Last 12 months
Inside the activity.
0 purchase rows · 1 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 1 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 05, 2016 Filed Dec 7, 2016 19:51 UTC |
BOYKIN EDWARD PDirector
|
SaleCommon Stock | 7,152 | $38.98 | $278,784.96 |
DisclosureSEC source: 0001209191-16-153842 · doc4.xml · nonDerivative · entry 5 BOYKIN EDWARD P · CIK 0001218068 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,053 F3 · price: Represents the sale of 7,152 shares in 74 transactions on December 5, 2016 ranging in price from $38.82 to $39.13 per share, resulting in a weighted average sale price of $38.98 per share. The reporting person undertakes to provide NCR Corporation ("NCR"), any security holder of NCR, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| December 05, 2016 Filed Dec 7, 2016 19:51 UTC |
BOYKIN EDWARD PDirector
|
Exercise / conversionCommon Stock | 7,152 | $25.17 | $180,015.84 |
DisclosureSEC source: 0001209191-16-153842 · doc4.xml · nonDerivative · entry 4 BOYKIN EDWARD P · CIK 0001218068 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,205 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 05, 2016 Filed Dec 7, 2016 19:51 UTC |
BOYKIN EDWARD PDirector
|
SaleCommon Stock | 3,252 | $38.98 | $126,762.96 |
DisclosureSEC source: 0001209191-16-153842 · doc4.xml · nonDerivative · entry 3 BOYKIN EDWARD P · CIK 0001218068 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,053 F2 · price: Represents the sale of 3,252 shares in 35 transactions on December 5, 2016 ranging in price from $38.80 to $39.09 per share, resulting in a weighted average sale price of $38.98 per share. The reporting person undertakes to provide NCR Corporation ("NCR"), any security holder of NCR, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| December 05, 2016 Filed Dec 7, 2016 19:51 UTC |
BOYKIN EDWARD PDirector
|
Exercise / conversionCommon Stock | 3,252 | $22.96 | $74,665.92 |
DisclosureSEC source: 0001209191-16-153842 · doc4.xml · nonDerivative · entry 2 BOYKIN EDWARD P · CIK 0001218068 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,305 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 05, 2016 Filed Dec 7, 2016 19:51 UTC |
BOYKIN EDWARD PDirector
|
SaleCommon Stock | 27,664 | $38.98 | $1,078,342.72 |
DisclosureSEC source: 0001209191-16-153842 · doc4.xml · nonDerivative · entry 1 BOYKIN EDWARD P · CIK 0001218068 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,053 F1 · price: Represents the sale of 27,664 shares in 247 transactions on December 5, 2016 ranging in price from $38.80 to $39.14 per share, resulting in a weighted average sale price of $38.98 per share. The reporting person undertakes to provide NCR Corporation ("NCR"), any security holder of NCR, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| November 14, 2016 Filed Nov 16, 2016 18:00 UTC |
Ledford AndreaEVP CAO, Chief HR Officer
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 10,413 | $0.00 Strike: $23.93 | $0.00 |
DisclosureSEC source: 0001209191-16-150423 · doc4.xml · derivative · entry 4 Ledford Andrea · CIK 0001391531 · EVP CAO, Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,413 shares Expires 2017-09-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 13, 2016. Read SEC document |
| November 14, 2016 Filed Nov 16, 2016 18:00 UTC |
Ledford AndreaEVP CAO, Chief HR Officer
|
SaleCommon Stock | 20,000 | $38.00 | $760,000.00 |
DisclosureSEC source: 0001209191-16-150423 · doc4.xml · nonDerivative · entry 3 Ledford Andrea · CIK 0001391531 · EVP CAO, Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,833 F1 · kind: The exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 13, 2016. Read SEC document |
| November 14, 2016 Filed Nov 16, 2016 18:00 UTC |
Ledford AndreaEVP CAO, Chief HR Officer
|
SaleCommon Stock | 10,413 | $37.50 | $390,487.50 |
DisclosureSEC source: 0001209191-16-150423 · doc4.xml · nonDerivative · entry 2 Ledford Andrea · CIK 0001391531 · EVP CAO, Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,833 F1 · kind: The exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 13, 2016. Read SEC document |
| November 14, 2016 Filed Nov 16, 2016 18:00 UTC |
Ledford AndreaEVP CAO, Chief HR Officer
|
Exercise / conversionCommon Stock | 10,413 | $23.93 | $249,183.09 |
DisclosureSEC source: 0001209191-16-150423 · doc4.xml · nonDerivative · entry 1 Ledford Andrea · CIK 0001391531 · EVP CAO, Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,246 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 13, 2016. Read SEC document |
