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Walker & Dunlop, Inc.

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4737
SEC CIK
0001497770
Parsed reports
515

Last 12 months

Inside the activity.

4 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202640
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 14, 2020 Filed Feb 19, 2020 22:18 UTC
Warner Richard CEVP & Chief Credit Officer
GrantCommon Stock 18,357 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-022889 · a4.xml · nonDerivative · entry 1

Warner Richard C · CIK 0001503839 · EVP & Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,157

F1 · shares: On March 28, 2017, the reporting person was granted an award of performance share units, which vest in the form of common stock if certain pre-established performance goals underlying the award are met over the course of a three-year period. On February 14, 2020, the Compensation Committee of the Issuer's Board of Directors determined that the performance goals had been met, resulting in the vesting of these shares.

Read SEC document
February 11, 2020 Filed Feb 13, 2020 21:31 UTC
Smith Howard W IIIDirector · President
Exercise / conversionStock Option (right to buy) · Derivative 32,000 $0.00 Strike: $12.52 $0.00
Disclosure

SEC source: 0001104659-20-020234 · a4.xml · derivative · entry 9

Smith Howard W III · CIK 0001503844 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 32,000 shares

Expires 2021-03-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 11, 2020 Filed Feb 13, 2020 21:31 UTC
Smith Howard W IIIDirector · President
SaleCommon Stock 32,000 $78.23 $2,503,430.40
Disclosure

SEC source: 0001104659-20-020234 · a4.xml · nonDerivative · entry 2

Smith Howard W III · CIK 0001503844 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,851

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $77.93 to $78.665. The reporting person undertakes to provide Walker & Dunlop, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
February 11, 2020 Filed Feb 13, 2020 21:31 UTC
Smith Howard W IIIDirector · President
Exercise / conversionCommon Stock 32,000 $12.52 $400,640.00
Disclosure

SEC source: 0001104659-20-020234 · a4.xml · nonDerivative · entry 1

Smith Howard W III · CIK 0001503844 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,851

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 03, 2020 Filed Feb 4, 2020 21:31 UTC
Warner Richard CEVP & Chief Credit Officer
Exercise / conversionStock Option (right to buy) · Derivative 3,051 $0.00 Strike: $20.40 $0.00
Disclosure

SEC source: 0001104659-20-010666 · a4.xml · derivative · entry 5

Warner Richard C · CIK 0001503839 · EVP & Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,819

Underlying: Common Stock · 3,051 shares

Expires 2026-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 03, 2020 Filed Feb 4, 2020 21:31 UTC
Warner Richard CEVP & Chief Credit Officer
Exercise / conversionStock Option (right to buy) · Derivative 6,949 $0.00 Strike: $16.72 $0.00
Disclosure

SEC source: 0001104659-20-010666 · a4.xml · derivative · entry 4

Warner Richard C · CIK 0001503839 · EVP & Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,949 shares

Expires 2025-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 03, 2020 Filed Feb 4, 2020 21:31 UTC
Warner Richard CEVP & Chief Credit Officer
SaleCommon Stock 10,000 $66.58 $665,776.00
Disclosure

SEC source: 0001104659-20-010666 · a4.xml · nonDerivative · entry 3

Warner Richard C · CIK 0001503839 · EVP & Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,800

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 12, 2019.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $66.16 to $67.115. The reporting person undertakes to provide Walker & Dunlop, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
February 03, 2020 Filed Feb 4, 2020 21:31 UTC
Warner Richard CEVP & Chief Credit Officer
Exercise / conversionCommon Stock 3,051 $20.40 $62,240.40
Disclosure

SEC source: 0001104659-20-010666 · a4.xml · nonDerivative · entry 2

Warner Richard C · CIK 0001503839 · EVP & Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,800

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 03, 2020 Filed Feb 4, 2020 21:31 UTC
Warner Richard CEVP & Chief Credit Officer
Exercise / conversionCommon Stock 6,949 $16.72 $116,187.28
Disclosure

SEC source: 0001104659-20-010666 · a4.xml · nonDerivative · entry 1

Warner Richard C · CIK 0001503839 · EVP & Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,749

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 31, 2020 Filed Feb 4, 2020 21:31 UTC
THEOBALD STEPHEN PEVP & Chief Financial Officer
Exercise / conversionDividend Equivalent Rights · Derivative 80.369 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-010665 · a4.xml · derivative · entry 4

THEOBALD STEPHEN P · CIK 0001507723 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 297.851

Underlying: Common Stock · 80.369 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each dividend equivalent right is the economic equivalent of one share of common stock of the Company.

