VYX

SEC source: 0001209191-21-016794 · doc4.xml · nonDerivative · entry 2

Campbell Daniel William · CIK 0001731024 · Executive VP, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,572

F2 · shares: These shares were withheld to cover tax withholding obligations when 30,331 previously reported restricted stock units vested on March 1, 2021.

SEC source: 0001209191-21-016794 · doc4.xml · nonDerivative · entry 1

Campbell Daniel William · CIK 0001731024 · Executive VP, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,912

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the conversion of restricted stock units that vested on March 1, 2021. The performance related conditions of these restricted stock units were satisfied on February 7, 2019.

SEC source: 0001209191-21-014326 · doc4.xml · nonDerivative · entry 4

Button Adrian · CIK 0001729263 · EVP, Product and Service Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,259

F4 · shares: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 3, 2020.

F5 · price: Represents the sale of 3,745 shares in 20 transactions on February 24, 2021 at $35.32 per share. The reporting person undertakes to provide NCR Corporation ("NCR"), any security holder of NCR, or the staff of the Securities and Exchange Commission, upon request, full information regarding this sale as set forth in this footnote.

SEC source: 0001209191-21-014425 · doc4.xml · derivative · entry 3

Potter Beth · CIK 0001792506 · CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,236

Underlying: Common Stock · 4,236 shares

Expires not disclosed

F3 · security: These are time-based restricted stock units granted February 23, 2021 that will vest ratably, with 1/3 of such units vesting on each of the first, second and third anniversaries of the grant date (each a "Vesting Date"), subject to the reporting person's continued employment with the issuer on the applicable Vesting Dates, and in accordance with the terms and conditions of the applicable award agreement. The reporting person elected to defer receipt of such units in accordance with the terms of the NCR Corporation Deferred Compensation Plan ("Plan").

F4 · derivative.exercise_price: The phantom stock units: (i) are converted into common stock on a one-for-one basis, and (ii) become payable in accordance with the applicable award agreement and the Plan following separation from Company service.

F4 · shares: The phantom stock units: (i) are converted into common stock on a one-for-one basis, and (ii) become payable in accordance with the applicable award agreement and the Plan following separation from Company service.

F4 · derivative.exercise_date: The phantom stock units: (i) are converted into common stock on a one-for-one basis, and (ii) become payable in accordance with the applicable award agreement and the Plan following separation from Company service.

F4 · derivative.expiration_date: The phantom stock units: (i) are converted into common stock on a one-for-one basis, and (ii) become payable in accordance with the applicable award agreement and the Plan following separation from Company service.

SEC source: 0001209191-21-014425 · doc4.xml · nonDerivative · entry 2

Potter Beth · CIK 0001792506 · CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,373

F2 · shares: Partial settlement of an award under the long-term NCR Strategic Transformation Fitness Plan pursuant to the Second Amended and Restated NCR Management Incentive Plan in the form of Restricted Stock Units (RSUs) granted on February 23, 2021 that will vest in full on December 31, 2021, generally subject to the reporting person's continued employment with the issuer through the vesting date in accordance with the RSU award agreement.

SEC source: 0001209191-21-014425 · doc4.xml · nonDerivative · entry 1

Potter Beth · CIK 0001792506 · CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,990

F1 · shares: These shares were withheld to cover tax withholding obligations when 678 previously reported restricted stock units vested on February 23, 2021.

SEC source: 0001209191-21-014415 · doc4.xml · nonDerivative · entry 1

SULLIVAN OWEN J · CIK 0001314486 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 361,882

F1 · shares: Full settlement of an award under the long-term NCR Strategic Transformation Fitness Plan pursuant to the Second Amended and Restated NCR Management Incentive Plan in the form of Restricted Stock Units (RSUs) granted on February 23, 2021 that will vest in full on December 31, 2021, generally subject to the reporting person's continued employment with the issuer through the vesting date in accordance with the RSU award agreement. Net shares issued on settlement of these RSUs will be subject to an additional 1-year holding period.

SEC source: 0001209191-21-014412 · doc4.xml · nonDerivative · entry 1

OLIVER TIMOTHY CHARLES · CIK 0001290667 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 187,946

F1 · shares: Full settlement of an award under the long-term NCR Strategic Transformation Fitness Plan pursuant to the Second Amended and Restated NCR Management Incentive Plan in the form of Restricted Stock Units (RSUs) granted on February 23, 2021 that will vest in full on December 31, 2021, generally subject to the reporting person's continued employment with the issuer through the vesting date in accordance with the RSU award agreement. Net shares issued on settlement of these RSUs will be subject to an additional 1-year holding period.