| October 26, 2016 Filed Oct 27, 2016 20:15 UTC |
Marquardt FrederickEVP Svs, Hdwre Sol, Entp Qual
|
SaleCommon Stock | 8,676 | $34.23 | $296,979.48 |
DisclosureSEC source: 0001209191-16-147141 · doc4.xml · nonDerivative · entry 3 Marquardt Frederick · CIK 0001604922 · EVP Svs, Hdwre Sol, Entp Qual 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,147 F3 · shares: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 14, 2016. F4 · price: Represents the sale of 8,676 shares in 74 transactions on October 26, 2016 ranging in price from $32.20 to $34.99 per share, resulting in a weighted average sale price of $34.23 per share. The reporting person undertakes to provide NCR Corporation ("NCR"), any security holder of NCR, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range sent forth in this footnote. Read SEC document |
| October 26, 2016 Filed Oct 27, 2016 20:14 UTC |
HEYMAN ANDREW SSVP & Pres, Fin Svs Div
|
SaleCommon Stock | 12,166 | $34.54 | $420,213.64 |
DisclosureSEC source: 0001209191-16-147138 · doc4.xml · nonDerivative · entry 3 HEYMAN ANDREW S · CIK 0001258689 · SVP & Pres, Fin Svs Div 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,396 F3 · shares: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 20, 2016. F4 · price: Represents the sale of 12,166 shares in 117 transactions on October 26, 2016 ranging in price from $32.20 to $35.39 per share, resulting in a weighted average sale price of $34.54 per share. The reporting person undertakes to provide NCR Corporation ("NCR"), any security holder of NCR, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range sent forth in this footnote. Read SEC document |
| October 25, 2016 Filed Oct 27, 2016 20:16 UTC |
NUTI WILLIAMDirector · Chairman and CEO
|
Exercise / conversionRestricted Stock Units · Derivative | 141,044 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-147142 · doc4.xml · derivative · entry 3 NUTI WILLIAM · CIK 0001185755 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 141,044 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents the conversion of restricted stock units that vested on October 25, 2016. The performance related conditions of these restricted stock units were satisfied on February 23, 2015. F1 · shares: Represents the conversion of restricted stock units that vested on October 25, 2016. The performance related conditions of these restricted stock units were satisfied on February 23, 2015. F1 · derivative.exercise_date: Represents the conversion of restricted stock units that vested on October 25, 2016. The performance related conditions of these restricted stock units were satisfied on February 23, 2015. F1 · derivative.expiration_date: Represents the conversion of restricted stock units that vested on October 25, 2016. The performance related conditions of these restricted stock units were satisfied on February 23, 2015. Read SEC document |
| October 25, 2016 Filed Oct 27, 2016 20:16 UTC |
NUTI WILLIAMDirector · Chairman and CEO
|
Tax withholdingCommon Stock | 78,731 | $30.25 | $2,381,612.75 |
DisclosureSEC source: 0001209191-16-147142 · doc4.xml · nonDerivative · entry 2 NUTI WILLIAM · CIK 0001185755 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 566,189 F2 · shares: These shares were withheld to cover tax withholding obligations when 141,044 restricted stock units vested on October 25, 2016. Read SEC document |
| October 25, 2016 Filed Oct 27, 2016 20:16 UTC |
NUTI WILLIAMDirector · Chairman and CEO
|
Exercise / conversionCommon Stock | 141,044 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-147142 · doc4.xml · nonDerivative · entry 1 NUTI WILLIAM · CIK 0001185755 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 644,920 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the conversion of restricted stock units that vested on October 25, 2016. The performance related conditions of these restricted stock units were satisfied on February 23, 2015. Read SEC document |
| October 25, 2016 Filed Oct 27, 2016 20:15 UTC |
Marquardt FrederickEVP Svs, Hdwre Sol, Entp Qual
|
