Last 12 months
Inside the activity.
0 purchase rows · 4 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 1 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 1 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 2 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 04, 2020 Filed May 6, 2020 16:57 UTC |
Russell GrantDirector · CFO and Executive VP
|
OtherCommon Stock | 138,889 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-20-057504 · tm2013246d2_4.xml · nonDerivative · entry 1 Russell Grant · CIK 0001475058 · Director · CFO and Executive VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,134,705 F1 · kind: Represents a grant of restricted stock made in conjunction with a 50% reduction in cash monthly pay from May 1 to December 31, 2020. The shares will vest on January 15, 2021, and will be restricted from sale or transfer until July 15, 2021. F1 · price: Represents a grant of restricted stock made in conjunction with a 50% reduction in cash monthly pay from May 1 to December 31, 2020. The shares will vest on January 15, 2021, and will be restricted from sale or transfer until July 15, 2021. F2 · ownership.direct: Includes 7,000 shares held by Mr. Russell's wife and the remainder held directly by Mr. Russell. Read SEC document |
| May 04, 2020 Filed May 6, 2020 16:57 UTC |
Travers Paul JDirector · President and CEO
|
OtherCommon Stock | 163,399 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-20-057505 · tm2013246d3_4.xml · nonDerivative · entry 1 Travers Paul J · CIK 0001475077 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,795,363 F1 · kind: Represents a grant of restricted stock made in conjunction with a 50% reduction in cash monthly pay from May 1 to December 31, 2020. The shares will vest on January 15, 2021, and will be restricted from sale or transfer until July 15, 2021.The shares will vest on January 15, 2021, and will be restricted from sale or transfer until July 15, 2021. F1 · price: Represents a grant of restricted stock made in conjunction with a 50% reduction in cash monthly pay from May 1 to December 31, 2020. The shares will vest on January 15, 2021, and will be restricted from sale or transfer until July 15, 2021.The shares will vest on January 15, 2021, and will be restricted from sale or transfer until July 15, 2021. F2 · ownership.direct: 1,925,363 shares are held directly by Mr. Travers and 870,000 shares are held by grantor retained annuity trusts as follows: 609,000 shares by Serge Turcotte as trustee of the Paul Travers Annuity Trust I dated May 14, 2015, 182,700 shares by Serge Turcotte as trustee of the Paul Travers Annuity Trust II dated May 14, 2015, and 78,300 shares by Serge Turcotte as trustee of the Paul Travers Annuity Trust III dated May 14, 2015. Read SEC document |
| May 04, 2020 Filed May 6, 2020 20:58 UTC |
Harned Timothy HeydenreichDirector
|
OtherCommon Stock | 17,647 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-20-057508 · tm2013246d6_4.xml · nonDerivative · entry 1 Harned Timothy Heydenreich · CIK 0001709813 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,647 F1 · kind: Represents a grant of restricted stock made in conjunction with a 50% reduction in cash compensation payable from May 1 to December 31, 2020. The shares will vest on January 15, 2021, and will be restricted from sale or transfer until July 15, 2021. Read SEC document |
| May 04, 2020 Filed May 6, 2020 20:58 UTC |
Kay Edward William Jr.Director
|
