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OTC · USD

VXRT

Vaxart, Inc.

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6654
SEC CIK
0000072444
Parsed reports
217

Last 12 months

Inside the activity.

5 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202540
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202610
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 30, 2021 Filed Dec 1, 2021 21:05 UTC
Echerd MargaretSVP, Principal Accntng Officer
SaleCommon Stock 3,602 $8.00 $28,816.00
Disclosure

SEC source: 0001437749-21-027623 · rdgdoc.xml · nonDerivative · entry 3

Echerd Margaret · CIK 0001530193 · SVP, Principal Accntng Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 1, 2021.

Read SEC document
November 30, 2021 Filed Dec 1, 2021 21:05 UTC
Echerd MargaretSVP, Principal Accntng Officer
Exercise / conversionCommon Stock 2,936 $0.77 $2,260.72
Disclosure

SEC source: 0001437749-21-027623 · rdgdoc.xml · nonDerivative · entry 2

Echerd Margaret · CIK 0001530193 · SVP, Principal Accntng Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,602

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 30, 2021 Filed Dec 1, 2021 21:05 UTC
Echerd MargaretSVP, Principal Accntng Officer
Exercise / conversionCommon Stock 666 $5.17 $3,443.22
Disclosure

SEC source: 0001437749-21-027623 · rdgdoc.xml · nonDerivative · entry 1

Echerd Margaret · CIK 0001530193 · SVP, Principal Accntng Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 666

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 12, 2021 Filed Oct 13, 2021 21:58 UTC GiftCommon Stock 1,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-21-023608 · rdgdoc.xml · nonDerivative · entry 4

Yedid Robert A. · CIK 0001792558 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 1,500

F2 · price: The shares were gifted to the Reporting Person's spouse

Read SEC document
October 12, 2021 Filed Oct 13, 2021 21:58 UTC GiftCommon Stock 1,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-21-023608 · rdgdoc.xml · nonDerivative · entry 3

Yedid Robert A. · CIK 0001792558 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,740

F2 · price: The shares were gifted to the Reporting Person's spouse

Read SEC document
October 12, 2021 Filed Oct 13, 2021 21:58 UTC GiftCommon Stock 1,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-21-023608 · rdgdoc.xml · nonDerivative · entry 2

Yedid Robert A. · CIK 0001792558 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,240

F1 · price: The shares were gifted to a non-immediate family member who does not share the same household as the Reporting Person

Read SEC document
October 12, 2021 Filed Oct 13, 2021 21:58 UTC GiftCommon Stock 1,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-21-023608 · rdgdoc.xml · nonDerivative · entry 1

Yedid Robert A. · CIK 0001792558 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,740

F1 · price: The shares were gifted to a non-immediate family member who does not share the same household as the Reporting Person

Read SEC document
September 10, 2021 Filed Sep 13, 2021 23:29 UTC
Echerd MargaretSVP, Principal Accntng Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 1,467 $0.00 Strike: $0.77 $0.00
Disclosure

SEC source: 0001437749-21-022057 · rdgdoc.xml · derivative · entry 5

Echerd Margaret · CIK 0001530193 · SVP, Principal Accntng Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,352

Underlying: Common Stock · 1,467 shares

Expires 2029-06-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The stock option vests over a four-year period, with 25% of the shares subject to the stock option vesting on the first anniversary of the vesting commencement date of May 10, 2019, and the remaining shares in 36 equal monthly installments thereafter.

Read SEC document
September 10, 2021 Filed Sep 13, 2021 23:29 UTC
Echerd MargaretSVP, Principal Accntng Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 334 $0.00 Strike: $5.17 $0.00
Disclosure

SEC source: 0001437749-21-022057 · rdgdoc.xml · derivative · entry 4

Echerd Margaret · CIK 0001530193 · SVP, Principal Accntng Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,333

Underlying: Common Stock · 334 shares

Expires 2028-05-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The stock option vests over a four-year period, with 25% of the shares subject to the stock option vesting on the first anniversary of the vesting commencement date of April 9, 2018, and the remaining shares in 36 equal monthly installments thereafter.

Read SEC document
September 10, 2021 Filed Sep 13, 2021 23:29 UTC
Echerd MargaretSVP, Principal Accntng Officer
SaleCommon Stock 1,801 $9.10 $16,389.10
Disclosure

SEC source: 0001437749-21-022057 · rdgdoc.xml · nonDerivative · entry 3

Echerd Margaret · CIK 0001530193 · SVP, Principal Accntng Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 1, 2021.

