and Plan of Merger and Reorganization, dated as of October 3, 2018, by and among Cloudera, Inc. ("Cloudera"), Issuer, and Surf Merger Corporation ("Merger Sub"), Merger Sub merged with and into the Issuer, with the Issuer surviving as a direct wholly-owned subsidiary of Cloudera (the "Merger"). Pursuant to the Merger, the Issuer's stockholders received the right to receive 1.305 shares of common stock, par value $0.00005 per share, of Cloudera (the "Merger Consideration") for each share of the Issuer's stock that they own. Pursuant to the Merger, the Reporting Person disposed of all shares of Issuer common stock beneficially owned by it, including the 49,910 shares that were held directly by the Reporting Person, and received the Merger Consideration for each share of Issuer common stock. |
Filing footnotes · ownership attribution and instrument terms
F1: On January 3, 2019, pursuant to the Agreement and Plan of Merger and Reorganization, dated as of October 3, 2018, by and among Cloudera, Inc. ("Cloudera"), Issuer, and Surf Merger Corporation ("Merger Sub"), Merger Sub merged with and into the Issuer, with the Issuer surviving as a direct wholly-owned subsidiary of Cloudera (the "Merger"). Pursuant to the Merger, the Issuer's stockholders received the right to receive 1.305 shares of common stock, par value $0.00005 per share, of Cloudera (the "Merger Consideration") for each share of the Issuer's stock that they own. Pursuant to the Merger, the Reporting Person disposed of all shares of Issuer common stock beneficially owned by it, including the 49,910 shares that were held directly by the Reporting Person, and received the Merger Consideration for each share of Issuer common stock.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 04, 2019 Filed Sep 6, 2019 23:48 UTC | WESTERN DIGITAL CORP WDC · Entity 1010 | Exercise / conversionDividend Equivalent Rights · Derivative | 644.4164 | $0.00 | $0.00 |
DisclosureSEC source: 0001266824-19-000161 · edgardoc.xml · derivative · entry 4 Fink Martin · CIK 0001603982 · EVP & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,256.0671 Underlying: Common Stock · 644.4164 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The dividend equivalents were converted into, and paid in the form of, shares of the Issuer's common stock on a one-for-one basis in connection with the vesting of performance-based restricted stock units to which the dividend equivalents relate. A cash amount was also paid to the holder to settle a fractional dividend equivalent. F2 · derivative.exercise_date: The dividend equivalents were converted into, and paid in the form of, shares of the Issuer's common stock on a one-for-one basis in connection with the vesting of performance-based restricted stock units to which the dividend equivalents relate. A cash amount was also paid to the holder to settle a fractional dividend equivalent. F2 · derivative.expiration_date: The dividend equivalents were converted into, and paid in the form of, shares of the Issuer's common stock on a one-for-one basis in connection with the vesting of performance-based restricted stock units to which the dividend equivalents relate. A cash amount was also paid to the holder to settle a fractional dividend equivalent. F4 · balance_after: The total number of derivative securities has been adjusted to reflect the cancellation of 171.3211 stock units previously credited in the form of dividend equivalent payments on stock units that did not vest. Read SEC document |
| September 04, 2019 Filed Sep 6, 2019 23:48 UTC | WESTERN DIGITAL CORP WDC · Entity 1010 | Tax withholdingCommon Stock | 4,348 | $59.33 | $257,966.84 |
DisclosureSEC source: 0001266824-19-000161 · edgardoc.xml · nonDerivative · entry 3 Fink Martin · CIK 0001603982 · EVP & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,178 F3 · shares: Payment of tax obligation by withholding securities incident to the vesting of securities in accordance with Rule 16b-3(e). Read SEC document |
| September 04, 2019 Filed Sep 6, 2019 23:48 UTC | WESTERN DIGITAL CORP WDC · Entity 1010 | Exercise / conversionCommon Stock | 644 | $0.00 | $0.00 |
DisclosureSEC source: 0001266824-19-000161 · edgardoc.xml · nonDerivative · entry 2 Fink Martin · CIK 0001603982 · EVP & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,526 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: The dividend equivalents were converted into, and paid in the form of, shares of the Issuer's common stock on a one-for-one basis in connection with the vesting of performance-based restricted stock units to which the dividend equivalents relate. A cash amount was also paid to the holder to settle a fractional dividend equivalent. Read SEC document |