F4 · derivative.exercise_date: The dividend equivalent rights accrued on restricted stock units held by the reporting person and vest proportionately with the restricted stock units to which they relate.

F4 · derivative.expiration_date: The dividend equivalent rights accrued on restricted stock units held by the reporting person and vest proportionately with the restricted stock units to which they relate.

Read SEC document
January 31, 2020 Filed Feb 4, 2020 21:31 UTC
THEOBALD STEPHEN PEVP & Chief Financial Officer
Exercise / conversionDeferred Stock Units · Derivative 8,970 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-010665 · a4.xml · derivative · entry 3

THEOBALD STEPHEN P · CIK 0001507723 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,970 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each deferred stock unit represents the right to receive one share of common stock of the Issuer.

F2 · derivative.exercise_date: The deferred stock units are fully vested and were settled in shares of the Issuer's common stock on January 31, 2020 pursuant to the Walker & Dunlop, Inc. Management Deferred Stock Unit Purchase Plan.

F2 · derivative.expiration_date: The deferred stock units are fully vested and were settled in shares of the Issuer's common stock on January 31, 2020 pursuant to the Walker & Dunlop, Inc. Management Deferred Stock Unit Purchase Plan.

Read SEC document
January 31, 2020 Filed Feb 4, 2020 21:31 UTC
THEOBALD STEPHEN PEVP & Chief Financial Officer
Tax withholdingCommon Stock 4,159 $66.37 $276,032.83
Disclosure

SEC source: 0001104659-20-010665 · a4.xml · nonDerivative · entry 2

THEOBALD STEPHEN P · CIK 0001507723 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,867.369

Read SEC document
January 31, 2020 Filed Feb 4, 2020 21:31 UTC
THEOBALD STEPHEN PEVP & Chief Financial Officer
Exercise / conversionCommon Stock 9,050.369 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-010665 · a4.xml · nonDerivative · entry 1

THEOBALD STEPHEN P · CIK 0001507723 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,026.369

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 02, 2020 Filed Jan 3, 2020 21:31 UTC
Warner Richard CEVP & Chief Credit Officer
Exercise / conversionStock Option (right to buy) · Derivative 10,000 $0.00 Strike: $16.72 $0.00
Disclosure

SEC source: 0001104659-20-000904 · a4.xml · derivative · entry 3

Warner Richard C · CIK 0001503839 · EVP & Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,949

Underlying: Common Stock · 10,000 shares

Expires 2025-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 02, 2020 Filed Jan 3, 2020 21:31 UTC
Warner Richard CEVP & Chief Credit Officer
SaleCommon Stock 10,000 $64.49 $644,872.00
Disclosure

SEC source: 0001104659-20-000904 · a4.xml · nonDerivative · entry 2

Warner Richard C · CIK 0001503839 · EVP & Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,800

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 12, 2019.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $64.17 to $65.16. The reporting person undertakes to provide Walker & Dunlop, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
January 02, 2020 Filed Jan 3, 2020 21:31 UTC
Warner Richard CEVP & Chief Credit Officer
Exercise / conversionCommon Stock 10,000 $16.72 $167,200.00
Disclosure

SEC source: 0001104659-20-000904 · a4.xml · nonDerivative · entry 1

Warner Richard C · CIK 0001503839 · EVP & Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,800

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 10, 2019 Filed Dec 11, 2019 22:50 UTC PurchaseCommon Stock 37.7603 $65.85 $2,486.66
Disclosure

SEC source: 0001104659-19-071916 · a4.xml · nonDerivative · entry 2

Bowers Alan J · CIK 0001503849 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,648.2349

Read SEC document
December 09, 2019 Filed Dec 11, 2019 22:50 UTC
Lucas Richard MEVP & Gen Counsel & Secretary
GrantDividend Equivalent Rights · Derivative 32.0639 $0.00 $0.00
Disclosure

SEC source: 0001104659-19-071915 · a4.xml · derivative · entry 1

Lucas Richard M · CIK 0001503845 · EVP & Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 249.7696

Underlying: Common Stock · 32.0639 shares

Expires not disclosed

F1 · derivative.exercise_price: Each dividend equivalent right is the economic equivalent of one share of common stock of the Company.