Exercise / conversionRestricted Stock Units · Derivative | 15,515 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-147141 · doc4.xml · derivative · entry 4 Marquardt Frederick · CIK 0001604922 · EVP Svs, Hdwre Sol, Entp Qual 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 15,515 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents the conversion of restricted stock units that vested on October 25, 2016. The performance related conditions of these restricted stock units were satisfied on February 23, 2015. F1 · shares: Represents the conversion of restricted stock units that vested on October 25, 2016. The performance related conditions of these restricted stock units were satisfied on February 23, 2015. F1 · derivative.exercise_date: Represents the conversion of restricted stock units that vested on October 25, 2016. The performance related conditions of these restricted stock units were satisfied on February 23, 2015. F1 · derivative.expiration_date: Represents the conversion of restricted stock units that vested on October 25, 2016. The performance related conditions of these restricted stock units were satisfied on February 23, 2015. Read SEC document |
| October 25, 2016 Filed Oct 27, 2016 20:15 UTC |
Marquardt FrederickEVP Svs, Hdwre Sol, Entp Qual
|
Tax withholdingCommon Stock | 6,839 | $30.25 | $206,879.75 |
DisclosureSEC source: 0001209191-16-147141 · doc4.xml · nonDerivative · entry 2 Marquardt Frederick · CIK 0001604922 · EVP Svs, Hdwre Sol, Entp Qual 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,823 F2 · shares: These shares were withheld to cover tax withholding obligations when 15,515 restricted stock units vested on October 25, 2016. Read SEC document |
| October 25, 2016 Filed Oct 27, 2016 20:15 UTC |
Marquardt FrederickEVP Svs, Hdwre Sol, Entp Qual
|
Exercise / conversionCommon Stock | 15,515 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-147141 · doc4.xml · nonDerivative · entry 1 Marquardt Frederick · CIK 0001604922 · EVP Svs, Hdwre Sol, Entp Qual 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,662 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the conversion of restricted stock units that vested on October 25, 2016. The performance related conditions of these restricted stock units were satisfied on February 23, 2015. Read SEC document |
| October 25, 2016 Filed Oct 27, 2016 20:15 UTC |
Ledford AndreaEVP CAO, Chief HR Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 12,694 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-147139 · doc4.xml · derivative · entry 3 Ledford Andrea · CIK 0001391531 · EVP CAO, Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 12,694 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents the conversion of restricted stock units that vested on October 25, 2016. The performance related conditions of these restricted stock units were satisfied on February 23, 2015. F1 · shares: Represents the conversion of restricted stock units that vested on October 25, 2016. The performance related conditions of these restricted stock units were satisfied on February 23, 2015. F1 · derivative.exercise_date: Represents the conversion of restricted stock units that vested on October 25, 2016. The performance related conditions of these restricted stock units were satisfied on February 23, 2015. F1 · derivative.expiration_date: Represents the conversion of restricted stock units that vested on October 25, 2016. The performance related conditions of these restricted stock units were satisfied on February 23, 2015. Read SEC document |
| October 25, 2016 Filed Oct 27, 2016 20:15 UTC |
Ledford AndreaEVP CAO, Chief HR Officer
|
Tax withholdingCommon Stock | 5,981 | $30.25 | $180,925.25 |
DisclosureSEC source: 0001209191-16-147139 · doc4.xml · nonDerivative · entry 2 Ledford Andrea · CIK 0001391531 · EVP CAO, Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,833 F2 · shares: These shares were withheld to cover tax withholding obligations when 12,694 restricted stock units vested on October 25, 2016. Read SEC document |
| October 25, 2016 Filed Oct 27, 2016 20:15 UTC |
Ledford AndreaEVP CAO, Chief HR Officer
|
Exercise / conversionCommon Stock | 12,694 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-147139 · doc4.xml · nonDerivative · entry 1 Ledford Andrea · CIK 0001391531 · EVP CAO, Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,814 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the conversion of restricted stock units that vested on October 25, 2016. The performance related conditions of these restricted stock units were satisfied on February 23, 2015. Read SEC document |
| October 25, 2016 Filed Oct 27, 2016 20:14 UTC |
HEYMAN ANDREW SSVP & Pres, Fin Svs Div
|