OtherCommon Stock | 17,974 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-20-057507 · tm2013246d5_4.xml · nonDerivative · entry 1 Kay Edward William Jr. · CIK 0001562330 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,974 F1 · kind: Represents a grant of restricted stock made in conjunction with a 50% reduction in cash compensation payable from May 1 to December 31, 2020. The shares will vest on January 15, 2021, and will be restricted from sale or transfer until July 15, 2021. F1 · price: Represents a grant of restricted stock made in conjunction with a 50% reduction in cash compensation payable from May 1 to December 31, 2020. The shares will vest on January 15, 2021, and will be restricted from sale or transfer until July 15, 2021. Read SEC document |
| May 04, 2020 Filed May 6, 2020 20:58 UTC |
RUCKDAESCHEL ALEXANDERDirector
|
OtherCommon Stock | 17,647 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-20-057506 · tm2013246d4_4.xml · nonDerivative · entry 1 RUCKDAESCHEL ALEXANDER · CIK 0001422022 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,647 F1 · kind: Represents a grant of restricted stock made in conjunction with a 50% reduction in cash compensation payable from May 1 to December 31, 2020. The shares will vest on January 15, 2021, and will be restricted from sale or transfer until July 15, 2021. F1 · price: Represents a grant of restricted stock made in conjunction with a 50% reduction in cash compensation payable from May 1 to December 31, 2020. The shares will vest on January 15, 2021, and will be restricted from sale or transfer until July 15, 2021. Read SEC document |
| April 02, 2020 Filed Apr 3, 2020 13:46 UTC |
Harned Timothy HeydenreichDirector
|
PurchaseCommon Stock | 500 | $1.31 | $655.00 |
DisclosureSEC source: 0001104659-20-042799 · tm2014972-1_4.xml · nonDerivative · entry 2 Harned Timothy Heydenreich · CIK 0001709813 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,000 Read SEC document |
| April 02, 2020 Filed Apr 3, 2020 13:46 UTC |
Harned Timothy HeydenreichDirector
|
PurchaseCommon Stock | 2,500 | $1.29 | $3,222.25 |
DisclosureSEC source: 0001104659-20-042799 · tm2014972-1_4.xml · nonDerivative · entry 1 Harned Timothy Heydenreich · CIK 0001709813 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,500 Read SEC document |
| March 18, 2020 Filed Mar 19, 2020 17:26 UTC |
Kay Edward William Jr.Director
|
PurchaseCommon Stock | 5,000 | $1.03 | $5,135.00 |
DisclosureSEC source: 0001104659-20-035740 · tm2013246-1_4.xml · nonDerivative · entry 1 Kay Edward William Jr. · CIK 0001562330 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Read SEC document |
| March 17, 2020 Filed Mar 19, 2020 10:31 UTC |
Travers Paul JDirector · President and CEO
|
PurchaseCommon Stock | 5,000 | $0.97 | $4,849.00 |
DisclosureSEC source: 0001104659-20-035667 · tm2013225d1_form4.xml · nonDerivative · entry 1 Travers Paul J · CIK 0001475077 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,631,964 F1 · ownership.direct: 1,761,964 shares are held directly by Mr. Travers and 870,000 shares are held by grantor retained annuity trusts as follows: 609,000 shares by Serge Turcotte as trustee of the Paul Travers Annuity Trust I dated May 14, 2015, 182,700 shares by Serge Turcotte as trustee of the Paul Travers Annuity Trust II dated May 14, 2015, and 78,300 shares by Serge Turcotte as trustee of the Paul Travers Annuity Trust III dated May 14, 2015. Read SEC document |
| March 16, 2020 Filed Mar 17, 2020 11:20 UTC |
Travers Paul JDirector · President and CEO
|
PurchaseCommon Stock | 5,000 | $0.97 | $4,849.00 |
DisclosureSEC source: 0001104659-20-034484 · tm2012969d1_form4.xml · nonDerivative · entry 1 Travers Paul J · CIK 0001475077 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,626,964 F1 · ownership.direct: 1,756,964 shares are held directly by Mr. Travers and 870,000 shares are held by grantor retained annuity trusts as follows: 609,000 shares by Serge Turcotte as trustee of the Paul Travers Annuity Trust I dated May 14, 2015, 182,700 shares by Serge Turcotte as trustee of the Paul Travers Annuity Trust II dated May 14, 2015, and 78,300 shares by Serge Turcotte as trustee of the Paul Travers Annuity Trust III dated May 14, 2015. Read SEC document |