SEC source: 0001209191-21-014408 · doc4.xml · nonDerivative · entry 1

Hayford Michael D · CIK 0001366331 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 649,448

F1 · shares: Full settlement of an award under the long-term NCR Strategic Transformation Fitness Plan pursuant to the Second Amended and Restated NCR Management Incentive Plan in the form of Restricted Stock Units (RSUs) granted on February 23, 2021 that will vest in full on December 31, 2021, generally subject to the reporting person's continued employment with the issuer through the vesting date in accordance with the RSU award agreement. Net shares issued on settlement of these RSUs will be subject to an additional 1-year holding period.

SEC source: 0001209191-21-014402 · doc4.xml · derivative · entry 4

Campbell Daniel William · CIK 0001731024 · Executive VP, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,117 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents the conversion of restricted stock units that vested on February 23, 2021. The performance related conditions of these restricted stock units were satisfied on February 7, 2019.

F1 · shares: Represents the conversion of restricted stock units that vested on February 23, 2021. The performance related conditions of these restricted stock units were satisfied on February 7, 2019.

F1 · derivative.exercise_date: Represents the conversion of restricted stock units that vested on February 23, 2021. The performance related conditions of these restricted stock units were satisfied on February 7, 2019.

F1 · derivative.expiration_date: Represents the conversion of restricted stock units that vested on February 23, 2021. The performance related conditions of these restricted stock units were satisfied on February 7, 2019.

SEC source: 0001209191-21-014402 · doc4.xml · nonDerivative · entry 3

Campbell Daniel William · CIK 0001731024 · Executive VP, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,581

F3 · shares: Full settlement of an award under the long-term NCR Strategic Transformation Fitness Plan pursuant to the Second Amended and Restated NCR Management Incentive Plan in the form of Restricted Stock Units (RSUs) granted on February 23, 2021 that will vest in full on December 31, 2021, generally subject to the reporting person's continued employment with the issuer through the vesting date in accordance with the RSU award agreement. Net shares issued on settlement of these RSUs will be subject to an additional 1-year holding period.

SEC source: 0001209191-21-014402 · doc4.xml · nonDerivative · entry 2

Campbell Daniel William · CIK 0001731024 · Executive VP, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,810

F2 · shares: These shares were withheld to cover tax withholding obligations when 5,117 previously reported restricted stock units vested on February 23, 2021.

SEC source: 0001209191-21-014402 · doc4.xml · nonDerivative · entry 1

Campbell Daniel William · CIK 0001731024 · Executive VP, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,061

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the conversion of restricted stock units that vested on February 23, 2021. The performance related conditions of these restricted stock units were satisfied on February 7, 2019.

SEC source: 0001209191-21-014326 · doc4.xml · derivative · entry 5

Button Adrian · CIK 0001729263 · EVP, Product and Service Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,823 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents the conversion of restricted stock units that vested on February 23, 2021. The performance related conditions of these restricted stock units were satisfied on February 7, 2019.

F1 · shares: Represents the conversion of restricted stock units that vested on February 23, 2021. The performance related conditions of these restricted stock units were satisfied on February 7, 2019.

F1 · derivative.exercise_date: Represents the conversion of restricted stock units that vested on February 23, 2021. The performance related conditions of these restricted stock units were satisfied on February 7, 2019.

F1 · derivative.expiration_date: Represents the conversion of restricted stock units that vested on February 23, 2021. The performance related conditions of these restricted stock units were satisfied on February 7, 2019.

SEC source: 0001209191-21-014326 · doc4.xml · nonDerivative · entry 3

Button Adrian · CIK 0001729263 · EVP, Product and Service Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,004

F3 · shares: Full settlement of an award under the long-term NCR Strategic Transformation Fitness Plan pursuant to the Second Amended and Restated NCR Management Incentive Plan in the form of Restricted Stock Units (RSUs) granted on February 23, 2021 that will vest in full on December 31, 2021, generally subject to the reporting person's continued employment with the issuer through the vesting date in accordance with the RSU award agreement. Net shares issued on settlement of these RSUs will be subject to an additional 1-year holding period.

