Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| NCR Voyix CorpNCR · Entity 293 | EVP, Svs, Enter.Qual & T&T | October 24, 2017 | October 26, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
NCR Voyix Corp
Report date October 24, 2017 · Filed October 26, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 84,218 |
Ending reported balance
After 2017-10-24 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2017-10-24 · Exercise / conversion · Acquired 6,360 · Balance 87,268 F1: Represents the conversion of restricted stock units that vested on October 24, 2017. The performance related conditions of these restricted stock units were satisfied on February 22, 2016. Row 2 · 2017-10-24 · Tax withholding · Disposed 3,050 · Balance 84,218 F2: These shares were withheld to cover tax withholding obligations when 6,360 restricted stock units vested on October 24, 2017. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2017-10-24 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2017-10-24 · Exercise / conversion · Disposed 6,360 · Balance 0 F1: Represents the conversion of restricted stock units that vested on October 24, 2017. The performance related conditions of these restricted stock units were satisfied on February 22, 2016. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents the conversion of restricted stock units that vested on October 24, 2017. The performance related conditions of these restricted stock units were satisfied on February 22, 2016.
F2: These shares were withheld to cover tax withholding obligations when 6,360 restricted stock units vested on October 24, 2017.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 24, 2017 Filed Oct 26, 2017 20:21 UTC | NCR Voyix Corp NCR · Entity 293 | Exercise / conversionRestricted Stock Units · Derivative | 6,360 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-058026 · doc4.xml · derivative · entry 3 Marquardt Frederick · CIK 0001604922 · EVP, Svs, Enter.Qual & T&T 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,360 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents the conversion of restricted stock units that vested on October 24, 2017. The performance related conditions of these restricted stock units were satisfied on February 22, 2016. F1 · shares: Represents the conversion of restricted stock units that vested on October 24, 2017. The performance related conditions of these restricted stock units were satisfied on February 22, 2016. F1 · derivative.exercise_date: Represents the conversion of restricted stock units that vested on October 24, 2017. The performance related conditions of these restricted stock units were satisfied on February 22, 2016. F1 · derivative.expiration_date: Represents the conversion of restricted stock units that vested on October 24, 2017. The performance related conditions of these restricted stock units were satisfied on February 22, 2016. Read SEC document |
| October 24, 2017 Filed Oct 26, 2017 20:21 UTC | NCR Voyix Corp NCR · Entity 293 | Tax withholdingCommon Stock | 3,050 | $32.39 | $98,789.50 |
DisclosureSEC source: 0001209191-17-058026 · doc4.xml · nonDerivative · entry 2 Marquardt Frederick · CIK 0001604922 · EVP, Svs, Enter.Qual & T&T 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,218 F2 · shares: These shares were withheld to cover tax withholding obligations when 6,360 restricted stock units vested on October 24, 2017. Read SEC document |
| October 24, 2017 Filed Oct 26, 2017 20:21 UTC | NCR Voyix Corp NCR · Entity 293 | Exercise / conversionCommon Stock | 6,360 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-058026 · doc4.xml · nonDerivative · entry 1 Marquardt Frederick · CIK 0001604922 · EVP, Svs, Enter.Qual & T&T 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,268 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the conversion of restricted stock units that vested on October 24, 2017. The performance related conditions of these restricted stock units were satisfied on February 22, 2016. Read SEC document |
| May 08, 2017 Filed May 10, 2017 20:18 UTC | NCR Voyix Corp NCR · Entity 293 | SaleCommon Stock | 500 | $43.30 | $21,647.50 |
DisclosureSEC source: 0001209191-17-031241 · doc4.xml · nonDerivative · entry 1 Marquardt Frederick · CIK 0001604922 · EVP, Svs, Enter.Qual & T&T 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,908 F1 · shares: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 13, 2017. Read SEC document |
