Last 12 months
Inside the activity.
4 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 4 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 12, 2020 Filed Mar 13, 2020 20:31 UTC |
Bowers Alan JDirector
|
PurchaseCommon Stock | 1,000 | $52.19 | $52,190.30 |
DisclosureSEC source: 0001104659-20-033155 · a4.xml · nonDerivative · entry 1 Bowers Alan J · CIK 0001503849 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,855.2081 Read SEC document |
| March 10, 2020 Filed Mar 11, 2020 21:01 UTC |
Bowers Alan JDirector
|
PurchaseCommon Stock | 49.9305 | $60.04 | $2,997.58 |
DisclosureSEC source: 0001104659-20-031987 · a4.xml · nonDerivative · entry 2 Bowers Alan J · CIK 0001503849 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,855.2081 Read SEC document |
| March 09, 2020 Filed Mar 11, 2020 21:01 UTC |
SCHMALTZ DANA LDirector
|
PurchaseCommon Stock | 1,000 | $61.50 | $61,500.00 |
DisclosureSEC source: 0001104659-20-031986 · a4.xml · nonDerivative · entry 1 SCHMALTZ DANA L · CIK 0001104397 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,633 Read SEC document |
| March 09, 2020 Filed Mar 11, 2020 21:01 UTC |
THEOBALD STEPHEN PEVP & Chief Financial Officer
|
GrantDividend Equivalent Rights · Derivative | 61.465 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-20-031989 · a4.xml · derivative · entry 1 THEOBALD STEPHEN P · CIK 0001507723 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 359.316 Underlying: Common Stock · 61.465 shares Expires not disclosed F1 · derivative.exercise_price: Each dividend equivalent right is the economic equivalent of one share of common stock of the Company. F2 · derivative.exercise_date: The dividend equivalent rights accrued on restricted stock units held by the reporting person and will vest proportionately with the restricted stock units to which they relate. F2 · derivative.expiration_date: The dividend equivalent rights accrued on restricted stock units held by the reporting person and will vest proportionately with the restricted stock units to which they relate. Read SEC document |
| March 09, 2020 Filed Mar 11, 2020 21:02 UTC |
Smith Howard W IIIDirector · President
|
GrantDividend Equivalent Rights · Derivative | 89.766 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-20-031990 · a4.xml · derivative · entry 1 Smith Howard W III · CIK 0001503844 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 556.0371 Underlying: Common Stock · 89.766 shares Expires not disclosed F1 · derivative.exercise_price: Each dividend equivalent right is the economic equivalent of one share of common stock of the Company. F2 · derivative.exercise_date: The dividend equivalent rights accrued on restricted stock units held by the reporting person and will vest proportionately with the restricted stock units to which they relate. F2 · derivative.expiration_date: The dividend equivalent rights accrued on restricted stock units held by the reporting person and will vest proportionately with the restricted stock units to which they relate. Read SEC document |
| March 09, 2020 Filed Mar 11, 2020 21:01 UTC |
Walker William MDirector · Chairman & CEO
|
GrantDividend Equivalent Rights · Derivative | 39.918 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-20-031988 · a4.xml · derivative · entry 1 Walker William M · CIK 0001503841 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110.2854 Underlying: Common Stock · 39.918 shares Expires not disclosed F1 · derivative.exercise_price: Each dividend equivalent right is the economic equivalent of one share of common stock of the Company. F2 · derivative.exercise_date: The dividend equivalent rights accrued on restricted stock units held by the reporting person and will vest proportionately with the restricted stock units to which they relate. F2 · derivative.expiration_date: The dividend equivalent rights accrued on restricted stock units held by the reporting person and will vest proportionately with the restricted stock units to which they relate. Read SEC document |
| March 09, 2020 Filed Mar 11, 2020 21:01 UTC |
Bowers Alan JDirector
|
PurchaseCommon Stock | 157.0427 | $59.75 | $9,383.30 |