SEC source: 0001209191-21-014326 · doc4.xml · nonDerivative · entry 2

Button Adrian · CIK 0001729263 · EVP, Product and Service Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,463

F2 · shares: These shares were withheld to cover tax withholding obligations when 6,823 previously reported restricted stock units vested on February 23, 2021.

SEC source: 0001209191-21-014326 · doc4.xml · nonDerivative · entry 1

Button Adrian · CIK 0001729263 · EVP, Product and Service Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,541

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the conversion of restricted stock units that vested on February 23, 2021. The performance related conditions of these restricted stock units were satisfied on February 7, 2019.

SEC source: 0001209191-21-014309 · doc4.xml · nonDerivative · entry 1

Bronder Debra A. · CIK 0001407951 · SVP, CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,123

F1 · shares: Partial settlement of an award under the long-term NCR Strategic Transformation Fitness Plan pursuant to the Second Amended and Restated NCR Management Incentive Plan in the form of Restricted Stock Units (RSUs) granted on February 23, 2021 that will vest in full on December 31, 2021, generally subject to the reporting person's continued employment with the issuer through the vesting date in accordance with the RSU award agreement.

SEC source: 0001209191-21-014302 · doc4.xml · nonDerivative · entry 1

Bedore James · CIK 0001758293 · EVP, GC & Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,555

F1 · shares: Partial settlement of an award under the long-term NCR Strategic Transformation Fitness Plan pursuant to the Second Amended and Restated NCR Management Incentive Plan in the form of Restricted Stock Units (RSUs) granted on February 23, 2021 that will vest in full on December 31, 2021, generally subject to the reporting person's continued employment with the issuer through the vesting date in accordance with the RSU award agreement.

SEC source: 0000950157-21-000205 · form4.xml · derivative · entry 4

Potter Beth · CIK 0001792506 · CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,608

Underlying: Common Stock · 1,608 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Performance-based RSUs as to which the performance-related conditions to vesting have been previously reported as satisfied. These RSUs vest ratably, with one-third vesting on each of the first, second and third anniversaries of the February 12, 2020 grant date (each an "RSU Vesting Date"). The first one-third of such RSUs, shown in Table I, vested on February 12, 2021. Vesting of the remaining two-thirds of such RSUs, shown in Table II, is subject to the reporting person's continued employment with the issuer on the applicable RSU Vesting Dates in accordance with the RSU award agreement.

F2 · shares: Performance-based RSUs as to which the performance-related conditions to vesting have been previously reported as satisfied. These RSUs vest ratably, with one-third vesting on each of the first, second and third anniversaries of the February 12, 2020 grant date (each an "RSU Vesting Date"). The first one-third of such RSUs, shown in Table I, vested on February 12, 2021. Vesting of the remaining two-thirds of such RSUs, shown in Table II, is subject to the reporting person's continued employment with the issuer on the applicable RSU Vesting Dates in accordance with the RSU award agreement.

F2 · derivative.exercise_date: Performance-based RSUs as to which the performance-related conditions to vesting have been previously reported as satisfied. These RSUs vest ratably, with one-third vesting on each of the first, second and third anniversaries of the February 12, 2020 grant date (each an "RSU Vesting Date"). The first one-third of such RSUs, shown in Table I, vested on February 12, 2021. Vesting of the remaining two-thirds of such RSUs, shown in Table II, is subject to the reporting person's continued employment with the issuer on the applicable RSU Vesting Dates in accordance with the RSU award agreement.

F2 · derivative.expiration_date: Performance-based RSUs as to which the performance-related conditions to vesting have been previously reported as satisfied. These RSUs vest ratably, with one-third vesting on each of the first, second and third anniversaries of the February 12, 2020 grant date (each an "RSU Vesting Date"). The first one-third of such RSUs, shown in Table I, vested on February 12, 2021. Vesting of the remaining two-thirds of such RSUs, shown in Table II, is subject to the reporting person's continued employment with the issuer on the applicable RSU Vesting Dates in accordance with the RSU award agreement.

SEC source: 0000950157-21-000205 · form4.xml · nonDerivative · entry 3

Potter Beth · CIK 0001792506 · CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,195

F3 · shares: These shares were withheld to cover tax withholding obligations when 804 restricted stock units vested on February 12, 2021 as reported herein.