Read SEC document
September 10, 2021 Filed Sep 13, 2021 23:29 UTC
Echerd MargaretSVP, Principal Accntng Officer
Exercise / conversionCommon Stock 1,467 $0.77 $1,129.59
Disclosure

SEC source: 0001437749-21-022057 · rdgdoc.xml · nonDerivative · entry 2

Echerd Margaret · CIK 0001530193 · SVP, Principal Accntng Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,801

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 10, 2021 Filed Sep 13, 2021 23:29 UTC
Echerd MargaretSVP, Principal Accntng Officer
Exercise / conversionCommon Stock 334 $5.17 $1,726.78
Disclosure

SEC source: 0001437749-21-022057 · rdgdoc.xml · nonDerivative · entry 1

Echerd Margaret · CIK 0001530193 · SVP, Principal Accntng Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 334

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 20, 2021 Filed Aug 23, 2021 22:32 UTC GrantStock Option (right to buy) · Derivative 65,700 $0.00 Strike: $8.34 $0.00
Disclosure

SEC source: 0001437749-21-020763 · rdgdoc.xml · derivative · entry 1

Cherrington Julie M · CIK 0001781315 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,700

Underlying: Common stock · 65,700 shares

Expires 2031-08-19

F1 · derivative.exercise_date: The shares subject to this option shall vest annually over three years from the vesting commencement date of August 20, 2021, the date of the grantee's appointment as a director of Vaxart, Inc.

Read SEC document
August 10, 2021 Filed Aug 11, 2021 22:53 UTC
Tucker SeanSVP, Chief Scientific Officer
SaleCommon Stock 5,828 $10.20 $59,445.60
Disclosure

SEC source: 0001437749-21-019515 · rdgdoc.xml · nonDerivative · entry 2

Tucker Sean · CIK 0001652204 · SVP, Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By joint tenancy with Frances Chang and Sean Tucker

Disclosed balance after: 51,465

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 25, 2021.

Read SEC document
August 10, 2021 Filed Aug 11, 2021 22:53 UTC
Tucker SeanSVP, Chief Scientific Officer
SaleCommon Stock 4,172 $10.20 $42,554.40
Disclosure

SEC source: 0001437749-21-019515 · rdgdoc.xml · nonDerivative · entry 1

Tucker Sean · CIK 0001652204 · SVP, Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,881

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 25, 2021.

Read SEC document
August 10, 2021 Filed Aug 11, 2021 22:52 UTC
Echerd MargaretSVP, Principal Accntng Officer
Exercise / conversionStock Option (right to buy) · Derivative 1,468 $0.00 Strike: $0.77 $0.00
Disclosure

SEC source: 0001437749-21-019514 · rdgdoc.xml · derivative · entry 5

Echerd Margaret · CIK 0001530193 · SVP, Principal Accntng Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,819

Underlying: Common stock · 1,468 shares

Expires 2029-06-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The stock option vests over a four-year period, with 25% of the shares subject to the stock option vesting on the first anniversary of the vesting commencement date of May 10, 2019, and the remaining shares in 36 equal monthly installments thereafter.

Read SEC document
August 10, 2021 Filed Aug 11, 2021 22:52 UTC
Echerd MargaretSVP, Principal Accntng Officer
Exercise / conversionStock Option (right to buy) · Derivative 333 $0.00 Strike: $5.17 $0.00
Disclosure

SEC source: 0001437749-21-019514 · rdgdoc.xml · derivative · entry 4

Echerd Margaret · CIK 0001530193 · SVP, Principal Accntng Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,667

Underlying: Common stock · 333 shares

Expires 2028-05-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The stock option vests over a four-year period, with 25% of the shares subject to the stock option vesting on the first anniversary of the vesting commencement date of April 9, 2018, and the remaining shares in 36 equal monthly installments thereafter.

Read SEC document
August 10, 2021 Filed Aug 11, 2021 22:52 UTC
Echerd MargaretSVP, Principal Accntng Officer
SaleCommon Stock 1,801 $10.00 $18,010.00
Disclosure

SEC source: 0001437749-21-019514 · rdgdoc.xml · nonDerivative · entry 3

Echerd Margaret · CIK 0001530193 · SVP, Principal Accntng Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 1, 2021.