DisclosureSEC source: 0001104659-20-031987 · a4.xml · nonDerivative · entry 1 Bowers Alan J · CIK 0001503849 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,805.2776 Read SEC document |
| March 09, 2020 Filed Mar 11, 2020 21:00 UTC |
Lucas Richard MEVP & Gen Counsel & Secretary
|
GrantDividend Equivalent Rights · Derivative | 57.537 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-20-031985 · a4.xml · derivative · entry 1 Lucas Richard M · CIK 0001503845 · EVP & Gen Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 307.3066 Underlying: Common Stock · 57.537 shares Expires not disclosed F1 · derivative.exercise_price: Each dividend equivalent right is the economic equivalent of one share of common stock of the Company. F2 · derivative.exercise_date: The dividend equivalent rights accrued on restricted stock units held by the reporting person and will vest proportionately with the restricted stock units to which they relate. F2 · derivative.expiration_date: The dividend equivalent rights accrued on restricted stock units held by the reporting person and will vest proportionately with the restricted stock units to which they relate. Read SEC document |
| March 05, 2020 Filed Mar 6, 2020 22:01 UTC |
Walker William MDirector · Chairman & CEO
|
SaleCommon Stock | 333 | $67.60 | $22,509.73 |
DisclosureSEC source: 0001104659-20-030251 · a4.xml · nonDerivative · entry 6 Walker William M · CIK 0001503841 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,266,604 F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $67.49 to $67.78. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| March 05, 2020 Filed Mar 6, 2020 22:01 UTC |
Walker William MDirector · Chairman & CEO
|
SaleCommon Stock | 13,709 | $66.74 | $914,946.89 |
DisclosureSEC source: 0001104659-20-030251 · a4.xml · nonDerivative · entry 5 Walker William M · CIK 0001503841 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,266,937 F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $66.46 to $67.375. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| March 05, 2020 Filed Mar 6, 2020 22:01 UTC |
Walker William MDirector · Chairman & CEO
|
SaleCommon Stock | 10,353 | $66.05 | $683,765.96 |
DisclosureSEC source: 0001104659-20-030251 · a4.xml · nonDerivative · entry 4 Walker William M · CIK 0001503841 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,280,646 F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $65.45 to $66.45. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| March 04, 2020 Filed Mar 6, 2020 22:01 UTC |
Walker William MDirector · Chairman & CEO
|
SaleCommon Stock | 20,541 | $69.61 | $1,429,881.61 |
DisclosureSEC source: 0001104659-20-030251 · a4.xml · nonDerivative · entry 3 Walker William M · CIK 0001503841 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,290,999 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $69.02 to $69.86. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| March 04, 2020 Filed Mar 6, 2020 22:01 UTC |
Walker William MDirector · Chairman & CEO
|
SaleCommon Stock | 4,809 | $68.52 | $329,516.53 |
DisclosureSEC source: 0001104659-20-030251 · a4.xml · nonDerivative · entry 2 Walker William M · CIK 0001503841 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,311,540 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $68.00 to $68.97. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| March 04, 2020 Filed Mar 6, 2020 22:01 UTC |
Walker William MDirector · Chairman & CEO
|
SaleCommon Stock | 13,524 | $67.48 | $912,546.78 |
DisclosureSEC source: 0001104659-20-030251 · a4.xml · nonDerivative · entry 1 Walker William M · CIK 0001503841 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,316,349 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $66.99 to $67.98. The reporting person undertakes to provide Walker & Dunlop, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| March 02, 2020 Filed Mar 3, 2020 21:52 UTC |
Warner Richard CEVP & Chief Credit Officer
|
Exercise / conversionStock Option (right to buy) · Derivative | 10,819 | $0.00 Strike: $20.40 | $0.00 |
DisclosureSEC source: 0001104659-20-028630 · a4.xml · derivative · entry 7 Warner Richard C · CIK 0001503839 · EVP & Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,819 shares Expires 2026-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 02, 2020 Filed Mar 3, 2020 21:52 UTC |