| September 04, 2019 Filed Sep 6, 2019 23:48 UTC | WESTERN DIGITAL CORP WDC · Entity 1010 | GrantCommon Stock | 9,682 | $0.00 | $0.00 |
DisclosureSEC source: 0001266824-19-000161 · edgardoc.xml · nonDerivative · entry 1 Fink Martin · CIK 0001603982 · EVP & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,882 F1 · shares: Represents shares issued as payment in respect of the vesting of a performance-based restricted stock unit award. Read SEC document |
| August 30, 2019 Filed Sep 3, 2019 22:46 UTC | WESTERN DIGITAL CORP WDC · Entity 1010 | Exercise / conversionDividend Equivalent Rights · Derivative | 197.87 | $0.00 | $0.00 |
DisclosureSEC source: 0001266824-19-000146 · edgardoc.xml · derivative · entry 3 Fink Martin · CIK 0001603982 · EVP & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,071.8046 Underlying: Common Stock · 197.87 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The dividend equivalents were converted into, and paid in the form of, shares of the Issuer's common stock on a one-for-one basis in connection with the vesting of restricted stock units to which the dividend equivalents relate. A cash amount was also paid to the holder to settle a fractional dividend equivalent. F1 · derivative.exercise_date: The dividend equivalents were converted into, and paid in the form of, shares of the Issuer's common stock on a one-for-one basis in connection with the vesting of restricted stock units to which the dividend equivalents relate. A cash amount was also paid to the holder to settle a fractional dividend equivalent. F1 · derivative.expiration_date: The dividend equivalents were converted into, and paid in the form of, shares of the Issuer's common stock on a one-for-one basis in connection with the vesting of restricted stock units to which the dividend equivalents relate. A cash amount was also paid to the holder to settle a fractional dividend equivalent. Read SEC document |
| August 30, 2019 Filed Sep 3, 2019 22:46 UTC | WESTERN DIGITAL CORP WDC · Entity 1010 | Tax withholdingCommon Stock | 1,430 | $57.27 | $81,896.10 |
DisclosureSEC source: 0001266824-19-000146 · edgardoc.xml · nonDerivative · entry 2 Fink Martin · CIK 0001603982 · EVP & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,200 F2 · shares: Payment of tax obligation by withholding securities incident to the vesting of securities in accordance with Rule 16b-3(e). Read SEC document |
| August 30, 2019 Filed Sep 3, 2019 22:46 UTC | WESTERN DIGITAL CORP WDC · Entity 1010 | Exercise / conversionCommon Stock | 197 | $0.00 | $0.00 |
DisclosureSEC source: 0001266824-19-000146 · edgardoc.xml · nonDerivative · entry 1 Fink Martin · CIK 0001603982 · EVP & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,630 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The dividend equivalents were converted into, and paid in the form of, shares of the Issuer's common stock on a one-for-one basis in connection with the vesting of restricted stock units to which the dividend equivalents relate. A cash amount was also paid to the holder to settle a fractional dividend equivalent. Read SEC document |
| August 02, 2019 Filed Aug 6, 2019 23:52 UTC | WESTERN DIGITAL CORP WDC · Entity 1010 | Exercise / conversionDividend Equivalent Rights · Derivative | 203.9341 | $0.00 | $0.00 |
DisclosureSEC source: 0001266824-19-000133 · edgardoc.xml · derivative · entry 3 Fink Martin · CIK 0001603982 · EVP & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,269.6746 Underlying: Common Stock · 203.9341 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The dividend equivalents were converted into, and paid in the form of, shares of the Issuer's common stock on a one-for-one basis in connection with the vesting of restricted stock units to which the dividend equivalents relate. A cash amount was also paid to the holder to settle a fractional dividend equivalent. F1 · derivative.exercise_date: The dividend equivalents were converted into, and paid in the form of, shares of the Issuer's common stock on a one-for-one basis in connection with the vesting of restricted stock units to which the dividend equivalents relate. A cash amount was also paid to the holder to settle a fractional dividend equivalent. F1 · derivative.expiration_date: The dividend equivalents were converted into, and paid in the form of, shares of the Issuer's common stock on a one-for-one basis in connection with the vesting of restricted stock units to which the dividend equivalents relate. A cash amount was also paid to the holder to settle a fractional dividend equivalent. Read SEC document |
| August 02, 2019 Filed Aug 6, 2019 23:52 UTC | WESTERN DIGITAL CORP WDC · Entity 1010 | Tax withholdingCommon Stock | 1,129 | $54.39 | $61,406.31 |