SEC source: 0000950157-21-000205 · form4.xml · nonDerivative · entry 2

Potter Beth · CIK 0001792506 · CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,438

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Performance-based RSUs as to which the performance-related conditions to vesting have been previously reported as satisfied. These RSUs vest ratably, with one-third vesting on each of the first, second and third anniversaries of the February 12, 2020 grant date (each an "RSU Vesting Date"). The first one-third of such RSUs, shown in Table I, vested on February 12, 2021. Vesting of the remaining two-thirds of such RSUs, shown in Table II, is subject to the reporting person's continued employment with the issuer on the applicable RSU Vesting Dates in accordance with the RSU award agreement.

SEC source: 0000950157-21-000205 · form4.xml · nonDerivative · entry 1

Potter Beth · CIK 0001792506 · CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,634

F1 · shares: These shares were withheld to cover tax withholding obligations when 1,252 previously reported restricted stock units (RSUs) vested on February 12, 2021.

SEC source: 0001209191-21-009238 · doc4.xml · derivative · entry 5

Potter Beth · CIK 0001792506 · CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,412

Underlying: Common Stock · 2,412 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Performance-based RSUs as to which the performance-related conditions to vesting have been satisfied. These RSUs vest ratably, with one-third vesting on each of the first, second and third anniversaries of the February 12, 2020 grant date, subject to the reporting person's continued service with the issuer through the vesting dates in accordance with the RSU award agreement.

F4 · shares: Performance-based RSUs as to which the performance-related conditions to vesting have been satisfied. These RSUs vest ratably, with one-third vesting on each of the first, second and third anniversaries of the February 12, 2020 grant date, subject to the reporting person's continued service with the issuer through the vesting dates in accordance with the RSU award agreement.

F4 · derivative.exercise_date: Performance-based RSUs as to which the performance-related conditions to vesting have been satisfied. These RSUs vest ratably, with one-third vesting on each of the first, second and third anniversaries of the February 12, 2020 grant date, subject to the reporting person's continued service with the issuer through the vesting dates in accordance with the RSU award agreement.

F4 · derivative.expiration_date: Performance-based RSUs as to which the performance-related conditions to vesting have been satisfied. These RSUs vest ratably, with one-third vesting on each of the first, second and third anniversaries of the February 12, 2020 grant date, subject to the reporting person's continued service with the issuer through the vesting dates in accordance with the RSU award agreement.

SEC source: 0001209191-21-009214 · doc4.xml · nonDerivative · entry 3

Button Adrian · CIK 0001729263 · EVP, Product and Service Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 718

F3 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 3, 2020.

F4 · price: Represents the sale of 20,614 shares in 118 transactions on February 9, 2021 at $35.85 per share. The reporting person undertakes to provide NCR Corporation ("NCR"), any security holder of NCR, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001209191-21-009248 · doc4.xml · derivative · entry 3

SULLIVAN OWEN J · CIK 0001314486 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,619

Underlying: Common Stock · 91,619 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Table I reports vesting of the second one-third of previously reported 3-year ratable vesting performance-based restricted stock units (RSUs) granted on February 8, 2019. Vesting of the remaining one-third of such RSUs, shown in Table II, is subject to the reporting person's continued employment with the issuer on the applicable vesting date in accordance with the RSU award agreement.

F1 · shares: Table I reports vesting of the second one-third of previously reported 3-year ratable vesting performance-based restricted stock units (RSUs) granted on February 8, 2019. Vesting of the remaining one-third of such RSUs, shown in Table II, is subject to the reporting person's continued employment with the issuer on the applicable vesting date in accordance with the RSU award agreement.

F1 · derivative.exercise_date: Table I reports vesting of the second one-third of previously reported 3-year ratable vesting performance-based restricted stock units (RSUs) granted on February 8, 2019. Vesting of the remaining one-third of such RSUs, shown in Table II, is subject to the reporting person's continued employment with the issuer on the applicable vesting date in accordance with the RSU award agreement.

F1 · derivative.expiration_date: Table I reports vesting of the second one-third of previously reported 3-year ratable vesting performance-based restricted stock units (RSUs) granted on February 8, 2019. Vesting of the remaining one-third of such RSUs, shown in Table II, is subject to the reporting person's continued employment with the issuer on the applicable vesting date in accordance with the RSU award agreement.