| January 15, 2020 Filed Jan 16, 2020 15:07 UTC |
Kay Edward William Jr.Director
|
PurchaseCommon Stock | 3,000 | $1.81 | $5,430.00 |
DisclosureSEC source: 0001104659-20-004522 · tm203612d1_form4.xml · nonDerivative · entry 1 Kay Edward William Jr. · CIK 0001562330 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,000 Read SEC document |
| January 13, 2020 Filed Jan 14, 2020 10:07 UTC |
Travers Paul JDirector · President and CEO
|
PurchaseCommon Stock | 2,250 | $1.92 | $4,319.78 |
DisclosureSEC source: 0001104659-20-003691 · tm203415-1_4.xml · nonDerivative · entry 1 Travers Paul J · CIK 0001475077 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,621,964 F1 · ownership.direct: 1,751,964 shares are held directly by Mr. Travers and 870,000 shares are held by grantor retained annuity trusts as follows: 609,000 shares by Serge Turcotte as trustee of the Paul Travers Annuity Trust I dated May 14, 2015, 182,700 shares by Serge Turcotte as trustee of the Paul Travers Annuity Trust II dated May 14, 2015, and 78,300 shares by Serge Turcotte as trustee of the Paul Travers Annuity Trust III dated May 14, 2015. Read SEC document |
| January 10, 2020 Filed Jan 13, 2020 14:46 UTC |
Travers Paul JDirector · President and CEO
|
PurchaseCommon Stock | 2,500 | $1.97 | $4,925.00 |
DisclosureSEC source: 0001104659-20-003424 · tm203302d1_form4.xml · nonDerivative · entry 1 Travers Paul J · CIK 0001475077 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,619,714 F1 · ownership.direct: 1,749,714 shares are held directly by Mr. Travers and 870,000 shares are held by grantor retained annuity trusts as follows: 609,000 shares by Serge Turcotte as trustee of the Paul Travers Annuity Trust I dated May 14, 2015, 182,700 shares by Serge Turcotte as trustee of the Paul Travers Annuity Trust II dated May 14, 2015, and 78,300 shares by Serge Turcotte as trustee of the Paul Travers Annuity Trust III dated May 14, 2015. Read SEC document |
| November 14, 2019 Filed Nov 14, 2019 18:08 UTC |
Kay Edward William Jr.Director
|
PurchaseCommon Stock | 2,000 | $2.25 | $4,502.00 |
DisclosureSEC source: 0001104659-19-064008 · tm1922946-1_4.xml · nonDerivative · entry 1 Kay Edward William Jr. · CIK 0001562330 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,000 Read SEC document |
| September 03, 2019 Filed Sep 3, 2019 21:28 UTC |
Kay Edward William Jr.Director
|
GrantCommon Stock | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-19-043241 · tv528826_4.xml · nonDerivative · entry 1 Kay Edward William Jr. · CIK 0001562330 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,000 F1 · kind: Issuance of stock award. Full ownership vests in equal monthly installments over 12 months. Read SEC document |
| September 03, 2019 Filed Sep 4, 2019 16:30 UTC |
RUCKDAESCHEL ALEXANDERDirector
|
GrantCommon Stock | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-19-043356 · tv528875_4.xml · nonDerivative · entry 1 RUCKDAESCHEL ALEXANDER · CIK 0001422022 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,000 F1 · kind: Issuance of stock award. Full ownership vests in equal monthly installments over 12 months. Read SEC document |
| September 03, 2019 Filed Sep 4, 2019 14:54 UTC |
Harned Timothy HeydenreichDirector
|
GrantCommon Stock | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-19-043326 · tv528866_4.xml · nonDerivative · entry 1 Harned Timothy Heydenreich · CIK 0001709813 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,000 F1 · kind: Issuance of stock award. Full ownership vests in equal monthly installments over 12 months. Read SEC document |