Exercise / conversionRestricted Stock Units · Derivative | 21,157 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-147138 · doc4.xml · derivative · entry 4 HEYMAN ANDREW S · CIK 0001258689 · SVP & Pres, Fin Svs Div 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 21,157 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents the conversion of restricted stock units that vested on October 25, 2016. The performance related conditions of these restricted stock units were satisfied on February 23, 2015. F1 · shares: Represents the conversion of restricted stock units that vested on October 25, 2016. The performance related conditions of these restricted stock units were satisfied on February 23, 2015. F1 · derivative.exercise_date: Represents the conversion of restricted stock units that vested on October 25, 2016. The performance related conditions of these restricted stock units were satisfied on February 23, 2015. F1 · derivative.expiration_date: Represents the conversion of restricted stock units that vested on October 25, 2016. The performance related conditions of these restricted stock units were satisfied on February 23, 2015. Read SEC document |
| October 25, 2016 Filed Oct 27, 2016 20:14 UTC |
HEYMAN ANDREW SSVP & Pres, Fin Svs Div
|
Tax withholdingCommon Stock | 8,991 | $30.25 | $271,977.75 |
DisclosureSEC source: 0001209191-16-147138 · doc4.xml · nonDerivative · entry 2 HEYMAN ANDREW S · CIK 0001258689 · SVP & Pres, Fin Svs Div 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,562 F2 · shares: These shares were withheld to cover tax withholding obligations when 21,157 restricted stock units vested on October 25, 2016. Read SEC document |
| October 25, 2016 Filed Oct 27, 2016 20:14 UTC |
HEYMAN ANDREW SSVP & Pres, Fin Svs Div
|
Exercise / conversionCommon Stock | 21,157 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-147138 · doc4.xml · nonDerivative · entry 1 HEYMAN ANDREW S · CIK 0001258689 · SVP & Pres, Fin Svs Div 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,553 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the conversion of restricted stock units that vested on October 25, 2016. The performance related conditions of these restricted stock units were satisfied on February 23, 2015. Read SEC document |
| October 25, 2016 Filed Oct 27, 2016 20:13 UTC |
Gallagher Edward RSVP, GC & Secy
|
Exercise / conversionRestricted Stock Units · Derivative | 1,692 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-147136 · doc4.xml · derivative · entry 3 Gallagher Edward R · CIK 0001656871 · SVP, GC & Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,692 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents the conversion of restricted stock units that vested on October 25, 2016. The performance related conditions of these restricted stock units were satisfied on February 23, 2015. F1 · shares: Represents the conversion of restricted stock units that vested on October 25, 2016. The performance related conditions of these restricted stock units were satisfied on February 23, 2015. F1 · derivative.exercise_date: Represents the conversion of restricted stock units that vested on October 25, 2016. The performance related conditions of these restricted stock units were satisfied on February 23, 2015. F1 · derivative.expiration_date: Represents the conversion of restricted stock units that vested on October 25, 2016. The performance related conditions of these restricted stock units were satisfied on February 23, 2015. Read SEC document |
| October 25, 2016 Filed Oct 27, 2016 20:13 UTC |
Gallagher Edward RSVP, GC & Secy
|
Tax withholdingCommon Stock | 698 | $30.25 | $21,114.50 |
DisclosureSEC source: 0001209191-16-147136 · doc4.xml · nonDerivative · entry 2 Gallagher Edward R · CIK 0001656871 · SVP, GC & Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,691 F2 · shares: These shares were withheld to cover tax withholding obligations when 1,692 restricted stock units vested on October 25, 2016. Read SEC document |
| October 25, 2016 Filed Oct 27, 2016 20:13 UTC |
Gallagher Edward RSVP, GC & Secy
|
Exercise / conversionCommon Stock | 1,692 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-147136 · doc4.xml · nonDerivative · entry 1 Gallagher Edward R · CIK 0001656871 · SVP, GC & Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,389 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the conversion of restricted stock units that vested on October 25, 2016. The performance related conditions of these restricted stock units were satisfied on February 23, 2015. Read SEC document |
| October 25, 2016 Filed Oct 27, 2016 20:13 UTC |
Fishman Robert PEVP, CFO and CAO
|