SEC source: 0001209191-21-009248 · doc4.xml · nonDerivative · entry 2

SULLIVAN OWEN J · CIK 0001314486 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,911

F2 · shares: These shares were withheld to cover tax withholding obligations when 91,620 restricted stock units vested on February 8, 2021 as reported herein.

SEC source: 0001209191-21-009248 · doc4.xml · nonDerivative · entry 1

SULLIVAN OWEN J · CIK 0001314486 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 238,368

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Table I reports vesting of the second one-third of previously reported 3-year ratable vesting performance-based restricted stock units (RSUs) granted on February 8, 2019. Vesting of the remaining one-third of such RSUs, shown in Table II, is subject to the reporting person's continued employment with the issuer on the applicable vesting date in accordance with the RSU award agreement.

SEC source: 0001209191-21-009238 · doc4.xml · derivative · entry 4

Potter Beth · CIK 0001792506 · CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,939

Underlying: Common Stock · 2,939 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Table I reports vesting of the second one-third of previously reported 3-year ratable vesting performance-based RSUs granted on February 8, 2019. Vesting of the remaining one-third of such RSUs, shown in Table II, is subject to the reporting person's continued employment with the issuer through the vesting date in accordance with the RSU award agreement.

F2 · shares: Table I reports vesting of the second one-third of previously reported 3-year ratable vesting performance-based RSUs granted on February 8, 2019. Vesting of the remaining one-third of such RSUs, shown in Table II, is subject to the reporting person's continued employment with the issuer through the vesting date in accordance with the RSU award agreement.

F2 · derivative.exercise_date: Table I reports vesting of the second one-third of previously reported 3-year ratable vesting performance-based RSUs granted on February 8, 2019. Vesting of the remaining one-third of such RSUs, shown in Table II, is subject to the reporting person's continued employment with the issuer through the vesting date in accordance with the RSU award agreement.

F2 · derivative.expiration_date: Table I reports vesting of the second one-third of previously reported 3-year ratable vesting performance-based RSUs granted on February 8, 2019. Vesting of the remaining one-third of such RSUs, shown in Table II, is subject to the reporting person's continued employment with the issuer through the vesting date in accordance with the RSU award agreement.

SEC source: 0001209191-21-009238 · doc4.xml · nonDerivative · entry 3

Potter Beth · CIK 0001792506 · CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,011

F3 · shares: These shares were withheld to cover tax withholding obligations when 2,936 restricted stock units vested on February 8, 2021 as reported herein.

SEC source: 0001209191-21-009238 · doc4.xml · nonDerivative · entry 2

Potter Beth · CIK 0001792506 · CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,051

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Table I reports vesting of the second one-third of previously reported 3-year ratable vesting performance-based RSUs granted on February 8, 2019. Vesting of the remaining one-third of such RSUs, shown in Table II, is subject to the reporting person's continued employment with the issuer through the vesting date in accordance with the RSU award agreement.

SEC source: 0001209191-21-009238 · doc4.xml · nonDerivative · entry 1

Potter Beth · CIK 0001792506 · CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,115

F1 · shares: These shares were withheld to cover tax withholding obligations when 1,577 previously reported restricted stock units (RSUs) vested on February 8, 2021.

SEC source: 0001209191-21-009234 · doc4.xml · derivative · entry 3

MARTIRE FRANK R · CIK 0001226913 · Director · Exec. Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,716

Underlying: Common Stock · 68,716 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Table I reports vesting of the second one-third of previously reported 3-year ratable vesting performance-based restricted stock units (RSUs) granted on February 8, 2019. Vesting of the remaining one-third of such RSUs, shown in Table II, is subject to the reporting person's continued employment with the issuer on the applicable vesting date in accordance with the RSU award agreement.

F1 · shares: Table I reports vesting of the second one-third of previously reported 3-year ratable vesting performance-based restricted stock units (RSUs) granted on February 8, 2019. Vesting of the remaining one-third of such RSUs, shown in Table II, is subject to the reporting person's continued employment with the issuer on the applicable vesting date in accordance with the RSU award agreement.

F1 · derivative.exercise_date: Table I reports vesting of the second one-third of previously reported 3-year ratable vesting performance-based restricted stock units (RSUs) granted on February 8, 2019. Vesting of the remaining one-third of such RSUs, shown in Table II, is subject to the reporting person's continued employment with the issuer on the applicable vesting date in accordance with the RSU award agreement.