| June 11, 2019 Filed Jun 11, 2019 12:35 UTC |
Travers Paul JDirector · President and CEO
|
PurchaseCommon Stock | 3,400 | $2.77 | $9,430.58 |
DisclosureSEC source: 0001144204-19-030523 · tv523414_4.xml · nonDerivative · entry 1 Travers Paul J · CIK 0001475077 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,617,214 F1 · price: This sales price reflects a weighted average of multiple prices ranging from $2.73 to $2.8477. Full information regarding the number of shares acquired at each price will be provided to the Securities and Exchange Commission staff, the Issuer or any security holder of the Issuer upon request. F2 · ownership.direct: 1,747,214 shares are held directly by Mr. Travers and 870,000 shares are held by grantor retained annuity trusts as follows: 609,000 shares by Serge Turcotte as trustee of the Paul Travers Annuity Trust I dated May 14, 2015, 182,700 shares by Serge Turcotte as trustee of the Paul Travers Annuity Trust II dated May 14, 2015, and 78,300 shares by Serge Turcotte as trustee of the Paul Travers Annuity Trust III dated May 14, 2015. Read SEC document |
| June 07, 2019 Filed Jun 7, 2019 14:50 UTC |
Harned Timothy HeydenreichDirector
|
PurchaseCommon Stock | 4,000 | $1.91 | $7,637.20 |
DisclosureSEC source: 0001144204-19-030199 · tv523285_form4.xml · nonDerivative · entry 1 Harned Timothy Heydenreich · CIK 0001709813 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 F1 · ownership.direct: 2,500 shares are owned in an SEP IRA account and the remainder are owned directly. Read SEC document |
| June 07, 2019 Filed Jun 11, 2019 13:29 UTC |
Kay Edward William Jr.Director
|
PurchaseCommon Stock | 10,000 | $2.02 | $20,174.00 |
DisclosureSEC source: 0001144204-19-030505 · tv523394_4.xml · nonDerivative · entry 1 Kay Edward William Jr. · CIK 0001562330 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,000 Read SEC document |
| June 06, 2019 Filed Jun 10, 2019 09:15 UTC |
Travers Paul JDirector · President and CEO
|
PurchaseCommon Stock | 5,000 | $1.94 | $9,681.00 |
DisclosureSEC source: 0001144204-19-030361 · tv523326_4.xml · nonDerivative · entry 1 Travers Paul J · CIK 0001475077 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,613,814 F1 · price: This sales price reflects a weighted average of multiple prices ranging from $1.9281 to $1.9432. Full information regarding the number of shares acquired at each price will be provided to the Securities and Exchange Commission staff, the Issuer or any security holder of the Issuer upon request. F2 · ownership.direct: 1,743,814 shares are held directly by Mr. Travers and 870,000 shares are held by grantor retained annuity trusts as follows: 609,000 shares by Serge Turcotte as trustee of the Paul Travers Annuity Trust I dated May 14, 2015, 182,700 shares by Serge Turcotte as trustee of the Paul Travers Annuity Trust II dated May 14, 2015, and 78,300 shares by Serge Turcotte as trustee of the Paul Travers Annuity Trust III dated May 14, 2015. Read SEC document |
| June 05, 2019 Filed Jun 5, 2019 13:37 UTC |
Travers Paul JDirector · President and CEO
|
PurchaseCommon Stock | 6,000 | $1.99 | $11,940.60 |
DisclosureSEC source: 0001144204-19-029855 · tv523160_form4.xml · nonDerivative · entry 1 Travers Paul J · CIK 0001475077 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,608,814 F1 · ownership.direct: 1,738,814 shares are held directly by Mr. Travers and 870,000 shares are held by grantor retained annuity trusts as follows: 609,000 shares by Serge Turcotte as trustee of the Paul Travers Annuity Trust I dated May 14, 2015, 182,700 shares by Serge Turcotte as trustee of the Paul Travers Annuity Trust II dated May 14, 2015, and 78,300 shares by Serge Turcotte as trustee of the Paul Travers Annuity Trust III dated May 14, 2015. Read SEC document |