Exercise / conversionRestricted Stock Units · Derivative | 18,337 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-147135 · doc4.xml · derivative · entry 3 Fishman Robert P · CIK 0001399744 · EVP, CFO and CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 18,337 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents the conversion of restricted stock units that vested on October 25, 2016. The performance related conditions of these restricted stock units were satisfied on February 23, 2015. F1 · shares: Represents the conversion of restricted stock units that vested on October 25, 2016. The performance related conditions of these restricted stock units were satisfied on February 23, 2015. F1 · derivative.exercise_date: Represents the conversion of restricted stock units that vested on October 25, 2016. The performance related conditions of these restricted stock units were satisfied on February 23, 2015. F1 · derivative.expiration_date: Represents the conversion of restricted stock units that vested on October 25, 2016. The performance related conditions of these restricted stock units were satisfied on February 23, 2015. Read SEC document |
| October 25, 2016 Filed Oct 27, 2016 20:13 UTC |
Fishman Robert PEVP, CFO and CAO
|
Tax withholdingCommon Stock | 7,911 | $30.25 | $239,307.75 |
DisclosureSEC source: 0001209191-16-147135 · doc4.xml · nonDerivative · entry 2 Fishman Robert P · CIK 0001399744 · EVP, CFO and CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,013 F2 · shares: These shares were withheld to cover tax withholding obligations when 18,337 restricted stock units vested on October 25, 2016. Read SEC document |
| October 25, 2016 Filed Oct 27, 2016 20:13 UTC |
Fishman Robert PEVP, CFO and CAO
|
Exercise / conversionCommon Stock | 18,337 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-147135 · doc4.xml · nonDerivative · entry 1 Fishman Robert P · CIK 0001399744 · EVP, CFO and CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,924 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the conversion of restricted stock units that vested on October 25, 2016. The performance related conditions of these restricted stock units were satisfied on February 23, 2015. Read SEC document |
| September 30, 2016 Filed Oct 4, 2016 18:59 UTC |
Daichendt Gary JamesDirector
|
GrantCommon Stock | 424 | $32.19 | $13,648.56 |
DisclosureSEC source: 0001209191-16-144042 · doc4.xml · nonDerivative · entry 1 Daichendt Gary James · CIK 0001320860 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,318 F1 · security: These are shares of common stock issued under the NCR Director Compensation Program (the "Compensation Program") as part of the reporting person's annual retainer, which is paid quarterly. The reporting person elected to receive all or a portion of the annual retainer in current common stock in accordance with the terms of the Compensation Program. Read SEC document |
| September 30, 2016 Filed Oct 4, 2016 19:00 UTC |
LEVINSON LINDA FAYNEDirector
|
GrantCommon Stock | 447 | $32.19 | $14,388.93 |
DisclosureSEC source: 0001209191-16-144043 · doc4.xml · nonDerivative · entry 1 LEVINSON LINDA FAYNE · CIK 0001241182 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,088 F1 · security: These are shares of common stock issued under the NCR Director Compensation Program (the "Compensation Program") as part of the reporting person's annual retainer, which is paid quarterly. The reporting person elected to receive all or a portion of the annual retainer in current common stock in accordance with the terms of the Compensation Program. Read SEC document |
| September 30, 2016 Filed Oct 4, 2016 18:59 UTC |
CLEMMER RICHARD LDirector
|
GrantPhantom Stock Units · Derivative | 738 | $32.19 | $23,756.22 |
DisclosureSEC source: 0001209191-16-144040 · doc4.xml · derivative · entry 1 CLEMMER RICHARD L · CIK 0001222781 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 738 Underlying: Common Stock · 738 shares Expires not disclosed F1 · security: These are stock units acquired under the NCR Director Compensation Program (the "Compensation Program") as part of the reporting person's annual retainer, which is paid quarterly. The reporting person elected to defer receipt of the annual retainer in accordance with the terms of the Compensation Program. F2 · derivative.exercise_price: The phantom stock units are converted into common stock on a one-for-one basis. F3 · derivative.exercise_date: The phantom stock units become payable in common stock following the reporting person's termination of service as a director. F3 · derivative.expiration_date: The phantom stock units become payable in common stock following the reporting person's termination of service as a director. Read SEC document |