F1 · derivative.expiration_date: Table I reports vesting of the second one-third of previously reported 3-year ratable vesting performance-based restricted stock units (RSUs) granted on February 8, 2019. Vesting of the remaining one-third of such RSUs, shown in Table II, is subject to the reporting person's continued employment with the issuer on the applicable vesting date in accordance with the RSU award agreement.

SEC source: 0001209191-21-009234 · doc4.xml · nonDerivative · entry 2

MARTIRE FRANK R · CIK 0001226913 · Director · Exec. Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 167,365

F2 · shares: These shares were withheld to cover tax withholding obligations when 68,715 restricted stock units vested on February 8, 2021 as reported herein.

SEC source: 0001209191-21-009234 · doc4.xml · nonDerivative · entry 1

MARTIRE FRANK R · CIK 0001226913 · Director · Exec. Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 190,546

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Table I reports vesting of the second one-third of previously reported 3-year ratable vesting performance-based restricted stock units (RSUs) granted on February 8, 2019. Vesting of the remaining one-third of such RSUs, shown in Table II, is subject to the reporting person's continued employment with the issuer on the applicable vesting date in accordance with the RSU award agreement.

SEC source: 0001209191-21-009229 · doc4.xml · derivative · entry 3

Hayford Michael D · CIK 0001366331 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,700

Underlying: Common Stock · 152,700 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Table I reports vesting of the second one-third of previously reported 3-year ratable vesting performance-based restricted stock units (RSUs) granted on February 8, 2019. Vesting of the remaining one-third of such RSUs, shown in Table II, is subject to the reporting person's continued employment with the issuer on the applicable vesting date in accordance with the RSU award agreement.

F1 · shares: Table I reports vesting of the second one-third of previously reported 3-year ratable vesting performance-based restricted stock units (RSUs) granted on February 8, 2019. Vesting of the remaining one-third of such RSUs, shown in Table II, is subject to the reporting person's continued employment with the issuer on the applicable vesting date in accordance with the RSU award agreement.

F1 · derivative.exercise_date: Table I reports vesting of the second one-third of previously reported 3-year ratable vesting performance-based restricted stock units (RSUs) granted on February 8, 2019. Vesting of the remaining one-third of such RSUs, shown in Table II, is subject to the reporting person's continued employment with the issuer on the applicable vesting date in accordance with the RSU award agreement.

F1 · derivative.expiration_date: Table I reports vesting of the second one-third of previously reported 3-year ratable vesting performance-based restricted stock units (RSUs) granted on February 8, 2019. Vesting of the remaining one-third of such RSUs, shown in Table II, is subject to the reporting person's continued employment with the issuer on the applicable vesting date in accordance with the RSU award agreement.

SEC source: 0001209191-21-009229 · doc4.xml · nonDerivative · entry 2

Hayford Michael D · CIK 0001366331 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 371,454

F2 · shares: These shares were withheld to cover tax withholding obligations when 152,701 RSUs vested on February 8, 2021 as reported herein.

SEC source: 0001209191-21-009229 · doc4.xml · nonDerivative · entry 1

Hayford Michael D · CIK 0001366331 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 436,443

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Table I reports vesting of the second one-third of previously reported 3-year ratable vesting performance-based restricted stock units (RSUs) granted on February 8, 2019. Vesting of the remaining one-third of such RSUs, shown in Table II, is subject to the reporting person's continued employment with the issuer on the applicable vesting date in accordance with the RSU award agreement.

SEC source: 0001209191-21-009221 · doc4.xml · derivative · entry 3

Campbell Daniel William · CIK 0001731024 · Executive VP, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,540

Underlying: Common Stock · 30,540 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Table I reports vesting of the second one-third of previously reported 3-year ratable vesting performance-based restricted stock units (RSUs) granted on February 8, 2019. Vesting of the remaining one-third of such RSUs, shown in Table II, is subject to the reporting person's continued employment with the issuer on the applicable vesting date in accordance with the RSU award agreement.

F1 · shares: Table I reports vesting of the second one-third of previously reported 3-year ratable vesting performance-based restricted stock units (RSUs) granted on February 8, 2019. Vesting of the remaining one-third of such RSUs, shown in Table II, is subject to the reporting person's continued employment with the issuer on the applicable vesting date in accordance with the RSU award agreement.

