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WAB

WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORP

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1492
SEC CIK
0000943452
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719

Last 12 months

Inside the activity.

0 purchase rows · 132 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025011
Dec 2025011
Jan 202608
Feb 2026017
Mar 2026016
Apr 202604
May 2026010
Jun 2026010
Jul 2026014
Aug 2026013
Sep 202608
Oct 2026010

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 18, 2020 Filed Mar 19, 2020 23:03 UTC
DeNinno David LExec VP, General Counsel, Sec.
GrantCommon Stock - Direct 5,750 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-020341 · doc4.xml · nonDerivative · entry 1

DeNinno David L · CIK 0001543091 · Exec VP, General Counsel, Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,055

Read SEC document
March 01, 2020 Filed Mar 3, 2020 19:10 UTC
WAHLSTROM SCOTTExec VP & CHRO
Tax withholdingCommon Stock - Direct 2,499 $67.48 $168,620.03
Disclosure

SEC source: 0001209191-20-014957 · doc4.xml · nonDerivative · entry 1

WAHLSTROM SCOTT · CIK 0001244230 · Exec VP & CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,835

F1 · shares: The amount of securities withheld by the Company to discharge withholding tax obligations of the reporting person in connection with the vesting of restricted shares.

Read SEC document
March 01, 2020 Filed Mar 3, 2020 22:09 UTC
Leroux LilianPresident, Transit Group
Exercise / conversionPhantom Stock · Derivative 3,709 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-015394 · doc4.xml · derivative · entry 6

Leroux Lilian · CIK 0001771367 · President, Transit Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,541

Underlying: Common Stock · 3,709 shares

Expires 2022-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of Westinghouse Air Brake Technologies Corporation's common stock. The transactions reported in this Form 4 relate to the settlement of 5,676 shares of phantom stock in cash upon vesting on March 1, 2020.

F5 · derivative.exercise_date: 3,708 remaining shares of phantom stock vest on March 1, 2021, and 1,833 remaining shares of phantom stock vest on March 1, 2022.

Read SEC document
March 01, 2020 Filed Mar 3, 2020 22:09 UTC
Leroux LilianPresident, Transit Group
Exercise / conversionPhantom Stock · Derivative 667 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-015394 · doc4.xml · derivative · entry 5

Leroux Lilian · CIK 0001771367 · President, Transit Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,333

Underlying: Common Stock · 667 shares

Expires 2022-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of Westinghouse Air Brake Technologies Corporation's common stock. The transactions reported in this Form 4 relate to the settlement of 5,676 shares of phantom stock in cash upon vesting on March 1, 2020.

F4 · derivative.exercise_date: 667 remaining shares of phantom stock vest on March 1, 2021, and 666 remaining shares of phantom stock vest on March 1, 2022.

Read SEC document
March 01, 2020 Filed Mar 3, 2020 22:09 UTC
Leroux LilianPresident, Transit Group
Exercise / conversionPhantom Stock · Derivative 750 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-015394 · doc4.xml · derivative · entry 4

Leroux Lilian · CIK 0001771367 · President, Transit Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,500

Underlying: Common Stock · 750 shares

Expires 2022-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of Westinghouse Air Brake Technologies Corporation's common stock. The transactions reported in this Form 4 relate to the settlement of 5,676 shares of phantom stock in cash upon vesting on March 1, 2020.

F3 · derivative.exercise_date: 750 remaining shares of phantom stock vest on March 1, 2021, and 750 remaining shares of phantom stock vest on March 1, 2022.

Read SEC document
March 01, 2020 Filed Mar 3, 2020 22:09 UTC
Leroux LilianPresident, Transit Group
Exercise / conversionPhantom Stock · Derivative 550 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-015394 · doc4.xml · derivative · entry 3

Leroux Lilian · CIK 0001771367 · President, Transit Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 550

Underlying: Common Stock · 550 shares

Expires 2021-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of Westinghouse Air Brake Technologies Corporation's common stock. The transactions reported in this Form 4 relate to the settlement of 5,676 shares of phantom stock in cash upon vesting on March 1, 2020.