DisclosureSEC source: 0001266824-19-000133 · edgardoc.xml · nonDerivative · entry 2 Fink Martin · CIK 0001603982 · EVP & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,433 F2 · shares: Payment of tax obligation by withholding securities incident to the vesting of securities in accordance with Rule 16b-3(e). Read SEC document |
| August 02, 2019 Filed Aug 6, 2019 23:52 UTC | WESTERN DIGITAL CORP WDC · Entity 1010 | Exercise / conversionCommon Stock | 203 | $0.00 | $0.00 |
DisclosureSEC source: 0001266824-19-000133 · edgardoc.xml · nonDerivative · entry 1 Fink Martin · CIK 0001603982 · EVP & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,562 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The dividend equivalents were converted into, and paid in the form of, shares of the Issuer's common stock on a one-for-one basis in connection with the vesting of restricted stock units to which the dividend equivalents relate. A cash amount was also paid to the holder to settle a fractional dividend equivalent. Read SEC document |
| July 15, 2019 Filed Jul 17, 2019 23:46 UTC | WESTERN DIGITAL CORP WDC · Entity 1010 | GrantDividend Equivalent Rights · Derivative | 747.8293 | $0.00 | $0.00 |
DisclosureSEC source: 0001266824-19-000118 · edgardoc.xml · derivative · entry 1 Fink Martin · CIK 0001603982 · EVP & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,473.6087 Underlying: Common Stock · 747.8293 shares Expires not disclosed F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) which vest proportionately with the RSUs to which they relate. Each dividend equivalent right represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof. F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) which vest proportionately with the RSUs to which they relate. Each dividend equivalent right represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof. F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) which vest proportionately with the RSUs to which they relate. Each dividend equivalent right represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof. Read SEC document |
| April 15, 2019 Filed Apr 17, 2019 23:40 UTC | WESTERN DIGITAL CORP WDC · Entity 1010 | GrantDividend Equivalent Rights · Derivative | 780.3935 | $0.00 | $0.00 |
DisclosureSEC source: 0001266824-19-000081 · edgardoc.xml · derivative · entry 1 Fink Martin · CIK 0001603982 · EVP & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,725.7794 Underlying: Common Stock · 780.3935 shares Expires not disclosed F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) which vest proportionately with the RSUs to which they relate. Each dividend equivalent right represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof. F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) which vest proportionately with the RSUs to which they relate. Each dividend equivalent right represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof. F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) which vest proportionately with the RSUs to which they relate. Each dividend equivalent right represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof. Read SEC document |
| February 01, 2019 Filed Feb 6, 2019 00:40 UTC | WESTERN DIGITAL CORP WDC · Entity 1010 | Exercise / conversionDividend Equivalent Rights · Derivative | 545.5624 | $0.00 | $0.00 |
DisclosureSEC source: 0001266824-19-000037 · edgardoc.xml · derivative · entry 3 Fink Martin · CIK 0001603982 · EVP & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,945.3859 Underlying: Common Stock · 545.5624 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The dividend equivalents were converted into, and paid in the form of, shares of the Issuer's common stock on a one-for-one basis in connection with the vesting of restricted stock units to which the dividend equivalents relate. A cash amount was also paid to the holder to settle a fractional dividend equivalent. F1 · derivative.exercise_date: The dividend equivalents were converted into, and paid in the form of, shares of the Issuer's common stock on a one-for-one basis in connection with the vesting of restricted stock units to which the dividend equivalents relate. A cash amount was also paid to the holder to settle a fractional dividend equivalent. F1 · derivative.expiration_date: The dividend equivalents were converted into, and paid in the form of, shares of the Issuer's common stock on a one-for-one basis in connection with the vesting of restricted stock units to which the dividend equivalents relate. A cash amount was also paid to the holder to settle a fractional dividend equivalent. Read SEC document |