| June 05, 2019 Filed Jun 6, 2019 11:30 UTC |
Russell GrantDirector · CFO and Executive VP
|
PurchaseCommon Stock | 10,000 | $1.92 | $19,240.00 |
DisclosureSEC source: 0001144204-19-030012 · tv523211_4.xml · nonDerivative · entry 2 Russell Grant · CIK 0001475058 · Director · CFO and Executive VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 995,816 F1 · ownership.direct: Includes 7,000 shares held by Mr. Russell's wife and the remainder held directly by Mr. Russell. Read SEC document |
| June 05, 2019 Filed Jun 6, 2019 11:30 UTC |
Russell GrantDirector · CFO and Executive VP
|
PurchaseCommon Stock | 2,000 | $1.94 | $3,870.00 |
DisclosureSEC source: 0001144204-19-030012 · tv523211_4.xml · nonDerivative · entry 1 Russell Grant · CIK 0001475058 · Director · CFO and Executive VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 985,816 F1 · ownership.direct: Includes 7,000 shares held by Mr. Russell's wife and the remainder held directly by Mr. Russell. Read SEC document |
| June 04, 2019 Filed Jun 4, 2019 14:11 UTC |
Travers Paul JDirector · President and CEO
|
PurchaseCommon Stock | 5,000 | $1.95 | $9,750.50 |
DisclosureSEC source: 0001144204-19-029680 · tv523068_4.xml · nonDerivative · entry 1 Travers Paul J · CIK 0001475077 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,602,814 F1 · ownership.direct: 1,732,814 shares are held directly by Mr. Travers and 870,000 shares are held by grantor retained annuity trusts as follows: 609,000 shares by Serge Turcotte as trustee of the Paul Travers Annuity Trust I dated May 14, 2015, 182,700 shares by Serge Turcotte as trustee of the Paul Travers Annuity Trust II dated May 14, 2015, and 78,300 shares by Serge Turcotte as trustee of the Paul Travers Annuity Trust III dated May 14, 2015. Read SEC document |
| December 31, 2018 Filed Jan 3, 2019 14:16 UTC |
Kay Edward William Jr.Director
|
PurchaseCommon Stock | 5,000 | $4.79 | $23,959.00 |
DisclosureSEC source: 0001144204-19-000256 · tv510271_4.xml · nonDerivative · entry 1 Kay Edward William Jr. · CIK 0001562330 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,000 Read SEC document |
| December 24, 2018 Filed Dec 26, 2018 16:08 UTC |
Harned Timothy HeydenreichDirector
|
PurchaseCommon Stock | 1,000 | $4.53 | $4,533.40 |
DisclosureSEC source: 0001144204-18-066182 · tv509903_form4.xml · nonDerivative · entry 1 Harned Timothy Heydenreich · CIK 0001709813 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,000 F1 · price: 2,500 shares are owned in an SEP IRA account and the remainder are owned directly. F1 · ownership.direct: 2,500 shares are owned in an SEP IRA account and the remainder are owned directly. Read SEC document |
| December 19, 2018 Filed Dec 20, 2018 10:38 UTC |
Travers Paul JDirector · President and CEO
|
PurchaseCommon Stock | 3,700 | $5.26 | $19,463.48 |
DisclosureSEC source: 0001144204-18-065572 · tv509619_4.xml · nonDerivative · entry 1 Travers Paul J · CIK 0001475077 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,597,814 F1 · ownership.direct: 1,727,814 shares are held directly by Mr. Travers and 870,000 shares are held by grantor retained annuity trusts as follows: 609,000 shares by Serge Turcotte as trustee of the Paul Travers Annuity Trust I dated May 14, 2015, 182,700 shares by Serge Turcotte as trustee of the Paul Travers Annuity Trust II dated May 14, 2015, and 78,300 shares by Serge Turcotte as trustee of the Paul Travers Annuity Trust III dated May 14, 2015. Read SEC document |
| November 13, 2018 Filed Nov 14, 2018 16:13 UTC |
Harned Timothy HeydenreichDirector
|
PurchaseCommon Stock | 1,500 | $5.93 | $8,895.90 |