F2 · derivative.exercise_date: 550 remaining shares of phantom stock vest on March 1, 2021.

Read SEC document
March 01, 2020 Filed Mar 3, 2020 22:09 UTC
Leroux LilianPresident, Transit Group
Disposition to issuerCommon Stock 5,676 $67.48 $382,988.10
Disclosure

SEC source: 0001209191-20-015394 · doc4.xml · nonDerivative · entry 2

Leroux Lilian · CIK 0001771367 · President, Transit Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
March 01, 2020 Filed Mar 3, 2020 22:09 UTC
Leroux LilianPresident, Transit Group
Exercise / conversionCommon Stock 5,676 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-015394 · doc4.xml · nonDerivative · entry 1

Leroux Lilian · CIK 0001771367 · President, Transit Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,676

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of phantom stock is the economic equivalent of one share of Westinghouse Air Brake Technologies Corporation's common stock. The transactions reported in this Form 4 relate to the settlement of 5,676 shares of phantom stock in cash upon vesting on March 1, 2020.

Read SEC document
March 01, 2020 Filed Mar 3, 2020 19:19 UTC
Jain NalinPresident, Equipment Group
Exercise / conversionPhantom Stock · Derivative 1,667 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-014962 · doc4.xml · derivative · entry 4

Jain Nalin · CIK 0001802466 · President, Equipment Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,333

Underlying: Common Stock · 1,667 shares

Expires 2022-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of Westinghouse Air Brake Technologies Common Stock. The transactions reported in this Form 4 relate to the settlement of 1,667 shares of phantom stock in cash upon vesting on March 1, 2020

F2 · derivative.exercise_date: 1,667 remaining shares of phantom stock vest on March 1, 2021, and 666 remaining shares of phantom stock vest on March 1, 2022.

Read SEC document
March 01, 2020 Filed Mar 3, 2020 19:19 UTC
Jain NalinPresident, Equipment Group
Disposition to issuerCommon Stock - Direct 1,667 $67.48 $112,480.83
Disclosure

SEC source: 0001209191-20-014962 · doc4.xml · nonDerivative · entry 3

Jain Nalin · CIK 0001802466 · President, Equipment Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,348

Read SEC document
March 01, 2020 Filed Mar 3, 2020 19:19 UTC
Jain NalinPresident, Equipment Group
Exercise / conversionCommon Stock - Direct 1,667 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-014962 · doc4.xml · nonDerivative · entry 2

Jain Nalin · CIK 0001802466 · President, Equipment Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,015

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of phantom stock is the economic equivalent of one share of Westinghouse Air Brake Technologies Common Stock. The transactions reported in this Form 4 relate to the settlement of 1,667 shares of phantom stock in cash upon vesting on March 1, 2020

Read SEC document
March 01, 2020 Filed Mar 3, 2020 19:19 UTC
Jain NalinPresident, Equipment Group
Tax withholdingCommon Stock - Direct 96 $67.48 $6,477.60
Disclosure

SEC source: 0001209191-20-014962 · doc4.xml · nonDerivative · entry 1

Jain Nalin · CIK 0001802466 · President, Equipment Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,348

Read SEC document
March 01, 2020 Filed Mar 3, 2020 19:12 UTC
Schweitzer PascalPresident, Services Group
Exercise / conversionPhantom Stock · Derivative 2,250 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-014959 · doc4.xml · derivative · entry 3

Schweitzer Pascal · CIK 0001767838 · President, Services Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,250

Underlying: Common Stock · 2,250 shares

Expires 2022-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of Westinghouse Air Brake Technologies Corporation's common stock. The transactions reported in this Form 4 relate to the settlement of 2,250 shares of phantom stock in cash upon vesting on March 1, 2020.

