Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Vuzix CorpVUZI · Entity 6298 | Director · COO | May 04, 2018 | May 08, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Vuzix Corp
Report date May 04, 2018 · Filed May 08, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectFootnote | 130,500 |
Reported balance
After 2018-05-04 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2018-05-04 · Grant · Acquired 5,000 · Balance 130,500 F1: Issuance of stock award - full ownership vests in equal monthly installments over 48 months from the date of award. F2: 105,000 shares are owned directly and 25,500 shares are owned by 401(k) plan. |
Filing footnotes · ownership attribution and instrument terms
F1: Issuance of stock award - full ownership vests in equal monthly installments over 48 months from the date of award.
F2: 105,000 shares are owned directly and 25,500 shares are owned by 401(k) plan.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 04, 2018 Filed May 8, 2018 17:16 UTC | Vuzix Corp VUZI · Entity 6298 | GrantCommon Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-18-026194 · tv493346_4.xml · nonDerivative · entry 1 Boris Paul A · CIK 0001706128 · Director · COO 10b5-1 filing: Not disclosed Ownership: Indirect · Footnote Disclosed balance after: 130,500 F1 · kind: Issuance of stock award - full ownership vests in equal monthly installments over 48 months from the date of award. F2 · ownership.nature: 105,000 shares are owned directly and 25,500 shares are owned by 401(k) plan. Read SEC document |
| February 06, 2018 Filed Feb 8, 2018 10:10 UTC | Vuzix Corp VUZI · Entity 6298 | PurchaseCommon Stock | 1,200 | $7.65 | $9,174.00 |
DisclosureSEC source: 0001144204-18-006465 · tv485276_4.xml · nonDerivative · entry 2 Boris Paul A · CIK 0001706128 · Director · COO 10b5-1 filing: Not disclosed Ownership: Indirect · Footnote Disclosed balance after: 125,500 F1 · ownership.nature: 100,000 shares are owned directly and the remainder are owned by retirement accounts. Read SEC document |
| February 06, 2018 Filed Feb 8, 2018 10:10 UTC | Vuzix Corp VUZI · Entity 6298 | PurchaseCommon Stock | 1,800 | $7.99 | $14,381.46 |
DisclosureSEC source: 0001144204-18-006465 · tv485276_4.xml · nonDerivative · entry 1 Boris Paul A · CIK 0001706128 · Director · COO 10b5-1 filing: Not disclosed Ownership: Indirect · Footnote Disclosed balance after: 124,300 F1 · ownership.nature: 100,000 shares are owned directly and the remainder are owned by retirement accounts. Read SEC document |
| December 19, 2017 Filed Dec 20, 2017 16:01 UTC | Vuzix Corp VUZI · Entity 6298 | PurchaseCommon Stock | 5,000 | $5.74 | $28,720.00 |
DisclosureSEC source: 0001144204-17-064533 · tv481708_4.xml · nonDerivative · entry 1 Boris Paul A · CIK 0001706128 · Director · COO 10b5-1 filing: Not disclosed Ownership: Indirect · Footnote Disclosed balance after: 122,500 F1 · ownership.nature: 100,000 shares are owned directly and 22,500 shares are owned by 401(k) plan. Read SEC document |
| October 23, 2017 Filed Oct 24, 2017 12:49 UTC | Vuzix Corp VUZI · Entity 6298 | PurchaseCommon Stock | 2,500 | $5.05 | $12,612.50 |
DisclosureSEC source: 0001144204-17-053745 · tv477643_form4.xml · nonDerivative · entry 1 Boris Paul A · CIK 0001706128 · Director · COO 10b5-1 filing: Not disclosed Ownership: Indirect · Footnote Disclosed balance after: 117,500 F1 · ownership.nature: 100,000 shares are owned directly and 17,500 shares are owned by 401(k) plan. Read SEC document |
| October 04, 2017 Filed Oct 6, 2017 13:42 UTC | Vuzix Corp VUZI · Entity 6298 | PurchaseCommon Stock | 5,000 | $5.20 | $25,987.00 |
DisclosureSEC source: 0001144204-17-051625 · v476596_4.xml · nonDerivative · entry 1 Boris Paul A · CIK 0001706128 · Director · COO 10b5-1 filing: Not disclosed Ownership: Indirect · Footnote Disclosed balance after: 115,000 F1 · ownership.nature: 100,000 shares are owned directly and 15,000 shares are owned by 401(k) plan. Read SEC document |
| August 09, 2017 Filed Aug 11, 2017 14:59 UTC | Vuzix Corp VUZI · Entity 6298 | PurchaseCommon Stock | 10,000 | $6.10 | $61,000.00 |
DisclosureSEC source: 0001144204-17-042395 · v473078_4.xml · nonDerivative · entry 1 Boris Paul A · CIK 0001706128 · Director · COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 160,000 F1 · kind: Purchase of common shares in August 9, 2017 Registered Direct Offering Read SEC document |
| August 09, 2017 Filed Aug 15, 2017 13:19 UTC Amendment | Vuzix Corp VUZI · Entity 6298 | PurchaseCommon Stock | 10,000 | $6.10 | $61,000.00 |
DisclosureSEC source: 0001144204-17-043413 · v473388_4a.xml · nonDerivative · entry 1 Boris Paul A · CIK 0001706128 · Director · COO 10b5-1 filing: Not disclosed Ownership: Indirect · Footnote Disclosed balance after: 110,000 F1 · kind: Purchase of common shares in August 9, 2017 Registered Direct Offering. F2 · ownership.nature: 10,000 shares purchased by 401(k) plan. 100,000 shares are owned directly. Read SEC document |
| May 08, 2017 Filed May 10, 2017 17:22 UTC | Vuzix Corp VUZI · Entity 6298 | Grantstock option - right to buy · Derivative | 150,000 | $5.90 Strike: $5.90 | $885,000.00 |
DisclosureSEC source: 0001144204-17-026147 · v466617_4.xml · derivative · entry 2 Boris Paul A · CIK 0001706128 · Director · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,000 Underlying: Common Stock · 150,000 shares Expires 2027-04-28 F1 · derivative.exercise_date: Table II - Issuance of stock options - (1) Granted under the issuer's 2014 Incentive Plan with vesting in equal monthly installments over 48 months from the date of grant. Read SEC document |
| May 08, 2017 Filed May 10, 2017 17:22 UTC | Vuzix Corp VUZI · Entity 6298 | GrantCommon Stock | 100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-17-026147 · v466617_4.xml · nonDerivative · entry 1 Boris Paul A · CIK 0001706128 · Director · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.