DisclosureSEC source: 0001144204-18-059657 · tv507262_4.xml · nonDerivative · entry 1 Harned Timothy Heydenreich · CIK 0001709813 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,000 F1 · price: This sales price reflects a weighted average of multiple prices ranging from $5.929 to $5.935. Full information regarding the number of shares acquired at each price will be provided to the Securities and Exchange Commission staff, the Issuer or any security holder of the Issuer upon request. F2 · ownership.direct: 2,500 shares are owned in an SEP IRA account and the remainder are owned directly. Read SEC document |
| July 12, 2018 Filed Jul 13, 2018 18:38 UTC |
Harned Timothy HeydenreichDirector
|
GrantCommon Stock | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-18-038309 · tv498555_4.xml · nonDerivative · entry 2 Harned Timothy Heydenreich · CIK 0001709813 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,500 F1 · kind: Issuance of stock award. The shares vests in equal monthly installments over 12 months from the date of award. F2 · ownership.direct: 2,500 shares are owned in an SEP IRA account and the remainder are owned directly. Read SEC document |
| July 12, 2018 Filed Jul 13, 2018 18:38 UTC |
Harned Timothy HeydenreichDirector
|
PurchaseCommon Stock | 1,000 | $8.27 | $8,265.00 |
DisclosureSEC source: 0001144204-18-038309 · tv498555_4.xml · nonDerivative · entry 1 Harned Timothy Heydenreich · CIK 0001709813 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,500 F2 · ownership.direct: 2,500 shares are owned in an SEP IRA account and the remainder are owned directly. Read SEC document |
| July 12, 2018 Filed Jul 16, 2018 15:46 UTC |
RUCKDAESCHEL ALEXANDERDirector
|
GrantCommon Stock | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-18-038447 · tv498599_4.xml · nonDerivative · entry 1 RUCKDAESCHEL ALEXANDER · CIK 0001422022 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,000 F1 · kind: Issuance of stock award. The shares vest in equal monthly installments over 12 months from the date of award. Read SEC document |
| July 12, 2018 Filed Jul 16, 2018 14:40 UTC |
Kay Edward William Jr.Director
|
GrantCommon Stock | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-18-038437 · tv498597_4.xml · nonDerivative · entry 1 Kay Edward William Jr. · CIK 0001562330 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,000 F1 · kind: Issuance of stock award. The shares vest in equal monthly installments over 12 months from the date of award. Read SEC document |
| May 04, 2018 Filed May 8, 2018 17:16 UTC |
Boris Paul ADirector · COO
|
GrantCommon Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-18-026194 · tv493346_4.xml · nonDerivative · entry 1 Boris Paul A · CIK 0001706128 · Director · COO 10b5-1 filing: Not disclosed Ownership: Indirect · Footnote Disclosed balance after: 130,500 F1 · kind: Issuance of stock award - full ownership vests in equal monthly installments over 48 months from the date of award. F2 · ownership.nature: 105,000 shares are owned directly and 25,500 shares are owned by 401(k) plan. Read SEC document |
| May 04, 2018 Filed May 8, 2018 17:22 UTC |
Russell GrantDirector · CFO and Executive VP
|
GrantCommon Stock | 35,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-18-026202 · tv493349_4.xml · nonDerivative · entry 1 Russell Grant · CIK 0001475058 · Director · CFO and Executive VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 983,816 F1 · kind: Issuance of stock award - full ownership vests in equal monthly installments over 48 months from the date of award. F2 · ownership.direct: Includes 976,816 shares held directly by Mr. Grant and 7,000 shares held by Mr. Grant's wife. Read SEC document |
| May 04, 2018 Filed May 8, 2018 17:24 UTC |
Travers Paul JDirector · President and CEO
|