Warner Richard CEVP & Chief Credit Officer
|
SaleCommon Stock | 933 | $69.80 | $65,127.97 |
DisclosureSEC source: 0001104659-20-028630 · a4.xml · nonDerivative · entry 6 Warner Richard C · CIK 0001503839 · EVP & Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,176 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 12, 2019. F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $69.56 to $69.92. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| March 02, 2020 Filed Mar 3, 2020 21:52 UTC |
Warner Richard CEVP & Chief Credit Officer
|
SaleCommon Stock | 1,874 | $68.83 | $128,981.42 |
DisclosureSEC source: 0001104659-20-028630 · a4.xml · nonDerivative · entry 5 Warner Richard C · CIK 0001503839 · EVP & Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,109 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 12, 2019. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $68.46 to $69.35. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| March 02, 2020 Filed Mar 3, 2020 21:52 UTC |
Warner Richard CEVP & Chief Credit Officer
|
SaleCommon Stock | 3,253 | $67.84 | $220,698.48 |
DisclosureSEC source: 0001104659-20-028630 · a4.xml · nonDerivative · entry 4 Warner Richard C · CIK 0001503839 · EVP & Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,983 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 12, 2019. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $67.43 to $68.42. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| March 02, 2020 Filed Mar 3, 2020 21:52 UTC |
Warner Richard CEVP & Chief Credit Officer
|
SaleCommon Stock | 3,320 | $66.87 | $222,023.01 |
DisclosureSEC source: 0001104659-20-028630 · a4.xml · nonDerivative · entry 3 Warner Richard C · CIK 0001503839 · EVP & Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,236 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 12, 2019. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $66.40 to $67.365. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| March 02, 2020 Filed Mar 3, 2020 21:52 UTC |
Warner Richard CEVP & Chief Credit Officer
|
SaleCommon Stock | 1,439 | $65.82 | $94,708.50 |
DisclosureSEC source: 0001104659-20-028630 · a4.xml · nonDerivative · entry 2 Warner Richard C · CIK 0001503839 · EVP & Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,556 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 12, 2019. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $65.30 to $66.26. The reporting person undertakes to provide Walker & Dunlop, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| March 02, 2020 Filed Mar 3, 2020 21:52 UTC |
Warner Richard CEVP & Chief Credit Officer
|
Exercise / conversionCommon Stock | 10,819 | $20.40 | $220,707.60 |
DisclosureSEC source: 0001104659-20-028630 · a4.xml · nonDerivative · entry 1 Warner Richard C · CIK 0001503839 · EVP & Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,995 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 21:52 UTC |
SCHMALTZ DANA LDirector
|
PurchaseCommon Stock | 1,000 | $64.40 | $64,400.00 |
DisclosureSEC source: 0001104659-20-028629 · a4.xml · nonDerivative · entry 1 SCHMALTZ DANA L · CIK 0001104397 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,633 Read SEC document |
| February 25, 2020 Filed Feb 27, 2020 21:30 UTC |
SCHMALTZ DANA LDirector
|
PurchaseCommon Stock | 1,000 | $69.25 | $69,250.00 |
DisclosureSEC source: 0001104659-20-026205 · a4.xml · nonDerivative · entry 1 SCHMALTZ DANA L · CIK 0001104397 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,633 Read SEC document |
| February 15, 2020 Filed Feb 19, 2020 22:20 UTC |
Lucas Richard MEVP & Gen Counsel & Secretary
|
Tax withholdingCommon Stock | 5,038 | $78.79 | $396,944.02 |
DisclosureSEC source: 0001104659-20-022896 · a4.xml · nonDerivative · entry 4 Lucas Richard M · CIK 0001503845 · EVP & Gen Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 133,740 Read SEC document |
| February 15, 2020 Filed Feb 19, 2020 22:19 UTC |
Smith Howard W IIIDirector · President
|
Tax withholdingCommon Stock | 5,000 | $78.79 | $393,950.00 |