| May 01, 2017 Filed May 3, 2017 21:22 UTC | NCR Voyix Corp NCR · Entity 293 | Exercise / conversionRestricted Stock Units · Derivative | 8,197 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-029733 · doc4.xml · derivative · entry 3 Marquardt Frederick · CIK 0001604922 · EVP, Global Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,197 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents the conversion of restricted stock units that vested on May 1, 2017. The performance related conditions of these restricted stock units were satisfied on February 22, 2016. F1 · shares: Represents the conversion of restricted stock units that vested on May 1, 2017. The performance related conditions of these restricted stock units were satisfied on February 22, 2016. F1 · derivative.exercise_date: Represents the conversion of restricted stock units that vested on May 1, 2017. The performance related conditions of these restricted stock units were satisfied on February 22, 2016. F1 · derivative.expiration_date: Represents the conversion of restricted stock units that vested on May 1, 2017. The performance related conditions of these restricted stock units were satisfied on February 22, 2016. Read SEC document |
| May 01, 2017 Filed May 3, 2017 21:22 UTC | NCR Voyix Corp NCR · Entity 293 | Tax withholdingCommon Stock | 2,973 | $42.38 | $125,995.74 |
DisclosureSEC source: 0001209191-17-029733 · doc4.xml · nonDerivative · entry 2 Marquardt Frederick · CIK 0001604922 · EVP, Global Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,408 F2 · shares: These shares were withheld to cover tax withholding obligations when 8,197 restricted stock units vested on May 1, 2017. Read SEC document |
| May 01, 2017 Filed May 3, 2017 21:22 UTC | NCR Voyix Corp NCR · Entity 293 | Exercise / conversionCommon Stock | 8,197 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-029733 · doc4.xml · nonDerivative · entry 1 Marquardt Frederick · CIK 0001604922 · EVP, Global Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,381 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the conversion of restricted stock units that vested on May 1, 2017. The performance related conditions of these restricted stock units were satisfied on February 22, 2016. Read SEC document |
| February 27, 2017 Filed Feb 28, 2017 21:16 UTC | NCR Voyix Corp NCR · Entity 293 | SaleCommon Stock | 5,852 | $49.06 | $287,099.12 |
DisclosureSEC source: 0001209191-17-015279 · doc4.xml · nonDerivative · entry 3 Marquardt Frederick · CIK 0001604922 · EVP, Global Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,184 F3 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 14, 2016. Read SEC document |
| February 24, 2017 Filed Feb 27, 2017 21:03 UTC | NCR Voyix Corp NCR · Entity 293 | SaleCommon Stock | 2,788 | $47.72 | $133,043.36 |
DisclosureSEC source: 0001209191-17-014702 · doc4.xml · nonDerivative · entry 2 Marquardt Frederick · CIK 0001604922 · EVP, Global Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,966 F2 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 14, 2016. Read SEC document |
| February 24, 2017 Filed Feb 28, 2017 21:16 UTC | NCR Voyix Corp NCR · Entity 293 | Tax withholdingCommon Stock | 1,622 | $49.41 | $80,143.02 |
DisclosureSEC source: 0001209191-17-015279 · doc4.xml · nonDerivative · entry 1 Marquardt Frederick · CIK 0001604922 · EVP, Global Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,344 F1 · shares: These shares were withheld to cover tax withholding obligations when 4,862 restricted stock units vested on February 24, 2017. Read SEC document |
| February 23, 2017 Filed Feb 27, 2017 21:03 UTC | NCR Voyix Corp NCR · Entity 293 | Tax withholdingCommon Stock | 1,393 | $48.48 | $67,532.64 |
DisclosureSEC source: 0001209191-17-014702 · doc4.xml · nonDerivative · entry 1 Marquardt Frederick · CIK 0001604922 · EVP, Global Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,754 F1 · shares: These shares were withheld to cover tax withholding obligations when 4,181 restricted stock units vested on February 23, 2017. Read SEC document |
| February 21, 2017 Filed Feb 23, 2017 17:52 UTC | NCR Voyix Corp NCR · Entity 293 | GrantRestricted Stock Units · Derivative | 43,081 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-013659 · doc4.xml · derivative · entry 1 Marquardt Frederick · CIK 0001604922 · EVP, Global Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,081 Underlying: Common Stock · 43,081 shares Expires not disclosed F1 · derivative.exercise_price: These are restricted stock units as to which certain performance-related conditions to vesting have been satisfied. The units will vest on October 23, 2018, subject to the reporting person's continued employment with the issuer on that date and in accordance with the terms and conditions of the applicable award agreement. F1 · derivative.exercise_date: These are restricted stock units as to which certain performance-related conditions to vesting have been satisfied. The units will vest on October 23, 2018, subject to the reporting person's continued employment with the issuer on that date and in accordance with the terms and conditions of the applicable award agreement. F1 · derivative.expiration_date: These are restricted stock units as to which certain performance-related conditions to vesting have been satisfied. The units will vest on October 23, 2018, subject to the reporting person's continued employment with the issuer on that date and in accordance with the terms and conditions of the applicable award agreement. Read SEC document |