Read SEC document
August 10, 2021 Filed Aug 11, 2021 22:52 UTC
Echerd MargaretSVP, Principal Accntng Officer
Exercise / conversionCommon Stock 1,468 $0.77 $1,130.36
Disclosure

SEC source: 0001437749-21-019514 · rdgdoc.xml · nonDerivative · entry 2

Echerd Margaret · CIK 0001530193 · SVP, Principal Accntng Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,801

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 10, 2021 Filed Aug 11, 2021 22:52 UTC
Echerd MargaretSVP, Principal Accntng Officer
Exercise / conversionCommon Stock 333 $5.17 $1,721.61
Disclosure

SEC source: 0001437749-21-019514 · rdgdoc.xml · nonDerivative · entry 1

Echerd Margaret · CIK 0001530193 · SVP, Principal Accntng Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 333

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 19, 2021 Filed Jul 21, 2021 20:32 UTC
Echerd MargaretSVP, Principal Accntng Officer
Exercise / conversionStock Option (right to buy) · Derivative 1,467 $0.00 Strike: $0.77 $0.00
Disclosure

SEC source: 0001437749-21-017301 · rdgdoc.xml · derivative · entry 5

Echerd Margaret · CIK 0001530193 · SVP, Principal Accntng Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,287

Underlying: Common stock · 1,467 shares

Expires 2029-06-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The stock option vests over a four-year period, with 25% of the shares subject to the stock option vesting on the first anniversary of the vesting commencement date of May 10, 2019, and the remaining shares in 36 equal monthly installments thereafter.

Read SEC document
July 19, 2021 Filed Jul 21, 2021 20:32 UTC
Echerd MargaretSVP, Principal Accntng Officer
Exercise / conversionStock Option (right to buy) · Derivative 333 $0.00 Strike: $5.17 $0.00
Disclosure

SEC source: 0001437749-21-017301 · rdgdoc.xml · derivative · entry 4

Echerd Margaret · CIK 0001530193 · SVP, Principal Accntng Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,000

Underlying: Common stock · 333 shares

Expires 2028-05-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The stock option vests over a four-year period, with 25% of the shares subject to the stock option vesting on the first anniversary of the vesting commencement date of April 9, 2018, and the remaining shares in 36 equal monthly installments thereafter.

Read SEC document
July 19, 2021 Filed Jul 21, 2021 20:32 UTC
Echerd MargaretSVP, Principal Accntng Officer
SaleCommon Stock 1,800 $8.00 $14,400.00
Disclosure

SEC source: 0001437749-21-017301 · rdgdoc.xml · nonDerivative · entry 3

Echerd Margaret · CIK 0001530193 · SVP, Principal Accntng Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 1, 2021.

Read SEC document
July 19, 2021 Filed Jul 21, 2021 20:32 UTC
Echerd MargaretSVP, Principal Accntng Officer
Exercise / conversionCommon Stock 1,467 $0.77 $1,129.59
Disclosure

SEC source: 0001437749-21-017301 · rdgdoc.xml · nonDerivative · entry 2

Echerd Margaret · CIK 0001530193 · SVP, Principal Accntng Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,800

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 19, 2021 Filed Jul 21, 2021 20:32 UTC
Echerd MargaretSVP, Principal Accntng Officer
Exercise / conversionCommon Stock 333 $5.17 $1,721.61
Disclosure

SEC source: 0001437749-21-017301 · rdgdoc.xml · nonDerivative · entry 1

Echerd Margaret · CIK 0001530193 · SVP, Principal Accntng Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 333

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 18, 2021 Filed Jun 21, 2021 20:44 UTC OtherCommon Stock Purchase Warrant · Derivative 181,818 $0.00 Strike: $1.10 $0.00
Disclosure

SEC source: 0001437749-21-015300 · rdgdoc.xml · derivative · entry 6

Finney Michael J. · CIK 0001650978 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 181,818 shares

Expires 2024-04-11

Read SEC document
June 18, 2021 Filed Jun 21, 2021 20:44 UTC Exercise / conversionStock Option (right to buy) · Derivative 12,700 $0.00 Strike: $0.68 $0.00
Disclosure

SEC source: 0001437749-21-015300 · rdgdoc.xml · derivative · entry 5

Finney Michael J. · CIK 0001650978 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 12,700 shares

Expires 2029-06-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The shares subject to this option are fully vested

Read SEC document
June 18, 2021 Filed Jun 21, 2021 20:44 UTC Exercise / conversionStock Option (right to buy) · Derivative 9,000 $0.00 Strike: $0.68 $0.00
Disclosure

SEC source: 0001437749-21-015300 · rdgdoc.xml · derivative · entry 4

Finney Michael J. · CIK 0001650978 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 9,000 shares

Expires 2029-06-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The shares subject to this option are fully vested