DisclosureSEC source: 0001104659-20-022895 · a4.xml · nonDerivative · entry 4 Smith Howard W III · CIK 0001503844 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 128,449 Read SEC document |
| February 15, 2020 Filed Feb 19, 2020 22:19 UTC |
Walker William MDirector · Chairman & CEO
|
Tax withholdingCommon Stock | 7,075 | $78.79 | $557,439.25 |
DisclosureSEC source: 0001104659-20-022892 · a4.xml · nonDerivative · entry 4 Walker William M · CIK 0001503841 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,329,873 Read SEC document |
| February 15, 2020 Filed Feb 19, 2020 22:19 UTC |
THEOBALD STEPHEN PEVP & Chief Financial Officer
|
Tax withholdingCommon Stock | 5,395 | $78.79 | $425,072.05 |
DisclosureSEC source: 0001104659-20-022893 · a4.xml · nonDerivative · entry 4 THEOBALD STEPHEN P · CIK 0001507723 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,247.369 Read SEC document |
| February 15, 2020 Filed Feb 19, 2020 22:18 UTC |
Warner Richard CEVP & Chief Credit Officer
|
Tax withholdingCommon Stock | 5,177 | $78.79 | $407,895.83 |
DisclosureSEC source: 0001104659-20-022889 · a4.xml · nonDerivative · entry 4 Warner Richard C · CIK 0001503839 · EVP & Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,176 Read SEC document |
| February 14, 2020 Filed Feb 19, 2020 22:20 UTC |
Lucas Richard MEVP & Gen Counsel & Secretary
|
GrantRestricted Stock Units · Derivative | 2,221 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-20-022896 · a4.xml · derivative · entry 6 Lucas Richard M · CIK 0001503845 · EVP & Gen Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,221 Underlying: Common Stock · 2,221 shares Expires not disclosed F5 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of common stock of the Issuer. F6 · derivative.exercise_date: The restricted stock units will be settled in shares of the Issuer's common stock on March 15, 2023, subject to vesting acceleration pursuant to the Plan. F6 · derivative.expiration_date: The restricted stock units will be settled in shares of the Issuer's common stock on March 15, 2023, subject to vesting acceleration pursuant to the Plan. Read SEC document |
| February 14, 2020 Filed Feb 19, 2020 22:20 UTC |
Lucas Richard MEVP & Gen Counsel & Secretary
|
GrantDeferred Stock Units · Derivative | 4,442 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-20-022896 · a4.xml · derivative · entry 5 Lucas Richard M · CIK 0001503845 · EVP & Gen Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,442 Underlying: Common Stock · 4,442 shares Expires not disclosed F3 · derivative.exercise_price: Each deferred stock unit represents the right to receive one share of common stock of the Issuer. F4 · derivative.exercise_date: The deferred stock units are fully vested and will be settled in shares of the Issuer's common stock either (i) on a date selected by the reporting person pursuant to the Issuer's Management Deferred Stock Unit Purchase Plan, as amended (the "Plan"), or (ii) as otherwise provided by the Plan. F4 · derivative.expiration_date: The deferred stock units are fully vested and will be settled in shares of the Issuer's common stock either (i) on a date selected by the reporting person pursuant to the Issuer's Management Deferred Stock Unit Purchase Plan, as amended (the "Plan"), or (ii) as otherwise provided by the Plan. Read SEC document |
| February 14, 2020 Filed Feb 19, 2020 22:20 UTC |
Lucas Richard MEVP & Gen Counsel & Secretary
|
Tax withholdingCommon Stock | 8,340 | $78.79 | $657,108.60 |
DisclosureSEC source: 0001104659-20-022896 · a4.xml · nonDerivative · entry 3 Lucas Richard M · CIK 0001503845 · EVP & Gen Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 138,778 Read SEC document |
| February 14, 2020 Filed Feb 19, 2020 22:20 UTC |
Lucas Richard MEVP & Gen Counsel & Secretary
|
GrantCommon Stock | 6,345 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-20-022896 · a4.xml · nonDerivative · entry 2 Lucas Richard M · CIK 0001503845 · EVP & Gen Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 147,118 F2 · shares: The restricted stock vests in three equal annual installments beginning on February 15, 2021. Read SEC document |
| February 14, 2020 Filed Feb 19, 2020 22:20 UTC |