GrantCommon Stock | 35,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-18-026206 · tv493452_4.xml · nonDerivative · entry 1 Travers Paul J · CIK 0001475077 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,594,114 F1 · kind: Issuance of stock award - full ownership vests in equal monthly installments over 48 months from the date of award. F2 · ownership.direct: 1,724,114 shares are held directly by Mr. Travers and 870,000 shares are held by grantor retained annuity trusts as follows: 609,000 shares by Serge Turcotte as trustee of the Paul Travers Annuity Trust I dated May 14, 2015, 182,700 shares by Serge Turcotte as trustee of the Paul Travers Annuity Trust II dated May 14, 2015, and 78,300 shares by Serge Turcotte as trustee of the Paul Travers Annuity Trust III dated May 14, 2015. Read SEC document |
| May 04, 2018 Filed May 8, 2018 21:20 UTC |
SCOTT MICHAEL DENNISDirector
|
GrantCommon Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-18-026200 · tv493348_4.xml · nonDerivative · entry 1 SCOTT MICHAEL DENNIS · CIK 0001586307 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,000 F1 · kind: Issuance of stock award - full ownership vests in equal monthly installments over 12 months from the date of award. Read SEC document |
| May 04, 2018 Filed May 8, 2018 21:18 UTC |
Kay Edward William Jr.Director
|
GrantCommon Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-18-026196 · tv493347_4.xml · nonDerivative · entry 1 Kay Edward William Jr. · CIK 0001562330 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,000 F1 · kind: Issuance of stock award - full ownership vests in equal monthly installments over 12 months from the date of award. Read SEC document |
| May 04, 2018 Filed May 8, 2018 21:13 UTC |
Harned Timothy HeydenreichDirector
|
GrantCommon Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-18-026192 · tv493345_4.xml · nonDerivative · entry 1 Harned Timothy Heydenreich · CIK 0001709813 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,500 F1 · kind: Issuance of stock award - full ownership vests in equal monthly installments over 12 months from the date of award. F2 · ownership.direct: 25,000 shares are owned directly and the remainder are owned in an SEP IRA account. Read SEC document |
| May 04, 2018 Filed May 8, 2018 21:11 UTC |
RUCKDAESCHEL ALEXANDERDirector
|
GrantCommon Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-18-026189 · tv493344_4.xml · nonDerivative · entry 1 RUCKDAESCHEL ALEXANDER · CIK 0001422022 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,000 F1 · kind: Issuance of stock award - full ownership vests in equal monthly installments over 12 months from the date of award. Read SEC document |
| March 26, 2018 Filed Mar 26, 2018 13:19 UTC |
Travers Paul JDirector · President and CEO
|
PurchaseCommon Stock | 3,252 | $6.13 | $19,940.29 |
DisclosureSEC source: 0001144204-18-016833 · tv489535_4.xml · nonDerivative · entry 1 Travers Paul J · CIK 0001475077 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,559,114 F1 · ownership.direct: 1,689,114 share are held directly by Mr. Travers and 870,000 shares are held by grantor retained annuity trusts as follows: 609,000 shares by Serge Turcotte as trustee of the Paul Travers Annuity Trust I dated May 14, 2015, 182,700 shares by Serge Turcotte as trustee of the Paul Travers Annuity Trust II dated May 14, 2015, and 78,300 shares by Serge Turcotte as trustee of the Paul Travers Annuity Trust III dated May 14, 2015. Read SEC document |
| March 22, 2018 Filed Mar 22, 2018 13:51 UTC |
Russell GrantDirector · CFO and Executive VP
|
PurchaseCommon Stock | 5,000 | $6.10 | $30,495.00 |
DisclosureSEC source: 0001144204-18-016353 · tv489271_form4.xml · nonDerivative · entry 1 Russell Grant · CIK 0001475058 · Director · CFO and Executive VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 941,816 Read SEC document |