Read SEC document
June 18, 2021 Filed Jun 21, 2021 20:44 UTC OtherCommon Stock 181,818 $1.10 $199,999.80
Disclosure

SEC source: 0001437749-21-015300 · rdgdoc.xml · nonDerivative · entry 3

Finney Michael J. · CIK 0001650978 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 656,090

Read SEC document
June 18, 2021 Filed Jun 21, 2021 20:44 UTC Exercise / conversionCommon Stock 12,700 $0.68 $8,636.00
Disclosure

SEC source: 0001437749-21-015300 · rdgdoc.xml · nonDerivative · entry 2

Finney Michael J. · CIK 0001650978 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 474,272

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 18, 2021 Filed Jun 21, 2021 20:44 UTC Exercise / conversionCommon Stock 9,000 $0.68 $6,120.00
Disclosure

SEC source: 0001437749-21-015300 · rdgdoc.xml · nonDerivative · entry 1

Finney Michael J. · CIK 0001650978 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 461,572

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 16, 2021 Filed Jun 17, 2021 23:29 UTC GrantStock Option (right to buy) · Derivative 65,700 $0.00 Strike: $6.54 $0.00
Disclosure

SEC source: 0001437749-21-015115 · rdgdoc.xml · derivative · entry 1

Wheadon David E. · CIK 0001789507 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,700

Underlying: Common stock · 65,700 shares

Expires 2031-05-09

F1 · date: The option was granted by the board of directors of Vaxart, Inc. effective on May 10, 2021, subject to stockholder approval of an amendment to the Vaxart, Inc. 2019 Equity Incentive Plan, under which the stock option was granted. Vaxart, Inc.'s stockholders approved the plan amendment on June 16, 2021.

F2 · derivative.exercise_date: The shares subject to this option shall vest annually over three years from the vesting commencement date of April 21, 2021, the date of the grantee's appointment as a director of Vaxart, Inc.

Read SEC document
June 16, 2021 Filed Jun 17, 2021 23:28 UTC GrantStock Option (right to buy) · Derivative 15,097 $0.00 Strike: $7.79 $0.00
Disclosure

SEC source: 0001437749-21-015114 · rdgdoc.xml · derivative · entry 1

Yedid Robert A. · CIK 0001792558 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,097

Underlying: Common stock · 15,097 shares

Expires 2031-06-15

F1 · derivative.exercise_date: The shares subject to this option shall vest on the earlier of the date of the 2022 annual meeting of stockholders of the Issuer and June 16, 2022, the first anniversary of the date of the grant.

Read SEC document
June 16, 2021 Filed Jun 17, 2021 23:27 UTC GrantStock Option (right to buy) · Derivative 15,097 $0.00 Strike: $7.79 $0.00
Disclosure

SEC source: 0001437749-21-015113 · rdgdoc.xml · derivative · entry 1

WILSON KAREN J · CIK 0001267490 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,097

Underlying: Common stock · 15,097 shares

Expires 2031-06-15

F1 · derivative.exercise_date: The shares subject to this option shall vest on the earlier of the date of the 2022 annual meeting of stockholders of the Issuer and June 16, 2022, the first anniversary of the date of the grant.

Read SEC document
June 16, 2021 Filed Jun 17, 2021 23:26 UTC GrantStock Option (right to buy) · Derivative 15,097 $0.00 Strike: $7.79 $0.00
Disclosure

SEC source: 0001437749-21-015112 · rdgdoc.xml · derivative · entry 1

Finney Michael J. · CIK 0001650978 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,097

Underlying: Common stock · 15,097 shares

Expires 2031-06-15

F1 · derivative.exercise_date: The shares subject to this option shall vest on the earlier of the date of the 2022 annual meeting of stockholders of the Issuer and June 16, 2022, the first anniversary of the date of the grant.

Read SEC document
June 16, 2021 Filed Jun 17, 2021 23:25 UTC
Davis Todd CDirector
GrantStock Option (right to buy) · Derivative 15,097 $0.00 Strike: $7.79 $0.00
Disclosure

SEC source: 0001437749-21-015110 · rdgdoc.xml · derivative · entry 1

Davis Todd C · CIK 0001392029 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,097

Underlying: Common stock · 15,097 shares

Expires 2031-06-15

F1 · derivative.exercise_date: The shares subject to this option shall vest on the earlier of the date of the 2022 annual meeting of stockholders of the Issuer and June 16, 2022, the first anniversary of the date of the grant.