Lucas Richard MEVP & Gen Counsel & Secretary
|
GrantCommon Stock | 18,357 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-20-022896 · a4.xml · nonDerivative · entry 1 Lucas Richard M · CIK 0001503845 · EVP & Gen Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 140,773 F1 · shares: On March 28, 2017, the reporting person was granted an award of performance share units, which vest in the form of common stock if certain pre-established performance goals underlying the award are met over the course of a three-year period. On February 14, 2020, the Compensation Committee of the Issuer's Board of Directors determined that the performance goals had been met, resulting in the vesting of these shares. Read SEC document |
| February 14, 2020 Filed Feb 19, 2020 22:19 UTC |
Smith Howard W IIIDirector · President
|
GrantRestricted Stock Units · Derivative | 1,903 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-20-022895 · a4.xml · derivative · entry 12 Smith Howard W III · CIK 0001503844 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,903 Underlying: Common Stock · 1,903 shares Expires not disclosed F5 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of common stock of the Issuer. F6 · derivative.exercise_date: The restricted stock units will be settled in shares of the Issuer's common stock following the Reporting Person's separation from service to the Issuer, subject to vesting acceleration pursuant to the Plan. F6 · derivative.expiration_date: The restricted stock units will be settled in shares of the Issuer's common stock following the Reporting Person's separation from service to the Issuer, subject to vesting acceleration pursuant to the Plan. Read SEC document |
| February 14, 2020 Filed Feb 19, 2020 22:19 UTC |
Smith Howard W IIIDirector · President
|
GrantDeferred Stock Units · Derivative | 3,807 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-20-022895 · a4.xml · derivative · entry 11 Smith Howard W III · CIK 0001503844 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,807 Underlying: Common Stock · 3,807 shares Expires not disclosed F3 · derivative.exercise_price: Each deferred stock unit represents the right to receive one share of common stock of the Issuer. F4 · derivative.exercise_date: The deferred stock units are fully vested and will be settled in shares of the Issuer's common stock either (i) on a date selected by the reporting person pursuant to the Issuer's Management Deferred Stock Unit Purchase Plan, as amended (the "Plan"), or (ii) as otherwise provided by the Plan. F4 · derivative.expiration_date: The deferred stock units are fully vested and will be settled in shares of the Issuer's common stock either (i) on a date selected by the reporting person pursuant to the Issuer's Management Deferred Stock Unit Purchase Plan, as amended (the "Plan"), or (ii) as otherwise provided by the Plan. Read SEC document |
| February 14, 2020 Filed Feb 19, 2020 22:19 UTC |
Smith Howard W IIIDirector · President
|
Tax withholdingCommon Stock | 15,433 | $78.79 | $1,215,966.07 |
DisclosureSEC source: 0001104659-20-022895 · a4.xml · nonDerivative · entry 3 Smith Howard W III · CIK 0001503844 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 133,449 Read SEC document |
| February 14, 2020 Filed Feb 19, 2020 22:19 UTC |
Smith Howard W IIIDirector · President
|
GrantCommon Stock | 7,932 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-20-022895 · a4.xml · nonDerivative · entry 2 Smith Howard W III · CIK 0001503844 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 148,882 F2 · shares: The restricted stock vests in three equal annual installments beginning on February 15, 2021. Read SEC document |
| February 14, 2020 Filed Feb 19, 2020 22:19 UTC |
Smith Howard W IIIDirector · President
|
GrantCommon Stock | 34,099 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-20-022895 · a4.xml · nonDerivative · entry 1 Smith Howard W III · CIK 0001503844 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 140,950 F1 · shares: On March 28, 2017, the reporting person was granted an award of performance share units, which vest in the form of common stock if certain pre-established performance goals underlying the award are met over the course of a three-year period. On February 14, 2020, the Compensation Committee of the Issuer's Board of Directors determined that the performance goals had been met, resulting in the vesting of these shares. Read SEC document |