F2 · derivative.exercise_date: 2,250 remaining shares of phantom stock vest on March 1, 2021, and 1,000 remaining shares of phantom stock vest on March 1, 2022.

Read SEC document
March 01, 2020 Filed Mar 3, 2020 19:12 UTC
Schweitzer PascalPresident, Services Group
Disposition to issuerCommon Stock - Direct 2,250 $67.48 $151,818.75
Disclosure

SEC source: 0001209191-20-014959 · doc4.xml · nonDerivative · entry 2

Schweitzer Pascal · CIK 0001767838 · President, Services Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,567

Read SEC document
March 01, 2020 Filed Mar 3, 2020 19:12 UTC
Schweitzer PascalPresident, Services Group
Exercise / conversionCommon Stock - Direct 2,250 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-014959 · doc4.xml · nonDerivative · entry 1

Schweitzer Pascal · CIK 0001767838 · President, Services Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,817

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of phantom stock is the economic equivalent of one share of Westinghouse Air Brake Technologies Corporation's common stock. The transactions reported in this Form 4 relate to the settlement of 2,250 shares of phantom stock in cash upon vesting on March 1, 2020.

Read SEC document
March 01, 2020 Filed Mar 3, 2020 19:08 UTC
Sbrocco GregorySr. VP, Global Operations
Tax withholdingCommon Stock - Direct 515 $67.48 $34,749.63
Disclosure

SEC source: 0001209191-20-014956 · doc4.xml · nonDerivative · entry 1

Sbrocco Gregory · CIK 0001769976 · Sr. VP, Global Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,440

F1 · shares: The amount of securities withheld by the Company to discharge withholding tax obligations of the reporting person in connection with the vesting of restricted shares.

Read SEC document
March 01, 2020 Filed Mar 3, 2020 19:07 UTC
Santana RafaelPresident and CEO
Tax withholdingCommon Stock - Direct 8,268 $67.48 $557,883.30
Disclosure

SEC source: 0001209191-20-014955 · doc4.xml · nonDerivative · entry 1

Santana Rafael · CIK 0001767799 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,436

F1 · shares: The amount of securities withheld by the Company to discharge withholding tax obligations of the reporting person in connection with the vesting of restricted shares.

Read SEC document
March 01, 2020 Filed Mar 3, 2020 19:05 UTC
Mastalerz John A JrVP Fin., Corp. Controller, CAO
Tax withholdingCommon Stock - Direct 1,638 $67.48 $110,524.05
Disclosure

SEC source: 0001209191-20-014953 · doc4.xml · nonDerivative · entry 1

Mastalerz John A Jr · CIK 0001599216 · VP Fin., Corp. Controller, CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,711

F1 · shares: The amount of securities withheld by the Company to discharge withholding tax obligations of the reporting person in connection with the vesting of restricted shares.

Read SEC document
March 01, 2020 Filed Mar 3, 2020 19:03 UTC
Malenfant DominiqueSr. VP, Global Technology
Tax withholdingCommon Stock - Direct 944 $67.48 $63,696.40
Disclosure

SEC source: 0001209191-20-014952 · doc4.xml · nonDerivative · entry 1

Malenfant Dominique · CIK 0001769762 · Sr. VP, Global Technology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,578

F1 · shares: The amount of securities withheld by the Company to discharge withholding tax obligations of the reporting person in connection with the vesting of restricted shares.

Read SEC document
March 01, 2020 Filed Mar 3, 2020 18:49 UTC
Kubacki KristineVP, Investor Relations
Tax withholdingCommon Stock - Direct 65 $67.48 $4,385.88
Disclosure

SEC source: 0001209191-20-014943 · doc4.xml · nonDerivative · entry 1

Kubacki Kristine · CIK 0001773635 · VP, Investor Relations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,158

F1 · shares: The amount of securities withheld by the Company to discharge withholding tax obligations of the reporting person in connection with the vesting of restricted shares.