Read SEC document
June 16, 2021 Filed Jun 17, 2021 20:24 UTC
Echerd MargaretSVP, Principal Accntng Officer
GrantStock Option (right to buy) · Derivative 100,000 $0.00 Strike: $6.27 $0.00
Disclosure

SEC source: 0001437749-21-015075 · rdgdoc.xml · derivative · entry 1

Echerd Margaret · CIK 0001530193 · SVP, Principal Accntng Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common stock · 100,000 shares

Expires 2031-03-24

F1 · date: The option grant was approved by the board of directors of Vaxart, Inc. on March 25, 2021, subject to stockholder approval of an amendment to the Vaxart, Inc. 2019 Equity Incentive Plan, under which the stock option was granted. Vaxart, Inc.'s stockholders approved the plan amendment on June 16, 2021.

F2 · derivative.exercise_date: The shares subject to this stock option shall vest as to 25% of the shares underlying the grant on March 25, 2022, the first anniversary of the date that the grant was approved by the board of directors, and thereafter in 36 equal monthly installments such that the stock option shall be fully vested on March 25, 2025.

Read SEC document
June 16, 2021 Filed Jun 17, 2021 20:23 UTC
Tucker SeanSVP, Chief Scientific Officer
GrantStock Option (right to buy) · Derivative 100,000 $0.00 Strike: $6.27 $0.00
Disclosure

SEC source: 0001437749-21-015074 · rdgdoc.xml · derivative · entry 1

Tucker Sean · CIK 0001652204 · SVP, Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common stock · 100,000 shares

Expires 2031-03-24

F1 · date: The option grant was approved by the board of directors of Vaxart, Inc. on March 25, 2021, subject to stockholder approval of an amendment to the Vaxart, Inc. 2019 Equity Incentive Plan, under which the stock option was granted. Vaxart, Inc.'s stockholders approved the plan amendment on June 16, 2021.

F2 · derivative.exercise_date: The shares subject to this stock option shall vest as to 25% of the shares underlying the grant on March 25, 2022, the first anniversary of the date that the grant was approved by the board of directors, and thereafter in 36 equal monthly installments such that the stock option shall be fully vested on March 25, 2025.

Read SEC document
June 16, 2021 Filed Jun 17, 2021 20:22 UTC
Floroiu Cezar AndreiDirector · President, Chief Exec Officer
GrantStock Option (right to buy) · Derivative 250,000 $0.00 Strike: $6.27 $0.00
Disclosure

SEC source: 0001437749-21-015073 · rdgdoc.xml · derivative · entry 1

Floroiu Cezar Andrei · CIK 0001808794 · Director · President, Chief Exec Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,000

Underlying: Common stock · 250,000 shares

Expires 2031-03-24

F1 · date: The option grant was approved by the board of directors of Vaxart, Inc. on March 25, 2021, subject to stockholder approval of an amendment to the Vaxart, Inc. 2019 Equity Incentive Plan, under which the stock option was granted. Vaxart, Inc.'s stockholders approved the plan amendment on June 16, 2021.

F2 · derivative.exercise_date: The shares subject to this stock option shall vest as to 25% of the shares underlying the grant on March 25, 2022, the first anniversary of the date that the grant was approved by the board of directors, and thereafter in 36 equal monthly installments such that the stock option shall be fully vested on March 25, 2025.

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June 11, 2021 Filed Jun 14, 2021 20:17 UTC Exercise / conversionStock Option (right to buy) · Derivative 18,240 $0.00 Strike: $0.31 $0.00
Disclosure

SEC source: 0001437749-21-014727 · rdgdoc.xml · derivative · entry 3

Yedid Robert A. · CIK 0001792558 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,480

Underlying: Common stock · 18,240 shares

Expires 2029-11-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The shares subject to this option shall vest annually over three years from the vesting commencement date of October 25, 2019, the date of the grantee's appointment as a director of Vaxart, Inc.

