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person · Reporting owner

HEYMAN ANDREW S

Disclosed activity across 1 company

Tapewire entity
181459
SEC CIK
0001258689

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
NCR Voyix CorpNCR · Entity 293SVP & Pres, Fin Svs DivOctober 25, 2016October 27, 2016

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

NCR Voyix Corp

Report date October 25, 2016 · Filed October 27, 2016

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect24,396 Ending reported balance After 2016-10-26 transaction · row 3
3 source rows · reconciled sequence

Row 1 · 2016-10-25 · Exercise / conversion · Acquired 21,157 · Balance 45,553

F1: Represents the conversion of restricted stock units that vested on October 25, 2016. The performance related conditions of these restricted stock units were satisfied on February 23, 2015.

Row 2 · 2016-10-25 · Tax withholding · Disposed 8,991 · Balance 36,562

F2: These shares were withheld to cover tax withholding obligations when 21,157 restricted stock units vested on October 25, 2016.

Row 3 · 2016-10-26 · Sale · Disposed 12,166 · Balance 24,396

F3: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 20, 2016.

F4: Represents the sale of 12,166 shares in 117 transactions on October 26, 2016 ranging in price from $32.20 to $35.39 per share, resulting in a weighted average sale price of $34.54 per share. The reporting person undertakes to provide NCR Corporation ("NCR"), any security holder of NCR, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range sent forth in this footnote.

Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct0 Reported balance After 2016-10-25 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2016-10-25 · Exercise / conversion · Disposed 21,157 · Balance 0

F1: Represents the conversion of restricted stock units that vested on October 25, 2016. The performance related conditions of these restricted stock units were satisfied on February 23, 2015.

Filing footnotes · ownership attribution and instrument terms

F1: Represents the conversion of restricted stock units that vested on October 25, 2016. The performance related conditions of these restricted stock units were satisfied on February 23, 2015.

F2: These shares were withheld to cover tax withholding obligations when 21,157 restricted stock units vested on October 25, 2016.

F3: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 20, 2016.

F4: Represents the sale of 12,166 shares in 117 transactions on October 26, 2016 ranging in price from $32.20 to $35.39 per share, resulting in a weighted average sale price of $34.54 per share. The reporting person undertakes to provide NCR Corporation ("NCR"), any security holder of NCR, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range sent forth in this footnote.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
October 26, 2016 Filed Oct 27, 2016 20:14 UTC NCR Voyix Corp NCR · Entity 293 SaleCommon Stock 12,166 $34.54 $420,213.64
Disclosure

SEC source: 0001209191-16-147138 · doc4.xml · nonDerivative · entry 3

HEYMAN ANDREW S · CIK 0001258689 · SVP & Pres, Fin Svs Div

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,396

F3 · shares: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 20, 2016.

F4 · price: Represents the sale of 12,166 shares in 117 transactions on October 26, 2016 ranging in price from $32.20 to $35.39 per share, resulting in a weighted average sale price of $34.54 per share. The reporting person undertakes to provide NCR Corporation ("NCR"), any security holder of NCR, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range sent forth in this footnote.

Read SEC document
October 25, 2016 Filed Oct 27, 2016 20:14 UTC NCR Voyix Corp NCR · Entity 293 Exercise / conversionRestricted Stock Units · Derivative 21,157 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-16-147138 · doc4.xml · derivative · entry 4

HEYMAN ANDREW S · CIK 0001258689 · SVP & Pres, Fin Svs Div

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 21,157 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents the conversion of restricted stock units that vested on October 25, 2016. The performance related conditions of these restricted stock units were satisfied on February 23, 2015.

F1 · shares: Represents the conversion of restricted stock units that vested on October 25, 2016. The performance related conditions of these restricted stock units were satisfied on February 23, 2015.

F1 · derivative.exercise_date: Represents the conversion of restricted stock units that vested on October 25, 2016. The performance related conditions of these restricted stock units were satisfied on February 23, 2015.

F1 · derivative.expiration_date: Represents the conversion of restricted stock units that vested on October 25, 2016. The performance related conditions of these restricted stock units were satisfied on February 23, 2015.

Read SEC document
October 25, 2016 Filed Oct 27, 2016 20:14 UTC NCR Voyix Corp NCR · Entity 293 Tax withholdingCommon Stock 8,991 $30.25 $271,977.75
Disclosure

SEC source: 0001209191-16-147138 · doc4.xml · nonDerivative · entry 2

HEYMAN ANDREW S · CIK 0001258689 · SVP & Pres, Fin Svs Div

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,562

F2 · shares: These shares were withheld to cover tax withholding obligations when 21,157 restricted stock units vested on October 25, 2016.

Read SEC document
October 25, 2016 Filed Oct 27, 2016 20:14 UTC NCR Voyix Corp NCR · Entity 293 Exercise / conversionCommon Stock 21,157 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-147138 · doc4.xml · nonDerivative · entry 1

HEYMAN ANDREW S · CIK 0001258689 · SVP & Pres, Fin Svs Div

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,553

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the conversion of restricted stock units that vested on October 25, 2016. The performance related conditions of these restricted stock units were satisfied on February 23, 2015.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.