Read SEC document
March 01, 2020 Filed Mar 3, 2020 18:44 UTC
Fetsko MichaelPres., Freight Components Grp.
Tax withholdingCommon Stock - Direct 1,567 $67.48 $105,733.33
Disclosure

SEC source: 0001209191-20-014941 · doc4.xml · nonDerivative · entry 1

Fetsko Michael · CIK 0001599286 · Pres., Freight Components Grp.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,742

F1 · shares: The amount of securities withheld by the Company to discharge withholding tax obligations of the reporting person in connection with the vesting of restricted shares.

Read SEC document
March 01, 2020 Filed Mar 3, 2020 18:43 UTC
DUGAN PATRICK DEVP & Chief Financial Officer
Tax withholdingCommon Stock - Direct 6,340 $67.48 $427,791.50
Disclosure

SEC source: 0001209191-20-014940 · doc4.xml · nonDerivative · entry 1

DUGAN PATRICK D · CIK 0001273607 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,147

F1 · shares: The amount of securities withheld by the Company to discharge withholding tax obligations of the reporting person in connection with the vesting of restricted shares.

Read SEC document
March 01, 2020 Filed Mar 3, 2020 18:41 UTC
DeNinno David LExec VP, General Counsel, Sec.
Tax withholdingCommon Stock - Direct 4,229 $67.48 $285,351.78
Disclosure

SEC source: 0001209191-20-014938 · doc4.xml · nonDerivative · entry 1

DeNinno David L · CIK 0001543091 · Exec VP, General Counsel, Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,305

F1 · shares: The amount of securities withheld by the Company to discharge withholding tax obligations of the reporting person in connection with the vesting of restricted shares.

Read SEC document
February 07, 2020 Filed Feb 11, 2020 20:06 UTC
Kubacki KristineVP, Investor Relations
GrantNon-Qualified Stock Options · Derivative 523 $0.00 Strike: $78.33 $0.00
Disclosure

SEC source: 0001209191-20-008235 · doc4.xml · derivative · entry 2

Kubacki Kristine · CIK 0001773635 · VP, Investor Relations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 523

Underlying: Common Stock · 523 shares

Expires 2030-02-07

F2 · derivative.exercise_date: Options vest 33.3% per year beginning March 1, 2021.

Read SEC document
February 07, 2020 Filed Feb 11, 2020 20:06 UTC
Kubacki KristineVP, Investor Relations
GrantCommon Stock - Direct 523 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-008235 · doc4.xml · nonDerivative · entry 1

Kubacki Kristine · CIK 0001773635 · VP, Investor Relations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,223

F1 · price: Fair Market Value of the Stock on February 7, 2020 was $78.33 per share.

Read SEC document
February 07, 2020 Filed Feb 11, 2020 20:18 UTC
Jain NalinPresident, Equipment Group
GrantNon-Qualified Stock Options · Derivative 2,383 $0.00 Strike: $78.33 $0.00
Disclosure

SEC source: 0001209191-20-008244 · doc4.xml · derivative · entry 2

Jain Nalin · CIK 0001802466 · President, Equipment Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,383

Underlying: Common Stock · 2,383 shares

Expires 2030-02-07

F2 · derivative.exercise_date: Options vest 33.3% per year beginning March 1, 2021.

Read SEC document
February 07, 2020 Filed Feb 11, 2020 20:18 UTC
Jain NalinPresident, Equipment Group
GrantCommon Stock - Direct 2,383 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-008244 · doc4.xml · nonDerivative · entry 1

Jain Nalin · CIK 0001802466 · President, Equipment Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,444

F1 · price: Fair Market Value of the Stock on February 7, 2020 was $78.33 per share.