| February 14, 2020 Filed Feb 19, 2020 22:19 UTC |
Walker William MDirector · Chairman & CEO
|
GrantRestricted Stock Units · Derivative | 3,172 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-20-022892 · a4.xml · derivative · entry 9 Walker William M · CIK 0001503841 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,172 Underlying: Common Stock · 3,172 shares Expires not disclosed F5 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of common stock of the Issuer. F6 · derivative.exercise_date: The restricted stock units will be settled in shares of the Issuer's common stock on January 31, 2025, subject to vesting acceleration pursuant to the Plan. F6 · derivative.expiration_date: The restricted stock units will be settled in shares of the Issuer's common stock on January 31, 2025, subject to vesting acceleration pursuant to the Plan. Read SEC document |
| February 14, 2020 Filed Feb 19, 2020 22:19 UTC |
Walker William MDirector · Chairman & CEO
|
GrantDeferred Stock Units · Derivative | 6,345 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-20-022892 · a4.xml · derivative · entry 8 Walker William M · CIK 0001503841 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,345 Underlying: Common Stock · 6,345 shares Expires not disclosed F3 · derivative.exercise_price: Each deferred stock unit represents the right to receive one share of common stock of the Issuer. F4 · derivative.exercise_date: The deferred stock units are fully vested and will be settled in shares of the Issuer's common stock either (i) on a date selected by the reporting person pursuant to the Issuer's Management Deferred Stock Unit Purchase Plan, as amended (the "Plan"), or (ii) as otherwise provided by the Plan. F4 · derivative.expiration_date: The deferred stock units are fully vested and will be settled in shares of the Issuer's common stock either (i) on a date selected by the reporting person pursuant to the Issuer's Management Deferred Stock Unit Purchase Plan, as amended (the "Plan"), or (ii) as otherwise provided by the Plan. Read SEC document |
| February 14, 2020 Filed Feb 19, 2020 22:19 UTC |
Walker William MDirector · Chairman & CEO
|
Tax withholdingCommon Stock | 28,835 | $78.79 | $2,271,909.65 |
DisclosureSEC source: 0001104659-20-022892 · a4.xml · nonDerivative · entry 3 Walker William M · CIK 0001503841 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,336,948 Read SEC document |
| February 14, 2020 Filed Feb 19, 2020 22:19 UTC |
Walker William MDirector · Chairman & CEO
|
GrantCommon Stock | 11,422 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-20-022892 · a4.xml · nonDerivative · entry 2 Walker William M · CIK 0001503841 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,365,783 F2 · shares: The restricted stock vests in three equal annual installments beginning on February 15, 2021. Read SEC document |
| February 14, 2020 Filed Feb 19, 2020 22:19 UTC |
Walker William MDirector · Chairman & CEO
|
GrantCommon Stock | 65,472 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-20-022892 · a4.xml · nonDerivative · entry 1 Walker William M · CIK 0001503841 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,354,361 F1 · shares: On March 28, 2017, the reporting person was granted an award of performance share units, which vest in the form of common stock if certain pre-established performance goals underlying the award are met over the course of a three-year period. On February 14, 2020, the Compensation Committee of the Issuer's Board of Directors determined that the performance goals had been met, resulting in the vesting of these shares. Read SEC document |
| February 14, 2020 Filed Feb 19, 2020 22:19 UTC |
THEOBALD STEPHEN PEVP & Chief Financial Officer
|