| February 01, 2019 Filed Feb 6, 2019 00:40 UTC | WESTERN DIGITAL CORP WDC · Entity 1010 | Tax withholdingCommon Stock | 3,501 | $47.00 | $164,547.00 |
DisclosureSEC source: 0001266824-19-000037 · edgardoc.xml · nonDerivative · entry 2 Fink Martin · CIK 0001603982 · EVP & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,359 F2 · shares: Payment of tax obligation by withholding securities incident to the vesting of securities in accordance with Rule 16b-3(e). Read SEC document |
| February 01, 2019 Filed Feb 6, 2019 00:40 UTC | WESTERN DIGITAL CORP WDC · Entity 1010 | Exercise / conversionCommon Stock | 545 | $0.00 | $0.00 |
DisclosureSEC source: 0001266824-19-000037 · edgardoc.xml · nonDerivative · entry 1 Fink Martin · CIK 0001603982 · EVP & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,860 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The dividend equivalents were converted into, and paid in the form of, shares of the Issuer's common stock on a one-for-one basis in connection with the vesting of restricted stock units to which the dividend equivalents relate. A cash amount was also paid to the holder to settle a fractional dividend equivalent. Read SEC document |
| January 14, 2019 Filed Jan 17, 2019 01:16 UTC | WESTERN DIGITAL CORP WDC · Entity 1010 | GrantDividend Equivalent Rights · Derivative | 1,177.3978 | $0.00 | $0.00 |
DisclosureSEC source: 0001266824-19-000025 · edgardoc.xml · derivative · entry 1 Fink Martin · CIK 0001603982 · EVP & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,490.9483 Underlying: Common Stock · 1,177.3978 shares Expires not disclosed F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) which vest proportionately with the RSUs to which they relate. Each dividend equivalent right represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof. F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) which vest proportionately with the RSUs to which they relate. Each dividend equivalent right represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof. F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) which vest proportionately with the RSUs to which they relate. Each dividend equivalent right represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof. Read SEC document |
| January 03, 2019 Filed Jan 3, 2019 21:51 UTC | Hortonworks, Inc. HDP · Entity 161313 | OtherCommon Stock | 49,910 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-19-000400 · doc4.xml · nonDerivative · entry 1 Fink Martin · CIK 0001603982 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: On January 3, 2019, pursuant to the Agreement and Plan of Merger and Reorganization, dated as of October 3, 2018, by and among Cloudera, Inc. ("Cloudera"), Issuer, and Surf Merger Corporation ("Merger Sub"), Merger Sub merged with and into the Issuer, with the Issuer surviving as a direct wholly-owned subsidiary of Cloudera (the "Merger"). Pursuant to the Merger, the Issuer's stockholders received the right to receive 1.305 shares of common stock, par value $0.00005 per share, of Cloudera (the "Merger Consideration") for each share of the Issuer's stock that they own. Pursuant to the Merger, the Reporting Person disposed of all shares of Issuer common stock beneficially owned by it, including the 49,910 shares that were held directly by the Reporting Person, and received the Merger Consideration for each share of Issuer common stock. Read SEC document |
| October 15, 2018 Filed Oct 17, 2018 23:15 UTC | WESTERN DIGITAL CORP WDC · Entity 1010 | GrantDividend Equivalent Rights · Derivative | 814.7592 | $0.00 | $0.00 |
DisclosureSEC source: 0001266824-18-000192 · edgardoc.xml · derivative · entry 1 Fink Martin · CIK 0001603982 · EVP & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,313.5505 Underlying: Common Stock · 814.7592 shares Expires not disclosed F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) which vest proportionately with the RSUs to which they relate. Each dividend equivalent right represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof. F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) which vest proportionately with the RSUs to which they relate. Each dividend equivalent right represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof. F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) which vest proportionately with the RSUs to which they relate. Each dividend equivalent right represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof. Read SEC document |
| August 30, 2018 Filed Sep 4, 2018 23:54 UTC | WESTERN DIGITAL CORP WDC · Entity 1010 | GrantCommon Stock | 18,963 | $0.00 | $0.00 |