Read SEC document
February 07, 2020 Filed Feb 11, 2020 23:55 UTC
Fetsko MichaelPres., Freight Components Grp.
GrantNon-Qualified Stock Options · Derivative 2,383 $0.00 Strike: $78.33 $0.00
Disclosure

SEC source: 0001209191-20-008474 · doc4.xml · derivative · entry 2

Fetsko Michael · CIK 0001599286 · Pres., Freight Components Grp.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,383

Underlying: Common Stock · 2,383 shares

Expires 2030-02-07

F2 · derivative.exercise_date: Options vest 33.3% per year beginning March 1, 2021.

Read SEC document
February 07, 2020 Filed Feb 11, 2020 23:55 UTC
Fetsko MichaelPres., Freight Components Grp.
GrantCommon Stock - Direct 2,383 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-008474 · doc4.xml · nonDerivative · entry 1

Fetsko Michael · CIK 0001599286 · Pres., Freight Components Grp.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,309

F1 · price: Fair Market Value of the Stock on February 7, 2020 was $78.33 per share.

Read SEC document
February 07, 2020 Filed Feb 11, 2020 20:34 UTC
Leroux LilianPresident, Transit Group
GrantPhantom Stock · Derivative 3,513 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-008258 · doc4.xml · derivative · entry 1

Leroux Lilian · CIK 0001771367 · President, Transit Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,513

Underlying: Common Stock · 3,513 shares

Expires 2023-03-01

F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of Westinghouse Air Brake Technologies Corporation's common stock.

F2 · derivative.exercise_date: Shares of Phantom Stock vest at 33.33% per year beginning March 1, 2021.

Read SEC document
February 07, 2020 Filed Feb 11, 2020 20:24 UTC
Schweitzer PascalPresident, Services Group
GrantNon-Qualified Stock Options · Derivative 3,567 $0.00 Strike: $78.33 $0.00
Disclosure

SEC source: 0001209191-20-008254 · doc4.xml · derivative · entry 2

Schweitzer Pascal · CIK 0001767838 · President, Services Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,567

Underlying: Common Stock · 3,567 shares

Expires 2030-02-07

F2 · derivative.exercise_date: Options vest 33.3% per year beginning March 1, 2021.

Read SEC document
February 07, 2020 Filed Feb 11, 2020 20:24 UTC
Schweitzer PascalPresident, Services Group
GrantCommon Stock - Direct 3,567 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-008254 · doc4.xml · nonDerivative · entry 1

Schweitzer Pascal · CIK 0001767838 · President, Services Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,567

F1 · price: Fair Market Value of the Stock on February 7, 2020 was $78.33 per share.

Read SEC document
February 07, 2020 Filed Feb 11, 2020 20:04 UTC
Mastalerz John A JrVP Fin., Corp. Controller, CAO
GrantNon-Qualified Stock Options · Derivative 1,284 $0.00 Strike: $78.33 $0.00
Disclosure

SEC source: 0001209191-20-008233 · doc4.xml · derivative · entry 2

Mastalerz John A Jr · CIK 0001599216 · VP Fin., Corp. Controller, CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,284

Underlying: Common Stock · 1,284 shares

Expires 2030-02-07

F2 · derivative.exercise_date: Options vest 33.3% per year beginning March 1, 2021.

Read SEC document
February 07, 2020 Filed Feb 11, 2020 20:04 UTC
Mastalerz John A JrVP Fin., Corp. Controller, CAO
GrantCommon Stock - Direct 1,284 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-008233 · doc4.xml · nonDerivative · entry 1

Mastalerz John A Jr · CIK 0001599216 · VP Fin., Corp. Controller, CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,349

F1 · price: Fair Market Value of the Stock on February 7, 2020 was $78.33 per share.

Read SEC document
February 07, 2020 Filed Feb 11, 2020 20:01 UTC
Sbrocco GregorySr. VP, Global Operations
GrantNon-Qualified Stock Options · Derivative 1,555 $0.00 Strike: $78.33 $0.00
Disclosure

SEC source: 0001209191-20-008232 · doc4.xml · derivative · entry 2

Sbrocco Gregory · CIK 0001769976 · Sr. VP, Global Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,555

Underlying: Common Stock · 1,555 shares

Expires 2030-02-07

F2 · derivative.exercise_date: Options vest 33.3% per year beginning March 1, 2021.