| September 30, 2016 Filed Oct 4, 2016 18:58 UTC |
BOYKIN EDWARD PDirector
|
GrantPhantom Stock Units · Derivative | 769 | $32.19 | $24,754.11 |
DisclosureSEC source: 0001209191-16-144039 · doc4.xml · derivative · entry 1 BOYKIN EDWARD P · CIK 0001218068 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 769 Underlying: Common Stock · 769 shares Expires not disclosed F1 · security: These are stock units acquired under the NCR Director Compensation Program (the "Compensation Program") as part of the reporting person's annual retainer, which is paid quarterly. The reporting person elected to defer receipt of the annual retainer in accordance with the terms of the Compensation Program. F2 · derivative.exercise_price: The phantom stock units are converted into common stock on a one-for-one basis. F3 · derivative.exercise_date: The phantom stock units become payable in common stock following the reporting person's termination of service as a director. F3 · derivative.expiration_date: The phantom stock units become payable in common stock following the reporting person's termination of service as a director. Read SEC document |
| March 18, 2016 Filed Mar 22, 2016 20:36 UTC |
Blackstone Inc.10% owner
Blackstone Group Management L.L.C.10% owner
SCHWARZMAN STEPHEN A10% owner
|
OtherCommon Stock | 2,996 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-16-016396 · doc4.xml · nonDerivative · entry 1 Blackstone Group L.P. · CIK 0001393818 · 10% owner Blackstone Group Management L.L.C. · CIK 0001404071 · 10% owner SCHWARZMAN STEPHEN A · CIK 0001070844 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 0 F1 · kind: On January 1, 2016, Gregory Blank was granted 2,712 restricted stock units of NCR Corporation (the "Issuer") under the NCR Director Compensation Program. In addition, on January 1, 2016, Mr. Blank received 284 shares of restricted stock of the Issuer under the NCR Director Compensation Program as part of Mr. Blank's annual retainer. Mr. Blank is an officer of an affiliate of The Blackstone Group L.P. ("Blackstone"). Pursuant to arrangements between Mr. Blank and Blackstone, Mr. Blank is required to transfer to Blackstone any and all compensation received in connection with his directorship for any company Blackstone invests invests in or advises. F2 · kind: (Continued from footnote 1) However, Mr. Blank has declined the awards described above. Pursuant to a Form 4 filed on March 22, 2016, Mr. Blank reported the cancellation for no value of the restricted stock units previously awarded to him under the NCR Director Compensation Program, and the forfeiture to the Issuer for no value of the shares of restricted stock previously granted to him under the NCR Director Compensation Program. As a result, the transfer of such restricted stock units and shares of restricted stock from Mr. Blank to Blackstone did not in fact take place. Accordingly, as of March 22, 2016, the Reporting Persons did not own any restricted stock units or shares of restricted stock in the Issuer. F1 · ownership.nature: On January 1, 2016, Gregory Blank was granted 2,712 restricted stock units of NCR Corporation (the "Issuer") under the NCR Director Compensation Program. In addition, on January 1, 2016, Mr. Blank received 284 shares of restricted stock of the Issuer under the NCR Director Compensation Program as part of Mr. Blank's annual retainer. Mr. Blank is an officer of an affiliate of The Blackstone Group L.P. ("Blackstone"). Pursuant to arrangements between Mr. Blank and Blackstone, Mr. Blank is required to transfer to Blackstone any and all compensation received in connection with his directorship for any company Blackstone invests invests in or advises. F2 · ownership.nature: (Continued from footnote 1) However, Mr. Blank has declined the awards described above. Pursuant to a Form 4 filed on March 22, 2016, Mr. Blank reported the cancellation for no value of the restricted stock units previously awarded to him under the NCR Director Compensation Program, and the forfeiture to the Issuer for no value of the shares of restricted stock previously granted to him under the NCR Director Compensation Program. As a result, the transfer of such restricted stock units and shares of restricted stock from Mr. Blank to Blackstone did not in fact take place. Accordingly, as of March 22, 2016, the Reporting Persons did not own any restricted stock units or shares of restricted stock in the Issuer. F3 · ownership.nature: The general partner of The Blackstone Group L.P. is Blackstone Group Management L.L.C. Blackstone Group Management L.L.C. is wholly owned by Blackstone's senior managing directors and controlled by its founder, Stephen A. Schwarzman. F4 · ownership.nature: Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person. F5 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein. Read SEC document |