F2 · derivative.exercise_date: The dividend equivalent rights accrued on restricted stock units held by the reporting person and will vest proportionately with the restricted stock units to which they relate.

F2 · derivative.expiration_date: The dividend equivalent rights accrued on restricted stock units held by the reporting person and will vest proportionately with the restricted stock units to which they relate.

Read SEC document
December 09, 2019 Filed Dec 11, 2019 22:50 UTC PurchaseCommon Stock 118.2689 $65.82 $7,784.46
Disclosure

SEC source: 0001104659-19-071916 · a4.xml · nonDerivative · entry 1

Bowers Alan J · CIK 0001503849 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,610.4746

Read SEC document
December 09, 2019 Filed Dec 11, 2019 22:47 UTC
Smith Howard W IIIDirector · President
GrantDividend Equivalent Rights · Derivative 57.0986 $0.00 $0.00
Disclosure

SEC source: 0001104659-19-071913 · a4.xml · derivative · entry 1

Smith Howard W III · CIK 0001503844 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 466.2711

Underlying: Common Stock · 57.0986 shares

Expires not disclosed

F1 · derivative.exercise_price: Each dividend equivalent right is the economic equivalent of one share of common stock of the Company.

F2 · derivative.exercise_date: The dividend equivalent rights accrued on restricted stock units held by the reporting person and will vest proportionately with the restricted stock units to which they relate.

F2 · derivative.expiration_date: The dividend equivalent rights accrued on restricted stock units held by the reporting person and will vest proportionately with the restricted stock units to which they relate.

Read SEC document
December 09, 2019 Filed Dec 11, 2019 22:49 UTC
THEOBALD STEPHEN PEVP & Chief Financial Officer
GrantDividend Equivalent Rights · Derivative 47.4079 $0.00 $0.00
Disclosure

SEC source: 0001104659-19-071914 · a4.xml · derivative · entry 1

THEOBALD STEPHEN P · CIK 0001507723 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 378.2191

Underlying: Common Stock · 47.4079 shares

Expires not disclosed

F1 · derivative.exercise_price: Each dividend equivalent right is the economic equivalent of one share of common stock of the Company.

F2 · derivative.exercise_date: The dividend equivalent rights accrued on restricted stock units held by the reporting person and will vest proportionately with the restricted stock units to which they relate.

F2 · derivative.expiration_date: The dividend equivalent rights accrued on restricted stock units held by the reporting person and will vest proportionately with the restricted stock units to which they relate.

Read SEC document
December 09, 2019 Filed Dec 11, 2019 22:46 UTC
Walker William MDirector · Chairman & CEO
GrantDividend Equivalent Rights · Derivative 14.859 $0.00 $0.00
Disclosure

SEC source: 0001104659-19-071912 · a4.xml · derivative · entry 1

Walker William M · CIK 0001503841 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70.3674

Underlying: Common Stock · 14.859 shares

Expires not disclosed

F1 · derivative.exercise_price: Each dividend equivalent right is the economic equivalent of one share of common stock of the Company.

F2 · derivative.exercise_date: The dividend equivalent rights accrued on restricted stock units held by the reporting person and will vest proportionately with the restricted stock units to which they relate.

F2 · derivative.expiration_date: The dividend equivalent rights accrued on restricted stock units held by the reporting person and will vest proportionately with the restricted stock units to which they relate.

Read SEC document
December 02, 2019 Filed Dec 3, 2019 21:31 UTC
Warner Richard CEVP & Chief Credit Officer
Exercise / conversionStock Option (right to buy) · Derivative 11,496 $0.00 Strike: $17.05 $0.00
Disclosure

SEC source: 0001104659-19-069554 · a4.xml · derivative · entry 3

Warner Richard C · CIK 0001503839 · EVP & Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,496 shares

Expires 2024-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 02, 2019 Filed Dec 3, 2019 21:31 UTC
Warner Richard CEVP & Chief Credit Officer
SaleCommon Stock 11,496 $65.51 $753,094.91
Disclosure

SEC source: 0001104659-19-069554 · a4.xml · nonDerivative · entry 2

Warner Richard C · CIK 0001503839 · EVP & Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,800