Read SEC document
February 07, 2020 Filed Feb 11, 2020 20:01 UTC
Sbrocco GregorySr. VP, Global Operations
GrantCommon Stock - Direct 1,555 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-008232 · doc4.xml · nonDerivative · entry 1

Sbrocco Gregory · CIK 0001769976 · Sr. VP, Global Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,955

F1 · price: Fair Market Value of the Stock on February 7, 2020 was $78.33 per share.

Read SEC document
February 07, 2020 Filed Feb 11, 2020 20:00 UTC
Malenfant DominiqueSr. VP, Global Technology
GrantNon-Qualified Stock Options · Derivative 1,241 $0.00 Strike: $78.33 $0.00
Disclosure

SEC source: 0001209191-20-008231 · doc4.xml · derivative · entry 2

Malenfant Dominique · CIK 0001769762 · Sr. VP, Global Technology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,241

Underlying: Common Stock · 1,241 shares

Expires 2030-02-07

F2 · derivative.exercise_date: Options vest 33.3% per year beginning March 1, 2021.

Read SEC document
February 07, 2020 Filed Feb 11, 2020 20:00 UTC
Malenfant DominiqueSr. VP, Global Technology
GrantCommon Stock - Direct 1,241 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-008231 · doc4.xml · nonDerivative · entry 1

Malenfant Dominique · CIK 0001769762 · Sr. VP, Global Technology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,522

F1 · price: Fair Market Value of the Stock on February 7, 2020 was $78.33 per share.

Read SEC document
February 07, 2020 Filed Feb 11, 2020 19:59 UTC
WAHLSTROM SCOTTExec VP & CHRO
GrantNon-Qualified Stock Options · Derivative 2,597 $0.00 Strike: $78.33 $0.00
Disclosure

SEC source: 0001209191-20-008230 · doc4.xml · derivative · entry 3

WAHLSTROM SCOTT · CIK 0001244230 · Exec VP & CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,597

Underlying: Common Stock · 2,597 shares

Expires 2030-02-07

F3 · derivative.exercise_date: Options vest 33.3% per year beginning March 1, 2021.

Read SEC document
February 07, 2020 Filed Feb 11, 2020 19:59 UTC
WAHLSTROM SCOTTExec VP & CHRO
GrantCommon Stock - Direct 2,597 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-008230 · doc4.xml · nonDerivative · entry 1

WAHLSTROM SCOTT · CIK 0001244230 · Exec VP & CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,334

F1 · price: Fair Market Value of the Stock on February 7, 2020 was $78.33 per share.

Read SEC document
February 07, 2020 Filed Feb 11, 2020 19:57 UTC
Santana RafaelPresident and CEO
GrantNon-Qualified Stock Options · Derivative 27,591 $0.00 Strike: $78.33 $0.00
Disclosure

SEC source: 0001209191-20-008228 · doc4.xml · derivative · entry 2

Santana Rafael · CIK 0001767799 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,591

Underlying: Common Stock · 27,591 shares

Expires 2030-02-07

F2 · derivative.exercise_date: Options vest 33.3% per year beginning March 1, 2021.

Read SEC document
February 07, 2020 Filed Feb 11, 2020 19:57 UTC
Santana RafaelPresident and CEO
GrantCommon Stock - Direct 27,591 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-008228 · doc4.xml · nonDerivative · entry 1

Santana Rafael · CIK 0001767799 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,704

F1 · price: Fair Market Value of the Stock on February 7, 2020 was $78.33 per share.