| February 06, 2018 Filed Feb 8, 2018 10:10 UTC |
Boris Paul ADirector · COO
|
PurchaseCommon Stock | 1,200 | $7.65 | $9,174.00 |
DisclosureSEC source: 0001144204-18-006465 · tv485276_4.xml · nonDerivative · entry 2 Boris Paul A · CIK 0001706128 · Director · COO 10b5-1 filing: Not disclosed Ownership: Indirect · Footnote Disclosed balance after: 125,500 F1 · ownership.nature: 100,000 shares are owned directly and the remainder are owned by retirement accounts. Read SEC document |
| February 06, 2018 Filed Feb 8, 2018 10:10 UTC |
Boris Paul ADirector · COO
|
PurchaseCommon Stock | 1,800 | $7.99 | $14,381.46 |
DisclosureSEC source: 0001144204-18-006465 · tv485276_4.xml · nonDerivative · entry 1 Boris Paul A · CIK 0001706128 · Director · COO 10b5-1 filing: Not disclosed Ownership: Indirect · Footnote Disclosed balance after: 124,300 F1 · ownership.nature: 100,000 shares are owned directly and the remainder are owned by retirement accounts. Read SEC document |
| December 19, 2017 Filed Dec 20, 2017 16:01 UTC |
Boris Paul ADirector · COO
|
PurchaseCommon Stock | 5,000 | $5.74 | $28,720.00 |
DisclosureSEC source: 0001144204-17-064533 · tv481708_4.xml · nonDerivative · entry 1 Boris Paul A · CIK 0001706128 · Director · COO 10b5-1 filing: Not disclosed Ownership: Indirect · Footnote Disclosed balance after: 122,500 F1 · ownership.nature: 100,000 shares are owned directly and 22,500 shares are owned by 401(k) plan. Read SEC document |
| December 14, 2017 Filed Dec 18, 2017 11:19 UTC |
Harned Timothy HeydenreichDirector
|
PurchaseCommon Stock | 500 | $5.94 | $2,970.00 |
DisclosureSEC source: 0001144204-17-064067 · tv481551_4.xml · nonDerivative · entry 2 Harned Timothy Heydenreich · CIK 0001709813 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,500 F1 · ownership.direct: 20,000 shares are owned directly and the remainder are owned in an SEP IRA account. Read SEC document |
| December 14, 2017 Filed Dec 18, 2017 11:19 UTC |
Harned Timothy HeydenreichDirector
|
PurchaseCommon Stock | 2,000 | $6.03 | $12,050.00 |
DisclosureSEC source: 0001144204-17-064067 · tv481551_4.xml · nonDerivative · entry 1 Harned Timothy Heydenreich · CIK 0001709813 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,000 F1 · ownership.direct: 20,000 shares are owned directly and the remainder are owned in an SEP IRA account. Read SEC document |
| November 15, 2017 Filed Nov 16, 2017 20:25 UTC |
Kay Edward William Jr.Director
|
PurchaseCommon Stock | 10,000 | $5.95 | $59,450.00 |
DisclosureSEC source: 0001144204-17-059690 · tv479778_4.xml · nonDerivative · entry 1 Kay Edward William Jr. · CIK 0001562330 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,000 Read SEC document |
| October 23, 2017 Filed Oct 24, 2017 12:49 UTC |
Boris Paul ADirector · COO
|
PurchaseCommon Stock | 2,500 | $5.05 | $12,612.50 |
DisclosureSEC source: 0001144204-17-053745 · tv477643_form4.xml · nonDerivative · entry 1 Boris Paul A · CIK 0001706128 · Director · COO 10b5-1 filing: Not disclosed Ownership: Indirect · Footnote Disclosed balance after: 117,500 F1 · ownership.nature: 100,000 shares are owned directly and 17,500 shares are owned by 401(k) plan. Read SEC document |
| October 13, 2017 Filed Oct 16, 2017 08:38 UTC |
Russell GrantDirector · CFO and Executive VP
|
PurchaseCommon Stock | 800 | $5.55 | $4,440.00 |
DisclosureSEC source: 0001144204-17-052526 · tv477028_4.xml · nonDerivative · entry 2 Russell Grant · CIK 0001475058 · Director · CFO and Executive VP 10b5-1 filing: Not disclosed Ownership: Indirect · Wife of Mr. Russell Disclosed balance after: 7,000 F1 · ownership.direct: The wife of Mr. Russell purchased 1,200 and 800 shares at $5.525 and $5.55 per share respectively. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.