DisclosureSEC source: 0001266824-18-000160 · edgardoc.xml · nonDerivative · entry 1 Fink Martin · CIK 0001603982 · EVP & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,315 F1 · security: Represents the grant of restricted stock units to the Reporting Person. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. Read SEC document |
| August 02, 2018 Filed Aug 7, 2018 01:31 UTC | WESTERN DIGITAL CORP WDC · Entity 1010 | Exercise / conversionDividend Equivalent Rights · Derivative | 73.0085 | $0.00 | $0.00 |
DisclosureSEC source: 0001266824-18-000143 · edgardoc.xml · derivative · entry 3 Fink Martin · CIK 0001603982 · EVP & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,498.7913 Underlying: Common Stock · 73.0085 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The dividend equivalents were converted into, and paid in the form of, shares of the Issuer's common stock on a one-for-one basis in connection with the vesting of restricted stock units to which the dividend equivalents relate. A cash amount was also paid to the holder to settle a fractional dividend equivalent. F1 · derivative.exercise_date: The dividend equivalents were converted into, and paid in the form of, shares of the Issuer's common stock on a one-for-one basis in connection with the vesting of restricted stock units to which the dividend equivalents relate. A cash amount was also paid to the holder to settle a fractional dividend equivalent. F1 · derivative.expiration_date: The dividend equivalents were converted into, and paid in the form of, shares of the Issuer's common stock on a one-for-one basis in connection with the vesting of restricted stock units to which the dividend equivalents relate. A cash amount was also paid to the holder to settle a fractional dividend equivalent. Read SEC document |
| August 02, 2018 Filed Aug 7, 2018 01:31 UTC | WESTERN DIGITAL CORP WDC · Entity 1010 | Tax withholdingCommon Stock | 1,373 | $68.52 | $94,077.96 |
DisclosureSEC source: 0001266824-18-000143 · edgardoc.xml · nonDerivative · entry 2 Fink Martin · CIK 0001603982 · EVP & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,352 F1 · shares: The dividend equivalents were converted into, and paid in the form of, shares of the Issuer's common stock on a one-for-one basis in connection with the vesting of restricted stock units to which the dividend equivalents relate. A cash amount was also paid to the holder to settle a fractional dividend equivalent. Read SEC document |
| August 02, 2018 Filed Aug 7, 2018 01:31 UTC | WESTERN DIGITAL CORP WDC · Entity 1010 | Exercise / conversionCommon Stock | 73 | $0.00 | $0.00 |
DisclosureSEC source: 0001266824-18-000143 · edgardoc.xml · nonDerivative · entry 1 Fink Martin · CIK 0001603982 · EVP & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,725 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The dividend equivalents were converted into, and paid in the form of, shares of the Issuer's common stock on a one-for-one basis in connection with the vesting of restricted stock units to which the dividend equivalents relate. A cash amount was also paid to the holder to settle a fractional dividend equivalent. Read SEC document |
| July 16, 2018 Filed Jul 19, 2018 00:59 UTC | WESTERN DIGITAL CORP WDC · Entity 1010 | GrantDividend Equivalent Rights · Derivative | 342.207 | $0.00 | $0.00 |
DisclosureSEC source: 0001266824-18-000114 · edgardoc.xml · derivative · entry 1 Fink Martin · CIK 0001603982 · EVP & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,571.7998 Underlying: Common Stock · 342.207 shares Expires not disclosed F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) which vest proportionately with the RSUs to which they relate. Each dividend equivalent right represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof. F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) which vest proportionately with the RSUs to which they relate. Each dividend equivalent right represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof. F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) which vest proportionately with the RSUs to which they relate. Each dividend equivalent right represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof. Read SEC document |
| May 23, 2018 Filed May 25, 2018 18:22 UTC | Hortonworks, Inc. HDP · Entity 161313 | GrantCommon Stock | 9,765 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-014148 · doc4.xml · nonDerivative · entry 1 Fink Martin · CIK 0001603982 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,910 F1 · shares: Exempt grant of restricted stock units under the Issuer's Amended and Restated 2014 Stock Option and Incentive Plan. The units will vest and settle for shares of common stock of the Issuer on May 23, 2019, subject to the Reporting Person's continuous service as a board member through such date. Unvested shares are subject to acceleration upon the occurrence of certain events. Read SEC document |