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 12, 2019.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $65.12 to $65.75. The reporting person undertakes to provide Walker & Dunlop, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
December 02, 2019 Filed Dec 3, 2019 21:31 UTC
Warner Richard CEVP & Chief Credit Officer
Exercise / conversionCommon Stock 11,496 $17.05 $196,006.80
Disclosure

SEC source: 0001104659-19-069554 · a4.xml · nonDerivative · entry 1

Warner Richard C · CIK 0001503839 · EVP & Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,296

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 20, 2019 Filed Nov 21, 2019 21:15 UTC
Lucas Richard MEVP & Gen Counsel & Secretary
Exercise / conversionStock Option (right to buy) · Derivative 5,563 $0.00 Strike: $39.82 $0.00
Disclosure

SEC source: 0001104659-19-066222 · a4.xml · derivative · entry 9

Lucas Richard M · CIK 0001503845 · EVP & Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,781

Underlying: Common Stock · 5,563 shares

Expires 2027-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The stock options vest in three equal annual installments beginning on February 15, 2018.

Read SEC document
November 20, 2019 Filed Nov 21, 2019 21:15 UTC
Lucas Richard MEVP & Gen Counsel & Secretary
Exercise / conversionStock Option (right to buy) · Derivative 4,088 $0.00 Strike: $20.40 $0.00
Disclosure

SEC source: 0001104659-19-066222 · a4.xml · derivative · entry 8

Lucas Richard M · CIK 0001503845 · EVP & Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,088 shares

Expires 2026-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 20, 2019 Filed Nov 21, 2019 21:15 UTC
Lucas Richard MEVP & Gen Counsel & Secretary
SaleCommon Stock 200 $66.06 $13,211.00
Disclosure

SEC source: 0001104659-19-066222 · a4.xml · nonDerivative · entry 6

Lucas Richard M · CIK 0001503845 · EVP & Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,416

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $66.04 to $66.07. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
November 20, 2019 Filed Nov 21, 2019 21:15 UTC
Lucas Richard MEVP & Gen Counsel & Secretary
SaleCommon Stock 9,451 $65.43 $618,397.83
Disclosure

SEC source: 0001104659-19-066222 · a4.xml · nonDerivative · entry 5

Lucas Richard M · CIK 0001503845 · EVP & Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,616

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $65.03 to $66.03. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
November 20, 2019 Filed Nov 21, 2019 21:15 UTC
Lucas Richard MEVP & Gen Counsel & Secretary
Exercise / conversionCommon Stock 5,563 $39.82 $221,518.66
Disclosure

SEC source: 0001104659-19-066222 · a4.xml · nonDerivative · entry 4

Lucas Richard M · CIK 0001503845 · EVP & Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,067

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 20, 2019 Filed Nov 21, 2019 21:15 UTC
Lucas Richard MEVP & Gen Counsel & Secretary
Exercise / conversionCommon Stock 4,088 $20.40 $83,395.20
Disclosure

SEC source: 0001104659-19-066222 · a4.xml · nonDerivative · entry 3

Lucas Richard M · CIK 0001503845 · EVP & Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,504

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 19, 2019 Filed Nov 21, 2019 21:15 UTC
Lucas Richard MEVP & Gen Counsel & Secretary
Exercise / conversionStock Option (right to buy) · Derivative 9,782 $0.00 Strike: $20.40 $0.00
Disclosure

SEC source: 0001104659-19-066222 · a4.xml · derivative · entry 7

Lucas Richard M · CIK 0001503845 · EVP & Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,088

Underlying: Common Stock · 9,782 shares

Expires 2026-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 19, 2019 Filed Nov 21, 2019 21:15 UTC
Lucas Richard MEVP & Gen Counsel & Secretary
SaleCommon Stock 9,782 $65.98 $645,416.36
Disclosure

SEC source: 0001104659-19-066222 · a4.xml · nonDerivative · entry 2

Lucas Richard M · CIK 0001503845 · EVP & Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,416

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $65.74 to $66.28. The reporting person undertakes to provide Walker & Dunlop, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
November 19, 2019 Filed Nov 21, 2019 21:15 UTC
Lucas Richard MEVP & Gen Counsel & Secretary
Exercise / conversionCommon Stock 9,782 $20.40 $199,552.80
Disclosure