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June 11, 2021 Filed Jun 14, 2021 20:17 UTC SaleCommon Stock 10,000 $8.61 $86,109.00
Disclosure

SEC source: 0001437749-21-014727 · rdgdoc.xml · nonDerivative · entry 2

Yedid Robert A. · CIK 0001792558 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,240

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June 11, 2021 Filed Jun 14, 2021 20:17 UTC Exercise / conversionCommon Stock 18,240 $0.31 $5,654.40
Disclosure

SEC source: 0001437749-21-014727 · rdgdoc.xml · nonDerivative · entry 1

Yedid Robert A. · CIK 0001792558 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,240

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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June 11, 2021 Filed Jun 14, 2021 20:16 UTC
Echerd MargaretSVP, Principal Accntng Officer
Exercise / conversionStock Option (right to buy) · Derivative 1,468 $0.00 Strike: $0.77 $0.00
Disclosure

SEC source: 0001437749-21-014725 · rdgdoc.xml · derivative · entry 5

Echerd Margaret · CIK 0001530193 · SVP, Principal Accntng Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,754

Underlying: Common stock · 1,468 shares

Expires 2029-06-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The stock option vests over a four-year period, with 25% of the shares subject to the stock option vesting on the first anniversary of the vesting commencement date of May 10, 2019, and the remaining shares in 36 equal monthly installments thereafter.

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June 11, 2021 Filed Jun 14, 2021 20:16 UTC
Echerd MargaretSVP, Principal Accntng Officer
Exercise / conversionStock Option (right to buy) · Derivative 334 $0.00 Strike: $5.17 $0.00
Disclosure

SEC source: 0001437749-21-014725 · rdgdoc.xml · derivative · entry 4

Echerd Margaret · CIK 0001530193 · SVP, Principal Accntng Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,333

Underlying: Common stock · 334 shares

Expires 2028-05-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The stock option vests over a four-year period, with 25% of the shares subject to the stock option vesting on the first anniversary of the vesting commencement date of April 9, 2018, and the remaining shares in 36 equal monthly installments thereafter.

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June 11, 2021 Filed Jun 14, 2021 20:16 UTC
Echerd MargaretSVP, Principal Accntng Officer
SaleCommon Stock 1,802 $8.00 $14,416.00
Disclosure

SEC source: 0001437749-21-014725 · rdgdoc.xml · nonDerivative · entry 3

Echerd Margaret · CIK 0001530193 · SVP, Principal Accntng Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 1, 2021.

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June 11, 2021 Filed Jun 14, 2021 20:16 UTC
Echerd MargaretSVP, Principal Accntng Officer
Exercise / conversionCommon Stock 1,468 $0.77 $1,130.36
Disclosure

SEC source: 0001437749-21-014725 · rdgdoc.xml · nonDerivative · entry 2

Echerd Margaret · CIK 0001530193 · SVP, Principal Accntng Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,802

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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June 11, 2021 Filed Jun 14, 2021 20:16 UTC
Echerd MargaretSVP, Principal Accntng Officer
Exercise / conversionCommon Stock 334 $5.17 $1,726.78
Disclosure

SEC source: 0001437749-21-014725 · rdgdoc.xml · nonDerivative · entry 1

Echerd Margaret · CIK 0001530193 · SVP, Principal Accntng Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 334

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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June 09, 2021 Filed Jun 11, 2021 20:17 UTC
Echerd MargaretSVP, Principal Accntng Officer
Exercise / conversionStock Option (right to buy) · Derivative 35,222 $0.00 Strike: $0.77 $0.00
Disclosure

SEC source: 0001437749-21-014606 · rdgdoc.xml · derivative · entry 5

Echerd Margaret · CIK 0001530193 · SVP, Principal Accntng Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,222

Underlying: Common stock · 35,222 shares

Expires 2029-06-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The stock option vests over a four-year period, with 25% of the shares subject to the stock option vesting on the first anniversary of the vesting commencement date of May 10, 2019, and the remaining shares in 36 equal monthly installments thereafter.

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June 09, 2021 Filed Jun 11, 2021 20:17 UTC
Echerd MargaretSVP, Principal Accntng Officer
Exercise / conversionStock Option (right to buy) · Derivative 12,333 $0.00 Strike: $5.17 $0.00
Disclosure

SEC source: 0001437749-21-014606 · rdgdoc.xml · derivative · entry 4

Echerd Margaret · CIK 0001530193 · SVP, Principal Accntng Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,667

Underlying: Common stock · 12,333 shares

Expires 2028-05-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The stock option vests over a four-year period, with 25% of the shares subject to the stock option vesting on the first anniversary of the vesting commencement date of April 9, 2018, and the remaining shares in 36 equal monthly installments thereafter.

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June 09, 2021 Filed Jun 11, 2021 20:17 UTC
Echerd MargaretSVP, Principal Accntng Officer
SaleCommon Stock 47,555 $8.00 $380,440.00
Disclosure

SEC source: 0001437749-21-014606 · rdgdoc.xml · nonDerivative · entry 3

Echerd Margaret · CIK 0001530193 · SVP, Principal Accntng Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 1, 2021.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.