| April 16, 2018 Filed Apr 18, 2018 23:49 UTC | WESTERN DIGITAL CORP WDC · Entity 1010 | GrantDividend Equivalent Rights · Derivative | 294.8728 | $0.00 | $0.00 |
DisclosureSEC source: 0001266824-18-000082 · edgardoc.xml · derivative · entry 1 Fink Martin · CIK 0001603982 · EVP & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,229.5928 Underlying: Common Stock · 294.8728 shares Expires not disclosed F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) which vest proportionately with the RSUs to which they relate. Each dividend equivalent right represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof. F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) which vest proportionately with the RSUs to which they relate. Each dividend equivalent right represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof. F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) which vest proportionately with the RSUs to which they relate. Each dividend equivalent right represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof. Read SEC document |
| February 01, 2018 Filed Feb 6, 2018 01:24 UTC | WESTERN DIGITAL CORP WDC · Entity 1010 | Exercise / conversionDividend Equivalent Rights · Derivative | 215.554 | $0.00 | $0.00 |
DisclosureSEC source: 0001266824-18-000037 · edgardoc.xml · derivative · entry 3 Fink Martin · CIK 0001603982 · EVP & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 934.72 Underlying: Common Stock · 215.554 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The dividend equivalents were converted into, and paid in the form of, shares of the Issuer's common stock on a one-for-one basis in connection with the vesting of restricted stock units to which the dividend equivalents relate. A cash amount equal to $48.56 was also paid to the holder to settle a fractional dividend equivalent of 0.554. F1 · derivative.exercise_date: The dividend equivalents were converted into, and paid in the form of, shares of the Issuer's common stock on a one-for-one basis in connection with the vesting of restricted stock units to which the dividend equivalents relate. A cash amount equal to $48.56 was also paid to the holder to settle a fractional dividend equivalent of 0.554. F1 · derivative.expiration_date: The dividend equivalents were converted into, and paid in the form of, shares of the Issuer's common stock on a one-for-one basis in connection with the vesting of restricted stock units to which the dividend equivalents relate. A cash amount equal to $48.56 was also paid to the holder to settle a fractional dividend equivalent of 0.554. Read SEC document |
| February 01, 2018 Filed Feb 6, 2018 01:24 UTC | WESTERN DIGITAL CORP WDC · Entity 1010 | Tax withholdingCommon Stock | 3,341 | $87.65 | $292,838.65 |
DisclosureSEC source: 0001266824-18-000037 · edgardoc.xml · nonDerivative · entry 2 Fink Martin · CIK 0001603982 · EVP & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,652 F3 · shares: Payment of tax obligation by withholding securities incident to the vesting of securities in accordance with Rule 16b-3(e). Read SEC document |
| February 01, 2018 Filed Feb 6, 2018 01:24 UTC | WESTERN DIGITAL CORP WDC · Entity 1010 | Exercise / conversionCommon Stock | 215 | $0.00 | $0.00 |
DisclosureSEC source: 0001266824-18-000037 · edgardoc.xml · nonDerivative · entry 1 Fink Martin · CIK 0001603982 · EVP & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,993 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The dividend equivalents were converted into, and paid in the form of, shares of the Issuer's common stock on a one-for-one basis in connection with the vesting of restricted stock units to which the dividend equivalents relate. A cash amount equal to $48.56 was also paid to the holder to settle a fractional dividend equivalent of 0.554. F2 · balance_after: Includes 272 shares acquired under the Issuer's Employee Stock Purchase Plan on November 30, 2017. Read SEC document |
| January 16, 2018 Filed Jan 18, 2018 00:11 UTC | WESTERN DIGITAL CORP WDC · Entity 1010 | GrantDividend Equivalent Rights · Derivative | 372.7913 | $0.00 | $0.00 |
DisclosureSEC source: 0001266824-18-000020 · edgardoc.xml · derivative · entry 1 Fink Martin · CIK 0001603982 · EVP & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,150.274 Underlying: Common Stock · 372.7913 shares Expires not disclosed F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) which vest proportionately with the RSUs to which they relate. Each dividend equivalent right represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof. F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) which vest proportionately with the RSUs to which they relate. Each dividend equivalent right represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof. F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) which vest proportionately with the RSUs to which they relate. Each dividend equivalent right represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof. Read SEC document |
