Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| NCR Voyix CorpNCR · Entity 293 | SVP & Pres, Fin Svs Div | October 25, 2016 | October 27, 2016 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
NCR Voyix Corp
Report date October 25, 2016 · Filed October 27, 2016
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 24,396 |
Ending reported balance
After 2016-10-26 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2016-10-25 · Exercise / conversion · Acquired 21,157 · Balance 45,553 F1: Represents the conversion of restricted stock units that vested on October 25, 2016. The performance related conditions of these restricted stock units were satisfied on February 23, 2015. Row 2 · 2016-10-25 · Tax withholding · Disposed 8,991 · Balance 36,562 F2: These shares were withheld to cover tax withholding obligations when 21,157 restricted stock units vested on October 25, 2016. Row 3 · 2016-10-26 · Sale · Disposed 12,166 · Balance 24,396 F3: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 20, 2016. F4: Represents the sale of 12,166 shares in 117 transactions on October 26, 2016 ranging in price from $32.20 to $35.39 per share, resulting in a weighted average sale price of $34.54 per share. The reporting person undertakes to provide NCR Corporation ("NCR"), any security holder of NCR, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range sent forth in this footnote. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2016-10-25 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2016-10-25 · Exercise / conversion · Disposed 21,157 · Balance 0 F1: Represents the conversion of restricted stock units that vested on October 25, 2016. The performance related conditions of these restricted stock units were satisfied on February 23, 2015. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents the conversion of restricted stock units that vested on October 25, 2016. The performance related conditions of these restricted stock units were satisfied on February 23, 2015.
F2: These shares were withheld to cover tax withholding obligations when 21,157 restricted stock units vested on October 25, 2016.
F3: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 20, 2016.
F4: Represents the sale of 12,166 shares in 117 transactions on October 26, 2016 ranging in price from $32.20 to $35.39 per share, resulting in a weighted average sale price of $34.54 per share. The reporting person undertakes to provide NCR Corporation ("NCR"), any security holder of NCR, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range sent forth in this footnote.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 26, 2016 Filed Oct 27, 2016 20:14 UTC | NCR Voyix Corp NCR · Entity 293 | SaleCommon Stock | 12,166 | $34.54 | $420,213.64 |
DisclosureSEC source: 0001209191-16-147138 · doc4.xml · nonDerivative · entry 3 HEYMAN ANDREW S · CIK 0001258689 · SVP & Pres, Fin Svs Div 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,396 F3 · shares: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 20, 2016. F4 · price: Represents the sale of 12,166 shares in 117 transactions on October 26, 2016 ranging in price from $32.20 to $35.39 per share, resulting in a weighted average sale price of $34.54 per share. The reporting person undertakes to provide NCR Corporation ("NCR"), any security holder of NCR, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range sent forth in this footnote. Read SEC document |
| October 25, 2016 Filed Oct 27, 2016 20:14 UTC | NCR Voyix Corp NCR · Entity 293 | Exercise / conversionRestricted Stock Units · Derivative | 21,157 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-147138 · doc4.xml · derivative · entry 4 HEYMAN ANDREW S · CIK 0001258689 · SVP & Pres, Fin Svs Div 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 21,157 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents the conversion of restricted stock units that vested on October 25, 2016. The performance related conditions of these restricted stock units were satisfied on February 23, 2015. F1 · shares: Represents the conversion of restricted stock units that vested on October 25, 2016. The performance related conditions of these restricted stock units were satisfied on February 23, 2015. F1 · derivative.exercise_date: Represents the conversion of restricted stock units that vested on October 25, 2016. The performance related conditions of these restricted stock units were satisfied on February 23, 2015. F1 · derivative.expiration_date: Represents the conversion of restricted stock units that vested on October 25, 2016. The performance related conditions of these restricted stock units were satisfied on February 23, 2015. Read SEC document |
| October 25, 2016 Filed Oct 27, 2016 20:14 UTC | NCR Voyix Corp NCR · Entity 293 | Tax withholdingCommon Stock | 8,991 | $30.25 | $271,977.75 |
DisclosureSEC source: 0001209191-16-147138 · doc4.xml · nonDerivative · entry 2 HEYMAN ANDREW S · CIK 0001258689 · SVP & Pres, Fin Svs Div 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,562 F2 · shares: These shares were withheld to cover tax withholding obligations when 21,157 restricted stock units vested on October 25, 2016. Read SEC document |
| October 25, 2016 Filed Oct 27, 2016 20:14 UTC | NCR Voyix Corp NCR · Entity 293 | Exercise / conversionCommon Stock | 21,157 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-147138 · doc4.xml · nonDerivative · entry 1 HEYMAN ANDREW S · CIK 0001258689 · SVP & Pres, Fin Svs Div 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,553 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the conversion of restricted stock units that vested on October 25, 2016. The performance related conditions of these restricted stock units were satisfied on February 23, 2015. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.