F1 · derivative.exercise_date: Table I reports vesting of the second one-third of previously reported 3-year ratable vesting performance-based restricted stock units (RSUs) granted on February 8, 2019. Vesting of the remaining one-third of such RSUs, shown in Table II, is subject to the reporting person's continued employment with the issuer on the applicable vesting date in accordance with the RSU award agreement.

F1 · derivative.expiration_date: Table I reports vesting of the second one-third of previously reported 3-year ratable vesting performance-based restricted stock units (RSUs) granted on February 8, 2019. Vesting of the remaining one-third of such RSUs, shown in Table II, is subject to the reporting person's continued employment with the issuer on the applicable vesting date in accordance with the RSU award agreement.

SEC source: 0001209191-21-009221 · doc4.xml · nonDerivative · entry 2

Campbell Daniel William · CIK 0001731024 · Executive VP, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,944

F2 · shares: These shares were withheld to cover tax withholding obligations when 30,541 restricted stock units vested on February 8, 2021 as reported herein.

SEC source: 0001209191-21-009221 · doc4.xml · nonDerivative · entry 1

Campbell Daniel William · CIK 0001731024 · Executive VP, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,526

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Table I reports vesting of the second one-third of previously reported 3-year ratable vesting performance-based restricted stock units (RSUs) granted on February 8, 2019. Vesting of the remaining one-third of such RSUs, shown in Table II, is subject to the reporting person's continued employment with the issuer on the applicable vesting date in accordance with the RSU award agreement.

SEC source: 0001209191-21-009214 · doc4.xml · derivative · entry 4

Button Adrian · CIK 0001729263 · EVP, Product and Service Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,540

Underlying: Common Stock · 30,540 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Table I reports vesting of the second one-third of previously reported 3-year ratable vesting performance-based restricted stock units (RSUs) granted on February 8, 2019. Vesting of the remaining one-third of such RSUs, shown in Table II, is subject to the reporting person's continued employment with the issuer on the applicable vesting date in accordance with the RSU award agreement.

F1 · shares: Table I reports vesting of the second one-third of previously reported 3-year ratable vesting performance-based restricted stock units (RSUs) granted on February 8, 2019. Vesting of the remaining one-third of such RSUs, shown in Table II, is subject to the reporting person's continued employment with the issuer on the applicable vesting date in accordance with the RSU award agreement.

F1 · derivative.exercise_date: Table I reports vesting of the second one-third of previously reported 3-year ratable vesting performance-based restricted stock units (RSUs) granted on February 8, 2019. Vesting of the remaining one-third of such RSUs, shown in Table II, is subject to the reporting person's continued employment with the issuer on the applicable vesting date in accordance with the RSU award agreement.

F1 · derivative.expiration_date: Table I reports vesting of the second one-third of previously reported 3-year ratable vesting performance-based restricted stock units (RSUs) granted on February 8, 2019. Vesting of the remaining one-third of such RSUs, shown in Table II, is subject to the reporting person's continued employment with the issuer on the applicable vesting date in accordance with the RSU award agreement.

SEC source: 0001209191-21-009214 · doc4.xml · nonDerivative · entry 2

Button Adrian · CIK 0001729263 · EVP, Product and Service Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,332

F2 · shares: These shares were withheld to cover tax withholding obligations when 30,541 restricted stock units vested on February 8, 2021 as reported herein.

SEC source: 0001209191-21-009214 · doc4.xml · nonDerivative · entry 1

Button Adrian · CIK 0001729263 · EVP, Product and Service Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,259

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Table I reports vesting of the second one-third of previously reported 3-year ratable vesting performance-based restricted stock units (RSUs) granted on February 8, 2019. Vesting of the remaining one-third of such RSUs, shown in Table II, is subject to the reporting person's continued employment with the issuer on the applicable vesting date in accordance with the RSU award agreement.

SEC source: 0001209191-21-009205 · doc4.xml · derivative · entry 3

Bronder Debra A. · CIK 0001407951 · SVP, CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,907

Underlying: Common Stock · 22,907 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Table I reports vesting of the second one-third of previously reported 3-year ratable vesting performance-based restricted stock units (RSUs) granted on February 8, 2019. Vesting of the remaining one-third of such RSUs, shown in Table II, is subject to the reporting person's continued employment with the issuer on the applicable vesting date in accordance with the RSU award agreement.