| October 16, 2017 Filed Oct 17, 2017 01:56 UTC | WESTERN DIGITAL CORP WDC · Entity 1010 | GrantDividend Equivalent Rights · Derivative | 358.0641 | $0.00 | $0.00 |
DisclosureSEC source: 0001266824-17-000211 · edgardoc.xml · derivative · entry 1 Fink Martin · CIK 0001603982 · EVP & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 777.4827 Underlying: Common Stock · 358.0641 shares Expires not disclosed F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) which vest proportionately with the RSUs to which they relate. Each dividend equivalent right represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof. F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) which vest proportionately with the RSUs to which they relate. Each dividend equivalent right represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof. F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) which vest proportionately with the RSUs to which they relate. Each dividend equivalent right represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof. Read SEC document |
| August 02, 2017 Filed Aug 4, 2017 23:39 UTC | WESTERN DIGITAL CORP WDC · Entity 1010 | GrantCommon Stock | 12,256 | $0.00 | $0.00 |
DisclosureSEC source: 0001266824-17-000168 · edgardoc.xml · nonDerivative · entry 1 Fink Martin · CIK 0001603982 · EVP & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,506 F1 · security: Represents the grant of restricted stock units to the Reporting Person. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. Read SEC document |
| July 17, 2017 Filed Jul 20, 2017 00:04 UTC | WESTERN DIGITAL CORP WDC · Entity 1010 | GrantDividend Equivalent Rights · Derivative | 198.114 | $0.00 | $0.00 |
DisclosureSEC source: 0001266824-17-000138 · edgardoc.xml · derivative · entry 1 Fink Martin · CIK 0001603982 · EVP & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 419.4186 Underlying: Common Stock · 198.114 shares Expires not disclosed F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) which vest proportionately with the RSUs to which they relate. Each dividend equivalent right represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof. F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) which vest proportionately with the RSUs to which they relate. Each dividend equivalent right represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof. F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) which vest proportionately with the RSUs to which they relate. Each dividend equivalent right represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof. Read SEC document |
| May 24, 2017 Filed May 26, 2017 18:59 UTC | Hortonworks, Inc. HDP · Entity 161313 | GrantCommon Stock | 10,838 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-014627 · doc4.xml · nonDerivative · entry 1 Fink Martin · CIK 0001603982 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,145 F1 · shares: Exempt grant of restricted stock units under the Issuer's Amended and Restated 2014 Stock Option and Incentive Plan. The units will vest and settle for shares of Common Stock of the Issuer on May 24, 2018, subject to the Reporting Person's continuous service as a board member through such date. Unvested shares are subject to acceleration upon the occurrence of certain events. Read SEC document |
| April 17, 2017 Filed Apr 20, 2017 00:49 UTC | WESTERN DIGITAL CORP WDC · Entity 1010 | GrantDividend Equivalent Rights · Derivative | 221.3046 | $0.00 | $0.00 |
DisclosureSEC source: 0001266824-17-000078 · edgardoc.xml · derivative · entry 1 Fink Martin · CIK 0001603982 · EVP & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 221.3046 Underlying: Common Stock · 221.3046 shares Expires not disclosed F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) which vest proportionately with the RSUs to which they relate. Each dividend equivalent right represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof. F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) which vest proportionately with the RSUs to which they relate. Each dividend equivalent right represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof. F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) which vest proportionately with the RSUs to which they relate. Each dividend equivalent right represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.