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February 07, 2020 Filed Feb 11, 2020 19:56 UTC GrantNon-Qualified Stock Options · Derivative 11,892 $0.00 Strike: $78.33 $0.00
Disclosure

SEC source: 0001209191-20-008226 · doc4.xml · derivative · entry 2

NEUPAVER ALBERT J · CIK 0001190210 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,892

Underlying: Common Stock · 11,892 shares

Expires 2030-02-07

F2 · derivative.exercise_date: Options vest 33.3% per year beginning March 1, 2021.

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February 07, 2020 Filed Feb 11, 2020 19:56 UTC GrantCommon Stock - Direct 11,892 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-008226 · doc4.xml · nonDerivative · entry 1

NEUPAVER ALBERT J · CIK 0001190210 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 680,310

F1 · price: Fair Market Value of the Stock on February 7, 2020 was $78.33 per share.

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February 07, 2020 Filed Feb 11, 2020 19:53 UTC
DUGAN PATRICK DEVP & Chief Financial Officer
GrantNon-Qualified Stock Options · Derivative 7,606 $0.00 Strike: $78.33 $0.00
Disclosure

SEC source: 0001209191-20-008225 · doc4.xml · derivative · entry 3

DUGAN PATRICK D · CIK 0001273607 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,606

Underlying: Common Stock · 7,606 shares

Expires 2030-02-07

F3 · derivative.exercise_date: Options vest 33.3% per year beginning March 1, 2021.

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February 07, 2020 Filed Feb 11, 2020 19:53 UTC
DUGAN PATRICK DEVP & Chief Financial Officer
GrantCommon Stock - Direct 7,606 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-008225 · doc4.xml · nonDerivative · entry 1

DUGAN PATRICK D · CIK 0001273607 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,487

F1 · price: Fair Market Value of the Stock on February 7, 2020 was $78.33 per share.

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February 07, 2020 Filed Feb 11, 2020 19:50 UTC
DeNinno David LExec VP, General Counsel, Sec.
GrantCommon Stock - Direct 5,208 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-008224 · doc4.xml · nonDerivative · entry 1

DeNinno David L · CIK 0001543091 · Exec VP, General Counsel, Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,534

F1 · price: Fair Market Value of the Stock on February 7, 2020 was $78.33 per share.

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February 07, 2020 Filed Nov 6, 2020 15:16 UTC Amendment
Jain NalinPresident, Equipment Group
GrantCommon Stock - Direct 2,140 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-057226 · doc4a.xml · nonDerivative · entry 1

Jain Nalin · CIK 0001802466 · President, Equipment Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,201

F1 · kind: This amendment is being filed solely to correct the the number of awards granted to the reporting person. All other information in the original Form 4 remains unchanged.

F2 · price: Fair Market Value of the Stock on February 7, 2020 was $78.33 per share.

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December 31, 2019 Filed Jan 2, 2020 20:00 UTC
DeNinno David LExec VP, General Counsel, Sec.
Tax withholdingCommon Stock - Direct 1,740 $77.93 $135,589.50
Disclosure

SEC source: 0001209191-20-000207 · doc4.xml · nonDerivative · entry 1

DeNinno David L · CIK 0001543091 · Exec VP, General Counsel, Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,326

F1 · shares: The amount of securities withheld by the Company to discharge withholding tax obligations of the reporting person in connection with the vesting of restricted shares.

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December 31, 2019 Filed Jan 2, 2020 20:08 UTC
Leroux LilianPresident - Transit
Exercise / conversionPhantom Stock · Derivative 1,250 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-000213 · doc4.xml · derivative · entry 3

Leroux Lilian · CIK 0001771367 · President - Transit

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,250

Underlying: Common Stock · 1,250 shares

Expires 2021-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of Westinghouse Air Brake Technologies Corporation's common stock. The transactions reported in this Form 4 relate to the settlement of 1,250 shares of phantom stock in cash upon vesting on December 31, 2019

F2 · derivative.exercise_date: 625 remaining shares of phantom stock vest on December 31, 2020, and 625 remaining shares of phantom stock vest on December 31, 2021.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.