F1 · shares: Table I reports vesting of the second one-third of previously reported 3-year ratable vesting performance-based restricted stock units (RSUs) granted on February 8, 2019. Vesting of the remaining one-third of such RSUs, shown in Table II, is subject to the reporting person's continued employment with the issuer on the applicable vesting date in accordance with the RSU award agreement.

F1 · derivative.exercise_date: Table I reports vesting of the second one-third of previously reported 3-year ratable vesting performance-based restricted stock units (RSUs) granted on February 8, 2019. Vesting of the remaining one-third of such RSUs, shown in Table II, is subject to the reporting person's continued employment with the issuer on the applicable vesting date in accordance with the RSU award agreement.

F1 · derivative.expiration_date: Table I reports vesting of the second one-third of previously reported 3-year ratable vesting performance-based restricted stock units (RSUs) granted on February 8, 2019. Vesting of the remaining one-third of such RSUs, shown in Table II, is subject to the reporting person's continued employment with the issuer on the applicable vesting date in accordance with the RSU award agreement.

SEC source: 0001209191-21-009205 · doc4.xml · nonDerivative · entry 2

Bronder Debra A. · CIK 0001407951 · SVP, CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,769

F2 · shares: These shares were withheld to cover tax withholding obligations when 22,904 restricted stock units vested on February 8, 2021 as reported herein.

SEC source: 0001209191-21-009205 · doc4.xml · nonDerivative · entry 1

Bronder Debra A. · CIK 0001407951 · SVP, CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,807

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Table I reports vesting of the second one-third of previously reported 3-year ratable vesting performance-based restricted stock units (RSUs) granted on February 8, 2019. Vesting of the remaining one-third of such RSUs, shown in Table II, is subject to the reporting person's continued employment with the issuer on the applicable vesting date in accordance with the RSU award agreement.

SEC source: 0001209191-21-009202 · doc4.xml · derivative · entry 3

Bedore James · CIK 0001758293 · EVP, GC & Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,907

Underlying: Common Stock · 22,907 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Table I reports vesting of the second one-third of previously reported 3-year ratable vesting performance-based restricted stock units (RSUs) granted on February 8, 2019. Vesting of the remaining one-third of such RSUs, shown in Table II, is subject to the reporting person's continued employment with the issuer on the applicable vesting date in accordance with the RSU award agreement.

F1 · shares: Table I reports vesting of the second one-third of previously reported 3-year ratable vesting performance-based restricted stock units (RSUs) granted on February 8, 2019. Vesting of the remaining one-third of such RSUs, shown in Table II, is subject to the reporting person's continued employment with the issuer on the applicable vesting date in accordance with the RSU award agreement.

F1 · derivative.exercise_date: Table I reports vesting of the second one-third of previously reported 3-year ratable vesting performance-based restricted stock units (RSUs) granted on February 8, 2019. Vesting of the remaining one-third of such RSUs, shown in Table II, is subject to the reporting person's continued employment with the issuer on the applicable vesting date in accordance with the RSU award agreement.

F1 · derivative.expiration_date: Table I reports vesting of the second one-third of previously reported 3-year ratable vesting performance-based restricted stock units (RSUs) granted on February 8, 2019. Vesting of the remaining one-third of such RSUs, shown in Table II, is subject to the reporting person's continued employment with the issuer on the applicable vesting date in accordance with the RSU award agreement.

SEC source: 0001209191-21-009202 · doc4.xml · nonDerivative · entry 2

Bedore James · CIK 0001758293 · EVP, GC & Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,201

F2 · shares: These shares were withheld to cover tax withholding obligations when 22,904 restricted stock units vested on February 8, 2021 as reported herein.

SEC source: 0001209191-21-009202 · doc4.xml · nonDerivative · entry 1

Bedore James · CIK 0001758293 · EVP, GC & Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,224

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Table I reports vesting of the second one-third of previously reported 3-year ratable vesting performance-based restricted stock units (RSUs) granted on February 8, 2019. Vesting of the remaining one-third of such RSUs, shown in Table II, is subject to the reporting person's continued employment with the issuer on the applicable vesting date in accordance with the RSU award agreement.