SEC source: 0001104659-19-066222 · a4.xml · nonDerivative · entry 1

Lucas Richard M · CIK 0001503845 · EVP & Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,198

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 01, 2019 Filed Nov 4, 2019 21:30 UTC
Warner Richard CEVP & Chief Credit Officer
Exercise / conversionStock Option (right to buy) · Derivative 10,000 $0.00 Strike: $17.05 $0.00
Disclosure

SEC source: 0001104659-19-059531 · a4.xml · derivative · entry 3

Warner Richard C · CIK 0001503839 · EVP & Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,496

Underlying: Common Stock · 10,000 shares

Expires 2024-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 01, 2019 Filed Nov 4, 2019 21:30 UTC
Warner Richard CEVP & Chief Credit Officer
SaleCommon Stock 10,000 $62.71 $627,121.00
Disclosure

SEC source: 0001104659-19-059531 · a4.xml · nonDerivative · entry 2

Warner Richard C · CIK 0001503839 · EVP & Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,800

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 12, 2019.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $62.28 to $63.15. The reporting person undertakes to provide Walker & Dunlop, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
November 01, 2019 Filed Nov 4, 2019 21:30 UTC
Warner Richard CEVP & Chief Credit Officer
Exercise / conversionCommon Stock 10,000 $17.05 $170,500.00
Disclosure

SEC source: 0001104659-19-059531 · a4.xml · nonDerivative · entry 1

Warner Richard C · CIK 0001503839 · EVP & Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,800

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 01, 2019 Filed Oct 2, 2019 22:27 UTC
Warner Richard CEVP & Chief Credit Officer
Exercise / conversionStock Option (right to buy) · Derivative 10,000 $0.00 Strike: $17.05 $0.00
Disclosure

SEC source: 0001104659-19-052680 · a4.xml · derivative · entry 5

Warner Richard C · CIK 0001503839 · EVP & Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,496

Underlying: Common Stock · 10,000 shares

Expires 2024-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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October 01, 2019 Filed Oct 2, 2019 22:27 UTC
Warner Richard CEVP & Chief Credit Officer
SaleCommon Stock 259 $56.55 $14,645.65
Disclosure

SEC source: 0001104659-19-052680 · a4.xml · nonDerivative · entry 4

Warner Richard C · CIK 0001503839 · EVP & Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,800

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 12, 2019.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $56.48 to $56.60. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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October 01, 2019 Filed Oct 2, 2019 22:27 UTC
Warner Richard CEVP & Chief Credit Officer
SaleCommon Stock 2,346 $55.60 $130,447.92
Disclosure

SEC source: 0001104659-19-052680 · a4.xml · nonDerivative · entry 3

Warner Richard C · CIK 0001503839 · EVP & Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,059

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 12, 2019.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $55.31 to $56.28. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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October 01, 2019 Filed Oct 2, 2019 22:27 UTC
Warner Richard CEVP & Chief Credit Officer
SaleCommon Stock 7,395 $54.97 $406,513.50
Disclosure

SEC source: 0001104659-19-052680 · a4.xml · nonDerivative · entry 2

Warner Richard C · CIK 0001503839 · EVP & Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,405

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 12, 2019.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $54.30 to $55.29. The reporting person undertakes to provide Walker & Dunlop, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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October 01, 2019 Filed Oct 2, 2019 22:27 UTC
Warner Richard CEVP & Chief Credit Officer
Exercise / conversionCommon Stock 10,000 $17.05 $170,500.00
Disclosure

SEC source: 0001104659-19-052680 · a4.xml · nonDerivative · entry 1

Warner Richard C · CIK 0001503839 · EVP & Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,800

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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September 13, 2019 Filed Sep 25, 2019 20:52 UTC
Walker William MDirector · Chairman & CEO
GiftCommon Stock 13,775 $0.00 $0.00
Disclosure

SEC source: 0001104659-19-051358 · a4.xml · nonDerivative · entry 1

Walker William M · CIK 0001503841 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,288,889

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September 10, 2019 Filed Sep 11, 2019 20:37 UTC PurchaseCommon Stock 46.6311 $53.03 $2,472.67
Disclosure

SEC source: 0001104659-19-049767 · a4.xml · nonDerivative · entry 2

Bowers Alan J · CIK 0001503849 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,492.2057