| January 01, 2016 Filed Jan 6, 2016 02:00 UTC |
Blackstone Inc.10% owner
Blackstone Group Management L.L.C.10% owner
SCHWARZMAN STEPHEN A10% owner
|
OtherCommon Stock | 2,996 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-16-010972 · doc4.xml · nonDerivative · entry 1 Blackstone Group L.P. · CIK 0001393818 · 10% owner Blackstone Group Management L.L.C. · CIK 0001404071 · 10% owner SCHWARZMAN STEPHEN A · CIK 0001070844 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 2,996 F1 · kind: On January 1, 2016, Gregory Blank was granted 2,712 restricted stock units of NCR Corporation (the "Issuer") under the NCR Director Compensation Program. The restricted stock units vest in four equal quarterly installments beginning three months after the grant date, subject to Mr. Blank's continued services as a director on each vesting date. In addition, on January 1, 2016, Mr. Blank received 284 shares of common stock of the Issuer under the NCR Director Compensation Program as part of Mr. Blank's annual retainer, which is paid quarterly. F2 · kind: (Continued from footnote 1) Mr. Blank elected to receive all or a portion of the annual retainer in current common stock of the Issuer in accordance with the terms of the NCR Director Compensation Program. Mr. Blank is an officer of an affiliate of The Blackstone Group L.P. ("Blackstone"). Pursuant to arrangements between Mr. Blank and Blackstone, Mr. Blank is required to transfer to Blackstone any and all compensation received in connection with his directorship for any company Blackstone invests in or advises. Blackstone has designated Blackstone Management Partners L.L.C. ("BMP") as the entity to receive the securities described herein. F1 · ownership.nature: On January 1, 2016, Gregory Blank was granted 2,712 restricted stock units of NCR Corporation (the "Issuer") under the NCR Director Compensation Program. The restricted stock units vest in four equal quarterly installments beginning three months after the grant date, subject to Mr. Blank's continued services as a director on each vesting date. In addition, on January 1, 2016, Mr. Blank received 284 shares of common stock of the Issuer under the NCR Director Compensation Program as part of Mr. Blank's annual retainer, which is paid quarterly. F2 · ownership.nature: (Continued from footnote 1) Mr. Blank elected to receive all or a portion of the annual retainer in current common stock of the Issuer in accordance with the terms of the NCR Director Compensation Program. Mr. Blank is an officer of an affiliate of The Blackstone Group L.P. ("Blackstone"). Pursuant to arrangements between Mr. Blank and Blackstone, Mr. Blank is required to transfer to Blackstone any and all compensation received in connection with his directorship for any company Blackstone invests in or advises. Blackstone has designated Blackstone Management Partners L.L.C. ("BMP") as the entity to receive the securities described herein. F3 · ownership.nature: BMP is an indirect subsidiary of The Blackstone Group L.P. The general partner of The Blackstone Group L.P. is Blackstone Group Management L.L.C. Blackstone Group Management L.L.C. is wholly owned by Blackstone's senior managing directors and controlled by its founder, Stephen A. Schwarzman. F4 · ownership.nature: Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person. F5 · ownership.nature: Each of such Blackstone entities and Mr. Schwarzman may be deemed to beneficially own the securities reported herein, but each disclaims beneficial ownership of such securities, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein. Read SEC document |
| February 24, 2014 Filed Feb 28, 2017 21:16 UTC |
Marquardt FrederickEVP, Global Services
|
Tax withholdingCommon Stock | 1,308 | $49.41 | $64,628.28 |
DisclosureSEC source: 0001209191-17-015279 · doc4.xml · nonDerivative · entry 2 Marquardt Frederick · CIK 0001604922 · EVP, Global Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,036 F2 · shares: These shares were withheld to cover tax withholding obligations when 3,920 restricted stock units vested on February 24, 2017. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.