| February 13, 2017 Filed Feb 15, 2017 20:16 UTC | NCR Voyix Corp NCR · Entity 293 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 3,905 | $0.00 Strike: $23.93 | $0.00 |
DisclosureSEC source: 0001209191-17-011025 · doc4.xml · derivative · entry 3 Marquardt Frederick · CIK 0001604922 · EVP, Global Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,905 shares Expires 2017-09-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 12, 2016. Read SEC document |
| February 13, 2017 Filed Feb 15, 2017 20:16 UTC | NCR Voyix Corp NCR · Entity 293 | SaleCommon Stock | 3,905 | $45.78 | $178,770.90 |
DisclosureSEC source: 0001209191-17-011025 · doc4.xml · nonDerivative · entry 2 Marquardt Frederick · CIK 0001604922 · EVP, Global Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,147 F1 · kind: The exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 12, 2016. Read SEC document |
| February 13, 2017 Filed Feb 15, 2017 20:16 UTC | NCR Voyix Corp NCR · Entity 293 | Exercise / conversionCommon Stock | 3,905 | $23.93 | $93,446.65 |
DisclosureSEC source: 0001209191-17-011025 · doc4.xml · nonDerivative · entry 1 Marquardt Frederick · CIK 0001604922 · EVP, Global Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,052 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 12, 2016. Read SEC document |
| October 26, 2016 Filed Oct 27, 2016 20:15 UTC | NCR Voyix Corp NCR · Entity 293 | SaleCommon Stock | 8,676 | $34.23 | $296,979.48 |
DisclosureSEC source: 0001209191-16-147141 · doc4.xml · nonDerivative · entry 3 Marquardt Frederick · CIK 0001604922 · EVP Svs, Hdwre Sol, Entp Qual 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,147 F3 · shares: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 14, 2016. F4 · price: Represents the sale of 8,676 shares in 74 transactions on October 26, 2016 ranging in price from $32.20 to $34.99 per share, resulting in a weighted average sale price of $34.23 per share. The reporting person undertakes to provide NCR Corporation ("NCR"), any security holder of NCR, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range sent forth in this footnote. Read SEC document |
| October 25, 2016 Filed Oct 27, 2016 20:15 UTC | NCR Voyix Corp NCR · Entity 293 | Exercise / conversionRestricted Stock Units · Derivative | 15,515 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-147141 · doc4.xml · derivative · entry 4 Marquardt Frederick · CIK 0001604922 · EVP Svs, Hdwre Sol, Entp Qual 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 15,515 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents the conversion of restricted stock units that vested on October 25, 2016. The performance related conditions of these restricted stock units were satisfied on February 23, 2015. F1 · shares: Represents the conversion of restricted stock units that vested on October 25, 2016. The performance related conditions of these restricted stock units were satisfied on February 23, 2015. F1 · derivative.exercise_date: Represents the conversion of restricted stock units that vested on October 25, 2016. The performance related conditions of these restricted stock units were satisfied on February 23, 2015. F1 · derivative.expiration_date: Represents the conversion of restricted stock units that vested on October 25, 2016. The performance related conditions of these restricted stock units were satisfied on February 23, 2015. Read SEC document |
| October 25, 2016 Filed Oct 27, 2016 20:15 UTC | NCR Voyix Corp NCR · Entity 293 | Tax withholdingCommon Stock | 6,839 | $30.25 | $206,879.75 |
DisclosureSEC source: 0001209191-16-147141 · doc4.xml · nonDerivative · entry 2 Marquardt Frederick · CIK 0001604922 · EVP Svs, Hdwre Sol, Entp Qual 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,823 F2 · shares: These shares were withheld to cover tax withholding obligations when 15,515 restricted stock units vested on October 25, 2016. Read SEC document |
| October 25, 2016 Filed Oct 27, 2016 20:15 UTC | NCR Voyix Corp NCR · Entity 293 | Exercise / conversionCommon Stock | 15,515 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-147141 · doc4.xml · nonDerivative · entry 1 Marquardt Frederick · CIK 0001604922 · EVP Svs, Hdwre Sol, Entp Qual 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,662 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the conversion of restricted stock units that vested on October 25, 2016. The performance related conditions of these restricted stock units were satisfied on February 23, 2015. Read SEC document |
| February 24, 2014 Filed Feb 28, 2017 21:16 UTC | NCR Voyix Corp NCR · Entity 293 | Tax withholdingCommon Stock | 1,308 | $49.41 | $64,628.28 |
DisclosureSEC source: 0001209191-17-015279 · doc4.xml · nonDerivative · entry 2 Marquardt Frederick · CIK 0001604922 · EVP, Global Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,036 F2 · shares: These shares were withheld to cover tax withholding obligations when 3,920 restricted stock units vested on February 24, 2017. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.