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September 09, 2019 Filed Sep 11, 2019 20:37 UTC PurchaseCommon Stock 151.4915 $51.09 $7,739.70
Disclosure

SEC source: 0001104659-19-049767 · a4.xml · nonDerivative · entry 1

Bowers Alan J · CIK 0001503849 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,445.5746

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September 09, 2019 Filed Sep 11, 2019 20:37 UTC
Lucas Richard MEVP & Gen Counsel & Secretary
GrantDividend Equivalent Rights · Derivative 40.2247 $0.00 $0.00
Disclosure

SEC source: 0001104659-19-049766 · a4.xml · derivative · entry 1

Lucas Richard M · CIK 0001503845 · EVP & Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 217.7057

Underlying: Common Stock · 40.2247 shares

Expires not disclosed

F1 · derivative.exercise_price: Each dividend equivalent right is the economic equivalent of one share of common stock of the Company.

F2 · derivative.exercise_date: The dividend equivalent rights accrued on restricted stock units held by the reporting person and will vest proportionately with the restricted stock units to which they relate.

F2 · derivative.expiration_date: The dividend equivalent rights accrued on restricted stock units held by the reporting person and will vest proportionately with the restricted stock units to which they relate.

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September 09, 2019 Filed Sep 11, 2019 20:36 UTC
Smith Howard W IIIDirector · President
GrantDividend Equivalent Rights · Derivative 71.6312 $0.00 $0.00
Disclosure

SEC source: 0001104659-19-049765 · a4.xml · derivative · entry 1

Smith Howard W III · CIK 0001503844 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 409.1725

Underlying: Common Stock · 71.6312 shares

Expires not disclosed

F1 · derivative.exercise_price: Each dividend equivalent right is the economic equivalent of one share of common stock of the Company.

F2 · derivative.exercise_date: The dividend equivalent rights accrued on restricted stock units held by the reporting person and will vest proportionately with the restricted stock units to which they relate.

F2 · derivative.expiration_date: The dividend equivalent rights accrued on restricted stock units held by the reporting person and will vest proportionately with the restricted stock units to which they relate.

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September 09, 2019 Filed Sep 11, 2019 20:36 UTC
THEOBALD STEPHEN PEVP & Chief Financial Officer
GrantDividend Equivalent Rights · Derivative 59.474 $0.00 $0.00
Disclosure

SEC source: 0001104659-19-049764 · a4.xml · derivative · entry 1

THEOBALD STEPHEN P · CIK 0001507723 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 330.8112

Underlying: Common Stock · 59.474 shares

Expires not disclosed

F1 · derivative.exercise_price: Each dividend equivalent right is the economic equivalent of one share of common stock of the Company.

F2 · derivative.exercise_date: The dividend equivalent rights accrued on restricted stock units held by the reporting person and will vest proportionately with the restricted stock units to which they relate.

F2 · derivative.expiration_date: The dividend equivalent rights accrued on restricted stock units held by the reporting person and will vest proportionately with the restricted stock units to which they relate.

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September 09, 2019 Filed Sep 11, 2019 20:36 UTC
Walker William MDirector · Chairman & CEO
GrantDividend Equivalent Rights · Derivative 18.6409 $0.00 $0.00
Disclosure

SEC source: 0001104659-19-049763 · a4.xml · derivative · entry 1

Walker William M · CIK 0001503841 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55.5084

Underlying: Common Stock · 18.6409 shares

Expires not disclosed

F1 · derivative.exercise_price: Each dividend equivalent right is the economic equivalent of one share of common stock of the Company.

F2 · derivative.exercise_date: The dividend equivalent rights accrued on restricted stock units held by the reporting person and will vest proportionately with the restricted stock units to which they relate.

F2 · derivative.expiration_date: The dividend equivalent rights accrued on restricted stock units held by the reporting person and will vest proportionately with the restricted stock units to which they relate.

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August 14, 2019 Filed Aug 15, 2019 21:00 UTC
Walker William MDirector · Chairman & CEO
SaleCommon Stock 1,200 $55.84 $67,003.56
Disclosure

SEC source: 0001104659-19-046162 · a4.xml · nonDerivative · entry 3

Walker William M · CIK 0001503841 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,302,664

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $55.55 to $56.10. The reporting person undertakes to provide Walker & Dunlop, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.