GrantRestricted Stock Units · Derivative | 2,538 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-20-022893 · a4.xml · derivative · entry 6 THEOBALD STEPHEN P · CIK 0001507723 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,538 Underlying: Common Stock · 2,538 shares Expires not disclosed F5 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of common stock of the Issuer. F6 · derivative.exercise_date: The restricted stock units will be settled in shares of the Issuer's common stock on January 31, 2025, subject to vesting acceleration pursuant to the Plan. F6 · derivative.expiration_date: The restricted stock units will be settled in shares of the Issuer's common stock on January 31, 2025, subject to vesting acceleration pursuant to the Plan. Read SEC document |
| February 14, 2020 Filed Feb 19, 2020 22:19 UTC |
THEOBALD STEPHEN PEVP & Chief Financial Officer
|
GrantDeferred Stock Units · Derivative | 5,076 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-20-022893 · a4.xml · derivative · entry 5 THEOBALD STEPHEN P · CIK 0001507723 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,076 Underlying: Common Stock · 5,076 shares Expires not disclosed F3 · derivative.exercise_price: Each deferred stock unit represents the right to receive one share of common stock of the Issuer. F4 · derivative.exercise_date: The deferred stock units are fully vested and will be settled in shares of the Issuer's common stock either (i) on a date selected by the reporting person pursuant to the Issuer's Management Deferred Stock Unit Purchase Plan, as amended (the "Plan"), or (ii) as otherwise provided by the Plan. F4 · derivative.expiration_date: The deferred stock units are fully vested and will be settled in shares of the Issuer's common stock either (i) on a date selected by the reporting person pursuant to the Issuer's Management Deferred Stock Unit Purchase Plan, as amended (the "Plan"), or (ii) as otherwise provided by the Plan. Read SEC document |
| February 14, 2020 Filed Feb 19, 2020 22:19 UTC |
THEOBALD STEPHEN PEVP & Chief Financial Officer
|
Tax withholdingCommon Stock | 8,927 | $78.79 | $703,358.33 |
DisclosureSEC source: 0001104659-20-022893 · a4.xml · nonDerivative · entry 3 THEOBALD STEPHEN P · CIK 0001507723 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,642.369 Read SEC document |
| February 14, 2020 Filed Feb 19, 2020 22:19 UTC |
THEOBALD STEPHEN PEVP & Chief Financial Officer
|
GrantCommon Stock | 6,345 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-20-022893 · a4.xml · nonDerivative · entry 2 THEOBALD STEPHEN P · CIK 0001507723 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,569.369 F2 · shares: The restricted stock vests in three equal annual installments beginning on February 15, 2021. Read SEC document |
| February 14, 2020 Filed Feb 19, 2020 22:19 UTC |
THEOBALD STEPHEN PEVP & Chief Financial Officer
|
GrantCommon Stock | 18,357 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-20-022893 · a4.xml · nonDerivative · entry 1 THEOBALD STEPHEN P · CIK 0001507723 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,224.369 F1 · shares: On March 28, 2017, the reporting person was granted an award of performance share units, which vest in the form of common stock if certain pre-established performance goals underlying the award are met over the course of a three-year period. On February 14, 2020, the Compensation Committee of the Issuer's Board of Directors determined that the performance goals had been met, resulting in the vesting of these shares. Read SEC document |
| February 14, 2020 Filed Feb 19, 2020 22:18 UTC |
Warner Richard CEVP & Chief Credit Officer
|
Tax withholdingCommon Stock | 8,509 | $78.79 | $670,424.11 |
DisclosureSEC source: 0001104659-20-022889 · a4.xml · nonDerivative · entry 3 Warner Richard C · CIK 0001503839 · EVP & Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,353 Read SEC document |
| February 14, 2020 Filed Feb 19, 2020 22:18 UTC |
Warner Richard CEVP & Chief Credit Officer
|
GrantCommon Stock | 705 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-20-022889 · a4.xml · nonDerivative · entry 2 Warner Richard C · CIK 0001503839 · EVP & Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,862 F2 · shares: The restricted stock vests in three equal annual installments beginning on February 15, 2021. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.